2. Key Executives
M.S Rama Krishna
Y.Sailaja
Whole Team Director
Company Secretary
C.Partha Sarathi Karvy Consultants Limited
M.S ramakrishna KARVY Stock Broking Limited
M.Yogandar Karvy Consultants Limited
Sudhir Variyar Multiples Alternate Asset Management
Private Limited
Jimmy Lachmandas Sharekhan Limited
Board Of Members
Parthasaradhi Chair Man & Managing Director
V.Murali Govind Complaince Officer
3. Karvy Stock Broking Limited provides stock broking and
research advisory services in India. The company offers
portfolio analysis, depository participant, and financial
planning and management services for individuals and
institutional clients. It also provides a monthly magazine,
Finapolis, which provides up-dated market information on
market trends, investment options, and opinions. The company
was founded in 1990 and is based in Hyderabad, India. Karvy
Stock Broking Limited operates as a subsidiary of Karvy
Consultants Limited.
4. The Karvy group was formed in 1983 at Hyderabad, India.
Karvy Computershare Limited is India’s largest Registrar and
Transfer Agent with a client base of nearly 500 blue chip
corporates, managing over 2 crore accounts.
Karvy Stock Brokers Limited, member of National Stock
Exchange of India and the Bombay Stock Exchange, ranks
among the top 5 stock brokers in India. With over 6,00,000
active accounts, it ranks among the top 5 Depositary
Participant in India, registered with NSDL and CDSL.
Karvy Comtrade, Member of NCDEX and MCX ranks among
the top 3 commodity brokers in the country.
5. Registered with AMFI as a corporate Agent, Karvy is also
among the top Mutual Fund mobilizer with over Rs. 5,000
crores under management.
Karvy has 575 offices over 375 locations across India and
overseas at Dubai and New York. Over 9,000 highly qualified
people staff.
Karvy was started by a group of five chartered accountants in
1979.
The first firm in the group, Karvy Consultants Limited was
incorporated on 23rd July, 1983.
In a very short period, it became the largest Registrar and
Transfer Agent in India
6. This business was spun off to form a separate joint venture with
Computershare of Australia, in 2005. Karvy’s foray into stock
broking began with marketing IPOs, in 1993. Within a few years,
Karvy began topping the IPO procurement league tables and it has
consistently maintained its position among the top 5.
Karvy was among the first few members of National Stock
Exchange, in 1994 and became a member of The Stock Exchange,
Mumbai in 2001. Dematerialization of shares gathered pace in mid-
90s and Karvy was in the forefront educating investors on the
advantages of dematerializing their shares. Today Karvy is among
the top 5 DP in India
While the registry business is a 50:50 Joint Venture with
Computershare of Australia, we have equity participation by ICICI
Ventures Limited and Barings Asia Limited, in Karvy Stock
Broking Limited.
7. Other Group Companies In The Capital Market
Area
Company Name Activity
KARVY INVESTORS SERVICES LTD.
MERCHANT
BANKING/UNDERWRITING/DEBENTURE
TRUSTEE
KARVY COMPUTERSHARE PVT.LTD. REGISTRAR & SHARE TRANSFER AGENT
KARVY COMTRADE LTD.
ACE DERIVATIVES AND COMMODITY
EXCHANGE LIMITED
ACEL/TCM/CORP/0255 MULTI
COMMODITY EXCHANGE OF INDIA
LIMITED MCX/TCM/CORP/0021 NATIONAL
SPOT EXCHANGE LIMITED 10400 NCDEX
SPOT EXCHANGE LIMITED
NCDEXSPOT/064/CO/09/10071 NATIONAL
COMMODITY & DERIVATIVES EXCHANGE
LIMITED NCDEX-CO-04-00236 NATIONAL
MULTI-COMMODITY EXCHANGE OF INDIA
LIMITED NMCE/TCM/CORP/0186
8. Profile Of
Member
(as submitted by
Member)
KARVY, IS A PREMIER INTEGRATED FINANCIAL SERVICES PROVIDER, AND
RANKED AMONG THE TOP FIVE IN THE COUNTRY IN ALL ITS BUSINESS
SEGMENTS, SERVICES OVER 20 MILLION INDIVIDUAL INVESTORS IN VARIOUS
CAPACITIES, AND PROVIDES INVESTOR SERVICES TO OVER 300 CORPORATES,
COMPRISING THE WHO IS WHO OF CORPORATE INDIA. KARVY COVERS THE
ENTIRE SPECTRUM OF FINANCIAL SERVICES SUCH AS STOCK BROKING,
DEPOSITORY PARTICIPANTS, DISTRIBUTION OF FINANCIAL PRODUCTS -
MUTUAL FUNDS, BONDS, FIXED DEPOSIT, EQUITIES, INSURANCE BROKING,
COMMODITIES BROKING, PERSONAL FINANCE ADVISORY SERVICES,
MERCHANT BANKING & CORPORATE FINANCE, REGISTRARS & TRANSFER
AGENTS . KARVY HAS A PROFESSIONAL MANAGEMENT TEAM AND RANKS
AMONG THE BEST IN TECHNOLOGY, OPERATIONS AND RESEARCH OF VARIOUS
INDUSTRIAL SEGMENTS.| KARVY STOCK BROKING LTD OFFER TRADING ON A
VAST PLATFORM – NATIONAL STOCK EXCHANGE, BOMBAY STOCK EXCHANGE
AND HYDERABAD STOCK EXCHANGE. MORE IMPORTANTLY, WE MAKE TRADING
SAFE TO THE MAXIMUM POSSIBLE EXTENT, BY ACCOUNTING FOR SEVERAL
RISK FACTORS AND PLANNING ACCORDINGLY. WE ARE ASSISTED IN THIS TASK
BY OUR IN-DEPTH RESEARCH, CONSTANT FEEDBACK AND SOUND ADVISORY
FACILITIES. OUR HIGHLY SKILLED RESEARCH TEAM, COMPRISING OF
TECHNICAL ANALYSTS AS WELLAS FUNDAMENTAL SPECIALISTS, SECURE
RESULT-ORIENTED INFORMATION ON MARKET TRENDS, MARKET ANALYSIS
AND MARKET PREDICTIONS. . OUR STOCK BROKING SERVICES ARE WIDELY
NETWORKED ACROSS INDIA, WITH THE NUMBER OF OUR TRADING TERMINALS
PROVIDING RETAIL STOCK BROKING FACILITIES.
9. It has approx. matly 500 sub brokers
400 above Authorised Persons
10. Product Info..
Market Data Products
Corporate data
EOD Products
Other Data Products
Product Policy
Product Pricing
Historical Data
Distibution Media
11. Order Management System
Smart Order routing
Colocation
Algo Trading
Mobile Trading
Direct Market Access
Electronic Contract Notes
12. Foreign Direct Investment
Investments through Stock Exchanges
Investment in Eouro issues/Mutual Funds Floated
Overseas
Broking Business
Asset Management companyes Merchant Bank
13. FPI Transaction Flow
◦ Equity Purchase
◦ Equity Sale
◦ Derivatives Purchase
◦ Derivatives Sale
◦ Advisory Notes
◦ Trading Settlement & Risk Management
◦ Cost and Taxation
◦ Intermediaries
◦ Banks
◦ Solicitors
◦ Securities Services
◦ Tax advisory and others consulting
◦ Trading Members
14. the company posted good Q4 earnings for
the year FY14-15 with 34% increase in
the net profit YoY. Also the company has shown a
substantial upbeat in its increase in
operating profit which is up by 41 percent than the
estimated 30 percent indicates the operational and
managerial efficiency of the company.
