Jojy John is an AML Surveillance Analyst with over 4 years of experience working at Tata Consultancy Services for HSBC and RBS Bank. He is responsible for investigating alerts for potential money laundering risks, monitoring suspicious activities and transactions, and ensuring compliance. John aims to utilize his skills and knowledge for organizational and self growth. He has a MBA in Finance and Bachelor's degree in Economics.

1. Jojy John
Email Id: jojyjohn14@gmail.com
Mobile No. - +91-8527276318
ADDRESS: Chennai-600013
PROFILE:
An AML Surveillance Analyst is responsible to ensure efficient identification and monitoring of suspicious activities and tra nsaction
in the Bank and ensure timeous reporting of suspicious transactions to the Anti-Money Laundering (AML) Compliance Office
Also worked for Payment operations, and Reconciliation domain,
OBJECTIVE:
Aim to harness an opportunity in an organization where I utilize my skills and knowledge for excellent growth and benefit both
organization and myself.
PROFESSIONAL EXPERIENCE:
Tata consultancy Services (HSBC AML Operations i.e. Sanctions, compliance and Transaction monitoring)
 Tenure: - 02-Sept -2015 to till date
 Designation: - Business Process Lead
Roles and Responsibilities:
 Investigate and assess alerts for potential money laundering risks in the Bank
 Ensure efficient identification and monitoring of suspicious activities and transactions.
 Identify different violations that trigger alerts or cases and to determine an appropriate course of action.
 Maintaining a current understanding of money laundering and terrorist financing issue including policies, procedure,
regulations, industry best practise and developing trends.
 Understanding the purpose of the customers’ business and pattern of spending
 Perform report writing and case file documentation as per the global standards.
 Select dispositions and escalations by making decision supported with evidence, well written investigations reports.
 Identifying the nature of the activity, the line of business ofindividuals, focal entity , counterparties to determine an
appropriate
 Raising Request for Information (RFI) from the business manager to reach the conclusion.
 Perform report writing and case file documentation as per the guidelines of the global.
 Investigate all relevant historical activity of the Focal entity, counterparties and the third parties.

2.  Ensure that all cross border and domestic transactions are cleared within the respective clearing house/currency cut-offs,
which hit our filter after being screened against various sanctions list which is provided by the regulators.
 Contact client to obtain KYC information required for renewals/remediation.
 Amalgamating and remediating existing AML and KYC records into a client record management.
 Analyze Client data, documentation and negative news in order to determine Client risk profile.
 Conducted enhanced due diligence research of individuals, institutions and trust through LexisNexis and o therinternet tools.
 Interacted with Bank management on suspicious transactions conducted by customers
RBS (Reconcilation, KYC,and Payments)
 Tenure: - 08-Nov-2011 to 31 Aug 2015
 Designation: - Senior Process Associate
Roles and Responsibilities:
 Reconciliation of Internal, Cash, Nostro and Suspense accounts
 Reportany losses,irregularitiesand/orvariancesidentifiedduringthe preparationof the reconciliations.
 Recommend corrections for variances to ensure timely resolutions
 Ensuring detailed review be done on new client and risk rating client based on geography,industry,occupation,product,
political, status and reputational risk.
 To collect, review and analyse data and documentation to ensure compliance with department timeframes, policies,
procedures and/orregulatory and risk requirements are being made.
 Allocation of outstanding amount to the particular department based on the reference available on the entry, once the
allocation is over the remaining outstanding entries are tagged to investigation department.
 Trained in SWIF, SEPA, Payments and Nostro Reconciliations.
ACADEMIC PROFILE
 MBA (2009-11) IN FINANCE FROM SATHYABAMA UNIVERSITY CHENNAIWITH7.2 AGGREGATE.
 BA (ECONOMICS) FROM MEERUT UNIVERSITY.WITH56%
 12TH FROM TRANSLAM ACADEMY MEERUT WITH 61%
PROJECTS UNDERTAKEN
As a part of MBA curriculum i completed my project on Finance in a engineering company named BROTHERS ENGINEERING
AND ERECTORS LTD. (BEEL)
DECLARATION
I hereby declare that the information and facts furnished above are true & convict to the best of my knowledge and belief.
Date 07-29-2016

3. PLACE : CHENNAI(TN) (JOJY JOHN)