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Presentation to Career Development
Professionals of Indiana, Inc.

Molly Chamberlin, Ph.D.
Indiana Commission for Higher Education
Carol Rogers, MIS
Indiana University
Timothy Zimmer, Ph.D.
Indiana Department of Workforce Development

9/13/2013

2
WHAT IS IWIS
• IWIS is a multi-party consortium effort:
• Department of Workforce Development (DWD)
• Commission for Higher Education (CHE)
• Department of Education (DOE)
• Indiana Business Research Center (IBRC)

9/13/2013

3

www.iwis.in.gov
HISTORY
• Created in 2007:

Integration of records for the purposes of understanding
educational outcomes.
• Agreement between DWD and CHE
• Funding: Lumina Foundation / Lilly Endowment
• IBRC provided early funding and technology

• Participation by DOE increased to coordinate efforts with their

SLDS grant (Statewide Longitudinal Data System)

9/13/2013

4

www.iwis.in.gov
INFRASTRUCTURE
Physical
• Multiple servers managed by professional DBAs of the

consortium

• Servers owned by DWD and housed & maintained behind the state

firewall at IOT (Indiana Office of Technology)

• OS, DB Software provided by IBRC
• Uses MS-SQL Server Enterprise (full encryption) and a variety of

business analytics tools

9/13/2013

5

www.iwis.in.gov
INFRASTRUCTURE
Governance
• Agreements and Partnerships between partner agencies

provide efficient operation to the system

• Legal Agreement: Memorandum of Understanding between DWD,

CHE, IBRC and DOE

• Governance Document: agreed upon by individual agencies.

Monthly meetings of the Policy Group
• Monthly meetings of the Technical Group
• Monthly meetings of the SLDS/IWIS Group
• Additional subcommittees have formed to deal with particular issues.
•

• IWIS Advisors:

agenda items

9/13/2013

Stakeholder group that provides input on research

6

www.iwis.in.gov
INFRASTRUCTURE
Intellectual
• IWIS Advisory Group:
Ball State University
• Central Indiana Corporate Partnership
• Eastern Indiana Regional Workforce Board
• Indiana Chamber of Commerce
• Indiana Principals Association
• Indiana University
• Indy Partnership
• IU-Purdue Fort Wayne
• Ivy Tech Community College
• Office of Education Innovation
• Southwest Indiana Workforce Board
•

9/13/2013

7

www.iwis.in.gov
INFRASTRUCTURE
Financial
• Current monetary expenses for IWIS are carried by DWD

budget:

• Hardware
• Maintenance (IOT)
• Designated Administrator within DWD

• Implicit costs (Human Capital)
• Carried by all participating agencies in time and efforts expended
•

DWD, CHE, DOE, IBRC

• Potential Additional Funding Sources
• Indiana Career Council
• SLDS Grant
9/13/2013

8

www.iwis.in.gov
INFRASTRUCTURE
Security
• Protection of data is top priority
• Individual information is never identified in any report
•

Information published will not have the potential to identify individual students,
workers or businesses.

• Agency members maintain confidentiality of record level data received from

other members

• Legal Requirements for Confidentiality:

Federal: Family Educational Rights and Privacy Act (FERPA) & Bureau of Labor and
Statistics (BLS); P.L. 105 – 220 of the Workforce Investment Act (WIA) of 1998
• State: (privacy of student and worker records) IC11-8-5-1; IC 5-14-3-4; IC 4-1-10; IC
22-4-19-6 and IC 24-4-14
•

9/13/2013

9

www.iwis.in.gov
INFRASTRUCTURE
Security
• Limited staff access to those files which originate with SSNs, anyone with

this access have had background checks by their agencies, signed
appropriate forms required by DWD and IOT, submitted BLS agent
agreements and taken the annual confidentiality training of the BLS.

• Linked data within IWIS has NO personal information.

However, the loading
tables do have that information and are used for the integration process; the
resulting matched data are stripped of identifying personal information and
have unique, dynamically changing id’s.

• IOT roles and permissions are set in conjunction with the security officer at

DWD.

• Reports generated by IWIS do not include personal information, as defined

by Federal and State laws.

9/13/2013

10
DATA COMPONENTS

DOE - K-12 Students 2006 to 2010 Annual
CHE - Public College Enrollment & Completion1999+
Annual
IBRC – Real Property Assessments by Type 2002+
DWD - Adult Education 2011+
DWD – Career & Technical Education 2011+
DWD – Workforce Training Participant Data 2005+ periodic
DWD - Job Match Monthly 2008+
DWD - Mass Layoff Statistics 2008+
DWD - New Hires 2004+ Daily
DWD – Employers 2001+ Quarterly
DWD - Wage Records 2004+ Quarterly
DWD – Unemployment Benefit Recipient Data 2004+
DWD - Trade Adjustment Assistance Program Data

9/13/2013

11

www.iwis.in.gov
DWD DWD DOE DWD CHE DWD DWD DWD DWD DWD DWD

DATA COMPONENTS
Wage records

146,077,304

Unemployment Claims

66,997,461

CS3 (historic)

33,549,764

Career Connect

22,980,922

Track One Services

19,953,667

New Hires
College Students

16,667,692
13,841,139

Employer

7,156,297

High School Cohorts

6,105,151

Interstate Claims
National New Hires

9/13/2013

2,542,248
111,898
12
THE 4 P’S
• Pathways
• The movement of individual students between K-12 / Higher
Education / Workforce
• Progress
• The benchmarks or transition points students meet – or fail to
meet
• Predictors
• The characteristics, patterns, or commonalities that help explain
which students achieve successful outcomes and which do not.
• Performance
• Education and workforce aligned for individual success

9/13/2013

13

www.iwis.in.gov
EXAMPLES OF PUBLISHED DATA
ANALYSIS
• Annual
• Public Educational Institution Wage/Workforce Reports
• College Readiness Reports
• Numerous Articles and Reports
• Major Unemployment (Aug 2012)
• How Education pays in Indiana (Nov 2011)
• The Importance of Being Educated (Oct 2011)
• The Unemployment Experience in Howard County, Indiana
(2009)
• Support for Research Studies by Numerous Indiana

organizations

9/13/2013

14
2011 Indiana High School Graduates Enrolling in
College by Institution Type

Indiana Public College
Indiana Private, Not-for-Profit College

25,584

33,936

Indiana Private, For-Profit College
Out-of-State Public College

5,099

118
199
2,590 2,778
118
9/13/2013

Out-of-State Private, Not-for-Profit
College
Out-of-State Private, For-Profit College
Non Degree-Granting Institution
No Postsecondary Enrollment Record

15
2011 Indiana High School Graduates Enrolling in College
by HS Diploma Type

91.0%
63.0%
25.9%

Honors

9/13/2013

Core 40

General

16
9/13/2013

17
9/13/2013

18
9/13/2013

19
9/13/2013

20
9/13/2013

21
9/13/2013

22
Discussion

9/13/2013

23

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Iwis presentation

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  • 2. Presentation to Career Development Professionals of Indiana, Inc. Molly Chamberlin, Ph.D. Indiana Commission for Higher Education Carol Rogers, MIS Indiana University Timothy Zimmer, Ph.D. Indiana Department of Workforce Development 9/13/2013 2
  • 3. WHAT IS IWIS • IWIS is a multi-party consortium effort: • Department of Workforce Development (DWD) • Commission for Higher Education (CHE) • Department of Education (DOE) • Indiana Business Research Center (IBRC) 9/13/2013 3 www.iwis.in.gov
  • 4. HISTORY • Created in 2007: Integration of records for the purposes of understanding educational outcomes. • Agreement between DWD and CHE • Funding: Lumina Foundation / Lilly Endowment • IBRC provided early funding and technology • Participation by DOE increased to coordinate efforts with their SLDS grant (Statewide Longitudinal Data System) 9/13/2013 4 www.iwis.in.gov
  • 5. INFRASTRUCTURE Physical • Multiple servers managed by professional DBAs of the consortium • Servers owned by DWD and housed & maintained behind the state firewall at IOT (Indiana Office of Technology) • OS, DB Software provided by IBRC • Uses MS-SQL Server Enterprise (full encryption) and a variety of business analytics tools 9/13/2013 5 www.iwis.in.gov
  • 6. INFRASTRUCTURE Governance • Agreements and Partnerships between partner agencies provide efficient operation to the system • Legal Agreement: Memorandum of Understanding between DWD, CHE, IBRC and DOE • Governance Document: agreed upon by individual agencies. Monthly meetings of the Policy Group • Monthly meetings of the Technical Group • Monthly meetings of the SLDS/IWIS Group • Additional subcommittees have formed to deal with particular issues. • • IWIS Advisors: agenda items 9/13/2013 Stakeholder group that provides input on research 6 www.iwis.in.gov
  • 7. INFRASTRUCTURE Intellectual • IWIS Advisory Group: Ball State University • Central Indiana Corporate Partnership • Eastern Indiana Regional Workforce Board • Indiana Chamber of Commerce • Indiana Principals Association • Indiana University • Indy Partnership • IU-Purdue Fort Wayne • Ivy Tech Community College • Office of Education Innovation • Southwest Indiana Workforce Board • 9/13/2013 7 www.iwis.in.gov
  • 8. INFRASTRUCTURE Financial • Current monetary expenses for IWIS are carried by DWD budget: • Hardware • Maintenance (IOT) • Designated Administrator within DWD • Implicit costs (Human Capital) • Carried by all participating agencies in time and efforts expended • DWD, CHE, DOE, IBRC • Potential Additional Funding Sources • Indiana Career Council • SLDS Grant 9/13/2013 8 www.iwis.in.gov
  • 9. INFRASTRUCTURE Security • Protection of data is top priority • Individual information is never identified in any report • Information published will not have the potential to identify individual students, workers or businesses. • Agency members maintain confidentiality of record level data received from other members • Legal Requirements for Confidentiality: Federal: Family Educational Rights and Privacy Act (FERPA) & Bureau of Labor and Statistics (BLS); P.L. 105 – 220 of the Workforce Investment Act (WIA) of 1998 • State: (privacy of student and worker records) IC11-8-5-1; IC 5-14-3-4; IC 4-1-10; IC 22-4-19-6 and IC 24-4-14 • 9/13/2013 9 www.iwis.in.gov
  • 10. INFRASTRUCTURE Security • Limited staff access to those files which originate with SSNs, anyone with this access have had background checks by their agencies, signed appropriate forms required by DWD and IOT, submitted BLS agent agreements and taken the annual confidentiality training of the BLS. • Linked data within IWIS has NO personal information. However, the loading tables do have that information and are used for the integration process; the resulting matched data are stripped of identifying personal information and have unique, dynamically changing id’s. • IOT roles and permissions are set in conjunction with the security officer at DWD. • Reports generated by IWIS do not include personal information, as defined by Federal and State laws. 9/13/2013 10
  • 11. DATA COMPONENTS DOE - K-12 Students 2006 to 2010 Annual CHE - Public College Enrollment & Completion1999+ Annual IBRC – Real Property Assessments by Type 2002+ DWD - Adult Education 2011+ DWD – Career & Technical Education 2011+ DWD – Workforce Training Participant Data 2005+ periodic DWD - Job Match Monthly 2008+ DWD - Mass Layoff Statistics 2008+ DWD - New Hires 2004+ Daily DWD – Employers 2001+ Quarterly DWD - Wage Records 2004+ Quarterly DWD – Unemployment Benefit Recipient Data 2004+ DWD - Trade Adjustment Assistance Program Data 9/13/2013 11 www.iwis.in.gov
  • 12. DWD DWD DOE DWD CHE DWD DWD DWD DWD DWD DWD DATA COMPONENTS Wage records 146,077,304 Unemployment Claims 66,997,461 CS3 (historic) 33,549,764 Career Connect 22,980,922 Track One Services 19,953,667 New Hires College Students 16,667,692 13,841,139 Employer 7,156,297 High School Cohorts 6,105,151 Interstate Claims National New Hires 9/13/2013 2,542,248 111,898 12
  • 13. THE 4 P’S • Pathways • The movement of individual students between K-12 / Higher Education / Workforce • Progress • The benchmarks or transition points students meet – or fail to meet • Predictors • The characteristics, patterns, or commonalities that help explain which students achieve successful outcomes and which do not. • Performance • Education and workforce aligned for individual success 9/13/2013 13 www.iwis.in.gov
  • 14. EXAMPLES OF PUBLISHED DATA ANALYSIS • Annual • Public Educational Institution Wage/Workforce Reports • College Readiness Reports • Numerous Articles and Reports • Major Unemployment (Aug 2012) • How Education pays in Indiana (Nov 2011) • The Importance of Being Educated (Oct 2011) • The Unemployment Experience in Howard County, Indiana (2009) • Support for Research Studies by Numerous Indiana organizations 9/13/2013 14
  • 15. 2011 Indiana High School Graduates Enrolling in College by Institution Type Indiana Public College Indiana Private, Not-for-Profit College 25,584 33,936 Indiana Private, For-Profit College Out-of-State Public College 5,099 118 199 2,590 2,778 118 9/13/2013 Out-of-State Private, Not-for-Profit College Out-of-State Private, For-Profit College Non Degree-Granting Institution No Postsecondary Enrollment Record 15
  • 16. 2011 Indiana High School Graduates Enrolling in College by HS Diploma Type 91.0% 63.0% 25.9% Honors 9/13/2013 Core 40 General 16