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Hydropower Flashpoints and
  Water Security Challenges
       in Central Asia

      Bakhtiyor Mukhammadiev
  US Embassy, Tashkent, Uzbekistan

             These slides are personal opinion only.
They do not necessarily reflect the opinion of the U.S. Government.
U.S. Department of State
 Regional Environmental, Science, Technology and
       Health (ESTH) Office in Central Asia

 Based in Astana, Kazakhstan;
 Staff: Hub officer, two local staff, Pol/Econ/ESTH officers at
  each other US Missions;
 Reports to Bureau of Oceans and International
  Environmental and Scientific Affairs (OES) and Bureau of
  South and Central Asian Affairs (SCA);
 Facilitation of collaboration between US and Central Asian
  countries in ESTH areas; bilateral ESTH-related issues;
 Example: Science and Technology cooperation
  agreements between US and Kazakhstan (signed March
  2010) and US and Uzbekistan (signed Dec 2010)
                                                              2
Central Asian ESTH News

      Tajikistan Offended By Russian Leader's Remarks On Water Use In Region
      02/11/2008



                                          Regional Politics Get In Way of
                                          Bringing Power to the People
Tajikistan Warns Of Possible              03/03/2007
Water Shortage Crisis                                                                    World Bank Group
01/21/2009                                                                               Statement on Water-
                                                                                         Energy in Central
                                                                                         Asia
                                                                                         03/11/2010
                                                               Kyrgyzstan, Tajikistan
                                                               to Build Hydro Power
Tajikistan: Water Is Weapon In                                 Station, Despite
                                   Uzbekistan Will Halve       Uzbekistan’s Objection
Uzbek Electricity Talks
                                   Energy To Tajikistan        04/12/2009
01/21/2009
                                   02/12/2010
                                                                                         Examination of
                                                                                         Allies: What Side of
                                                                                         the Fence will
                                                                                         Moscow Take in the
                                                                                         Water Dispute?
                                                               Tajik President Asks UN   04/22/2006
    Battle Lines Drawn In            Thaw in Tajik-Uzbek       to Help Solve Central
    Central Asian Water              Relations                 Asia’s Water Problem
    Dispute                          03/12/2009                04/15/2007
    04/19/2006                                                                                           3
Central Asia Statistics
Countries      Population      GDP      Dependence   Energy       Food        ODA        Military
                 (106)      (109 USD)     on TW      Security   Security   (106 USD)   Spending
                (2009)        (2009)       (%)         (%)         (%)       (2006)    (109 USD)
                                                                 (2010)                  (2007)


Kyrgyzstan        5.3         4.6           0          73         43         311         0.17
Tajikistan        7.0         5.0           0          69         69         240         0.53
Upstream         12.3         9.6           0          71         56         551          0.7
Kazakhstan       15.9         115          42         100          0         172          1.6
Turkmenistan      5.1          20          94         100         50          26          1.1
Uzbekistan       27.8          32          77         100         45         149          1.6
Downstream       48.8         139          71         100         32         347          4.3
Central Asia     61.1         167          18          86         41         898          5.0

                                                                                             4
Understanding Central Asia




HISTORY     LEGACY     RELIGION   NATION-BUILDING




POLITICS   ECONOMICS   SECURITY    GEOPOLITICS
Understanding Water in Central Asia



             Resource sovereignty         Crumbling infrastructure      Planned Projects




Access to water             Environmental security         Drought & floods            Rivalry




Energy security       Water for Afghanistan     Climate change            Declaratory regionalism
TAJIKISTAN
                                                                                        1      ROGHUN

               UZBEKISTAN                                              Shurob
                                                                                  2     ROGHUN

                                                             NUREK                      Status: Under construction
                                                                           3            Purpose: Hydropower, irrigation
                                                                                        Volume: 13 km3
                 SANGTUDA 1 & 2                          Baipaza                        Capacity: 3600 MW
                                                                       4                Cost: 2.2-5 Billion USD
                 Status: Under construction
TURKMENISTAN     Purpose: Hydropower
                 Duration: 2005-2010                         6
                                                                   5   Sangtuda-1

                 Capacity: 670+220 MW                             Sangtuda-2
                 Cost: 650 and 182 Million USD
                                                          7      Golovnaya

                                        Perepadnaya      8
                                                                             10    DASHTIJUM
                                      Tsentralnaya   9
                                                                                  DASHTIJUM

                                                                                  Status: Proposed
                                                                                  Purpose: Hydropower, irrigation
                                                                                  Volume: 17.6 km3
                                                                                  Capacity: 4000 MW
                                                                                  Cost: 3.2 Billion USD
                          AFGHANISTAN
Riparian positions: TAJIKISTAN
   “…Tajikistan has the right to develop hydropower potential along its
    domestic waterways. These include the Vakhsh River…”

               Address by the Minister of Foreign Affairs of Tajikistan Hamrokhon
               Zarifi at the 17th OSCE Ministerial Council Meeting, Athens,
               12/01/2009


   “…The construction of Roghun Hydropower Plant on the Vakhsh
    River will not harm downstream interests…the Vakhsh River is
    responsible for only a small part of Amu-Darya flow, upstream from
    the existing Nurek dam, so it cannot hold back water…”
                             Address by the President Emomali Rakhmon at the
                             Roghun HPP site, 10/29/2009

   “…Tajikistan worried about inefficiencies in water use in
    downstream countries. Total surface area of reservoirs in
    downstream countries is more than the Aral Sea, and more are
    being constructed…”
                             Remarks of President Emomali Rakhmon at the IFAS
                             Heads of State Summit, Almaty, 04/28/2009
                                                                                    President of Tajikistan Mr. Emomali Rakhmon,
                                                                                        UN MDG Summit, 09/20/2010, New York



   “…Largest share of Central Asian water originates in Tajikistan…Tajikistan has a vested interest in maintaining adequate
    water. Tajikistan is concerned about global warming and glacial melt, which affects water supply…”

                                                                                    Address by the President Emomali Rakhmon at the
                                                                                    Roghun HPP site, 10/29/2009
Riparian positions: KYRGYZSTAN
   “…in such a difficult time for Kyrgyzstan, a
    launching of the first hydro-generator of
    Kambarata HPP-1 is a historic event for the
    country. Construction and launch of this HPP
    demonstrates the power of our country, and we do
    not intend to abandon the constructions of
    Kambarata-2 and Kambarata-1…We will be able
    to live well in both winter and summer, and are
    increasing our [electricity] export potential…Of
    course, we will cooperate on this plan with
    Uzbekistan…”                                                          Kyrgyzstan's acting President Roza Otunbayeva
                                                                        presses a symbolic red button to start the first unit of
                     Remarks of President Ms. Roza Otunbayeva at the         hydroelectric power station Kambarata-2,
                     launching ceremony of the first aggregate of the                       08/30/2010
                     Kambarata-2 HPP, 08/30/2010


   “…Kyrgyzstan is interested in rational utilization of water resources, in raising its investment
    potential [for hydropower projects], environmental safety and development of alternative
    energy sources, implementation of regional hydropower projects under the CASAREM, and
    primarily in the construction of transmission lines Kyrgyzstan-Tajikistan-Afghanistan-
    Pakistan…”
                                                                           Remarks of Minister of Foreign Affairs of Kyrgyz
                                                                           Republic Mr. Ruslan Kazakbaev, UN MDG Summit,
                                                                           09/27/2010, New York
Riparian positions: UZBEKISTAN
   “…New hydropower projects in Tajikistan and Kyrgyzstan violate
    existing agreements and are against to international law. Both
    Tajikistan and Kyrgyzstan must receive prior-consent of downstream
    countries…”
                                 Press Release of the Ministry of Foreign Affairs of
                                                          Uzbekistan, 02/23/2008

   “…Uzbekistan stands firm on the need for binding international
    examination of all hydropower projects on transboundary rivers…such
    examinations must be carried out under the aegis of UN and include
    independent authoritative experts…”
                                 Press Release of the Ministry of Foreign Affairs of
                                                          Uzbekistan, 04/14/2009

   “…In accordance with international customary law, upstream countries
    are under obligation not to cause significant harm and to prevent,
    control and reduce transboundary impacts…”

                      Address by President Islam Karimov to the participants of the
                         International Aral Sea Conference, Tashkent, 04/11/2008         President of Uzbekistan Mr. Islam Karimov,
                                                                                           UN MDG Summit, 09/20/2010, New York

   “… …The resolution of [water/energy] problems is the exclusive prerogative of the countries in the region… the
    interferences of the third parties/countries in water/energy problems of Central Asia is unacceptable…”
                                                                  Press Release of the Ministry of Foreign Affairs of Uzbekistan, 04/14/2009


   “…Upstream countries can save energy through electricity loss reduction programs...[or] consider building smaller
    hydropower plants…”
                                                                      Press Release of the Ministry of Foreign Affairs of Uzbekistan,
                                                                      04/24/2009
Riparian positions: KAZAKHSTAN
   “…Kazakhstan and Uzbekistan, being countries
    downstream of the Syr Darya and Amu Darya rivers, need
    guarantees [offered by international feasibility studies]…It
    is a question of water supply to millions of people…Until
    the results of [international] expert testing are available, no
    dam should be built…”

                         Remarks of President Nazarbayev,
                         Press Briefing with President Karimov, Tashkent,
                         Uzbekistan, 03/18/2010



   “…"Over time, this [water] problem may turn out very large
    (and) it is necessary to secure drinking water for the entire
    Central Asian region…Why not recall a project to divert
    the flow of Siberian rivers into Central Asia?…”
                                                                                      President of Kazakhstan
                         Remarks of President Nazarbayev,                            Mr. Nursultan Nazarbayev,
                         Press Briefing with President Medvedev, Ust-                      United Nations
                         Kamenogorsk, Kazakhstan, 09/08/2010



   “…it is important for Kazakhstan to address the issues of joint management and rational use of
    transboundary water resources of the [Central Asian] region through co-financing of regional projects of
    water management…”
                                                                            Ministry of Foreign Affairs of Kazakhstan
                                                                            www.mfa.kz
Riparian positions: TURKMENISTAN
   “…we must resolve these issues exclusively based on the
    universally accepted norms and principles of international
    law taking into account the interests of all States in the
    region and with participation of international
    organizations…”
                            Remarks of President Berdymuhamedov,
                            IFAS Heads of State Summit, 04/28/2009

   “…the need for mandatory and transparent independent
    international technical, economic and environmental
    impact assessment of hydropower projects on rivers at
    their early design stages…”
                            Remarks of President Berdymuhamedov,
                            IFAS Heads of State Summit, 04/28/2009

   “… Turkmenistan stands ready to supply neighbors with
    natural gas, LNG, and electricity. Once we solve the                          President of Turkmenistan
    problem of energy, we can easterly solve the problem of                   Mr. Gurbanguly Berdymuhamedov,
    water…”                                                                  UN MDG Summit, 09/20/2010, New York

                            Remarks of President Berdymuhamedov,
                            IFAS Heads of State Summit, 04/28/2009

   “…Turkmenistan urges the countries in the region - Uzbekistan, Kazakhstan, Kyrgyzstan to make a
    joint compensation to help [Tajikistan] resolve its energy problems, in exchange for a commitment to
    maintain the current level of water [Tajikistan] draws from cross-border rivers...”
                              Remarks of President Berdymuhamedov at the meeting with President Rakhmon, 10/01/2009
Press Statement of the Regional Director of
World Bank on Roghun Assessment Studies




                                          14
World Bank Roghun Project Assessment Studies
                            - The Five-Point Program -
Consultant          The Bank will oversee consultant studies financed under IDA grant and credit to GOT,
(Assessment)        including a selection of consultants, contract negotiations and review of all interim and
Studies             draft reports. The Bank will also affect direct payment to the consultants. All short-listed
                    consultants have been selected thru ICB and are experienced in similar projects.
Regional Studies    The bank will undertake certain studies independently of GOT, funded thru Bank
                    managed trust funds. These studies will focus on: (a) alternatives to Roghun to meet
                    both domestic energy needs and export opportunities; (b) possible mechanisms to
                    manage reservoir operations with transboundary impacts; and (c) verification of
                    hydrological data and analysis.
Panels of Experts   The Bank will select, manage and fund two International Panels of Experts that will
                    participate in the studies and provide independent advice, guidance and quality
                    assurance. Panel members will be well-know in their fields of expertise and will be
                    drawn from outside former Soviet republics to ensure independence. The
                    Engineering/Dam Safety Panel will focus on TEAS while the Environment/Social Panel
                    will focus on the ESIA; however, the Panels shall coordinate and ensure necessary
                    linkages between the two studies (Note: These Panels are usually convened by the
                    Borrower)
Riparian            The Bank will facilitate a structured process for riparian involvement in the Assessment
Involvement         Studies, to include information exchange and access to independent experts. The
                    specific program will be determined with input from riparians.

Commitments         GOT has committed to fully comply with all Bank operational policies and to align
                    construction with study results; specifically as it concerns the construction of the coffer
                    dam. The Bank’s involvement is contingent on ongoing GOT commitment to the
                    operation policies and ensuring no river diversion prior to completion of studies.
Tashkent-2002

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Hydropower flashpoints and water security challenges in central asia

  • 1. Hydropower Flashpoints and Water Security Challenges in Central Asia Bakhtiyor Mukhammadiev US Embassy, Tashkent, Uzbekistan These slides are personal opinion only. They do not necessarily reflect the opinion of the U.S. Government.
  • 2. U.S. Department of State Regional Environmental, Science, Technology and Health (ESTH) Office in Central Asia  Based in Astana, Kazakhstan;  Staff: Hub officer, two local staff, Pol/Econ/ESTH officers at each other US Missions;  Reports to Bureau of Oceans and International Environmental and Scientific Affairs (OES) and Bureau of South and Central Asian Affairs (SCA);  Facilitation of collaboration between US and Central Asian countries in ESTH areas; bilateral ESTH-related issues;  Example: Science and Technology cooperation agreements between US and Kazakhstan (signed March 2010) and US and Uzbekistan (signed Dec 2010) 2
  • 3. Central Asian ESTH News Tajikistan Offended By Russian Leader's Remarks On Water Use In Region 02/11/2008 Regional Politics Get In Way of Bringing Power to the People Tajikistan Warns Of Possible 03/03/2007 Water Shortage Crisis World Bank Group 01/21/2009 Statement on Water- Energy in Central Asia 03/11/2010 Kyrgyzstan, Tajikistan to Build Hydro Power Tajikistan: Water Is Weapon In Station, Despite Uzbekistan Will Halve Uzbekistan’s Objection Uzbek Electricity Talks Energy To Tajikistan 04/12/2009 01/21/2009 02/12/2010 Examination of Allies: What Side of the Fence will Moscow Take in the Water Dispute? Tajik President Asks UN 04/22/2006 Battle Lines Drawn In Thaw in Tajik-Uzbek to Help Solve Central Central Asian Water Relations Asia’s Water Problem Dispute 03/12/2009 04/15/2007 04/19/2006 3
  • 4. Central Asia Statistics Countries Population GDP Dependence Energy Food ODA Military (106) (109 USD) on TW Security Security (106 USD) Spending (2009) (2009) (%) (%) (%) (2006) (109 USD) (2010) (2007) Kyrgyzstan 5.3 4.6 0 73 43 311 0.17 Tajikistan 7.0 5.0 0 69 69 240 0.53 Upstream 12.3 9.6 0 71 56 551 0.7 Kazakhstan 15.9 115 42 100 0 172 1.6 Turkmenistan 5.1 20 94 100 50 26 1.1 Uzbekistan 27.8 32 77 100 45 149 1.6 Downstream 48.8 139 71 100 32 347 4.3 Central Asia 61.1 167 18 86 41 898 5.0 4
  • 5. Understanding Central Asia HISTORY LEGACY RELIGION NATION-BUILDING POLITICS ECONOMICS SECURITY GEOPOLITICS
  • 6. Understanding Water in Central Asia Resource sovereignty Crumbling infrastructure Planned Projects Access to water Environmental security Drought & floods Rivalry Energy security Water for Afghanistan Climate change Declaratory regionalism
  • 7. TAJIKISTAN 1 ROGHUN UZBEKISTAN Shurob 2 ROGHUN NUREK Status: Under construction 3 Purpose: Hydropower, irrigation Volume: 13 km3 SANGTUDA 1 & 2 Baipaza Capacity: 3600 MW 4 Cost: 2.2-5 Billion USD Status: Under construction TURKMENISTAN Purpose: Hydropower Duration: 2005-2010 6 5 Sangtuda-1 Capacity: 670+220 MW Sangtuda-2 Cost: 650 and 182 Million USD 7 Golovnaya Perepadnaya 8 10 DASHTIJUM Tsentralnaya 9 DASHTIJUM Status: Proposed Purpose: Hydropower, irrigation Volume: 17.6 km3 Capacity: 4000 MW Cost: 3.2 Billion USD AFGHANISTAN
  • 8. Riparian positions: TAJIKISTAN  “…Tajikistan has the right to develop hydropower potential along its domestic waterways. These include the Vakhsh River…” Address by the Minister of Foreign Affairs of Tajikistan Hamrokhon Zarifi at the 17th OSCE Ministerial Council Meeting, Athens, 12/01/2009  “…The construction of Roghun Hydropower Plant on the Vakhsh River will not harm downstream interests…the Vakhsh River is responsible for only a small part of Amu-Darya flow, upstream from the existing Nurek dam, so it cannot hold back water…” Address by the President Emomali Rakhmon at the Roghun HPP site, 10/29/2009  “…Tajikistan worried about inefficiencies in water use in downstream countries. Total surface area of reservoirs in downstream countries is more than the Aral Sea, and more are being constructed…” Remarks of President Emomali Rakhmon at the IFAS Heads of State Summit, Almaty, 04/28/2009 President of Tajikistan Mr. Emomali Rakhmon, UN MDG Summit, 09/20/2010, New York  “…Largest share of Central Asian water originates in Tajikistan…Tajikistan has a vested interest in maintaining adequate water. Tajikistan is concerned about global warming and glacial melt, which affects water supply…” Address by the President Emomali Rakhmon at the Roghun HPP site, 10/29/2009
  • 9. Riparian positions: KYRGYZSTAN  “…in such a difficult time for Kyrgyzstan, a launching of the first hydro-generator of Kambarata HPP-1 is a historic event for the country. Construction and launch of this HPP demonstrates the power of our country, and we do not intend to abandon the constructions of Kambarata-2 and Kambarata-1…We will be able to live well in both winter and summer, and are increasing our [electricity] export potential…Of course, we will cooperate on this plan with Uzbekistan…” Kyrgyzstan's acting President Roza Otunbayeva presses a symbolic red button to start the first unit of Remarks of President Ms. Roza Otunbayeva at the hydroelectric power station Kambarata-2, launching ceremony of the first aggregate of the 08/30/2010 Kambarata-2 HPP, 08/30/2010  “…Kyrgyzstan is interested in rational utilization of water resources, in raising its investment potential [for hydropower projects], environmental safety and development of alternative energy sources, implementation of regional hydropower projects under the CASAREM, and primarily in the construction of transmission lines Kyrgyzstan-Tajikistan-Afghanistan- Pakistan…” Remarks of Minister of Foreign Affairs of Kyrgyz Republic Mr. Ruslan Kazakbaev, UN MDG Summit, 09/27/2010, New York
  • 10. Riparian positions: UZBEKISTAN  “…New hydropower projects in Tajikistan and Kyrgyzstan violate existing agreements and are against to international law. Both Tajikistan and Kyrgyzstan must receive prior-consent of downstream countries…” Press Release of the Ministry of Foreign Affairs of Uzbekistan, 02/23/2008  “…Uzbekistan stands firm on the need for binding international examination of all hydropower projects on transboundary rivers…such examinations must be carried out under the aegis of UN and include independent authoritative experts…” Press Release of the Ministry of Foreign Affairs of Uzbekistan, 04/14/2009  “…In accordance with international customary law, upstream countries are under obligation not to cause significant harm and to prevent, control and reduce transboundary impacts…” Address by President Islam Karimov to the participants of the International Aral Sea Conference, Tashkent, 04/11/2008 President of Uzbekistan Mr. Islam Karimov, UN MDG Summit, 09/20/2010, New York  “… …The resolution of [water/energy] problems is the exclusive prerogative of the countries in the region… the interferences of the third parties/countries in water/energy problems of Central Asia is unacceptable…” Press Release of the Ministry of Foreign Affairs of Uzbekistan, 04/14/2009  “…Upstream countries can save energy through electricity loss reduction programs...[or] consider building smaller hydropower plants…” Press Release of the Ministry of Foreign Affairs of Uzbekistan, 04/24/2009
  • 11. Riparian positions: KAZAKHSTAN  “…Kazakhstan and Uzbekistan, being countries downstream of the Syr Darya and Amu Darya rivers, need guarantees [offered by international feasibility studies]…It is a question of water supply to millions of people…Until the results of [international] expert testing are available, no dam should be built…” Remarks of President Nazarbayev, Press Briefing with President Karimov, Tashkent, Uzbekistan, 03/18/2010  “…"Over time, this [water] problem may turn out very large (and) it is necessary to secure drinking water for the entire Central Asian region…Why not recall a project to divert the flow of Siberian rivers into Central Asia?…” President of Kazakhstan Remarks of President Nazarbayev, Mr. Nursultan Nazarbayev, Press Briefing with President Medvedev, Ust- United Nations Kamenogorsk, Kazakhstan, 09/08/2010  “…it is important for Kazakhstan to address the issues of joint management and rational use of transboundary water resources of the [Central Asian] region through co-financing of regional projects of water management…” Ministry of Foreign Affairs of Kazakhstan www.mfa.kz
  • 12. Riparian positions: TURKMENISTAN  “…we must resolve these issues exclusively based on the universally accepted norms and principles of international law taking into account the interests of all States in the region and with participation of international organizations…” Remarks of President Berdymuhamedov, IFAS Heads of State Summit, 04/28/2009  “…the need for mandatory and transparent independent international technical, economic and environmental impact assessment of hydropower projects on rivers at their early design stages…” Remarks of President Berdymuhamedov, IFAS Heads of State Summit, 04/28/2009  “… Turkmenistan stands ready to supply neighbors with natural gas, LNG, and electricity. Once we solve the President of Turkmenistan problem of energy, we can easterly solve the problem of Mr. Gurbanguly Berdymuhamedov, water…” UN MDG Summit, 09/20/2010, New York Remarks of President Berdymuhamedov, IFAS Heads of State Summit, 04/28/2009  “…Turkmenistan urges the countries in the region - Uzbekistan, Kazakhstan, Kyrgyzstan to make a joint compensation to help [Tajikistan] resolve its energy problems, in exchange for a commitment to maintain the current level of water [Tajikistan] draws from cross-border rivers...” Remarks of President Berdymuhamedov at the meeting with President Rakhmon, 10/01/2009
  • 13. Press Statement of the Regional Director of World Bank on Roghun Assessment Studies 14
  • 14. World Bank Roghun Project Assessment Studies - The Five-Point Program - Consultant The Bank will oversee consultant studies financed under IDA grant and credit to GOT, (Assessment) including a selection of consultants, contract negotiations and review of all interim and Studies draft reports. The Bank will also affect direct payment to the consultants. All short-listed consultants have been selected thru ICB and are experienced in similar projects. Regional Studies The bank will undertake certain studies independently of GOT, funded thru Bank managed trust funds. These studies will focus on: (a) alternatives to Roghun to meet both domestic energy needs and export opportunities; (b) possible mechanisms to manage reservoir operations with transboundary impacts; and (c) verification of hydrological data and analysis. Panels of Experts The Bank will select, manage and fund two International Panels of Experts that will participate in the studies and provide independent advice, guidance and quality assurance. Panel members will be well-know in their fields of expertise and will be drawn from outside former Soviet republics to ensure independence. The Engineering/Dam Safety Panel will focus on TEAS while the Environment/Social Panel will focus on the ESIA; however, the Panels shall coordinate and ensure necessary linkages between the two studies (Note: These Panels are usually convened by the Borrower) Riparian The Bank will facilitate a structured process for riparian involvement in the Assessment Involvement Studies, to include information exchange and access to independent experts. The specific program will be determined with input from riparians. Commitments GOT has committed to fully comply with all Bank operational policies and to align construction with study results; specifically as it concerns the construction of the coffer dam. The Bank’s involvement is contingent on ongoing GOT commitment to the operation policies and ensuring no river diversion prior to completion of studies.