2. Prof Simon Jones – Vice-Chancellor
Dr Mubarak Pasha – Head of Governance and Strategy
Dr Susamma Chacko – Head of Quality Assurance and Enhancement
National University of Science and Technology
Sultanate of Oman
March 2020
www.nu.edu.om
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And 3 became 1: How Governance and Strategy
interact when merging institutions:
3. Introduction to the National University
Key Challenges
What We Did
Reflections
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Structure of Presentation
5. Vice-Chancellor, National University, Oman
Designing and Implementing New Universities
since 2003
Nazarbayev University, Kazakhstan
Graduate College – Abu Dhabi
MIT Media Lab (Europe)
Academic Experience:
Computer Engineer by Training
ARM/Royal Academy of Engineering Research
Professor (UK)
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The Presenter
7. Why Merge?
Economies of Scale
High Fixed Costs
Resiliency to changes in demand
Improved availability of capital
Scope:
Synergies between colleges
Brand Presence:
Size matters
Wider range of partners and collaborators
Recognised profile
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8. The National University
of Science and Technology
Facts and Figures
Operational Since Sept 2018
5000 Students
551 Staff
5 Sites
Awards Own Degrees with some partner recognition
Private University – structured as Limited Company
Partners
Glasgow Caledonian University (Since 1996)
University of South Carolina (Since 2017)
West Virginia University (Since 2001)
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9. The 4 Colleges
Engineering
Bachelor’s Programs
4 Years ABET accredited
Pharmacy
Bachelor’s Programs
4 Years – undergoing accreditation
Medicine
MD Program – 6 Years
Currently undergoing WFME accreditation
College of Graduate Studies
Masters Programs in Engineering and
Pharmacy
Doctoral programs being developed
School of Foundation Studies
1-year foundation
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11. Key-Challenges
• History
• 3 Colleges – little enthusiasm for merger
• Tried to stay as independent as possible
• Deans of Colleges need to adjust to their new role
• Were: General Managers
• Now: Academic Leaders
• Very Little Staff Turnover
• Strong identification with College.
• Reluctance to hire external people.
• Cognitive Dissonance
• Many staff, even senior ones, still act and behave
as if nothing has changed.
• Some did not believe becoming a university to be
a good thing.
• Mixture of active and passive resistance.
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Culture
12. 12
Key-Challenges - 1
• US-style Shared Governance Model
• Not widely practiced or understood in this region
• Top person makes all the decisions
• Systematic deliberation not always
appreciated
• Hallas culture
• Complexity of Governance Model
• Private Ownership implies
• Separation of academic and regulatory
responsibilities.
• Separation is a requirement of licensing authority
and QA Agency.
Governance
13. • Board of Directors (BoD)
• Owners of company – entrusts their interests to
• University Executive Board (UEB)
• Legal, financial and regulatory responsibilities
• (VC member of this)
• Board of Trustees (BoT)
• Academic
• Freedom
• Strategy
• Appoint Senior Executives
• Overlap membership between BoT and UEB
• University Council (UC)
• Top level academic decision making body
• Approved Programs/Awards Degrees
• Appoints/Promotes academics
• VC Chairs
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Key-Challenges
BOT
BOD
UEB
VC
Colleges Admin
Governance
14. Key-Challenges
There wasn’t one and earlier college strategies had
timed out.
Colleges had varying commitment to strategies.
The wish that the University was just a holding
company and the colleges were still in charge.
Little buy-in to multi-disciplinary opportunities.
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Strategy
15. Key Challenges -
• Legacy Management
• Partner Systems
• In House LMS + Dev Team
• Open Source
• 3rd Party Bespoke solutions
• No use of Commercial Software
• Multiple Servers
• Inadequate Network
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• Proprietary Behaviour
• No Strategy
• IT staff report to different line
managers
• Have to find work for Dev Team!
• Process difficulties in ensuring
accurate and timely billing
• Impacted cashflow
IT
17. What we Did
• Strategic Planning Process
• Way of living your values
• VC and Senior Leadership
• People notice
• how you do things
• not just what you do
• Faculty take their cues from you
• Harmonising Web and email addresses
• Simple but effective
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• VC DVC CFO AVC
• Regular meetings with faculty and staff
• Identified Believers and Cynics
• Believers
• Encourage
• frequently referenced their achievements
• Cynics – there are 2 types
• Persuadable
• honest collegial discussions
• Asking them to trust and engage
• Unpersuadable
• Firewall or Farewell
Culture
18. What we Did
• Repeated multi-channel
communication about the nature of
our governance
• Put Governance into action
• University Council (UC)
• Encourage all to speak up
• Ensure actions from diverse
set of members are recorded
• University Committees
• UC in action
• Gives decision making power
to other than VC
• Support and Training to Student
members of UC
• Rules of the game
• Overcome apprehension
• Negotiated with Deans
• New Roles and Responsibility of College
level committees
• Lack of clarity on College Committees
• Partly authentic and response to
• New governance model
• Unfamiliarity with devolved power
• Partially a means to preserve
control
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Governance
19. What We Did
• We didn’t have a Strategic Plan
• Existing College strategies timed out
around our formation (3Q18)
• A new institution needs a plan
• The creation of the strategic plan
• Mechanism for moving hearts and minds
• 1 university not 3 colleges
• Bottom Up strategy
• SWOT/PEST Analysis
• Stakeholder driven targets
• Initial executive involvement –
mainly editorial
• Worked as a way of bringing
people together
• Our Strategy
• Bigger, Bolder, Better Mantra 19
Strategy
20. What We Did -
• External Review
• Consolidated IT under one
organisation
• IT to report to VC as temporary
measure
• (necessary but not desirable)
• Separate IT system for Billing
• Cash flow drives Private HEIs
• Defined new IT Org Chart
• Re-interviewed all staff
• Re-hired
• Re-roled
• Discharge
• Halt all further
• In-house development
• 3rd Party development
• Move to COTS solution for new
colleges
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Exception
IT
22. What Went Well
i. We Grew: Double-digit growth in 1st year
ii. Graduate College Key to developing university
profile
iii. Strategic Planning – well received
resources are aligned with intentions
intentions aligned with the markets we served
Staff consider it their strategy
vi. Formal elements of governance operating and
an example of good practice.
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Reflections
23. • What Didn’t Go Well
• Culture – some staff would like
2016 back
• Governance
• Operating, and recorded but lack
of buy-in to decisions
• Strategy
• Brought us together
• Commitment to delivery of
actions being tested
• What we would do differently
• Hired a new Change Management Team to
deliver the necessary changes
• Budget restrictions
• Would have rerolled Deans to be
Academic Leaders not General Managers
Quicker
• Would have hired consultants as part of
SWOT analysis
• rather than just use internal resources.
• Reformed HR Department firstly in order
to drive
• through new staffing and regularising staff.
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Reflections
24. Key Lessons
i. Culture is difficult to change
ii. Universities persist in thinking they can self-
administer a change management process
iii. Governance – financial control drives accountability
and compliance
vi. Strategy is often considered optional by academics
v. IT –incremental change only possible route
1. Resourcing
2. Legacy
3. Maintain operations
4. Change Management capacity
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