Gauging researcher attitudes
to open peer review
Tony Ross-Hellauer
State and University Library Göttingen
Know-Center GmbH
COASP 2017
Lisbon, 20th September 2017
@tonyR_H
@openaire_eu
Human
Network
50 Partners from every EU country, and beyond
Data centers, universities, libraries, repositories, legal
experts
Digital
Networ
k
… fosters the social and technical links
that enable Open Science in Europe and
beyond
COASP 2017, Lisbon 20-09-2017 @tonyR_H
Transparency Accountability Inclusivity
Responsibility
Community &
Collaboration
Visibility
Rigour Equality Public good
Reproducibility Findability Accessibility
Interoperability Re-usability Innovation
Principles of Open Scholarship
CC BY
Open Science is more
than just Open Access
…
COASP 2017, Lisbon 20-09-2017
Opening up scientific processes and
products from all levels to everyone …
• Open Access (publications, data,
software, educational resources)
• Open Methodology (open
notebooks, study preregistration)
• Citizen Science
• Open Evaluation / Open Peer
Review
@tonyR_H
COASP 2017, Lisbon 20-09-2017
Waste
d effort
Traditional peer review has problems
…
CC BY Mike Licht
CC BY Mike EisenTime
Accountability & biasLack of incentives
@tonyR_H
DEFINING OPR
COASP 2017, Lisbon 20-09-2017 @tonyR_H
Peer review is usually:
Anonymous: reviewers unknown to
authors, or both authors and reviewers
unknown to each other
Opaque: neither the process nor the
reviews are made public
Selective: reviewers selected by editors
COASP 2017, Lisbon 20-09-2017 @tonyR_H
“Open Peer Review” encompasses diverse
constellations of many distinct aspects
• Open identities
• Open reports
• Open participation
• Open interaction
• Open pre-review
manuscripts
• Open final-version
commenting
• Open platforms
COASP 2017, Lisbon 20-09-2017
Primary
aspects
Secondar
y aspects Image CC BY AC McCann, w/ amendment (by me)
** 122 definitions collected and analysed **
** 22 distinct configurations of 7 traits identified **
See: Ross-Hellauer, 2017, "What is open peer review? A
systematic review", F1000Research (DOI:
10.12688/f1000research.11369.2)
Distribution of OPR traits amongst definitions
Ross-Hellauer, 2017, "What is open peer review? A systematic review",
F1000Research (DOI: 10.12688/f1000research.11369.2)
22 unique configurations of OPR traits
Ross-Hellauer, 2017, "What is
open peer review? A systematic
review", F1000Research (DOI:
10.12688/f1000research.11369.2)
@tonyR_HCOASP 2017, Lisbon 20-09-2017
Slide, Edit Gorogh, OpenUP
• 11
COASP 2017, Lisbon 20-09-2017
ATTITUDES TO OPR
COASP 2017, Lisbon 20-09-2017 @tonyR_H
Focus groups
• Find ways to acknowledge
and reward reviewers
appropriately
• Support development of
mandates and policies
• Create a common code of
conduct, esp taking into
account the needs of young
COASP 2017, Lisbon 20-09-2017
See: Deppe, A., Hermans, E., & Ross-
Hellauer, T. (2016). Open Peer Review -
Models, Benefits and Limitations /
Workshop Report 2016. Zenodo.
http://doi.org/10.5281/zenodo.61378
OPR Workshop - Göttingen, Germany 7 June 2016
• Very heterogeneous views on what OPR is
• No one-size-fits-all: Must respect stakeholder views and
cultural differences across disciplines
@tonyR_H
Survey on attitudes to
OPR
• Online survey
• Open for one month (Sept – Oct 2016)
• 3062 complete responses from authors,
reviewers and editors
See: Ross-Hellauer, Deppe & Schmidt, 2017,
"OpenAIRE survey on open peer review: Attitudes
and experience amongst editors, authors and
reviewers" (preprint) (DOI: 10.5281/zenodo.570864)
COASP 2017, Lisbon 20-09-2017 @tonyR_H
COASP 2017, Lisbon 20-09-2017 @tonyR_H
COASP 2017, Lisbon 20-09-2017 @tonyR_H
COASP 2017, Lisbon 20-09-2017 @tonyR_H
COASP 2017, Lisbon 20-09-2017 @tonyR_H
Survey results summary
• OPR is already mainstream
• 76.2% have practical experience
• 60% believe OPR should be common
practice
• Positive reactions to most OPR traits (esp.
open interaction, reports, participation)
• However, strong rejection of open identities
(47.7% against)
COASP 2017, Lisbon 20-09-2017 @tonyR_H
NEXT STEPS
COASP 2017, Lisbon 20-09-2017 @tonyR_H
We need …
• More transparency – being clear on peer review
policies and what implications for
reviewers/authors
• More education – what OPR is, how to review
responsibly
• More incentives - make reviews count by making
them citable, discoverable, and creditable
(Crossref)
• More evidence …
COASP 2017, Lisbon 20-09-2017 @tonyR_H
“What is open peer review
– and should I be doing it?”
Libby Pier, July 2017
https://libbypier.com/thoughts-musings/2017/7/14/what-is-open-peer-review
COASP 2017, Lisbon 20-09-2017
• OPR is a very complex issue – what should be made
open, in which circumstances, at what stage, to whom?
• “The large number of possible configurations of options presents
a tool-kit for differing communities to construct open peer review
systems that reflect their own needs, preferences and goals.”
(Ross-Hellauer, 2017)
• We need more evidence to help judge!
• “[T]here is often little evidence to support or refute many of these
claims [regarding OPR]” (Ross-Hellauer, 2017)
• What I think we need
• Open up the data!
• Multi-stakeholder agreement on definitions and priorities for
research
• Cross-publisher/-journal studies on what works and what doesn’t
• See:
http://blogs.lse.ac.uk/impactofsocialsciences/2017/09/13/open-
peer-review-bringing-transparency-accountability-and-inclusivity-
to-the-peer-review-process/
COASP 2017, Lisbon 20-09-2017 @tonyR_H
www.openaire.eu
@openaire_eu
facebook.com/groups/openaire
linkedin.com/groups/OpenAIRE-
3893548
Thank you!
ajcross01@gmail.com
COASP 2017, Lisbon 20-09-2017 @tonyR_H

Gauging researcher attitudes to open peer review

  • 1.
    Gauging researcher attitudes toopen peer review Tony Ross-Hellauer State and University Library Göttingen Know-Center GmbH COASP 2017 Lisbon, 20th September 2017 @tonyR_H @openaire_eu
  • 2.
    Human Network 50 Partners fromevery EU country, and beyond Data centers, universities, libraries, repositories, legal experts Digital Networ k … fosters the social and technical links that enable Open Science in Europe and beyond COASP 2017, Lisbon 20-09-2017 @tonyR_H
  • 3.
    Transparency Accountability Inclusivity Responsibility Community& Collaboration Visibility Rigour Equality Public good Reproducibility Findability Accessibility Interoperability Re-usability Innovation Principles of Open Scholarship CC BY
  • 4.
    Open Science ismore than just Open Access … COASP 2017, Lisbon 20-09-2017 Opening up scientific processes and products from all levels to everyone … • Open Access (publications, data, software, educational resources) • Open Methodology (open notebooks, study preregistration) • Citizen Science • Open Evaluation / Open Peer Review @tonyR_H
  • 5.
    COASP 2017, Lisbon20-09-2017 Waste d effort Traditional peer review has problems … CC BY Mike Licht CC BY Mike EisenTime Accountability & biasLack of incentives @tonyR_H
  • 6.
    DEFINING OPR COASP 2017,Lisbon 20-09-2017 @tonyR_H
  • 7.
    Peer review isusually: Anonymous: reviewers unknown to authors, or both authors and reviewers unknown to each other Opaque: neither the process nor the reviews are made public Selective: reviewers selected by editors COASP 2017, Lisbon 20-09-2017 @tonyR_H
  • 8.
    “Open Peer Review”encompasses diverse constellations of many distinct aspects • Open identities • Open reports • Open participation • Open interaction • Open pre-review manuscripts • Open final-version commenting • Open platforms COASP 2017, Lisbon 20-09-2017 Primary aspects Secondar y aspects Image CC BY AC McCann, w/ amendment (by me) ** 122 definitions collected and analysed ** ** 22 distinct configurations of 7 traits identified ** See: Ross-Hellauer, 2017, "What is open peer review? A systematic review", F1000Research (DOI: 10.12688/f1000research.11369.2)
  • 9.
    Distribution of OPRtraits amongst definitions Ross-Hellauer, 2017, "What is open peer review? A systematic review", F1000Research (DOI: 10.12688/f1000research.11369.2)
  • 10.
    22 unique configurationsof OPR traits Ross-Hellauer, 2017, "What is open peer review? A systematic review", F1000Research (DOI: 10.12688/f1000research.11369.2) @tonyR_HCOASP 2017, Lisbon 20-09-2017
  • 11.
    Slide, Edit Gorogh,OpenUP • 11 COASP 2017, Lisbon 20-09-2017
  • 12.
    ATTITUDES TO OPR COASP2017, Lisbon 20-09-2017 @tonyR_H
  • 13.
    Focus groups • Findways to acknowledge and reward reviewers appropriately • Support development of mandates and policies • Create a common code of conduct, esp taking into account the needs of young COASP 2017, Lisbon 20-09-2017 See: Deppe, A., Hermans, E., & Ross- Hellauer, T. (2016). Open Peer Review - Models, Benefits and Limitations / Workshop Report 2016. Zenodo. http://doi.org/10.5281/zenodo.61378 OPR Workshop - Göttingen, Germany 7 June 2016 • Very heterogeneous views on what OPR is • No one-size-fits-all: Must respect stakeholder views and cultural differences across disciplines @tonyR_H
  • 14.
    Survey on attitudesto OPR • Online survey • Open for one month (Sept – Oct 2016) • 3062 complete responses from authors, reviewers and editors See: Ross-Hellauer, Deppe & Schmidt, 2017, "OpenAIRE survey on open peer review: Attitudes and experience amongst editors, authors and reviewers" (preprint) (DOI: 10.5281/zenodo.570864) COASP 2017, Lisbon 20-09-2017 @tonyR_H
  • 15.
    COASP 2017, Lisbon20-09-2017 @tonyR_H
  • 16.
    COASP 2017, Lisbon20-09-2017 @tonyR_H
  • 17.
    COASP 2017, Lisbon20-09-2017 @tonyR_H
  • 18.
    COASP 2017, Lisbon20-09-2017 @tonyR_H
  • 19.
    Survey results summary •OPR is already mainstream • 76.2% have practical experience • 60% believe OPR should be common practice • Positive reactions to most OPR traits (esp. open interaction, reports, participation) • However, strong rejection of open identities (47.7% against) COASP 2017, Lisbon 20-09-2017 @tonyR_H
  • 20.
    NEXT STEPS COASP 2017,Lisbon 20-09-2017 @tonyR_H
  • 21.
    We need … •More transparency – being clear on peer review policies and what implications for reviewers/authors • More education – what OPR is, how to review responsibly • More incentives - make reviews count by making them citable, discoverable, and creditable (Crossref) • More evidence … COASP 2017, Lisbon 20-09-2017 @tonyR_H
  • 22.
    “What is openpeer review – and should I be doing it?” Libby Pier, July 2017 https://libbypier.com/thoughts-musings/2017/7/14/what-is-open-peer-review COASP 2017, Lisbon 20-09-2017
  • 23.
    • OPR isa very complex issue – what should be made open, in which circumstances, at what stage, to whom? • “The large number of possible configurations of options presents a tool-kit for differing communities to construct open peer review systems that reflect their own needs, preferences and goals.” (Ross-Hellauer, 2017) • We need more evidence to help judge! • “[T]here is often little evidence to support or refute many of these claims [regarding OPR]” (Ross-Hellauer, 2017) • What I think we need • Open up the data! • Multi-stakeholder agreement on definitions and priorities for research • Cross-publisher/-journal studies on what works and what doesn’t • See: http://blogs.lse.ac.uk/impactofsocialsciences/2017/09/13/open- peer-review-bringing-transparency-accountability-and-inclusivity- to-the-peer-review-process/ COASP 2017, Lisbon 20-09-2017 @tonyR_H
  • 24.