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Fault Detection and Diagnostics
for RTUs

David Podorson
Senior Research Associate, E Source
Rocky Mountain Association of Energy Engineers
14th Annual Energy Forum
www.esource.com

Thursday, October 17, 2013
What is Fault Detection & Diagnosis
(FDD)?
 Add-on, embedded, or SaaS solution
 Identify a building’s mechanical system faults and
determine the causes behind those faults
 Attempts to provide persistent commissioning-like
savings
 Provide three fundamental tasks:
 Collect data
 Analyze data
 Report actionable conclusions

2

www.esource.com || © 2013 E Source
Examples

3

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How They Work
 Collects data points
 Temperature
 Airflow
 Economizer runtime

 Use proprietary algorithms to diagnose problems
 Strong differentiator in different products
 Some products rely on human experts
 Some products rely on software algorithms

 Report results
 Generally prioritize faults based on energy-use impacts

4

www.esource.com || © 2013 E Source
FDD is More Actionable than EMS
 EMS alarms lack context and actionable
recommendations
 FDD features include:





5

More computing power to crunch lots of data
Analyze why faults occur
Calculate repair costs
Prioritize faults based on number of variables

www.esource.com || © 2013 E Source
Example Faults Detected











6

Air temperature sensor failure/fault
High/low refrigerant charge
Compressor short cycling
Refrigerant line restrictions/TXV problems
Refrigerant line non-condensables
High/low side HX problem
Capacity degradation
Efficiency degradation
Not economizing when it should
Damper not modulating
Excess outdoor air
www.esource.com || © 2013 E Source
OEM Alarm Codes
Alarm
T110
T111
T126
T127
T133
T134
T140
T141
T142
T408

Description
Circuit A Loss of Charge
Circuit B Loss of Charge
Circuit A High Refrigerant Pressure
Circuit B High Refrigerant Pressure
Circuit A Low Refrigerant Pressure
Circuit B Low Refrigerant Pressure
Circuit C Loss of Charge
Circuit C Low Refrigerant Pressure
Circuit C High Refrigerant Pressure
Dirty Filter
Economizer Damper Actuator Out of Calibration
Economizer Damper Actuator Torque Above Load Limit Alert

T414

Economizer Damper Actuator Hunting Excessively
Economizer Damper Stuck or Jammed
Economizer Damper Actuator Mechanical Failure
Economizer Damper Actuator Direction Switch Wrong

Kristen Heinemeir 2011
7

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Economizers and Thermostats are the
Most Common Problems
100%
90%
80%
70%

64%
58%

60%
50%

46%

42%

40%

27%

30%
20%
10%
0%

Refrigerant Economizer
Circuit

Air flow

Thermostat

Sensors

New Buildings Institute 2004
8

www.esource.com || © 2013 E Source
Different Approaches
Quantitative

Airflow

9

Statistical

Refrigerant Cycle

Economizer

www.esource.com || © 2013 E Source
Minimalist Approach – Using Sound

10

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Economizer Only Approach

11

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Intensive Approach – Using Data
 Collects data from the EMS
 Human analysts look over the data at some point
but software truly does the heavy lifting

12

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FDD Can Pay for Itself
Western Cooling Efficiency Center:
 Average kWh savings on the order of 12%
 Benefit/Cost Ratio 1.7





15 year analysis period
Probability that fault will occur
Probability that fault will be detected with FDD
Probability that fault will be detected without FDD

Kristen Heinemeier 2011

13

www.esource.com || © 2013 E Source
Standards will Allow Code Integration
and Consistency of Products
 ASHRAE Standard
207
 California Title 24 –
Building Energy
Efficiency Standards
 IECC (International
Energy Conservation
Code)

14

www.esource.com || © 2013 E Source
ASHRAE Standard 207
 Defines an FDD tool's function
 Defines an FDD performance test
 Timeline:
 Internal draft by January 2014
 Public review by January 2015
 Expected to be published around January 2016

15

www.esource.com || © 2013 E Source
California Title 24 –Building Energy
Efficiency Standards






16

Requires all units ≥ 4.5 tons be equipped with FDD
Mandatory requirement – not a compliance option
Economizer controls only!
Releases January 2014
California leads the way – other states to follow

www.esource.com || © 2013 E Source
International Energy Conservation
Code (IECC) Following CA’s Lead
 IECC is implementing same requirement
 Many states rely on IECC for their compliance –
potential for much more widespread adoption!

17

www.esource.com || © 2013 E Source
Combined Devices: FDD + VFD
 For constant speed RTUs
 Converts to variable speed and also adds FDD

18

www.esource.com || © 2013 E Source
Combined Devices: How Much Energy
do They Save?

 PNNL case study of 66
RTUs
 Average savings of 57%
 Basically all savings are
from the VFD

19

www.esource.com || © 2013 E Source
For More Information
David Podorson
Senior Research Associate, E Source
303-345-9103 david_podorson@esource.com

20

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Fault Detection and Diagnostics for RTUs

  • 1. Fault Detection and Diagnostics for RTUs David Podorson Senior Research Associate, E Source Rocky Mountain Association of Energy Engineers 14th Annual Energy Forum www.esource.com Thursday, October 17, 2013
  • 2. What is Fault Detection & Diagnosis (FDD)?  Add-on, embedded, or SaaS solution  Identify a building’s mechanical system faults and determine the causes behind those faults  Attempts to provide persistent commissioning-like savings  Provide three fundamental tasks:  Collect data  Analyze data  Report actionable conclusions 2 www.esource.com || © 2013 E Source
  • 4. How They Work  Collects data points  Temperature  Airflow  Economizer runtime  Use proprietary algorithms to diagnose problems  Strong differentiator in different products  Some products rely on human experts  Some products rely on software algorithms  Report results  Generally prioritize faults based on energy-use impacts 4 www.esource.com || © 2013 E Source
  • 5. FDD is More Actionable than EMS  EMS alarms lack context and actionable recommendations  FDD features include:     5 More computing power to crunch lots of data Analyze why faults occur Calculate repair costs Prioritize faults based on number of variables www.esource.com || © 2013 E Source
  • 6. Example Faults Detected            6 Air temperature sensor failure/fault High/low refrigerant charge Compressor short cycling Refrigerant line restrictions/TXV problems Refrigerant line non-condensables High/low side HX problem Capacity degradation Efficiency degradation Not economizing when it should Damper not modulating Excess outdoor air www.esource.com || © 2013 E Source
  • 7. OEM Alarm Codes Alarm T110 T111 T126 T127 T133 T134 T140 T141 T142 T408 Description Circuit A Loss of Charge Circuit B Loss of Charge Circuit A High Refrigerant Pressure Circuit B High Refrigerant Pressure Circuit A Low Refrigerant Pressure Circuit B Low Refrigerant Pressure Circuit C Loss of Charge Circuit C Low Refrigerant Pressure Circuit C High Refrigerant Pressure Dirty Filter Economizer Damper Actuator Out of Calibration Economizer Damper Actuator Torque Above Load Limit Alert T414 Economizer Damper Actuator Hunting Excessively Economizer Damper Stuck or Jammed Economizer Damper Actuator Mechanical Failure Economizer Damper Actuator Direction Switch Wrong Kristen Heinemeir 2011 7 www.esource.com || © 2013 E Source
  • 8. Economizers and Thermostats are the Most Common Problems 100% 90% 80% 70% 64% 58% 60% 50% 46% 42% 40% 27% 30% 20% 10% 0% Refrigerant Economizer Circuit Air flow Thermostat Sensors New Buildings Institute 2004 8 www.esource.com || © 2013 E Source
  • 10. Minimalist Approach – Using Sound 10 www.esource.com || © 2013 E Source
  • 12. Intensive Approach – Using Data  Collects data from the EMS  Human analysts look over the data at some point but software truly does the heavy lifting 12 www.esource.com || © 2013 E Source
  • 13. FDD Can Pay for Itself Western Cooling Efficiency Center:  Average kWh savings on the order of 12%  Benefit/Cost Ratio 1.7     15 year analysis period Probability that fault will occur Probability that fault will be detected with FDD Probability that fault will be detected without FDD Kristen Heinemeier 2011 13 www.esource.com || © 2013 E Source
  • 14. Standards will Allow Code Integration and Consistency of Products  ASHRAE Standard 207  California Title 24 – Building Energy Efficiency Standards  IECC (International Energy Conservation Code) 14 www.esource.com || © 2013 E Source
  • 15. ASHRAE Standard 207  Defines an FDD tool's function  Defines an FDD performance test  Timeline:  Internal draft by January 2014  Public review by January 2015  Expected to be published around January 2016 15 www.esource.com || © 2013 E Source
  • 16. California Title 24 –Building Energy Efficiency Standards      16 Requires all units ≥ 4.5 tons be equipped with FDD Mandatory requirement – not a compliance option Economizer controls only! Releases January 2014 California leads the way – other states to follow www.esource.com || © 2013 E Source
  • 17. International Energy Conservation Code (IECC) Following CA’s Lead  IECC is implementing same requirement  Many states rely on IECC for their compliance – potential for much more widespread adoption! 17 www.esource.com || © 2013 E Source
  • 18. Combined Devices: FDD + VFD  For constant speed RTUs  Converts to variable speed and also adds FDD 18 www.esource.com || © 2013 E Source
  • 19. Combined Devices: How Much Energy do They Save?  PNNL case study of 66 RTUs  Average savings of 57%  Basically all savings are from the VFD 19 www.esource.com || © 2013 E Source
  • 20. For More Information David Podorson Senior Research Associate, E Source 303-345-9103 david_podorson@esource.com 20 www.esource.com || © 2013 E Source

Editor's Notes

  1. BCAP = Building Codes Assistance Project