enableIT, LLC
GLOBAL EXPERTISE IN CAPITAL MARKETS
Agenda
• Company Synopsis

• Our Customer
• Our Expertise
• Engagement Model
• Customer references




                        2
Our Customers

 • Sell-side institutions       • Buy-side institutions
    o Investment banking           o Investment managers
    o Corporate banking            o Asset managers
    o Brokers and dealers          o Hedge funds




            • Solution Providers
               o Exchanges, ATS and ECNs
               o Technology makers
               o Data Vendors


                                                           3
Our Expertise
 enableIT only concentrates on two main disciplines:
 • Capital Market Solutions
 • Information Risk Management


 Across most lines of business:
 •   Equities
 •   Commodities
 •   Derivatives (listed & OTC)
 •   Fixed Income
 •   Forex
 •   Prime Brokerage




                                                       4
Electronic Trading-Trade Life Cycle
We drive innovation through the entire trade management chain and
across all asset classes and lines of business:

•   Low latency processing
•   Pricing across multiple asset classes
•   Market Data
•   Exchange & Client Connectivity
•   Order Routing & Management
•   Automatic & Algorithmic Trading
•   Straight through Processing (STP)
•   P& L calculations & reporting




                                                                5
Risk Management
Risk management is EnableIT’s fastest growing practice, minimizing
exposures and leveraging the best methodologies designed to measure
risk for financial institutions.

• Risk Management consists of (credit , market & operational risks)

    Credit risk techniques include:
         o Current Exposure Methodology
         o Potential Future Exposure
         o Supervisory Haircut Formula

    Market risk techniques include:
         o VaR (Monte Carlo, parametric & historical)
         o Stress Testing
         o Real Time risk measurements & analysis
                                                                      6
Data Management
Data quality is the holy grail of any financial institution, this never
ending quest is driven by cost and regulatory imperatives.

  •   Reference & Archived (Historical) Data
  •   Data Mining, Mapping & Analysis
  •   Business Intelligence
  •   Data Warehousing
  •   Performance Management




                                                                     7
GRCC (Governance, Regulatory, Compliance & Controls)
The regulatory impact is another growing practice for EnableIT
since the credit crisis, which has led banks to mitigate the ever
increasing risks in the markets and implement the necessary
controls.

      • Basel II (BIS-Bank of International Settlements)
              Tier 1 & 2 Capital requirements
      • Anti-Money Laundering Act
      • Dodd-Frank Bill (July 2010)
              Risk-Based Capital & Leverage Limits.
              Liquidity Requirements.
              Credit exposure report requirements.
              Concentration limits.
              Trade & market surveillance
              OTC Clearing & Reporting
              Mark-to-Market Accounting
                                                                    8
Engagement Model
• Time and Expense: Use our consulting experience
  to design, implement and execute the right
  technology strategy.

• Projects basis: Use our expertise via fixed bids or
  capped Time & Expenses for end-to-end delivery
  of specialized assessment, development,
  integration or deployment engagements



                                                  9

enableIT Presentation- Capital Markets

  • 1.
  • 2.
    Agenda • Company Synopsis •Our Customer • Our Expertise • Engagement Model • Customer references 2
  • 3.
    Our Customers •Sell-side institutions • Buy-side institutions o Investment banking o Investment managers o Corporate banking o Asset managers o Brokers and dealers o Hedge funds • Solution Providers o Exchanges, ATS and ECNs o Technology makers o Data Vendors 3
  • 4.
    Our Expertise enableITonly concentrates on two main disciplines: • Capital Market Solutions • Information Risk Management Across most lines of business: • Equities • Commodities • Derivatives (listed & OTC) • Fixed Income • Forex • Prime Brokerage 4
  • 5.
    Electronic Trading-Trade LifeCycle We drive innovation through the entire trade management chain and across all asset classes and lines of business: • Low latency processing • Pricing across multiple asset classes • Market Data • Exchange & Client Connectivity • Order Routing & Management • Automatic & Algorithmic Trading • Straight through Processing (STP) • P& L calculations & reporting 5
  • 6.
    Risk Management Risk managementis EnableIT’s fastest growing practice, minimizing exposures and leveraging the best methodologies designed to measure risk for financial institutions. • Risk Management consists of (credit , market & operational risks)  Credit risk techniques include: o Current Exposure Methodology o Potential Future Exposure o Supervisory Haircut Formula  Market risk techniques include: o VaR (Monte Carlo, parametric & historical) o Stress Testing o Real Time risk measurements & analysis 6
  • 7.
    Data Management Data qualityis the holy grail of any financial institution, this never ending quest is driven by cost and regulatory imperatives. • Reference & Archived (Historical) Data • Data Mining, Mapping & Analysis • Business Intelligence • Data Warehousing • Performance Management 7
  • 8.
    GRCC (Governance, Regulatory,Compliance & Controls) The regulatory impact is another growing practice for EnableIT since the credit crisis, which has led banks to mitigate the ever increasing risks in the markets and implement the necessary controls. • Basel II (BIS-Bank of International Settlements)  Tier 1 & 2 Capital requirements • Anti-Money Laundering Act • Dodd-Frank Bill (July 2010)  Risk-Based Capital & Leverage Limits.  Liquidity Requirements.  Credit exposure report requirements.  Concentration limits.  Trade & market surveillance  OTC Clearing & Reporting  Mark-to-Market Accounting 8
  • 9.
    Engagement Model • Timeand Expense: Use our consulting experience to design, implement and execute the right technology strategy. • Projects basis: Use our expertise via fixed bids or capped Time & Expenses for end-to-end delivery of specialized assessment, development, integration or deployment engagements 9