This document introduces a new AI-driven search engine called eKYC.xyz for regulatory compliance and Know Your Customer (KYC) due diligence. It discusses how the regulatory environment has increased requirements for financial institutions to verify the identities and activities of clients. Conducting thorough KYC due diligence has become challenging and costly due to the large volumes of documents and information that must be analyzed. eKYC.xyz aims to provide a quick and efficient way to search through text and surface relevant information using prebuilt search criteria and AI/data analytics to help automate and streamline the KYC process. It can integrate with other tools and search multiple public databases like SEC Edgar to derive useful KYC insights and

1. Introducing a New AI-driven Search Engine for
Regulatory Compliance KYC knowledge from the SEC
Edgar database

2. – Regulatory Environment
• Customer Due Diligence has become a corner stone of the banking and financial industry.
• The regulatory environment has evolved to require intimate knowledge of clients that
financial institutions engage with.
• Understanding the identity of clients, their business activities and the legality of their
operations has become increasingly important in a regulatory environment that places the
onus upon financial institutions to ensure they are financing law abiding customers.
– Know Your Customer Due Diligence
• In response to the regulatory environment, financial institutions have struggled to come up
with efficient tools to conduct due diligence.
• The sheer volume of processes and materials that need to be analyzed take up significant
human resources and incremental costs.
• A number of software tools help financial institutions with various aspects of this due
diligence ranging from anti-money laundry to monitoring activities to establishing client
identities.
– KYCedgar.com
• It provides a quick and efficient way to search through text and surface up relevant
information based on prebuilt search criteria.
• eKYC.xyz can be integrated with other software programs for comprehensive customer due
diligence process. 2
EXECUTIVE SUMMARY
eKYC.xyz

3. – Vetting for Sanctioned Activities
• Banks needs to ascertain that its customers are not engaged in sanctioned activities
• Having in place efficient vetting solutions ensures compliance with the law
– Bye-bye backlog
• The costs and complexity of KYC are rising, and are having a negative impact on
business
• People spend a lot of time reading documents in order to find relevant information
• Automating this task and cutting reading time many fold would make the KYC
process more efficient
– KYCedgar.com Efficiencies
• Solves the problem of spending too much time reading documents
• Uses AI and data analytics to search for multiple terms at the same time
• Derives KYC knowledge insights quickly from the SEC Edgar database
3
THE PROBLEM WE SOLVE
eKYC.xyz

4. 4
CUSTOMIZABLE SEARCH
Search the EDGAR database on
the fly with multiple activities
eKYC.xyz

5. 5
MULTIPLE PATHWAYS
Point and click directly into SEC EDGAR or
files on your desktop: Amazon 10-K 2019
eKYC.xyz

6. 6
AI DRIVEN
Uncover insights from questions you might not have thought
to ask:
eKYC.xyz

7. Simple & Smart, Fast & Accurate, On-Prem, Cloud or SaaS
7
FASTER TIME-TO-VALUE
eKYC.xyz

8. 8
Thank You. Let’s look at a demo!
– WWW.SEC.GOV
– Amazon 10-K 2019 …
– Demo!
eKYC.xyz

9. – US Sanctions
• Financial enterprises paying 9 to 10 figure penalties through the U.S.
financial system in violation of sanctions against Iran, Sudan, and other
countries.
• France’s Credit Agricole $787M, Germany’s Commerzbank AG,
Amsterdam-based ING Bank NV, Barclays Plc and Switzerland’s Credit
Suisse Group AG. Standard Chartered paid $667 million in penalties to
U.S. authorities in 2012, and another $300 million last year.
• BNP Paribas, France’s largest bank, last year paid a record-breaking $8.9
billion in penalties and pleaded guilty to criminal charges over sanctions-
busting. It was also banned from conducting certain U.S. dollar
transactions for a year. https://www.reuters.com/article/us-credit-
agricole-probe-idUS
– Environment
• Google Compute Platform GCP
• www.sec.gov
9
DEMO PREREQUISITES
eKYC.xyz

10. – KYC: Know Your Customer knowledge
– EDGAR: Electronic Data Gathering, Analysis, and Retrieval
system, performs automated collection, validation, indexing,
acceptance, and forwarding of submissions by companies
and others who are required by law to file forms with the
U.S. Securities and Exchange Commission (the “SEC").
– OFAC: Office of Foreign Assets Control (OFAC) of the
US Department of the Treasury administers and enforces
economic and trade sanctions based on US foreign policy
and national security goals against targeted foreign
countries and regimes, terrorists, international narcotics
traffickers, those engaged in activities
10
DEFINITIONS OF TERMS USED
eKYC.xyz