The role of compositional data in the
safety assessment of Novel Foods
by the European Food Safety Authority
11th November 2020
Ermolaos Ververis
Scientific Officer, Nutrition Unit
34th EFFoST International Conference
Bridging high-tech, food-tech and health:
Consumer-oriented innovations
Outline
What is EFSA?
Novel Foods &
Food Chain
Safety
Assessment of
Novel Foods
The Role of
Compositional
Data
Conclusions
What is EFSA?
EFSA is
The reference body for risk
assessment of food and
feed in the European Union.
Its work covers the entire
food chain – from field to
fork
One of the number of
bodies that are responsible
for food safety in Europe
HEADQUARTERS
in the heart of Parma
What EFSA does
Provides independent scientific advice and support for EU
risk managers and policy makers on food and feed safety
Provides independent, timely risk communication
Promotes scientific cooperation
EFSA’s tools & partners
International
organisations
Research
institutes &
academia
National food
safety
organisations
Individual
experts
The Scientific Panels
Plant protection
GMO
Plant health
Animal health & welfare
Nutrition
Food Packaging
Animal feed
Biological hazards
Chemical contaminants
Food additives
Novel Foods & Food Chain
What is a Novel Food?
10
New
compounds
New
Sources
Traditional
Foods
from non-
EU
countries
New
Processes
Regulation (EU) 2015/2283 on Novel Foods
Krill oil Alfalfa Lycopene
from
B.trispora
11
Phytosterols Non- sticky
chewing gum
base
Ice-
structuring
protein
Examples of Novel Foods
UV-treated
milk
UV-treated
yeast
Synthetic
hydroxy-
tyrosol
Chia seeds Baobab fruit Noni Juice
traditionalfoods
fromnon-EU
countries
newsources
newcompounds
newprocesses
A Novel Food can be…
12
Chemical
substances
Polymers
Micro-
organisms,
fungi, algae
From plants or
their parts
Of mineral origin
From animals or
their parts
cell or tissue cultures
derived from
animals/
plants/fungi/ algae
Engineered
nanomaterials
Novel Foods in the food chain…
13
Boosting
Innovation
Environmental
sustainability
Cultural
exchange
Food Security
Increasing
consumers’
choices
…can offer possibilities for
Safety Assessment of Novel Foods
What EFSA does?
15
▪ Legislation
▪ Regulatory decisions
- Classifications
- Authorisations
- Conditions of
authorisations
- Labelling, post-monitoring
- Food inspections
- Sanctions
▪ Guidelines
▪ Safety assessment
▪ Collaboration
▪ Communication
YESNO
Novel Food Guidance
▪ Identity of NF
▪ Production Process
▪ Compositional data
▪ Specifications
▪ History of use
▪ Proposed uses- use levels & anticipated intake
▪ Nutritional information & ADME*
▪ Toxicological data
▪ Allergenicity
Safety Assessment of Novel Foods (1)
16
*Absorption, Distribution, Metabolism, Excretion
Safety Assessment of Novel Foods (2)
17
Production
Process
Identity
Compositional
Data
Specifications
History of
use
Nutritional
information
Proposed
uses/levels
& intake
ADME
Toxicological
information
Allergenicity
Safety Assessment of Novel Foods (2)
18
Production
Process
Identity
Compositional
Data
Specifications
History of
use
Nutritional
information
Proposed
uses/levels
& intake
ADME
Toxicological
information
Allergenicity
The Role of Compositional Data
Compositional data-requirements (1)
20
Biochemistry
Physico-
chemistry
Qualitative
&
Quantitative
data on
Composition
Microbiology
✓Officially-
recognized
methods
✓new scientifically-
documented &
validated
approaches
Compositional data-requirements (2)
21
The level of NF’s complexity can affect the testing requirements
Single
substances &
simple
mixtures
Whole
foods
Complex
mixtures
e.g. UV-treated
mushroom powder
- Proximate analysis
- Vitamin D analysis
- Investigation of
vitamin D forms (D2
vs D4)
e.g. 1-methylnicotinamide
chloride
- Identity tests
- physicochemical properties
- Solubility data
- Minimum purity
e.g. shrimp
peptide
concentrate
- Qualitative &
quantitative
analysis of main
constituents
- Peptide profile
analyzed by de
novo sequencing
Identity can trigger the need for more compositional data
e.g. Taxonomic classification (read-across)
- Primary/secondary metabolites
- bioaccumulation of contaminants
- endogenously produced compounds of possible concern
Compositional data can provide information on identity
Chemical fingerprinting of plant material (e.g. metabolomics)
Genomics data can verify the production strain (e.g. algae)
Identity vs Compositional data
22
examples
Production process vs Compositional data
23
examples
Cultivation/growth
conditions
presence of toxins,
bioaccumulation of
environmental
contaminants
Chemical synthesis
Formation of by-
products, impurities,
residual catalysts
Extraction
residual solvents,
extraction of hazardous
compounds
Thermal treatment
formation of processing
contaminants, effect on
the microflora
Storage conditions
microbial and chemical
stability
Fermenting agents
Production of
metabolites
Formation of
nanoparticles
Further analytical data
as per the respective
EFSA guidance
(nanoscience and
nanotechnologies)
Enzymatic treatment
identification &
deactivation of enzymes
Proposed uses & use levels can trigger the need for more
compositional data
e.g. levels of inclusion/meal replacement: further investigation of
micronutrients with established tolerable upper intake levels,
quality and bioavailability of macronutrients
e.g. use of the novel food as ingredient in foodstuffs produced with
heat-treatment: investigation of potential formation of process
contaminants (e.g. acrylamide)
Proposed uses & use levels vs
Compositional data
24
examples
Compositional data can affect the proposed uses & use levels
e.g. levels of undesirable substances can limit the permitted
uses/use levels
▪ Investigate exceedance of tolerable upper intake
levels for micronutrients
▪ Qualitative & quantitative analysis of antinutritional
factors (e.g. oxalates, lectin, trypsin inhibitors,
phytic acid) that can inhibit absorption or modify
bioavailability of nutrients
▪ Possible interactions of the NF per se with nutrients
Nutritional information vs Compositional data
25
The NF must not be “nutritionally disadvantageous”
ADME & Toxicological information vs
Compositional data
26
examples
▪ Thorough characterization of the NF might reduce the
need for toxicological studies in some cases.
▪ Particle size can trigger ADME considerations
▪ Solubility aspects may affect ADME & toxicological
strategy
▪ Chemical structure/affinity of a compound may affect the
need for toxicological studies
▪ Type of extract affects toxicological profile due to e.g.
polarity
▪ Need for testing specific fractions of the NF (e.g.
genotoxicity)
▪ Protein levels in the NF
▪ Profile of proteins in the NF (molecular weight, heat
stability, sensitivity to pH, digestibility by enzymes)
▪ Investigation of sequence homology of the NF protein
with known allergens
Allergenicity vs Compositional data
27
Potential or proven allergenicity is not a reason to say
that a novel food is unsafe!
Conclusions
▪ Safety assessment of NF by EFSA contributes to the resilience,
diversity and safety of the food chain by providing risk
managers and policy makers scientific advice on such products
before potential EU market authorization.
▪ The respective EFSA guidance provides advice to food business
operators on the NF’s characterization approach to be followed,
allowing at the same time flexibility regarding data produced
using new scientifically documented approaches.
▪ Compositional data:
- define the scientific requirements in other areas of a NF dossier
- can be defined by other scientific requirements of the NF
dossier via a reciprocal relationship
- are the backbone of the NF safety assessment (preparation by
applicants, assessment by EFSA)
Conclusions
29
▪ EFSA NDA Panel (EFSA Panel on Dietetic Products, Nutrition and Allergies), Turck, D.,
Bresson, J. L., Burlingame, B., Dean, T., Fairweather-Tait, S., Heinonen, M., Hirsch-
Ernst, K. I., Mangelsdorf, I., McArdle, H., Naska, A., Neuhäuser-Berthold, M.,
Nowicka, G., Pentieva, K., Sanz, Y., Siani, A., Sjödin, A., Stern, M., Tomé, D., Vinceti,
M., Willatts, P., Engel, K.-H., Marchelli, R., Pöting, A., Poulsen, M., Salminen, S.,
Schlatter, J., Arcella, D., Gelbmann, W., de Sesmaisons-Lecarre, A., Verhagen, H., &
van Loveren, H. (2016a). Guidance on the preparation and presentation of an
application for authorization of a novel food in the context of Regulation
(EU) 2015/ 2283. EFSA Journal, 14(11), e04594.
https://doi.org/10.2903/j.efsa.2016.4594.
▪ Ververis, E., Ackerl, R., Azzollini, D., Colombo, P.A., de Sesmaisons, A., Dumas, C.,
Fernandez-Dumont, A., da Costa, L.F., Germini, A., Goumperis, T., Kouloura, E.,
Matijevic, L., Precup, G., Roldan-Torres, R. Rossi, A. ,Svejstil, R., Turla, E. ,
Gelbmann, W. 2020. Novel foods in the European Union: Scientific
requirements and challenges of the risk assessment process by the
European Food Safety Authority. Food Research International, 137, p.109515.
https://doi.org/10.1016/j.foodres.2020.109515
References
30
Stay connectedStay connected
Subscribe to
efsa.europa.eu/en/news/newsletters
efsa.europa.eu/en/rss
Receive job alerts
careers.efsa.europa.eu – job alerts
Follow us on Twitter
@efsa_eu
@plants_efsa
@methods_efsa
@animals_efsa
Follow us Linked in
Linkedin.com/company/efsa
Contact us
efsa.europa.eu/en/contact/askefsa
31
The role of compositional data in the safety assessment of novel foods by the European Food
Safety Authority (EFSA)
Ververis Ermolaos1,2, Precup Gabriela1,3, Kouloura Eirini1, Matijevic Leonard1,4, Roldan-Torres
Ruth1, Goumperis Tilemachos1, Albert Océane1, Alfieri Fabio1, Dumas Céline1, Germini Andrea1
1 European Food Safety Authority (EFSA), Via Carlo Magno, 1A, 43126, Parma, Italy
2 School of Medicine, National and Kapodistrian University of Athens (NKUA), Ch. Lada 6, 10561, Athens, Greece
3 Faculty of Food Science and Technology, Institute of Life Sciences, University of Agricultural Sciences and Veterinary Medicine, Cluj-
Napoca (USAMVCN), 400372, Calea Mănăștur , 3-5, CJ, Romania
4 Faculty of Food Technology Osijek, J. J. Strossmayer University of Osijek (UNIOS), Franje Kuhača 20, 31 000, Osijek, Croatia
32
Thank you
for your attention!

Effost 2020 novel foods

  • 1.
    The role ofcompositional data in the safety assessment of Novel Foods by the European Food Safety Authority 11th November 2020 Ermolaos Ververis Scientific Officer, Nutrition Unit 34th EFFoST International Conference Bridging high-tech, food-tech and health: Consumer-oriented innovations
  • 2.
    Outline What is EFSA? NovelFoods & Food Chain Safety Assessment of Novel Foods The Role of Compositional Data Conclusions
  • 3.
  • 4.
    EFSA is The referencebody for risk assessment of food and feed in the European Union. Its work covers the entire food chain – from field to fork One of the number of bodies that are responsible for food safety in Europe
  • 5.
  • 6.
    What EFSA does Providesindependent scientific advice and support for EU risk managers and policy makers on food and feed safety Provides independent, timely risk communication Promotes scientific cooperation
  • 7.
    EFSA’s tools &partners International organisations Research institutes & academia National food safety organisations Individual experts
  • 8.
    The Scientific Panels Plantprotection GMO Plant health Animal health & welfare Nutrition Food Packaging Animal feed Biological hazards Chemical contaminants Food additives
  • 9.
    Novel Foods &Food Chain
  • 10.
    What is aNovel Food? 10 New compounds New Sources Traditional Foods from non- EU countries New Processes Regulation (EU) 2015/2283 on Novel Foods
  • 11.
    Krill oil AlfalfaLycopene from B.trispora 11 Phytosterols Non- sticky chewing gum base Ice- structuring protein Examples of Novel Foods UV-treated milk UV-treated yeast Synthetic hydroxy- tyrosol Chia seeds Baobab fruit Noni Juice traditionalfoods fromnon-EU countries newsources newcompounds newprocesses
  • 12.
    A Novel Foodcan be… 12 Chemical substances Polymers Micro- organisms, fungi, algae From plants or their parts Of mineral origin From animals or their parts cell or tissue cultures derived from animals/ plants/fungi/ algae Engineered nanomaterials
  • 13.
    Novel Foods inthe food chain… 13 Boosting Innovation Environmental sustainability Cultural exchange Food Security Increasing consumers’ choices …can offer possibilities for
  • 14.
  • 15.
    What EFSA does? 15 ▪Legislation ▪ Regulatory decisions - Classifications - Authorisations - Conditions of authorisations - Labelling, post-monitoring - Food inspections - Sanctions ▪ Guidelines ▪ Safety assessment ▪ Collaboration ▪ Communication YESNO
  • 16.
    Novel Food Guidance ▪Identity of NF ▪ Production Process ▪ Compositional data ▪ Specifications ▪ History of use ▪ Proposed uses- use levels & anticipated intake ▪ Nutritional information & ADME* ▪ Toxicological data ▪ Allergenicity Safety Assessment of Novel Foods (1) 16 *Absorption, Distribution, Metabolism, Excretion
  • 17.
    Safety Assessment ofNovel Foods (2) 17 Production Process Identity Compositional Data Specifications History of use Nutritional information Proposed uses/levels & intake ADME Toxicological information Allergenicity
  • 18.
    Safety Assessment ofNovel Foods (2) 18 Production Process Identity Compositional Data Specifications History of use Nutritional information Proposed uses/levels & intake ADME Toxicological information Allergenicity
  • 19.
    The Role ofCompositional Data
  • 20.
    Compositional data-requirements (1) 20 Biochemistry Physico- chemistry Qualitative & Quantitative dataon Composition Microbiology ✓Officially- recognized methods ✓new scientifically- documented & validated approaches
  • 21.
    Compositional data-requirements (2) 21 Thelevel of NF’s complexity can affect the testing requirements Single substances & simple mixtures Whole foods Complex mixtures e.g. UV-treated mushroom powder - Proximate analysis - Vitamin D analysis - Investigation of vitamin D forms (D2 vs D4) e.g. 1-methylnicotinamide chloride - Identity tests - physicochemical properties - Solubility data - Minimum purity e.g. shrimp peptide concentrate - Qualitative & quantitative analysis of main constituents - Peptide profile analyzed by de novo sequencing
  • 22.
    Identity can triggerthe need for more compositional data e.g. Taxonomic classification (read-across) - Primary/secondary metabolites - bioaccumulation of contaminants - endogenously produced compounds of possible concern Compositional data can provide information on identity Chemical fingerprinting of plant material (e.g. metabolomics) Genomics data can verify the production strain (e.g. algae) Identity vs Compositional data 22 examples
  • 23.
    Production process vsCompositional data 23 examples Cultivation/growth conditions presence of toxins, bioaccumulation of environmental contaminants Chemical synthesis Formation of by- products, impurities, residual catalysts Extraction residual solvents, extraction of hazardous compounds Thermal treatment formation of processing contaminants, effect on the microflora Storage conditions microbial and chemical stability Fermenting agents Production of metabolites Formation of nanoparticles Further analytical data as per the respective EFSA guidance (nanoscience and nanotechnologies) Enzymatic treatment identification & deactivation of enzymes
  • 24.
    Proposed uses &use levels can trigger the need for more compositional data e.g. levels of inclusion/meal replacement: further investigation of micronutrients with established tolerable upper intake levels, quality and bioavailability of macronutrients e.g. use of the novel food as ingredient in foodstuffs produced with heat-treatment: investigation of potential formation of process contaminants (e.g. acrylamide) Proposed uses & use levels vs Compositional data 24 examples Compositional data can affect the proposed uses & use levels e.g. levels of undesirable substances can limit the permitted uses/use levels
  • 25.
    ▪ Investigate exceedanceof tolerable upper intake levels for micronutrients ▪ Qualitative & quantitative analysis of antinutritional factors (e.g. oxalates, lectin, trypsin inhibitors, phytic acid) that can inhibit absorption or modify bioavailability of nutrients ▪ Possible interactions of the NF per se with nutrients Nutritional information vs Compositional data 25 The NF must not be “nutritionally disadvantageous”
  • 26.
    ADME & Toxicologicalinformation vs Compositional data 26 examples ▪ Thorough characterization of the NF might reduce the need for toxicological studies in some cases. ▪ Particle size can trigger ADME considerations ▪ Solubility aspects may affect ADME & toxicological strategy ▪ Chemical structure/affinity of a compound may affect the need for toxicological studies ▪ Type of extract affects toxicological profile due to e.g. polarity ▪ Need for testing specific fractions of the NF (e.g. genotoxicity)
  • 27.
    ▪ Protein levelsin the NF ▪ Profile of proteins in the NF (molecular weight, heat stability, sensitivity to pH, digestibility by enzymes) ▪ Investigation of sequence homology of the NF protein with known allergens Allergenicity vs Compositional data 27 Potential or proven allergenicity is not a reason to say that a novel food is unsafe!
  • 28.
  • 29.
    ▪ Safety assessmentof NF by EFSA contributes to the resilience, diversity and safety of the food chain by providing risk managers and policy makers scientific advice on such products before potential EU market authorization. ▪ The respective EFSA guidance provides advice to food business operators on the NF’s characterization approach to be followed, allowing at the same time flexibility regarding data produced using new scientifically documented approaches. ▪ Compositional data: - define the scientific requirements in other areas of a NF dossier - can be defined by other scientific requirements of the NF dossier via a reciprocal relationship - are the backbone of the NF safety assessment (preparation by applicants, assessment by EFSA) Conclusions 29
  • 30.
    ▪ EFSA NDAPanel (EFSA Panel on Dietetic Products, Nutrition and Allergies), Turck, D., Bresson, J. L., Burlingame, B., Dean, T., Fairweather-Tait, S., Heinonen, M., Hirsch- Ernst, K. I., Mangelsdorf, I., McArdle, H., Naska, A., Neuhäuser-Berthold, M., Nowicka, G., Pentieva, K., Sanz, Y., Siani, A., Sjödin, A., Stern, M., Tomé, D., Vinceti, M., Willatts, P., Engel, K.-H., Marchelli, R., Pöting, A., Poulsen, M., Salminen, S., Schlatter, J., Arcella, D., Gelbmann, W., de Sesmaisons-Lecarre, A., Verhagen, H., & van Loveren, H. (2016a). Guidance on the preparation and presentation of an application for authorization of a novel food in the context of Regulation (EU) 2015/ 2283. EFSA Journal, 14(11), e04594. https://doi.org/10.2903/j.efsa.2016.4594. ▪ Ververis, E., Ackerl, R., Azzollini, D., Colombo, P.A., de Sesmaisons, A., Dumas, C., Fernandez-Dumont, A., da Costa, L.F., Germini, A., Goumperis, T., Kouloura, E., Matijevic, L., Precup, G., Roldan-Torres, R. Rossi, A. ,Svejstil, R., Turla, E. , Gelbmann, W. 2020. Novel foods in the European Union: Scientific requirements and challenges of the risk assessment process by the European Food Safety Authority. Food Research International, 137, p.109515. https://doi.org/10.1016/j.foodres.2020.109515 References 30
  • 31.
    Stay connectedStay connected Subscribeto efsa.europa.eu/en/news/newsletters efsa.europa.eu/en/rss Receive job alerts careers.efsa.europa.eu – job alerts Follow us on Twitter @efsa_eu @plants_efsa @methods_efsa @animals_efsa Follow us Linked in Linkedin.com/company/efsa Contact us efsa.europa.eu/en/contact/askefsa 31
  • 32.
    The role ofcompositional data in the safety assessment of novel foods by the European Food Safety Authority (EFSA) Ververis Ermolaos1,2, Precup Gabriela1,3, Kouloura Eirini1, Matijevic Leonard1,4, Roldan-Torres Ruth1, Goumperis Tilemachos1, Albert Océane1, Alfieri Fabio1, Dumas Céline1, Germini Andrea1 1 European Food Safety Authority (EFSA), Via Carlo Magno, 1A, 43126, Parma, Italy 2 School of Medicine, National and Kapodistrian University of Athens (NKUA), Ch. Lada 6, 10561, Athens, Greece 3 Faculty of Food Science and Technology, Institute of Life Sciences, University of Agricultural Sciences and Veterinary Medicine, Cluj- Napoca (USAMVCN), 400372, Calea Mănăștur , 3-5, CJ, Romania 4 Faculty of Food Technology Osijek, J. J. Strossmayer University of Osijek (UNIOS), Franje Kuhača 20, 31 000, Osijek, Croatia 32 Thank you for your attention!