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OHSA Prosecutions by the Numbers 
Presentation to e-Compliance Safety Leadership Conference 2014 
November 27, 2014 
Presented by: Adrian Miedema, Partner, Dentons Canada LLP
The Data 
• 
Freedom of Information request 
• 
18 months 
• 
863 defendants 
• 
592 corporations, 271 individuals
Figure 1Pleaded guilty and let the court decide the amount of the fine6% Charges stayed1% Pleaded guilty and negotiated fine with MOL55% Withdrawn-other party convicted22% Withdrawn-no other party convicted10% Acquitted after trial2% Convicted after trial4% 
Figure 1.Results of Occupational Health and Safety ActCharges (Combined for Corporations and Individuals)
Figure 2Convicted after trial4% Acquitted after trial2% Pleaded guilty and negotiated fine with MOL62% Withdrawn-other party convicted17% Withdrawn-no other party convicted9% Pleaded guilty and let the court decide the amount of fine6% 
Figure 2.Corporations: Results of Occupational Health and Safety Act -Charges
Figure 3Pleaded guilty and negotiated fine with MOL30% Acquitted after trial4% Convicted after trial4% Withdrawn-no other party convicted13% Withdrawn-other party convicted43% Pleaded guilty and let the court decide the amount of the fine6% 
Figure 3. Supervisors and Workers: Results of 
Occupational Health and Safety ActCharges
Figure 4Minor5% None13% Major55% Inspection2% Fatality7%Potential18% 
Figure 4. Prosecutions by Severity of Injury
Figure 5Prior conviction 10% No prior conviction 90% 
Figure 5.Percentage of Defendants with Prior Convictions under Occupational Health and Safety Act
Corporation, $42,871Corporation, $23,542Individual, $6,227Individual, $5,173Individual, $3,084Corporation, $44,62005000100001500020000250003000035000400004500050000ConvictedPleaded Guilty and Negotiated Fine with MOLPleaded Guilty and Let Court Set the Fine 
Figure 6 
Figure 6. Average Fines by Result of Charges
Number of OHSA Convictions Declining 
YearConvictions 
2013/14780 
2012/13814 
2011/12903 
2010/11948 
2009/101,164 
2008/091,303
Discussion and Questions
Thank you 
Adrian Miedema 
Partner, Dentons Canada LLP, Toronto 
(416) 863-4678 
adrian.miedema@dentons.com 
Blog: http://www.occupationalhealthandsafetylaw.com

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eCompliance, Adrian Miedema_Personal vs. Corporate OHS Liability

  • 1. OHSA Prosecutions by the Numbers Presentation to e-Compliance Safety Leadership Conference 2014 November 27, 2014 Presented by: Adrian Miedema, Partner, Dentons Canada LLP
  • 2. The Data • Freedom of Information request • 18 months • 863 defendants • 592 corporations, 271 individuals
  • 3. Figure 1Pleaded guilty and let the court decide the amount of the fine6% Charges stayed1% Pleaded guilty and negotiated fine with MOL55% Withdrawn-other party convicted22% Withdrawn-no other party convicted10% Acquitted after trial2% Convicted after trial4% Figure 1.Results of Occupational Health and Safety ActCharges (Combined for Corporations and Individuals)
  • 4. Figure 2Convicted after trial4% Acquitted after trial2% Pleaded guilty and negotiated fine with MOL62% Withdrawn-other party convicted17% Withdrawn-no other party convicted9% Pleaded guilty and let the court decide the amount of fine6% Figure 2.Corporations: Results of Occupational Health and Safety Act -Charges
  • 5. Figure 3Pleaded guilty and negotiated fine with MOL30% Acquitted after trial4% Convicted after trial4% Withdrawn-no other party convicted13% Withdrawn-other party convicted43% Pleaded guilty and let the court decide the amount of the fine6% Figure 3. Supervisors and Workers: Results of Occupational Health and Safety ActCharges
  • 6. Figure 4Minor5% None13% Major55% Inspection2% Fatality7%Potential18% Figure 4. Prosecutions by Severity of Injury
  • 7. Figure 5Prior conviction 10% No prior conviction 90% Figure 5.Percentage of Defendants with Prior Convictions under Occupational Health and Safety Act
  • 8. Corporation, $42,871Corporation, $23,542Individual, $6,227Individual, $5,173Individual, $3,084Corporation, $44,62005000100001500020000250003000035000400004500050000ConvictedPleaded Guilty and Negotiated Fine with MOLPleaded Guilty and Let Court Set the Fine Figure 6 Figure 6. Average Fines by Result of Charges
  • 9. Number of OHSA Convictions Declining YearConvictions 2013/14780 2012/13814 2011/12903 2010/11948 2009/101,164 2008/091,303
  • 11. Thank you Adrian Miedema Partner, Dentons Canada LLP, Toronto (416) 863-4678 adrian.miedema@dentons.com Blog: http://www.occupationalhealthandsafetylaw.com