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Developmental Psychology Copyright 1987 by the American
Psychological Assooation, Inc.
1987, VOl. 23, No. 5,655-664 0012-1649/87/$00.75
Object Permanence in 3 1/2- and 4 1/2-Month-Old Infants
Ren6e Baillargeon
University of Illinois
These experiments tested object permanence in 3 1/2- and 4 l/2-
month-old infants. The method used
in the experiments was similar to that used by Baillargeon,
Spelke, and Wasserman (1985). The
infants were habituated to a solid screen that rotated back and
forth through a 180* arc, in the
manner of a drawbridge. Following habituation, a box was
placed behind the screen and the infants
were shown two test events. In one (possible event), the screen
rotated until it reached the occluded
box; in the other (impossible event), the screen rotated through
a full 180" arc, as though the box
were no longer behind it. The 4 l/2-month-olds, and the 3 V2-
month-olds who were fast habituators,
looked reliably longer at the impossible than at the possible
event, suggesting that they understood
that (a) the box continued to exist after it was occluded by the
screen and (b) the screen could not
rotate through the space occupied by the occluded box. Control
experiments conducted without the
box supported this interpretation. The results of these
experiments call into serious question Piaget's
(1954) claims about the age at which object permanence
emerges and about the processes responsible
for its emergence.
Adults believe that an object c a n n o t exist at two separate
points in time without having existed d u r i n g the interval be-
tween them. Piaget (1954) held that infants do not begin to
share this belief until they reach about 9 m o n t h s of age. The
m a i n evidence for this conclusion came from observations of
young infants' reactions to hidden objects. Piaget noticed that
prior to 9 months, infants do n o t search for objects they have
observed being hidden. I f a toy is covered with a cloth, for
exam-
ple, they make no attempt to lift the cloth and grasp the toy,
even though they are capable of performing each of these ac-
tions. Piaget speculated that for young infants objects are not
p e r m a n e n t entities that exist continuously in time b u t
transient
entities that cease to exist when they are no longer visible and
begin to exist anew when they come back into view.
Although Piaget's (1954) observations have been confirmed
by numerous researchers (see Gratch, 1975, 1977, Harris, in
press, and Schuberth, 1983, for reviews), his interpretation of
these observations has been questioned. A n u m b e r of
research-
ers (e.g., Baillargeon, Spelke, & Wasserman, 1985; Bower,
1974)
have suggested that young infants might fail Piaget's search
task, n o t because they lack object permanence, b u t because
This research was supported by a grant from the National
Institute
of Child Health and Human Development (HD-21104).
I thank Jerry DeJong, Judy Deloache, Julia DeVos, Marcia
Graber,
Stephanie Hanko-Summers, and Jerry Parrott for their careful
reading
of the manuscript. I also thank Earle Heftley, Tom Kessler, and
Oskar
Richter for their technical assistance; Dawn Iacobucci and
Stanley Was-
serman for their help with the statistical analyses; and Marcia
Graber,
Stephanie Hanko-Summers, Julie Toombs, Anna Szado, and the
under-
graduates working in the Infant Cognition Laboratory at the
University
of Illinois for their help with the data collection. I also thank
the parents
who kindly agreed to have their infants participate in the
studies.
Correspondence concerning this article should be addressed to
Ren6e
Baillargeon, Department of Psychology, University of Illinois,
603 E.
Daniel, Champaign, Illinois 6 ! 820.
they are generally unable to perform coordinated actions. Stud-
ies of the development of action (e.g., Piaget, 1952; Uzgiris &
Hunt, 1970) have shown that it is not until infants reach about
9 months of age that they begin to coordinate actions directed at
separate objects into m e a n s - e n d sequences. In these
sequences,
infants apply one action to one object so as to create conditions
under which they can apply another action to another object
(e.g., pulling a cushion to get a toy placed on it or deliberately
releasing a toy so as to grasp another toy). Thus, young infants
could fail Piaget's task simply because it requires them to coor -
dinate separate actions on separate objects.
This interpretation suggests that young infants might show
evidence of object permanence if given tests that did n o t
require
coordinated actions. Bower (1967, 1974; Bower, Broughton, &
Moore, 1971; Bower & Wishart, 1972) devised several such
tests
and obtained results that he took to indicate that by 2 months
of age, if n o t sooner, infants already possess a notion of
object
permanence. Bower's tests, however, have been faulted on meth-
odological and theoretical grounds (e.g., Baillargeon, 1986, in
press; Baillargeon et al., 1985; Gratch, 1975, 1977; Harris, in
press; Muller & Aslin, 1978).
Because of the problems associated with Bower's tests, Bail-
largeon et al. (1985) sought a new means of testing object per -
manence in young infants. The test they devised was indirect:
It focused on infants' understanding of the principle that a solid
object c a n n o t move through the space occupied by another
solid object. The authors reasoned that if infants were surprised
when a visible object appeared to move through the space occu-
pied by a hidden object, it would suggest that they took account
of the existence of the hidden object. In their study, 5 l/2-
month-
old infants were habituated to a screen that rotated back and
forth through a 180* arc, in the m a n n e r of a drawbridge.
Follow-
ing habituation, a box was placed behind the screen and the
infants were shown two test events. In one (possible event), the
screen rotated until it reached the occluded box and then re-
t u r n e d to its initial position. In the other (impossible event),
655
6 5 6 RENI~E BAILLARGEON
Figure 1. Schematic representation of the habituation and test
events shown to
the infants in the experimental and control conditions in
Experiment 1.
the screen r o t a t e d until it reached the o c c l u d e d box
and then
c o n t i n u e d as though the box were n o longer b e h i n d
it! T h e
screen r o t a t e d t h r o u g h a full 180* arc before it
reversed direc-
tion and r e t u r n e d to its initial position, revealing the box
stand-
ing intact in the same location as before. T h e infants looked
reliably longer at the impossible t h a n at the possible event,
sug-
gesting that they u n d e r s t o o d t h a t (a) the box c o n t i n
u e d to exist
after it was occluded b y the screen and (b) the screen c o u l d
n o t
r o t a t e through the space o c c u p i e d by the occluded box.
The results o f Baillargeon et al. indicate that, c o n t r a r y t
o Pia-
get's claims, 5 t/2-month-old infants understand t h a t an o b j
e c t
continues to exist when occluded. T h e first e x p e r i m e n t
r e p o r t e d
here a t t e m p t e d to extend these results by e x a m i n i n g
whether
younger infants, 4 ~/2-month-olds, expect the c o n t i n u e d
exis-
tence o f occluded objects.
There are two reasons to ask whether younger infants have
object permanence. The first is purely descriptive: Before we
can propose a theory o f the development o f i n f a n t s '
beliefs
a b o u t objects, we m u s t establish w h a t beliefs they hold
at
different ages. The second is m o r e theoretical: T h e age at
which
infants are g r a n t e d a notion o f o b j e c t p e r m a n e n c
e will un-
d o u b t e d l y constrain the n a t u r e o f the m e c h a n i s
m we invoke
to explain the a t t a i n m e n t o f this notion. Piaget (1952,
1954)
a t t r i b u t e d the emergence o f object p e r m a n e n c e to
the c o o r d i n a -
tion o f sensorimotor schemes, which, as was m e n t i o n e d
earlier,
begins at a b o u t 9 m o n t h s o f age. The discovery by
Baillargeon
et al. t h a t 5 1/2-month-olds a l r e a d y possess a n o t i o n
o f object
p e r m a n e n c e is clearly inconsistent with Piaget's account.
W h a t
m e c h a n i s m c o u l d e x p l a i n the presence o f this n
o t i o n in infants
aged 5 I/2 m o n t h s o r less? T h i s question will be
addressed in the
General Discussion section.
E x p e r i m e n t 1
T h e m e t h o d used in E x p e r i m e n t 1 was similar to t h
a t used
b y Baillargeon et al. (1985); it is d e p i c t e d in F i g u r e
1.
T h e r e was one foreseeable difficulty with the design o f
Exper-
i m e n t 1. The infants m i g h t l o o k longer at the
impossible t h a n
at the possible event, not because they were s u r p r i s e d to
see the
screen rotate t h r o u g h the space o c c u p i e d by the
occluded box,
b u t because they found the 180 ~ screen r o t a t i o n m o r e
interest-
ing t h a n the shorter, 112 ~ r o t a t i o n shown in the
possible event.
In o r d e r t o check this possibility, a second g r o u p o f 4
I/2-month-
olds was tested in a control c o n d i t i o n identical t o the
experi-
mental c o n d i t i o n except t h a t there was n o b o x b e h i
n d the screen
d u r i n g the test events (see F i g u r e 1). I f the infants in
the experi-
mental c o n d i t i o n looked longer at the impossible event
because
they p r e f e r r e d the 180" to the 112 ~ r o t a t i o n , then
the infants in
the control condition should also look longer at the 180" event.
O n the other hand, i f the infants in the e x p e r i m e n t a l
condition
looked longer at the impossible event because they were sur -
prised when the screen failed to stop against the occluded box,
OBJECT PERMANENCE IN 3V2- AND 4lh-MONTH-OLD
INFANTS 6 5 7
t h e n t h e i n f a n t s i n t h e c o n t r o l c o n d i t i o n
s h o u l d l o o k e q u a l l y at
t h e 180* a n d t h e 112* e v e n t s b e c a u s e n o b o x
w a s p r e s e n t b e h i n d
t h e s c r e e n , t
~ l e t h o d
S u b j e c t s
Subjeets were 24 full-term infants ranging in age from 4
months, 2
days to 5 months, 2 days (M = 4 months, 14 days). H a l f o f t h
e infants
were assigned to the experimental condition and haifto the
control con-
dition. Another 5 infants were excluded from the experiment, 3
because
o f fussiness, 1 because ofdrowsiness, and 1 beeause o f e q u i
p m e n t fail-
ure. The infants' names in this experiment and in the sueoeeding
experi-
ments were obtained from birth announcements in a local
newspaper.
Parents were contacted by letters and follow-up phone calls;
they were
offered reimbursement for their travel expenses but were not
eompen-
sated for their participation.
A p p a r a t u s
The apparatus consisted o f a large wooden box that w -as 120
cm high,
95 cm vade, and 74 cm deep. The infant faced an opening, 49
cm high
and 95 cm wide, in the front wail o f t h e apparatus. The
interior o f t h e
apparatus was painted black and was decorated with narrow
pink and
green stripes.
At the center o f t h e apparatus was a silver cardboard screen
that was
31 cm high, 28 cm vade, and 0.5 cm thick. The lower edge o f t
h e screen,
which was set 0.5 cm above the floor o f the apparatus, was
afl�9 to a
thick metal rod that was 28.5 cm long and 1 cm in diameter.
This rod
was connected to a right-angie gear box that was 2 cm hig,h, 3.5
cm vade,
and 4 cm deep. A drive rod, which was 0.5 cm in diameter, was
aiso
connected to the gear box. This rod was 54 cm long and
protruded
through the back waU o f t h e apparatus. By rotating this rod,
an experi-
menter could rotate the screen back and forth through a 180"
arc?
A wooden box, 25 cm high, 15 cm vade, and 5 cm thick, could
be
introduced into the apparatus through a hidden door in its back
wall.
This box was painted yellow and was decorated with a two-
dimensional
clown face. The box was placed on a platform, which was 21 cm
vade
and 28 cm long, in the floor o f t h e apparatus, behind the
screen. This
platform was mounted on a vertical slide located underneath the
appa-
ratus. By Iowering the platform, after the screen occluded the
box from
the infant's view, an experimenter could surreptitiously remove
the box
from the path o f t h e screen.
The infant was tested in a brightly lit room. Four clip-on iights
(each
with a 40-W lightbulb) were attached to the back and side walls
o f t h e
apparatus to provide additional light. Two frames, each 183 cm
high
and 71 cm vade and covered with black cloth, stood at an angle
on
either side o f the apparatus. These frames isolated the infant
from the
experimental room. At the end o f each trial, a muslin-covered
curtain,
65 cm high and 95 cm vade, was lowered in front o f t h e
opening in the
front wall o f t h e apparatus.
E x p e r i m e n t a l - C o n d i t i o n E v e n t s
Two experimenters worked in concert to produce the events in
the
experimental condition. The first operated the screen, and the
second
operated the platform.
Impossible test event. To start, the screen lay fiat against the
floor o f
the apparatus, toward the infant. The yellow box stood clearty
visible,
centered 12.5 cm behind the screen. The first experimenter
rotated the
screen at the approximate rate o f 45"/s until it had completed a
90*
arc, at which point she paused for 1 s. This pause ailowed the
second
experimenter to lower the platform supporting the box. The first
experi-
menter then continued to rotate the screen toward the back wall
at the
saine rate o f about 45"/s until it lay fiat against the floor o f t
h e apparatus,
covering file space previously occupied by the box. The entire
process
was then repeated in reverse: The first experimenter rotated the
screen
90* and paused for 1 s, allowing the second experimenter to
raise the
platform; the first experimenter then lowered the screen t o i t s
original
position against the floor of the apparatus, revealing the box
standing
intact in the saine position as before.
Each full cycle of movement thus lasted approximately 10 s.
The box
remained occluded for about 8 ofthese 10 s: It was in view only
during
the first and last seconds, when the screen was raised less than
45*. There
was a 1-s pause between successive cycles. Cycles were
repeated until
the computer signaled that the triai had ended (see below). At
that point,
the second experimenter lowered the c u m i n in front o f t h e
apparatus.
Possible test event. As before, the first experimenter rotated the
screen 90* at the rate o f about 45"/s and then paused for 1 s,
allowing
the second experimenter to lower the plafform. The first
experimentœ
then continued to rotate the screen 22.5* toward the back wall
(where
the screen would bave contacted the box bad the latter hOt been
low-
ered), taking about 0.5 s to complete this movement. The first
experi-
menter held the screen in this position for 2 s, and then the
entire pro-
cess was repeated in reverse: The first experimenter retumed the
screen
to the 90* position, paused for 1 s (to allow the second
experimenter to
raise the platform), and then lowered the screen t o i t s initial
position
against the floor of the apparatus. Each full cycle of movement
thus
lasted about 9 s, with the box remaining totally occluded for
about 7 of
these 9 s. 3
Habituation event. The habituation event was exactly the saine
as the
impossible test event, except that the box was absent.
C o n t r o l - C o n d i t i o n E v e n t s
180" and 112" test events. The t 80* and the 112* test events
shown to
the infants in the control condition were identical fo the
impossible and
possible test events (respectively) shown to the infants in the
experimen-
rai condition, except that the box was absent.
Habituation event. The habituation event shown to the infants in
J The control condition was conducted without the box, rather
than
with the box to the side o f t h e screen as in Baillargeon et al.
(1985), to
avoid a possible ambiguity. I f t h e infants looked equaily at
the 180* and
the 112* events, with the box to the side, one coutd not be sure
whether
(a) they had an equal preference for the two rotations or (b)
they fixated
the box and ignored the screen. Baitlargeon et al. found, in their
control
experiment, that the order in which the infants saw the two
screen events
had a reliable effect on their looking behavior; such a finding
rules out
the possibitity that the infants were merely staring at the box.
Neverthe-
less, because o f this potential confound, it seemed best to
conduct the
control experiment without the box.
2 In order to help the experimenter more the screen at a
constant,
steady pace, a protractor was attached to the drive rod. In
addition,
the experimenter listened through headphones to a metronome
clicking
once per second.
3 The 2-s pause in the possible event was introduced to make
the rate
o f disappearance and reappearance of the box more similar in
the two
events. With the pause, the occlusion time o f t h e box was 8
out of l0 s
in the impossible event and 7 out o f 9 s in the possible event.
Making
these two fgures highly similar helped ensure that (a) the
infants could
not discriminate between the two events on the basis o f rate
differences
and (b) the observers could not identify the events by the rate at
which
the platform was lowered and raised. Pilot data collected with
the two
observers indicated that they were unable to guess which event
was be-
ing shown on the basis o f t h e sounds associated with the
movement o f
the platform.
6 5 8 RENI~E BAILLARGEON
the control condition was identical to that shown to the infants
in the
experimental condition.
The platform was moved in the same manner in all o f the
events to
ensure that the sounds that accompanied the lowering and
raising o f the
platform could not contribute to differences in the infants'
looking
times between and within conditions.
P r o c e d u r e
Prior to the beginning o f the experiment, each infant was
allowed to
manipulate the yellow box for a few seconds while the parent
filled out
consent forms. During the experiment, the infant sat on the
parent's lap
in front of the apparatus. The infant's head was approximately
65 cm
from the screen and 100 cm from the back wall. The parent was
asked
not to interact with the infant while the experiment was in
progress. At
the start of the test tri .Ms, the parent was instructed to close
his or her
eyes.
The infant's looking behavior was monitored by two observers
who
viewed the infant through peepholes in the cloth-covered frames
on ei-
ther side of the apparatus. The observers could not see the
experimental
events and did not know the order in which the test events were
pre-
sented. Each observer held a button box linked to a
MICRO]PDpo I 1 com-
puter and depressed the button when the infant attended to the
experi-
mental events. Interobserver agreement was calculated for each
trim on
the basis of the number o f seconds for which the observers
agreed on
the direction o f the infant's gaze out of the total number o f
seconds the
trim lasted. Disagreements o f less than 0.1 s were ignored.
Agreement
in this experiment as well as in the subsequent experiments
averaged
88% (or more) per trim per infant. The looking times recorded
by the
primary observer were used to determine when a trim had ended
and
when the habituation criterion had been met (see below).
At the start o f the experiment, each infant received a
familiarization
trim to acquaint him or her with the position o f the box behind
the
screen. During this triM, the screen lay flat against the floor of
the appa-
ratus, with the box standing clearly visible behind it. The trim
ended
when the infant (a) looked away from the display for 2
consecutive sec-
onds after having looked at it for at least l 0 cumulative
seconds, or (b)
looked at the display for 30 cumulative seconds without looking
away
for 2 consecutive seconds.
Following the familiarization triM, each infant was habituated
to the
habituation event described above, using an infant-control
procedure
(after Horowitz, 1975). The main purpose o f this habituation
phase was
to familiarize the infant with the (relatively unusual) motion o f
the
screen. 4 Each habituation trim ended when the infant (a)
looked away
from the event for 2 consecutive seconds after having looked at
it for at
least 5 cumulative seconds (the duration of a hMf-cycle), or (b)
looked
at the event for 60 cumulative seconds without looking away for
2 con-
secutive seconds. The intertriM interval was 2-3 s. Habituation
trims
continued until the infant reached a criterion o f habituation o f
a 50%
or greater decrease in looking time on three consecutive trims,
relative
to the infant's looking time on the first three trims. If the
criterion was
not met within nine trims, the habituation phase was ended at
that
point. Therefore, the minimum number o f habituation trims an
infant
could receive was six, and the maximum number was nine. Only
3 of
the infants failed to reach the habituation criterion within nine
trims;
the other 21 infants took an average o f 6.62 trims to satisfy the
criterion.
It should be noted that, in this experiment as in the subsequent
experi-
ments, infants who failed to reach the habituation criterion
within nine
trims were not terminated: At the completion o f the ninth
habituation
triM, the experimenters simply proceeded to the test phase.
After the habituation phase, the infants in the experimental
condition
saw the impossible and the possible test events on alternate
trims until
they had completed four pairs o f test trims. Similarly, the
infants in the
control condition saw the 180 ~ and the I 12 ~ test events on
alternate trims
until they had completed four pairs o f test trims. Within each
condition,
hMfofthe infants saw one test event first and the other half saw
the other
test event first. At the beginning ofeach test triM, the first
experimenter
waited to move the screen until the computer signaled that the
infant
had looked inside the apparatus for 2 cumulative seconds. This
ensured
that the infants in the experimental condition had noted the
presence
of the box behind the screen. The criteria used to determine the
end of
each test trim were the same as for the habituation trials.
Six o f the 24 infants in the experiment completed fewer than
four
pairs o f test trials. Five infants completed only three pairs, 3
because
o f fussiness, 1 because o f procedural error, and 1 because the
primary
observer could not follow the direction o f the infant's gaze.
The other
infant completed only two pairs, because o f fussiness. All
subjects (in
this experiment as well as in the subsequent experiments) were
included
in the data analyses, whether or not they had completed the full
comple-
ment o f four pairs o f test trims.
Figure 2. Looking times of the infants in the experimental and
control
conditions in Experiment l during the habituation and test trims.
(Note
that the habituation trims are numbered backward from the trim
in
which habituation was reached.)
4 It is interesting to speculate about the role of the habituation
trims
in the experiment. As stated in the text, the main rationale for
including
these trims was to familiarize the infants with the (presumably
unfamil-
iar) movement of the screen. However, it could be that such
familiariza-
tion was not necessary and that the infants would have
responded in the
same way had they received no habituation trims. Another
possibility is
that the habituation trims served to acquaint the infants with the
fact
that the screen rotated freely through empty space but stopped
rotating
when it encountered a hard surface. This hypothesis predicts
that the
infants would look less at the possible event (in which the
screen rotated
freely until it reached the occluded box) than at the impossible
event
(in which the screen continued to rotate after encountering the
box).
Further research is needed to evaluate these and related
alternatives.
OBJECT PERMANENCE IN 3V2- AND 4V2-MONTH-OLD
INFANTS 659
Results
Figure 2 presents the mean looking times of the infants in
the experimental and control conditions d u r i n g the
habituation
and test phases of the experiment. It can be seen that the infants
in the experimental condition looked longer at the impossible
t h a n at the possible event, whereas the infants in the control
condition looked equally at the 180* a n d the 112* events.
The infants' looking times to the test events were analyzed by
means of a 2 • 2 X 4 X 2 mixed-model analysis of variance
(ANOVA), with Condition (experimental or control) a n d
Order
(impossible/180* or possible/l 12* event first) as the betwee n-
subjects factors, and with Event (impossible/180* or possible/
112*) a n d Test Pair (first, second, third, or fourth pair of test
trials) as the within-subjects factors. Because the design was u
n -
balanced, the SAS G L M procedure was used to calculate the
ANOVA (SAS Institute, 1985). There was a significant m a i n
effect of condition, F ( I , 20) = 8.53, p < .01, a n d of event, F
( I ,
126) = 6.16, p < .05, a n d a significant Condition x Event
inter-
action, F ( 1 , 1 2 6 ) = 8.50, p < .005. Planned comparisons
indi-
cated that the infants in the experimental condition looked reli -
ably longer at the impossible ( M = 29.2, SD = 20.6) than at the
possible ( M = 17.7, SD = 13.1) event, F(1, 126) = 14.48, p <
.0005, whereas the infants in the control condition looked
equally at the 180" ( M = 15.1, SD = 9.3) and the 112" ( M =
16.2,SD = 12.3) events, F ( 1 , 1 2 6 ) = 0.12.
The analysis also revealed a significant Order x Event inter -
action, F(1, 126) = 4.64, p < .05. Post hoc comparisons indi-
cated that the infants who saw the impossible/180* event first
looked reliably longer at this event (M = 24.17, SD = 16.88)
than at the possible/112 * event ( M = 14.45, SD = 9.51), F ( I ,
126) = 10.56, p < .005, whereas the infants who saw the possi-
ble/112" event first tended to look equally at the impossible/
180" ( M = 20.24, SD = 18.01) a n d the possible/112" ( M =
19.67, SD = 14.99) events, F ( I , 126) = 0.03. Such order
effects
are n o t u n c o m m o n in infancy research a n d are of little
theoreti-
cal interest.
Discussion
The infants in the experimental condition looked reliably
longer at the impossible t h a n at the possible event,
suggesting
that they understood that (a) the box c o n t i n u e d to exist
after it
was occluded by the screen, a n d (b) the screen could n o t
move
through the space occupied by the occluded box. In contrast
to the infants in the experimental condition, the infants i n the
control condition tended to look equally at the 180" and the
112" events. This finding provides evidence that the infants in
the experimental condition looked longer at the impossible
event, not because they found the 180* screen rotation intrinsi -
cally more interesting than the 112* rotation, b u t because
they
expected the screen to stop when it reached the occluded box
and were surprised that it failed to do so.
The results o f Experiment 1 suggest that, contrary to Piaget's
(1954) claims, infants as young as 4 t/2 m o n t h s o f age
understand
that an object continues to exist when occluded. Experiment 2
investigated whether infants aged 3 1/2--4 m o n t h s also
possess a
n o t i o n of object permanence. The design of this experiment
was identical to that o f Experiment 1.
Figure 3. Looking times of the infants in the experimental and
control
conditions in Experiment 2 during the habituation and test
trials.
E x p e r i m e n t 2
Method
Subjects
Subjects v~re 40 full-term infants ranging in age from 3
months, 15
days to 4 months, 3 days (M = 3 months, 24 days). More infants
were
tested in Experiment 2 than in Experiment 1 because pilot data
indi-
cated that the responses of these younger infants tended to be
more
variable; some infants produced consistently short looks, and
other in-
fants produced consistently long looks. Half of the infants were
assigned
to the experimental condition and half to the control condition.
Six
other infants were excluded from the experiment, 5 because of
fussiness
and I because of drowsiness.
Apparatus, Events, and Procedure
The apparatus, events, and procedure used in this experiment
were
the same as in Experiment t. Of the 40 infants in the
experiment, 12
failed to reach the habituation criterion within 9 trials; the
others took
an average of 7.14 trials to reach the criterion. Ten infants
contributed
only three pairs of test trials to the data analyses, 7 because of
fussiness,
I because he would not look at the events, 1 because of
procedural error,
and 1 because of equipment failure.
Results
Figure 3 presents the mean looking times of the infants in
the experimental and control conditions d u r i n g the
habituation
and test phases o f the experiment. The infants' looking times
d u r i n g the test phase were analyzed as in the preceding
experi-
6 6 0 RENl~E BAILLARGEON
m e n t . T h e analysis r e v e a l e d n o significant m a i n
effects o r inter-
actions, all F s < 2.69, p s > .05.
F a s t a n d S l o w H a b i t u a t o r s
E x a m i n a t i o n o f t h e i n f a n t s ' l o o k i n g t i m e
s d u r i n g t h e h a b i t u -
a t i o n a n d test phases o f t h e e x p e r i m e n t
suggested t h a t t h e pat-
tern r e v e a l e d b y t h e initial analysis (statistically e q u
a l l o o k i n g
t i m e s t o t h e i m p o s s i b l e / 1 8 0 * a n d t h e
possible/112* events) rep-
r e s e n t e d t h e average o f t w o d i s t i n c t l o o k i n g
patterns. Specifi-
cally, it a p p e a r e d that, in t h e e x p e r i m e n t a l c o n
d i t i o n , t h e in-
fants w h o r e a c h e d t h e h a b i t u a t i o n c r i t e r i o
n w i t h i n six o r seven
trials t e n d e d t o l o o k longer at t h e i m p o s s i b l e t
h a n at t h e possible
event, w h e r e a s t h e i n f a n t s w h o r e q u i r e d e i g
h t o r n i n e trials t o
r e a c h t h e c r i t e r i o n o r w h o d i d n o t r e a c h t
h e c r i t e r i o n t e n d e d t o
l o o k e q u a l l y at t h e t w o test events. I n t h e c o n t
r o l c o n d i t i o n , in
c o n t r a s t , b o t h g r o u p s o f infants t e n d e d t o l o
o k e q u a l l y at t h e
180* a n d t h e 112* events. T h e s e p a t t e r n s w e r e n
o t u n e x p e c t e d ,
b e c a u s e rate o f h a b i t u a t i o n is k n o w n t o r e l a
t e t o p o s t h a b i t u a -
t i o n p e r f o r m a n c e ( B o r n s t e i n & Benasich, 1986;
D e L o a c h e ,
1976; M c C a l l , 1979).
T h e i n f a n t s were t h e r e f o r e classified as f a s t h a
b i t u a t o r s (the
i n f a n t s w h o t o o k six o r seven trials t o r e a c h t h
e h a b i t u a t i o n
c r i t e r i o n ) a n d slow h a b i t u a t o r s (the i n f a n t s
w h o r e q u i r e d eight
o r n i n e trials t o r e a c h t h e c r i t e r i o n o r w h o
failed t o r e a c h t h e
c r i t e r i o n w i t h i n n i n e trials). I n t h e e x p e r i m
e n t a l c o n d i t i o n , 9
in fan ts were classified as fast h a b i t u a t o r s a n d 11 as
slow h a b i t u -
ators. In t h e c o n t r o l c o n d i t i o n , 7 infants w e r e
classified as fast
h a b i t u a t o r s a n d 12 as slow h a b i t u a t o r s (the r e
m a i n i n g i n f a n t
c o u l d n o t satisfy t h e h a b i t u a t i o n c r i t e r i o n b
e c a u s e h e p r o d u c e d
very s h o r t l o o k s o n e a c h trials; b e c a u s e it was u
n c l e a r h o w
this i n f a n t s h o u l d b e classified, he was e x c l u d e d
f r o m t h e n e x t
analyses).
T h e l o o k i n g t i m e s o f t h e fast a n d slow h a b i t u
a t o r s in t h e ex-
p e r i m e n t a l a n d c o n t r o l c o n d i t i o n s t o t h e
test e v e n t s were a n a -
lyzed by m e a n s o f a 2 • 2 • 2 • 4 • 2 m i x e d - m o d e l
ANOVA
w i t h H a b i t u a t i o n (fast o r slow h a b i t u a t o r s ) ,
C o n d i t i o n (experi-
m e n t a l o r c o n t r o l ) , a n d O r d e r ( i m p o s s i b l
e / 1 8 0 * o r p o s s i b l e /
112") as t h e b e t w e e n - s u b j e c t s factors, a n d w i t h
Test Pair (first,
second, t h i r d , a n d f o u r t h p a i r o f test trials) a n d
E v e n t ( i m p o s s i -
b l e / 180* o r possible/112*) as t h e w i t h i n - s u b j e c t
factors. A s a n -
t i c i p a t e d , this analysis y i e l d e d a significant H a b i t
u a t i o n • C o n -
d i t i o n • E v e n t i n t e r a c t i o n , F ( l , 189) = 6.54, p
< .05. I n o r d e r
t o study this i n t e r a c t i o n , f o u r c o m p a r i s o n s
were c a r r i e d out.
T h e s e i n d i c a t e d t h a t in t h e e x p e r i m e n t a l c
o n d i t i o n , t h e fast
h a b i t u a t o r s l o o k e d reliably longer a t t h e i m p o s
s i b l e ( M = 23.78,
S D = 18.28) t h a n at t h e possible ( M = 14.68, S D =
11.79)
event, F(1, 189) = 7.38, p < .01, w h e r e a s t h e slow h a b i
t u a t o r s
l o o k e d a b o u t e q u a l l y at t h e t w o e v e n t s ( i m
p o s s i b l e , M = 23.45,
S D = 19.05; possible, M = 27.68, S D = 20.97), F ( 1 , 189) =
1.75, p > .05 (see F i g u r e 4). 6 I n t h e c o n t r o l c o n d
i t i o n , t h e fast
h a b i t u a t o r s l o o k e d a b o u t e q u a l l y at t h e
180* ( M = 17.06, S D =
15.45) a n d 112" ( M = 19.80, S D = 18.09) events, F ( l ,
189) =
0.48, as d i d t h e slow h a b i t u a t o r s (180* event, M =
20.34, S D =
16.87; 112" event, M = 18.30, S D = 15.10), F ( I , 189) =
0.41.
T h e r e were n o o t h e r significant m a i n effects o r i n t
e r a c t i o n s (all
F s < 3.53, p s > .05).
A t t h e e n d o f e a c h h a b i t u a t i o n a n d test trial,
t h e o b s e r v e r s
r a t e d t h e state o f t h e infant. E x a m i n a t i o n o f t
h e s e ratings re-
Figure 4. Looking times of the fast and slow habituators in
Experiment
2 (experimental condition) during the habituation and test trials.
v e a l e d t h a t d u r i n g t h e h a b i t u a t i o n trials, t h
e slow a n d fast habit-
u a t o r s d i d n o t differ in a m o u n t o f fussiness: O n l
y f o u r (17%)
slow a n d t h r e e (19%) fast h a b i t u a t o r s w e r e j u d
g e d b y t h e o b s e r v -
ers t o have b e e n slightly o r m o d e r a t e l y fussy o n t
w o o r m o r e
trials. D u r i n g t h e test trials, however, t h e slow h a b i t
u a t o r s
t e n d e d t o b e slightly fussier t h a n t h e fast
habituators. Seven
(30%) slow h a b i t u a t o r s , b u t o n l y o n e (6%) fast
habituator, c o m -
p l e t e d fewer t h a n f o u r pairs o f test trials b e c a u s e
o f fussiness.
F u r t h e r m o r e , n i n e (39%) slow h a b i t u a t o r s , b
u t only f o u r (25%)
s Because the minimal looking time for any test trial was 5 s, an
infant
had to cumulate at least 30 s o f looking across three
consecutive trials
in order to show a 50% decline in looking time.
6 It may seem puzzling that, although the fast and slow
habituators
differed in how long they looked at the possible event (fast, M =
14.68;
slow, M = 27.68), both groups o f infants looked about equally
at the
impossible event (fast, M = 23.78; slow, M = 23.45). One might
want to
suggest, on the basis of these data, that although both groups o f
infants
dishabituated to the impossible event (because it was
impossible), only
the slow habituators dishabituated to the possible event
(perhaps be-
cause o f the novel screen rotation). However, examination o f
the habitu-
ation data in Figure 4 argues against this interpretation. The fast
habitu-
ators' mean looking time on their last three habituation trials (
M =
14.13) was similar to their mean looking time to the possible (
M =
14.68) but not to the impossible ( M = 23.78) event. In
contrast, the slow
habituators' mean looking time on their last three habituation
trials
(M = 22.46) was similar to their mean looking time to the
impossible
( M = 23.45) and, to a lesser extent, to the possible ( M =
27.68) event.
The fast and slow habituators' equal looking times to the
impossible
event would thus reflect differences in their absolute levels o f
looking at
the events, rather than similarities in their processing o f the
events.
OBJECT PERMANENCE IN 31/2 - A N D 41/2-MONTH-OLD
INFANTS 661
fast h a b i t u a t o r s , w e r e r a t e d as slightly o r m o d
e r a t e l y fussy o n
t w o o r m o r e test trials.
W h y w e r e t h e slow h a b i t u a t o r s fussier t h a n t h
e fast h a b i t u a -
tors d u r i n g t h e test trials? O n e r e a s o n m i g h t b e
t h a t , h a v i n g
l o o k e d longer d u r i n g t h e h a b i t u a t i o n phase, t h
e slow h a b i t u a -
tors were m o r e likely t o b e c o m e t i r e d o r b o r e d
d u r i n g t h e test
phase. A one-way ANOVA i n d i c a t e d t h a t t h e slow h
a b i t u a t o r s
( M = 254.59, SD = 99.90) l o o k e d reliably longer overall d
u r i n g
t h e h a b i t u a t i o n trials t h a n d i d t h e fast h a b i t u
a t o r s ( M = 180.94,
SD = 62.87), F ( I , 35) = 6.39, p < .05. H e n c e , t h e slow
h a b i t u a -
tors m i g h t have b e e n s o m e w h a t fussier d u r i n g t
h e test trials be-
c a u s e t h e y w e r e m o r e tired, b o r e d , o r restles s.
Discussion
T h e fast h a b i t u a t o r s i n t h e e x p e r i m e n t a l c
o n d i t i o n s h o w e d a
p r o n o u n c e d p r e f e r e n c e for t h e i m p o s s i b l e
over t h e possible
event, a p r e f e r e n c e a k i n t o t h a t o b s e r v e d i n
t h e 4 l/2-month-olds
i n E x p e r i m e n t 1. I n c o n t r a s t , t h e fast h a b i t
u a t o r s i n t h e c o n t r o l
c o n d i t i o n t e n d e d t o l o o k e q u a l l y at t h e 180
~ a n d t h e 112 ~ events.
Together, these res ults i n d i c a t e t h a t t h e fast h a b i t
u a t o r s in t h e
e x p e r i m e n t a l c o n d i t i o n l o o k e d longer a t t h
e i m p o s s i b l e event,
n o t b e c a u s e t h e y f o u n d t h e 180 ~ r o t a t i o n o
f t h e s c r e e n m o r e
i n t e r e s t i n g t h a n t h e 112 ~ r o t a t i o n , b u t b e c
a u s e t h e y were sur-
p r i s e d o r p u z z l e d t o see t h e s c r e e n r o t a t e t
h r o u g h t h e s p a c e o c -
c u p i e d b y t h e o c c l u d e d box. S u c h results
suggest t h a t at least
s o m e infants b e t w e e n t h e ages o f 3 1/2 a n d 4 m o n
t h s r e a l i z e t h a t
a n o b j e c t c o n t i n u e s t o exist w h e n o c c l u d e d
.
T h e slow h a b i t u a t o r s in t h e e x p e r i m e n t a l c o
n d i t i o n , i n c o n -
trast t o t h e fast h a b i t u a t o r s , t e n d e d t o l o o k e
q u a l l y a t t h e i m p o s -
sible a n d t h e possible events. T h e m a r k e d d i s c r e p
a n c y i n t h e
r e s p o n s e s o f these t w o g r o u p s o f i n f a n t s will
b e discussed in t h e
G e n e r a l D i s c u s s i o n .
E x p e r i m e n t 3: R e p l i c a t i o n
G i v e n t h e u n e x p e c t e d n a t u r e a n d p o t e n t i a
l significance o f t h e
results o b t a i n e d i n t h e e x p e r i m e n t a l c o n d i t i
o n o f E x p e r i m e n t
2, it s e e m e d i m p o r t a n t t h a t t h e y b e c o n f i r m
e d . E x p e r i m e n t 3
a t t e m p t e d t o d o so w i t h 3 1/2-month-old infants.
M e t h o d
Subjects
Subjects were 24 full-term infants ranging in age from 3
months, 6
days to 3 months, 25 days ( M = 3 months, 15 days). Five
additional
infants were eliminated from the experiment, 4 because o f
fussiness,
and 1 because the primary observer could not follow the
direction o f
the infant's gaze.
Apparatus a n d Events
The apparatus was the same as that used in the preceding
experi-
ments, with one exception. Instead of the yellow box, a brightly
colored,
three-dimensional Mr. Potato Head was used. Casual
observations indi-
cated that most infants found this toy more attractive than the
box.
Because Mr. Potato Head was shorter than the box (15.5 cm as
09-
posed to 25 cm), the screen was rotated 135", instead o f 112 ~
in the
possible event. That is, after rotating the screen 90* at the usual
rate o f
45"/s and then pausing for 1 s, as before, the primary
experimenter ro-
rated the screen 45* toward the back wall of the apparatus,
taking 1 s to
complete the movement. The first experimenter paused for 2 s
and then
repeated the same actions in reverse. Each full cycle of
movement thus
lasted approximately 10 s, as in the impossible event. Mr.
Potato Head
was totally occluded for about 8 o f the 10 s.
Procedure
The procedure was the same as that of the experimental
condition in
Experiment 2, with one exception. In an attempt to abbreviate
the test
phase of the experiment, no pretrials were given at the
beginning of the
test trials.
O f the 24 infants in the experiment, 8 failed to reach the
habituation
criterion within 9 trials; the other infants took an average of
6.94 trials
to reach the criterion. Five infants completed only three pairs of
test
trials, 4 because o f fussiness, and 1 because the primary
observer could
not follow the direction o f the infant's gaze. Another 2 infants
com-
pleted only two test pairs because o f fussiness.
R e s u l t s
T h e l o o k i n g t i m e s o f t h e infants t o t h e i m p o
s s i b l e a n d possi-
ble test e v e n t s were first a n a l y z e d b y m e a n s o f a
2 x 4 x 2
m i x e d - m o d e l ANOVA, w i t h O r d e r ( i m p o s s i b
l e o r possible e v e n t
first) as t h e b e t w e e n - s u b j e c t s factor, a n d w i t h
Test P a i r (first,
second, t h i r d , o r f o u r t h p a i r o f test trials) a n d E
v e n t ( i m p o s s i b l e
o r possible e v e n t ) as t h e w i t h i n - s u b j e c t s
factors. T h e analysis
y i e l d e d n o significant m a i n effects o r i n t e r a c t i o
n s , all F s < 2.05,
p s > . l l .
Fast a n d Slow Habituators
O f t h e 24 i n f a n t s w h o p a r t i c i p a t e d i n t h e e
x p e r i m e n t , 12 were
classified as fast h a b i t u a t o r s , a n d 12 were classified
as slow ha-
b i t u a t o r s , u s i n g t h e s a m e c r i t e r i a as in E x p
e r i m e n t 2.
F i g u r e 5 shows t h e m e a n l o o k i n g t i m e s o f e a
c h g r o u p o f in-
fants d u r i n g t h e h a b i t u a t i o n a n d test trials. T h e
l o o k i n g t i m e s
o f t h e t w o g r o u p s t o t h e test e v e n t s were a n a l
y z e d b y m e a n s o f
a 2 • 2 x 4 x 2 m i x e d - m o d e l ANOVA, w i t h H a b i t u
a t i o n (fast
o r slow h a b i t u a t o r s ) a n d O r d e r ( i m p o s s i b l
e o r possible e v e n t
first) as t h e b e t w e e n - s u b j e c t s factors, a n d w i t h
Test Pair (first,
second, t h i r d , o r f o u r t h test pair) a n d E v e n t ( i m
p o s s i b l e o r pos-
sible e v e n t ) as t h e w i t h i n - s u b j e c t s factors. A s
e x p e c t e d , t h e anal-
ysis y i e l d e d a significant H a b i t u a t i o n x E v e n t i
n t e r a c t i o n , F ( l ,
122) = 5.13, p < .05. P l a n n e d c o m p a r i s o n s s h o w e
d t h a t t h e fast
h a b i t u a t o r s l o o k e d reliably longer at t h e i m p o s
s i b l e ( M = 21.97,
SD = 16.33) t h a n at t h e possible ( M = 14.24, SD = 10.56)
event, F ( l , 122) = 6.35, p < .02, w h e r e a s t h e slow h a b
i t u a t o r s
l o o k e d at t h e i m p o s s i b l e ( M = 23.24, SD = 20.00)
a n d t h e pos-
sible ( M = 26.42, SD = 21.15) e v e n t s a b o u t equally,
F(1,
122) = .91.
C o m p a r i s o n o f t h e fast a n d slow h a b i t u a t o r s
i n d i c a t e d t h a t
t h e y d i d n o t differ in fussiness d u r i n g t h e h a b i t
u a t i o n trials:
O n l y o n e infant, a slow h a b i t u a t o r , was j u d g e d t
o have b e e n
fussy o n t w o o r m o r e h a b i t u a t i o n trials.
However, as in E x p e r i -
m e n t 2, t h e slow h a b i t u a t o r s t e n d e d t o b e
fussier t h a n t h e fast
h a b i t u a t o r s d u r i n g t h e test trials. Five o f t h e
slow h a b i t u a t o r s ,
b u t o n l y o n e o f t h e fast h a b i t u a t o r s , c o m p l
e t e d fewer t h a n f o u r
test pairs d u e t o fussiness. I n a d d i t i o n , seven slow h
a b i t u a t o r s ,
b u t o n l y t h r e e fast h a b i t u a t o r s , were fussy o n t
w o o r m o r e trials.
A o n e - w a y ANOVA s h o w e d that, as in E x p e r i m e n
t 2, t h e slow
6 6 2 RENI~E BAILLARGEON
Figure 5. Looking times of the fast and slow habituators in
Experiment 3 during the habituation and test trials.
habituators ( M = 218.59, S D = 139.75) tended to look longer
overall d u r i n g the h a b i t u a t i o n trials t h a n d i d the
fast h a b i t u a -
tors ( M = 140.25, S D = 37.80), F ( I , 2 1 ) = 3 . 5 0 , p =
.075.
D i s c u s s i o n
The results o f E x p e r i m e n t 3 replicated those o f the
experi-
mental condition in E x p e r i m e n t 2. The fast h a b i t u a t
o r s looked
reliably longer at the impossible than at the possible event, sug-
gesting that they were surprised or puzzled to see the screen
move through the space o c c u p i e d by Mr. P o t a t o Head.
C o u l d the fast h a b i t u a t o r s ' preference for the
impossible
event be due to their having found the 180* screen r o t a t i o n
in-
trinsically m o r e interesting t h a n the shorter r o t a t i o n
shown in
the possible event? This i n t e r p r e t a t i o n seems highly
unlikely for
two reasons. First, the fast h a b i t u a t o r s in the control
conditions
o f Experiments 1 and 2 d i d not show an overall preference
for
the 180* rotation. Second, the slow h a b i t u a t o r s in E x p
e r i m e n t
3 looked a b o u t equally at the impossible and the possible
events. It is ditficult to imagine why the fast, b u t n o t the
slow,
h a b i t u a t o r s would have found the 180" r o t a t i o n
intrinsically
m o r e interesting t h a n the shorter, 135* r o t a t i o n
shown in the
possible event.
G e n e r a l D i s c u s s i o n
The 4 l/2-month-olds in E x p e r i m e n t 1 and the 3 V2-
month-
olds in Experiments 2 and 3 who were fast h a b i t u a t o r s
all
looked reliably longer at the impossible t h a n at the possible
event, suggesting that they understood t h a t (a) the object
behind
the screen (i.e., box or Mr. Potato Head) c o n t i n u e d to
exist after
the screen r o t a t e d u p w a r d and occluded it and (b) the
screen
c o u l d not move through the space o c c u p i e d by the
object. The
results o f the control conditions in Experiments I and 2
provide
s u p p o r t for this interpretation. These results i n d i c a t e d
t h a t
when no object was present b e h i n d the screen, the infants d
i d
not look longer at the 180* screen rotation.
These results call i n t o question Piaget's (1954) claims a b o u
t
the age at which object p e r m a n e n c e is attained, a b o u t
the pro-
cesses responsible for its emergence, and a b o u t the
behaviors by
which it is manifested. These are discussed in turn.
Piaget m a i n t a i n e d t h a t it is not until infants reach a b
o u t 9
m o n t h s o f age t h a t they begin to view objects as
permanent.
However, the results o f the experiments r e p o r t e d here
indicate
t h a t infants as young as 3 1/2 m o n t h s o f age already
realize t h a t
objects continue to exist when occluded. This finding does not
m e a n t h a t by 3 1/2 months, infants' conception o f
occluded ob-
jects is as sophisticated as t h a t o f older infants. Further
research
is necessary to d e t e r m i n e whether young infants are able
to rep-
resent not only the existence b u t also the physical and spatial
characteristics o f occluded objects (e.g., Baillargeon, 1986, in
press; Baillargeon & Graber, in press).
Piaget also held that the emergence o f object permanence de-
pends on the coordination o f sensorimotor schemes, which
begins
at about 9 months o f age. The present findings, like those o f
Bail-
largeon et al. (1985), are inconsistent with this explanation, be -
cause they suggest that infants possess a notion o f object
perma-
nence long before they begin to perform coordinated actions.
How can we account for the presence o f a n o t i o n o f
object
p e r m a n e n c e in 3 l/2-month-old infants? O n e possibility
is t h a t
this notion is i n n a t e (e.g., Bower, 1971; Spelke, 1985).
Spelke
(1985), for e x a m p l e , hypothesized t h a t infants are b o r
n with
a conception o f objects as spatially b o u n d e d entities t h a
t exist
continuously in t i m e and move continuously in space, m a i n
-
taining their internal u n i t y and external boundaries. This
con-
ception, according to Spelke, provides infants with a basis for
recognizing t h a t objects continue to exist when occluded. A
sec-
ond possibility is t h a t infants are born, n o t with a
substantive
belief in the p e r m a n e n c e o f objects, b u t with a
learning mecha-
nism t h a t is capable o f arriving at this n o t i o n given a l i
m i t e d
set o f p e r t i n e n t observations. 7 These observations could
arise
from infants' e x a m i n a t i o n o f the d i s p l a c e m e n t s
and interac-
tions o f objects (Mandler, 1986) as well as from infants'
actions
u p o n objects. Although infants do not show m a t u r e
reaching
for objects until a b o u t 4 m o n t h s o f age (e.g., G r a n r u
d , 1986;
von Hofsten, 1980), infants less t h a n 4 m o n t h s often p e r
f o r m
a r m extensions in the presence o f objects (e.g., B r u n e r &
Kos-
lowski, 1972; Field, 1976; Provine & Westerman, 1979). Infants
might notice, when p e r f o r m i n g these a r m extensions, t
h a t their
hands sometimes occlude and sometimes are occluded by ob-
jects (Harris, 1983). The same p o i n t can be m a d e a b o u t
infants'
m a n i p u l a t i o n s o f objects. W h i t e (1969) r e p o r t e
d t h a t beginning
at a b o u t 3 m o n t h s o f age, objects t h a t are placed in
one h a n d
are often brought to the m i d l i n e to be simultaneously
viewed
and explored tactually b y the other hand. Infants might notice
71 have left open the question of whether the learning
mechanism is
constrained in terms of the types of observations it can detect or
the
nature of the generalizations it can derive.
OBJECT PERMANENCE IN 3V2- AND 41/2-MONTH-OLD
INFANTS 663
in the course o f these m a n i p u l a t i o n s t h a t their
hands occlude
(parts of) the objects.
The results o f the present e x p e r i m e n t s are n o t
sufficient to
d e t e r m i n e which (if either) o f the two hypotheses m e n t
i o n e d
above better explains the presence o f object p e r m a n e n c e
in
3 '/2-month-old infants. W h a t these results do indicate,
however,
is that whatever explanation is p r o p o s e d c a n n o t d e p e
n d on per-
ceptual or m o t o r abilities m o r e sophisticated t h a n those
avail-
able after the t h i r d m o n t h o f life.
Piaget viewed the search for hidden objects as the h a l l m a r k
o f
object permanence. Yet the present results indicate t h a t
infants
possess object p e r m a n e n c e long before they begin to
engage in
search activities. How can we explain this discrepancy? W h y
do infants' actions lag so far b e h i n d their understanding?
One
possibility, alluded to in the i n t r o d u c t i o n , is that young
infants
may fail to search because they are generally u n a b l e to p e r
f o r m
sequences o f actions in which one action is a p p l i e d to one
object
in order to create conditions under which a n o t h e r action
can be
a p p l i e d to another object (e.g., pulling a cushion to get an
object
placed on it). W h y infants should have difficulty with these
types o f action sequences r e m a i n s somewhat o f a
mystery. Pia-
get's (1952) r e m a r k a b l e observations o f the
development o f ac-
tion in infancy m a k e it clear t h a t 3- and 4 - m o n t h - o l
d infants
can p e r f o r m means--end sequences in which one action is
ap-
plied to one object (e.g., pulling a chain) in order to p r o d u c
e a
result involving a n o t h e r object (e.g., shaking a t o y a t t a
c h e d to
the other end o f the chain). F u r t h e r research is needed to
c o m -
p a r e the cognitive and m o t o r r e q u i r e m e n t s o f the
m e a n s - e n d
sequences observed at 3--4 and at 7 - 8 m o n t h s to identify
the
source o f the latter's difficulty.
A final issue raised by the results o f the present e x p e r i m e
n t s
concerns the differences between the performances o f the fast
and slow h a b i t u a t o r s in Experiments 2 (experimental
condi-
tion) and 3. Recall t h a t the fast h a b i t u a t o r s looked
longer at the
impossible t h a n at the possible event, whereas the slow h a b
i t u a -
tors looked a b o u t equally at the two events. At least two
expla-
nations could be offered for the discrepancy between these two
groups, one appealing to transient and the other to m o r e
stable
differences between the fast and slow habituators.
The first possibility is t h a t the slow h a b i t u a t o r s were
less en-
gaged by the e x p e r i m e n t a l events t h a n the fast
habituators. Per-
haps the slow h a b i t u a t o r s were less alert, or m o r e
distressed by
their novel surroundings. In any case, they were less involved
with the events: (a) they r e q u i r e d m o r e trials to reach
the habit-
uation criterion, i f they reached it at all, and (b) they were m o
r e
likely to become fussy d u r i n g the test trials. In other words,
be-
cause the task o f interpreting the impossible and possible
events
was a difficult one for the young infants in Experiments 2 and
3, only the infants whose attention was fully engaged were able
to grasp the underlying structure o f the events (i.e., realized
that
the screen r o t a t e d t h r o u g h the space o c c u p i e d by
the occluded
box). The infants whose attention w a n d e r e d - - b e c a u s e
they
were fussy, bored, hungry, or ill at ease in their u n f a m i l i a
r sur-
r o u n d i n g s - w e r e a p p a r e n t l y unable to do so.
Two predictions follow from this first interpretation. O n e is
t h a t whether a given 3 l/2-month-old looks longer at the
impossi-
ble event in any one test session should depend on his or her
attentional state at the t i m e o f the session. The other is that,
as
infants grow older and the task o f understanding the
impossible
and possible events becomes less difficult, attentional states
should have less i m p a c t on their performances. Partial s u p
p o r t
for this p r e d i c t i o n comes from the e x p e r i m e n t a l
condition o f
E x p e r i m e n t 1. O f the 12 infants in this condition, 8
were fast
h a b i t u a t o r s ( 6 - 7 trials to criterion), and 4 were slow
habituators
( 8 - 9 trials to criterion). Six o f the 8 fast h a b i t u a t o r s
(75%) and
3 o f the 4 slow h a b i t u a t o r s (75%) looked at the
impossible event
for at least 9 s longer t h a n at the possible event. For the
younger
infants in Experiments 2 (experimental condition) and 3 c o m -
bined, the c o m p a r a b l e figures were 17 o f 21 (81%) fast
h a b i t u a -
tors and 7 o f 23 (31%) slow habituators.
The second i n t e r p r e t a t i o n for the discrepancy in the
re-
sponses o f the fast and slow h a b i t u a t o r s is t h a t it
reflects, not
transient fluctuations in alertness and mental involvement, b u t
stable, meaningful differences between the two groups o f in-
fants. Suppose t h a t the fast h a b i t u a t o r s w ere generally
m o r e
efficient than the slow habituators at processing i n f o r m a t i
o n
a b o u t the physical w o r l d - - a t detecting, discriminating,
repre-
senting, and categorizing regularities a b o u t objects and
events.
O n e consequence might be t h a t at the t i m e o f testing,
the fast
h a b i t u a t o r s h a d a l r e a d y f o r m e d strong
expectations a b o u t the
p e r m a n e n c e and the solidity o f objects, whereas the
slow habit-
uators had j u s t begun developing these expectations. This
would explain why the fast h a b i t u a t o r s showed m a r k e
d and
consistent attention to the impossible event and why the slow
h a b i t u a t o r s d i d not.
N o t e t h a t the hypothesized difference between fast and
slow
h a b i t u a t o r s need n o t be cognitive in origin: It could
also be m o -
tivational (e.g., fast h a b i t u a t o r s might be m o r e
motivated or
m o r e persistent in their e x a m i n a t i o n o f the physical
world), so-
cial (e.g., fast h a b i t u a t o r s might have caretakers who
consis-
tently direct their attention toward objects), or physiological
(e.g., fast h a b i t u a t o r s m i g h t have better state control)
(cf.
Bornstein & Benasich, 1986; Bornstein & Sigman, 1986).
Longitudinal d a t a will be needed to decide which (if either)
o f the two i n t e r p r e t a t i o n s p u t forth is accurate. If
one finds t h a t
the same infants show a preference for the impossible event
when they h a b i t u a t e quickly and fail to show this
preference
when they h a b i t u a t e m o r e slowly, one might be w a r r
a n t e d to
conclude t h a t the infants possess a n o t i o n o f object p e r
m a n e n c e
b u t only manifest this notion when they are sufficiently alert
and c a l m to attend to the events. A simpler test o f object p e
r m a -
nence, one necessitating less sustained attention, might be less
subject to the vagaries o f infants' attentional states.
The results o f the experiments reported in this article indicate
that by 3 1/2 months o f age, infants already possess
expectations
about the behavior o f objects in time and space. Specifically,
in-
fants assume that objects continue to exist when occluded and
that
objects cannot move through the space occupied by other
objects.
It is likely that further investigations o f young infants'
physical
knowledge will bring to light further competence. As the picture
o f infants' physical world becomes more complex, the task o f
de-
scribing how they attain, represent, and use their physical
knowl-
edge will undoubtedly open new avenues into the central issue o
f
the origins o f h u m a n cognition.
R e f e r e n c e s
Baillargeon, R. (1986). Representing the existence and the
location of
hidden objects: Object permanence in six- and eight-month-old
in-
fants. Cognition, 23, 21 --41.
664 RENEE BAILLARGEON
Baillargeon, R. (in press). Young infants' reasoning about the
physical
and spatial properties of a hidden object. Cognitive
Development.
Baillargeon, R., & Graber, M. (in press). Where is the rabbit?:
5.5-mon-
th-old infants' representation o f the height of a hidden object.
Cogni-
tive Development.
BaiUargeon, R., Speike, E. S., & Wasserman, S. (1985). Object
perma-
nence in five-month-old infants. Cognition, 20, 191-208.
Bornstein, M. H., & Benasich, A. A. (1986). Infant habituation:
Assess-
ments of individual differences and short-term reliability at five
months. Child Development, 57. 87-99.
Bornstein, M. H., & Sigman, M. D. (1986). Continuity in mental
devel-
opment from infancy. Child Development, 57, 251-274.
Bower, T. G. R. (1967). The development of object permanence:
Some
studies of existence constancy. Perception and Psychophysics,
2, 411-
418.
Bower, T. G. R. (1971). The object in the world o f the infant.
Scientific
American, 225, 30-38.
Bower, T. G. R. (1974). Development in infancy. San Francisco:
Free-
man.
Bower, T. G. R., Broughton, J., & Moore, M. K. (1971).
Development
of the object concept as manifested in changes in the tracking
behav-
ior o f infants between 7 and 20 weeks ofage. Journal o f
Experimental
Child Psychology, 1 I, 182-193.
Bower, T. G. R., & Wishart, J. G. (1972). The effects o f motor
skill on
object permanence. Cognition, 1, ! 65-17 I.
Brunet, J. S., & Koslowski, B. (1972). Visually preadapted
constituents
of manipulatory action. Perception, 1, 3-14.
DeLoache, J. S. (1976). Rate o f habituation and visual memory
in in-
fants. Child Development, 47, 145-154.
Field, J. (1976). Relation o f young infants' reaching to
stimulus distance
and solidity. Developmental Psychology,, 12, 444-448.
Granrud, C. E. (1986). Binocular vision and spatial perception
in 4- and
5-month-old infants. Journal o f Experimental Psychology."
Human
Perception and Performance, 12, 36-49.
Gratch, G. (1975). Recent studies based on Piaget's view o f
object con-
cept development. In L. B. Cohen & E Salapatek (Eds.), Infant
Per-
ception: From sensation to cognition (Vol. 2, pp. 51-99). New
York:
Academic Press.
Gratch, G. (1977). Review o f Piagetian infancy research:
Object con-
cept development. In W. E Overton & J. M. Gallagher (Eds.),
Knowl-
edge and development: Advances in research and theory (1) (pp.
59-
91 ). New York: Plenum.
Harris, E L. (1983). Infant cognition. In E H. Mussen (Series
Ed.) &
M. M. Haith & J. J. Campos (Vol. Eds.), Handbook o f child
psychol-
ogy: Voi. 2. Infancy and developmental psychobiology (4th ed.)
New
York: Wiley.
Harris, P. L. (in press). The development of search. In P.
Salapatek &
L. B. Cohen (Eds.), Handbook o f infant perception. New York:
Aca-
demic Press.
Hofsten, C. von (1980). Predictive reaching for moving objects
by hu-
man infants. Journal o f Experimental Child Psychology, 30,
369-382.
Horowitz, E D. (Ed.). (1975). Visual attention, auditory
stimulation,
and language discrimination in young infants. Monographs o f
the So-
ciety for Research in ChiM Development, 39 (Whole Nos. 5-6).
Mandler, J. M. (1986). How to buiM a baby: On the
development o f an
accessible representational system. Manuscript submitted for
publi-
cation.
McCall, R. B. (1979). Individual differences in the pattern of
habitua-
tion at 5 and l0 months o f age. Developmental Psychology, 15,
559-
569.
Muller, A. A., & Aslin, R. N. (1978). Visual tracking as an
index
o f the object concept. Infant Behavior and Development, 1,
309-319.
Piaget, J. (1952). The origins o f intelligence in children. New
York: Inter-
national University Press.
Piaget, J. (1954). The construction o f reality in the child. New
York:
Basic.
Provine, R. B., & Westerman, J. A. (1979). Crossing the
midline: Limits
o f early eye-hand behavior. Child Development, 50, 437-441.
SAS User's Guide: Statistics, 1985 Edition. (1985). Gary, NC:
SAS In-
stitute Inc.
Schuberth, R. E. (1983). The infant's search for objects:
Alternatives to
Piaget's theory o f concept development. In L. E Lipsitt & C.
K. Ro-
vee-Coilier (Eds.), Advances in Infancy Research (Vol. 2).
Norwood,
N J: Ablex.
Spelke, E. S. (1985). Perception o f unity, persistence, and
identity:
Thoughts on infants' conceptions o f objects. In J. Mehler & R.
Fox
(Eds.), Neonate cognition: Beyond the blooming buzzing
confusion.
Hillsdale, NJ: Erlbaum.
Uzgiris, I. C., & Hunt, J. McV. (1970). Assessment in infancy:
Ordinal
scales o f psychological development. Urbana, IL: University o
f Illinois
Press.
White, B. L. (1969). The initial coordination of sensorimotor
schemas
in human infants: Piaget's ideas and the role o f experience. In
D.
Elkind & J. H. FlaveU (Eds.), Studies in cognitive development
(pp.
237-256). New York: Oxford University Press.
R e c e i v e d J u l y 18, 1986
R e v i s i o n r e c e i v e d F e b r u a r y 14, 1987
A c c e p t e d F e b r u a r y 17, 1987 �9
Developmental Psychology
Baillargeon (1987) Object permanence in 3 ½ and 4 ½ month-
old children
Answer each to the best of your ability while keeping in mind
the assigned article. Worksheet is due 2/12/21
1. Complete the chart below. 12 pts
Experiment 1
Experiment 2
Ages Tested
Habituation consisted of?
Control group test?
Experimental group test?
Dependent variable(s)
Independent variable(s)
2. What were the results? Hint, look at the test trials in Figures
2 and 3 along with the text. 4pts
Experiment 1
Experiment 2
Control group
Experimental group
3. How does Baillargeon explain her results? Why does she
think kids behave in this way? 5 pts
4. What might be an alternative explanation for her findings?
Think critically about potential third variables, or reference
lecture notes on different theories to give you ideas if you are
stuck. *There is no right or wrong answer, but you MUST
explain WHY you think your reason could lead to the same
results as Baillargeon. 4 pts

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Developmental Psychology Copyright 1987 by the American Psycho

  • 1. Developmental Psychology Copyright 1987 by the American Psychological Assooation, Inc. 1987, VOl. 23, No. 5,655-664 0012-1649/87/$00.75 Object Permanence in 3 1/2- and 4 1/2-Month-Old Infants Ren6e Baillargeon University of Illinois These experiments tested object permanence in 3 1/2- and 4 l/2- month-old infants. The method used in the experiments was similar to that used by Baillargeon, Spelke, and Wasserman (1985). The infants were habituated to a solid screen that rotated back and forth through a 180* arc, in the manner of a drawbridge. Following habituation, a box was placed behind the screen and the infants were shown two test events. In one (possible event), the screen rotated until it reached the occluded box; in the other (impossible event), the screen rotated through a full 180" arc, as though the box were no longer behind it. The 4 l/2-month-olds, and the 3 V2- month-olds who were fast habituators, looked reliably longer at the impossible than at the possible event, suggesting that they understood that (a) the box continued to exist after it was occluded by the screen and (b) the screen could not rotate through the space occupied by the occluded box. Control experiments conducted without the box supported this interpretation. The results of these experiments call into serious question Piaget's (1954) claims about the age at which object permanence
  • 2. emerges and about the processes responsible for its emergence. Adults believe that an object c a n n o t exist at two separate points in time without having existed d u r i n g the interval be- tween them. Piaget (1954) held that infants do not begin to share this belief until they reach about 9 m o n t h s of age. The m a i n evidence for this conclusion came from observations of young infants' reactions to hidden objects. Piaget noticed that prior to 9 months, infants do n o t search for objects they have observed being hidden. I f a toy is covered with a cloth, for exam- ple, they make no attempt to lift the cloth and grasp the toy, even though they are capable of performing each of these ac- tions. Piaget speculated that for young infants objects are not p e r m a n e n t entities that exist continuously in time b u t transient entities that cease to exist when they are no longer visible and begin to exist anew when they come back into view. Although Piaget's (1954) observations have been confirmed by numerous researchers (see Gratch, 1975, 1977, Harris, in press, and Schuberth, 1983, for reviews), his interpretation of these observations has been questioned. A n u m b e r of research- ers (e.g., Baillargeon, Spelke, & Wasserman, 1985; Bower, 1974) have suggested that young infants might fail Piaget's search task, n o t because they lack object permanence, b u t because This research was supported by a grant from the National Institute of Child Health and Human Development (HD-21104). I thank Jerry DeJong, Judy Deloache, Julia DeVos, Marcia Graber,
  • 3. Stephanie Hanko-Summers, and Jerry Parrott for their careful reading of the manuscript. I also thank Earle Heftley, Tom Kessler, and Oskar Richter for their technical assistance; Dawn Iacobucci and Stanley Was- serman for their help with the statistical analyses; and Marcia Graber, Stephanie Hanko-Summers, Julie Toombs, Anna Szado, and the under- graduates working in the Infant Cognition Laboratory at the University of Illinois for their help with the data collection. I also thank the parents who kindly agreed to have their infants participate in the studies. Correspondence concerning this article should be addressed to Ren6e Baillargeon, Department of Psychology, University of Illinois, 603 E. Daniel, Champaign, Illinois 6 ! 820. they are generally unable to perform coordinated actions. Stud- ies of the development of action (e.g., Piaget, 1952; Uzgiris & Hunt, 1970) have shown that it is not until infants reach about 9 months of age that they begin to coordinate actions directed at separate objects into m e a n s - e n d sequences. In these sequences, infants apply one action to one object so as to create conditions under which they can apply another action to another object (e.g., pulling a cushion to get a toy placed on it or deliberately releasing a toy so as to grasp another toy). Thus, young infants could fail Piaget's task simply because it requires them to coor - dinate separate actions on separate objects.
  • 4. This interpretation suggests that young infants might show evidence of object permanence if given tests that did n o t require coordinated actions. Bower (1967, 1974; Bower, Broughton, & Moore, 1971; Bower & Wishart, 1972) devised several such tests and obtained results that he took to indicate that by 2 months of age, if n o t sooner, infants already possess a notion of object permanence. Bower's tests, however, have been faulted on meth- odological and theoretical grounds (e.g., Baillargeon, 1986, in press; Baillargeon et al., 1985; Gratch, 1975, 1977; Harris, in press; Muller & Aslin, 1978). Because of the problems associated with Bower's tests, Bail- largeon et al. (1985) sought a new means of testing object per - manence in young infants. The test they devised was indirect: It focused on infants' understanding of the principle that a solid object c a n n o t move through the space occupied by another solid object. The authors reasoned that if infants were surprised when a visible object appeared to move through the space occu- pied by a hidden object, it would suggest that they took account of the existence of the hidden object. In their study, 5 l/2- month- old infants were habituated to a screen that rotated back and forth through a 180* arc, in the m a n n e r of a drawbridge. Follow- ing habituation, a box was placed behind the screen and the infants were shown two test events. In one (possible event), the screen rotated until it reached the occluded box and then re- t u r n e d to its initial position. In the other (impossible event), 655
  • 5. 6 5 6 RENI~E BAILLARGEON Figure 1. Schematic representation of the habituation and test events shown to the infants in the experimental and control conditions in Experiment 1. the screen r o t a t e d until it reached the o c c l u d e d box and then c o n t i n u e d as though the box were n o longer b e h i n d it! T h e screen r o t a t e d t h r o u g h a full 180* arc before it reversed direc- tion and r e t u r n e d to its initial position, revealing the box stand- ing intact in the same location as before. T h e infants looked reliably longer at the impossible t h a n at the possible event, sug- gesting that they u n d e r s t o o d t h a t (a) the box c o n t i n u e d to exist after it was occluded b y the screen and (b) the screen c o u l d n o t r o t a t e through the space o c c u p i e d by the occluded box. The results o f Baillargeon et al. indicate that, c o n t r a r y t o Pia- get's claims, 5 t/2-month-old infants understand t h a t an o b j e c t continues to exist when occluded. T h e first e x p e r i m e n t r e p o r t e d here a t t e m p t e d to extend these results by e x a m i n i n g whether younger infants, 4 ~/2-month-olds, expect the c o n t i n u e d exis- tence o f occluded objects.
  • 6. There are two reasons to ask whether younger infants have object permanence. The first is purely descriptive: Before we can propose a theory o f the development o f i n f a n t s ' beliefs a b o u t objects, we m u s t establish w h a t beliefs they hold at different ages. The second is m o r e theoretical: T h e age at which infants are g r a n t e d a notion o f o b j e c t p e r m a n e n c e will un- d o u b t e d l y constrain the n a t u r e o f the m e c h a n i s m we invoke to explain the a t t a i n m e n t o f this notion. Piaget (1952, 1954) a t t r i b u t e d the emergence o f object p e r m a n e n c e to the c o o r d i n a - tion o f sensorimotor schemes, which, as was m e n t i o n e d earlier, begins at a b o u t 9 m o n t h s o f age. The discovery by Baillargeon et al. t h a t 5 1/2-month-olds a l r e a d y possess a n o t i o n o f object p e r m a n e n c e is clearly inconsistent with Piaget's account. W h a t m e c h a n i s m c o u l d e x p l a i n the presence o f this n o t i o n in infants aged 5 I/2 m o n t h s o r less? T h i s question will be addressed in the General Discussion section. E x p e r i m e n t 1 T h e m e t h o d used in E x p e r i m e n t 1 was similar to t h a t used b y Baillargeon et al. (1985); it is d e p i c t e d in F i g u r e
  • 7. 1. T h e r e was one foreseeable difficulty with the design o f Exper- i m e n t 1. The infants m i g h t l o o k longer at the impossible t h a n at the possible event, not because they were s u r p r i s e d to see the screen rotate t h r o u g h the space o c c u p i e d by the occluded box, b u t because they found the 180 ~ screen r o t a t i o n m o r e interest- ing t h a n the shorter, 112 ~ r o t a t i o n shown in the possible event. In o r d e r t o check this possibility, a second g r o u p o f 4 I/2-month- olds was tested in a control c o n d i t i o n identical t o the experi- mental c o n d i t i o n except t h a t there was n o b o x b e h i n d the screen d u r i n g the test events (see F i g u r e 1). I f the infants in the experi- mental c o n d i t i o n looked longer at the impossible event because they p r e f e r r e d the 180" to the 112 ~ r o t a t i o n , then the infants in the control condition should also look longer at the 180" event. O n the other hand, i f the infants in the e x p e r i m e n t a l condition looked longer at the impossible event because they were sur - prised when the screen failed to stop against the occluded box, OBJECT PERMANENCE IN 3V2- AND 4lh-MONTH-OLD INFANTS 6 5 7
  • 8. t h e n t h e i n f a n t s i n t h e c o n t r o l c o n d i t i o n s h o u l d l o o k e q u a l l y at t h e 180* a n d t h e 112* e v e n t s b e c a u s e n o b o x w a s p r e s e n t b e h i n d t h e s c r e e n , t ~ l e t h o d S u b j e c t s Subjeets were 24 full-term infants ranging in age from 4 months, 2 days to 5 months, 2 days (M = 4 months, 14 days). H a l f o f t h e infants were assigned to the experimental condition and haifto the control con- dition. Another 5 infants were excluded from the experiment, 3 because o f fussiness, 1 because ofdrowsiness, and 1 beeause o f e q u i p m e n t fail- ure. The infants' names in this experiment and in the sueoeeding experi- ments were obtained from birth announcements in a local newspaper. Parents were contacted by letters and follow-up phone calls; they were offered reimbursement for their travel expenses but were not eompen- sated for their participation. A p p a r a t u s The apparatus consisted o f a large wooden box that w -as 120 cm high, 95 cm vade, and 74 cm deep. The infant faced an opening, 49
  • 9. cm high and 95 cm wide, in the front wail o f t h e apparatus. The interior o f t h e apparatus was painted black and was decorated with narrow pink and green stripes. At the center o f t h e apparatus was a silver cardboard screen that was 31 cm high, 28 cm vade, and 0.5 cm thick. The lower edge o f t h e screen, which was set 0.5 cm above the floor o f the apparatus, was afl�9 to a thick metal rod that was 28.5 cm long and 1 cm in diameter. This rod was connected to a right-angie gear box that was 2 cm hig,h, 3.5 cm vade, and 4 cm deep. A drive rod, which was 0.5 cm in diameter, was aiso connected to the gear box. This rod was 54 cm long and protruded through the back waU o f t h e apparatus. By rotating this rod, an experi- menter could rotate the screen back and forth through a 180" arc? A wooden box, 25 cm high, 15 cm vade, and 5 cm thick, could be introduced into the apparatus through a hidden door in its back wall. This box was painted yellow and was decorated with a two- dimensional clown face. The box was placed on a platform, which was 21 cm vade and 28 cm long, in the floor o f t h e apparatus, behind the screen. This
  • 10. platform was mounted on a vertical slide located underneath the appa- ratus. By Iowering the platform, after the screen occluded the box from the infant's view, an experimenter could surreptitiously remove the box from the path o f t h e screen. The infant was tested in a brightly lit room. Four clip-on iights (each with a 40-W lightbulb) were attached to the back and side walls o f t h e apparatus to provide additional light. Two frames, each 183 cm high and 71 cm vade and covered with black cloth, stood at an angle on either side o f the apparatus. These frames isolated the infant from the experimental room. At the end o f each trial, a muslin-covered curtain, 65 cm high and 95 cm vade, was lowered in front o f t h e opening in the front wall o f t h e apparatus. E x p e r i m e n t a l - C o n d i t i o n E v e n t s Two experimenters worked in concert to produce the events in the experimental condition. The first operated the screen, and the second operated the platform. Impossible test event. To start, the screen lay fiat against the floor o f the apparatus, toward the infant. The yellow box stood clearty visible,
  • 11. centered 12.5 cm behind the screen. The first experimenter rotated the screen at the approximate rate o f 45"/s until it had completed a 90* arc, at which point she paused for 1 s. This pause ailowed the second experimenter to lower the platform supporting the box. The first experi- menter then continued to rotate the screen toward the back wall at the saine rate o f about 45"/s until it lay fiat against the floor o f t h e apparatus, covering file space previously occupied by the box. The entire process was then repeated in reverse: The first experimenter rotated the screen 90* and paused for 1 s, allowing the second experimenter to raise the platform; the first experimenter then lowered the screen t o i t s original position against the floor of the apparatus, revealing the box standing intact in the saine position as before. Each full cycle of movement thus lasted approximately 10 s. The box remained occluded for about 8 ofthese 10 s: It was in view only during the first and last seconds, when the screen was raised less than 45*. There was a 1-s pause between successive cycles. Cycles were repeated until the computer signaled that the triai had ended (see below). At that point, the second experimenter lowered the c u m i n in front o f t h e
  • 12. apparatus. Possible test event. As before, the first experimenter rotated the screen 90* at the rate o f about 45"/s and then paused for 1 s, allowing the second experimenter to lower the plafform. The first experimentœ then continued to rotate the screen 22.5* toward the back wall (where the screen would bave contacted the box bad the latter hOt been low- ered), taking about 0.5 s to complete this movement. The first experi- menter held the screen in this position for 2 s, and then the entire pro- cess was repeated in reverse: The first experimenter retumed the screen to the 90* position, paused for 1 s (to allow the second experimenter to raise the platform), and then lowered the screen t o i t s initial position against the floor of the apparatus. Each full cycle of movement thus lasted about 9 s, with the box remaining totally occluded for about 7 of these 9 s. 3 Habituation event. The habituation event was exactly the saine as the impossible test event, except that the box was absent. C o n t r o l - C o n d i t i o n E v e n t s 180" and 112" test events. The t 80* and the 112* test events shown to the infants in the control condition were identical fo the
  • 13. impossible and possible test events (respectively) shown to the infants in the experimen- rai condition, except that the box was absent. Habituation event. The habituation event shown to the infants in J The control condition was conducted without the box, rather than with the box to the side o f t h e screen as in Baillargeon et al. (1985), to avoid a possible ambiguity. I f t h e infants looked equaily at the 180* and the 112* events, with the box to the side, one coutd not be sure whether (a) they had an equal preference for the two rotations or (b) they fixated the box and ignored the screen. Baitlargeon et al. found, in their control experiment, that the order in which the infants saw the two screen events had a reliable effect on their looking behavior; such a finding rules out the possibitity that the infants were merely staring at the box. Neverthe- less, because o f this potential confound, it seemed best to conduct the control experiment without the box. 2 In order to help the experimenter more the screen at a constant, steady pace, a protractor was attached to the drive rod. In addition, the experimenter listened through headphones to a metronome clicking once per second.
  • 14. 3 The 2-s pause in the possible event was introduced to make the rate o f disappearance and reappearance of the box more similar in the two events. With the pause, the occlusion time o f t h e box was 8 out of l0 s in the impossible event and 7 out o f 9 s in the possible event. Making these two fgures highly similar helped ensure that (a) the infants could not discriminate between the two events on the basis o f rate differences and (b) the observers could not identify the events by the rate at which the platform was lowered and raised. Pilot data collected with the two observers indicated that they were unable to guess which event was be- ing shown on the basis o f t h e sounds associated with the movement o f the platform. 6 5 8 RENI~E BAILLARGEON the control condition was identical to that shown to the infants in the experimental condition. The platform was moved in the same manner in all o f the events to ensure that the sounds that accompanied the lowering and raising o f the platform could not contribute to differences in the infants'
  • 15. looking times between and within conditions. P r o c e d u r e Prior to the beginning o f the experiment, each infant was allowed to manipulate the yellow box for a few seconds while the parent filled out consent forms. During the experiment, the infant sat on the parent's lap in front of the apparatus. The infant's head was approximately 65 cm from the screen and 100 cm from the back wall. The parent was asked not to interact with the infant while the experiment was in progress. At the start of the test tri .Ms, the parent was instructed to close his or her eyes. The infant's looking behavior was monitored by two observers who viewed the infant through peepholes in the cloth-covered frames on ei- ther side of the apparatus. The observers could not see the experimental events and did not know the order in which the test events were pre- sented. Each observer held a button box linked to a MICRO]PDpo I 1 com- puter and depressed the button when the infant attended to the experi- mental events. Interobserver agreement was calculated for each trim on the basis of the number o f seconds for which the observers
  • 16. agreed on the direction o f the infant's gaze out of the total number o f seconds the trim lasted. Disagreements o f less than 0.1 s were ignored. Agreement in this experiment as well as in the subsequent experiments averaged 88% (or more) per trim per infant. The looking times recorded by the primary observer were used to determine when a trim had ended and when the habituation criterion had been met (see below). At the start o f the experiment, each infant received a familiarization trim to acquaint him or her with the position o f the box behind the screen. During this triM, the screen lay flat against the floor of the appa- ratus, with the box standing clearly visible behind it. The trim ended when the infant (a) looked away from the display for 2 consecutive sec- onds after having looked at it for at least l 0 cumulative seconds, or (b) looked at the display for 30 cumulative seconds without looking away for 2 consecutive seconds. Following the familiarization triM, each infant was habituated to the habituation event described above, using an infant-control procedure (after Horowitz, 1975). The main purpose o f this habituation phase was to familiarize the infant with the (relatively unusual) motion o f
  • 17. the screen. 4 Each habituation trim ended when the infant (a) looked away from the event for 2 consecutive seconds after having looked at it for at least 5 cumulative seconds (the duration of a hMf-cycle), or (b) looked at the event for 60 cumulative seconds without looking away for 2 con- secutive seconds. The intertriM interval was 2-3 s. Habituation trims continued until the infant reached a criterion o f habituation o f a 50% or greater decrease in looking time on three consecutive trims, relative to the infant's looking time on the first three trims. If the criterion was not met within nine trims, the habituation phase was ended at that point. Therefore, the minimum number o f habituation trims an infant could receive was six, and the maximum number was nine. Only 3 of the infants failed to reach the habituation criterion within nine trims; the other 21 infants took an average o f 6.62 trims to satisfy the criterion. It should be noted that, in this experiment as in the subsequent experi- ments, infants who failed to reach the habituation criterion within nine trims were not terminated: At the completion o f the ninth habituation triM, the experimenters simply proceeded to the test phase. After the habituation phase, the infants in the experimental
  • 18. condition saw the impossible and the possible test events on alternate trims until they had completed four pairs o f test trims. Similarly, the infants in the control condition saw the 180 ~ and the I 12 ~ test events on alternate trims until they had completed four pairs o f test trims. Within each condition, hMfofthe infants saw one test event first and the other half saw the other test event first. At the beginning ofeach test triM, the first experimenter waited to move the screen until the computer signaled that the infant had looked inside the apparatus for 2 cumulative seconds. This ensured that the infants in the experimental condition had noted the presence of the box behind the screen. The criteria used to determine the end of each test trim were the same as for the habituation trials. Six o f the 24 infants in the experiment completed fewer than four pairs o f test trials. Five infants completed only three pairs, 3 because o f fussiness, 1 because o f procedural error, and 1 because the primary observer could not follow the direction o f the infant's gaze. The other infant completed only two pairs, because o f fussiness. All subjects (in this experiment as well as in the subsequent experiments) were included in the data analyses, whether or not they had completed the full
  • 19. comple- ment o f four pairs o f test trims. Figure 2. Looking times of the infants in the experimental and control conditions in Experiment l during the habituation and test trims. (Note that the habituation trims are numbered backward from the trim in which habituation was reached.) 4 It is interesting to speculate about the role of the habituation trims in the experiment. As stated in the text, the main rationale for including these trims was to familiarize the infants with the (presumably unfamil- iar) movement of the screen. However, it could be that such familiariza- tion was not necessary and that the infants would have responded in the same way had they received no habituation trims. Another possibility is that the habituation trims served to acquaint the infants with the fact that the screen rotated freely through empty space but stopped rotating when it encountered a hard surface. This hypothesis predicts that the infants would look less at the possible event (in which the screen rotated freely until it reached the occluded box) than at the impossible event (in which the screen continued to rotate after encountering the box). Further research is needed to evaluate these and related
  • 20. alternatives. OBJECT PERMANENCE IN 3V2- AND 4V2-MONTH-OLD INFANTS 659 Results Figure 2 presents the mean looking times of the infants in the experimental and control conditions d u r i n g the habituation and test phases of the experiment. It can be seen that the infants in the experimental condition looked longer at the impossible t h a n at the possible event, whereas the infants in the control condition looked equally at the 180* a n d the 112* events. The infants' looking times to the test events were analyzed by means of a 2 • 2 X 4 X 2 mixed-model analysis of variance (ANOVA), with Condition (experimental or control) a n d Order (impossible/180* or possible/l 12* event first) as the betwee n- subjects factors, and with Event (impossible/180* or possible/ 112*) a n d Test Pair (first, second, third, or fourth pair of test trials) as the within-subjects factors. Because the design was u n - balanced, the SAS G L M procedure was used to calculate the ANOVA (SAS Institute, 1985). There was a significant m a i n effect of condition, F ( I , 20) = 8.53, p < .01, a n d of event, F ( I , 126) = 6.16, p < .05, a n d a significant Condition x Event inter- action, F ( 1 , 1 2 6 ) = 8.50, p < .005. Planned comparisons indi- cated that the infants in the experimental condition looked reli - ably longer at the impossible ( M = 29.2, SD = 20.6) than at the
  • 21. possible ( M = 17.7, SD = 13.1) event, F(1, 126) = 14.48, p < .0005, whereas the infants in the control condition looked equally at the 180" ( M = 15.1, SD = 9.3) and the 112" ( M = 16.2,SD = 12.3) events, F ( 1 , 1 2 6 ) = 0.12. The analysis also revealed a significant Order x Event inter - action, F(1, 126) = 4.64, p < .05. Post hoc comparisons indi- cated that the infants who saw the impossible/180* event first looked reliably longer at this event (M = 24.17, SD = 16.88) than at the possible/112 * event ( M = 14.45, SD = 9.51), F ( I , 126) = 10.56, p < .005, whereas the infants who saw the possi- ble/112" event first tended to look equally at the impossible/ 180" ( M = 20.24, SD = 18.01) a n d the possible/112" ( M = 19.67, SD = 14.99) events, F ( I , 126) = 0.03. Such order effects are n o t u n c o m m o n in infancy research a n d are of little theoreti- cal interest. Discussion The infants in the experimental condition looked reliably longer at the impossible t h a n at the possible event, suggesting that they understood that (a) the box c o n t i n u e d to exist after it was occluded by the screen, a n d (b) the screen could n o t move through the space occupied by the occluded box. In contrast to the infants in the experimental condition, the infants i n the control condition tended to look equally at the 180" and the 112" events. This finding provides evidence that the infants in the experimental condition looked longer at the impossible event, not because they found the 180* screen rotation intrinsi - cally more interesting than the 112* rotation, b u t because they
  • 22. expected the screen to stop when it reached the occluded box and were surprised that it failed to do so. The results o f Experiment 1 suggest that, contrary to Piaget's (1954) claims, infants as young as 4 t/2 m o n t h s o f age understand that an object continues to exist when occluded. Experiment 2 investigated whether infants aged 3 1/2--4 m o n t h s also possess a n o t i o n of object permanence. The design of this experiment was identical to that o f Experiment 1. Figure 3. Looking times of the infants in the experimental and control conditions in Experiment 2 during the habituation and test trials. E x p e r i m e n t 2 Method Subjects Subjects v~re 40 full-term infants ranging in age from 3 months, 15 days to 4 months, 3 days (M = 3 months, 24 days). More infants were tested in Experiment 2 than in Experiment 1 because pilot data indi- cated that the responses of these younger infants tended to be more variable; some infants produced consistently short looks, and other in- fants produced consistently long looks. Half of the infants were assigned to the experimental condition and half to the control condition.
  • 23. Six other infants were excluded from the experiment, 5 because of fussiness and I because of drowsiness. Apparatus, Events, and Procedure The apparatus, events, and procedure used in this experiment were the same as in Experiment t. Of the 40 infants in the experiment, 12 failed to reach the habituation criterion within 9 trials; the others took an average of 7.14 trials to reach the criterion. Ten infants contributed only three pairs of test trials to the data analyses, 7 because of fussiness, I because he would not look at the events, 1 because of procedural error, and 1 because of equipment failure. Results Figure 3 presents the mean looking times of the infants in the experimental and control conditions d u r i n g the habituation and test phases o f the experiment. The infants' looking times d u r i n g the test phase were analyzed as in the preceding experi- 6 6 0 RENl~E BAILLARGEON m e n t . T h e analysis r e v e a l e d n o significant m a i n effects o r inter-
  • 24. actions, all F s < 2.69, p s > .05. F a s t a n d S l o w H a b i t u a t o r s E x a m i n a t i o n o f t h e i n f a n t s ' l o o k i n g t i m e s d u r i n g t h e h a b i t u - a t i o n a n d test phases o f t h e e x p e r i m e n t suggested t h a t t h e pat- tern r e v e a l e d b y t h e initial analysis (statistically e q u a l l o o k i n g t i m e s t o t h e i m p o s s i b l e / 1 8 0 * a n d t h e possible/112* events) rep- r e s e n t e d t h e average o f t w o d i s t i n c t l o o k i n g patterns. Specifi- cally, it a p p e a r e d that, in t h e e x p e r i m e n t a l c o n d i t i o n , t h e in- fants w h o r e a c h e d t h e h a b i t u a t i o n c r i t e r i o n w i t h i n six o r seven trials t e n d e d t o l o o k longer at t h e i m p o s s i b l e t h a n at t h e possible event, w h e r e a s t h e i n f a n t s w h o r e q u i r e d e i g h t o r n i n e trials t o r e a c h t h e c r i t e r i o n o r w h o d i d n o t r e a c h t h e c r i t e r i o n t e n d e d t o l o o k e q u a l l y at t h e t w o test events. I n t h e c o n t r o l c o n d i t i o n , in c o n t r a s t , b o t h g r o u p s o f infants t e n d e d t o l o o k e q u a l l y at t h e 180* a n d t h e 112* events. T h e s e p a t t e r n s w e r e n o t u n e x p e c t e d , b e c a u s e rate o f h a b i t u a t i o n is k n o w n t o r e l a t e t o p o s t h a b i t u a - t i o n p e r f o r m a n c e ( B o r n s t e i n & Benasich, 1986; D e L o a c h e , 1976; M c C a l l , 1979).
  • 25. T h e i n f a n t s were t h e r e f o r e classified as f a s t h a b i t u a t o r s (the i n f a n t s w h o t o o k six o r seven trials t o r e a c h t h e h a b i t u a t i o n c r i t e r i o n ) a n d slow h a b i t u a t o r s (the i n f a n t s w h o r e q u i r e d eight o r n i n e trials t o r e a c h t h e c r i t e r i o n o r w h o failed t o r e a c h t h e c r i t e r i o n w i t h i n n i n e trials). I n t h e e x p e r i m e n t a l c o n d i t i o n , 9 in fan ts were classified as fast h a b i t u a t o r s a n d 11 as slow h a b i t u - ators. In t h e c o n t r o l c o n d i t i o n , 7 infants w e r e classified as fast h a b i t u a t o r s a n d 12 as slow h a b i t u a t o r s (the r e m a i n i n g i n f a n t c o u l d n o t satisfy t h e h a b i t u a t i o n c r i t e r i o n b e c a u s e h e p r o d u c e d very s h o r t l o o k s o n e a c h trials; b e c a u s e it was u n c l e a r h o w this i n f a n t s h o u l d b e classified, he was e x c l u d e d f r o m t h e n e x t analyses). T h e l o o k i n g t i m e s o f t h e fast a n d slow h a b i t u a t o r s in t h e ex- p e r i m e n t a l a n d c o n t r o l c o n d i t i o n s t o t h e test e v e n t s were a n a - lyzed by m e a n s o f a 2 • 2 • 2 • 4 • 2 m i x e d - m o d e l ANOVA w i t h H a b i t u a t i o n (fast o r slow h a b i t u a t o r s ) , C o n d i t i o n (experi- m e n t a l o r c o n t r o l ) , a n d O r d e r ( i m p o s s i b l e / 1 8 0 * o r p o s s i b l e / 112") as t h e b e t w e e n - s u b j e c t s factors, a n d w i t h Test Pair (first,
  • 26. second, t h i r d , a n d f o u r t h p a i r o f test trials) a n d E v e n t ( i m p o s s i - b l e / 180* o r possible/112*) as t h e w i t h i n - s u b j e c t factors. A s a n - t i c i p a t e d , this analysis y i e l d e d a significant H a b i t u a t i o n • C o n - d i t i o n • E v e n t i n t e r a c t i o n , F ( l , 189) = 6.54, p < .05. I n o r d e r t o study this i n t e r a c t i o n , f o u r c o m p a r i s o n s were c a r r i e d out. T h e s e i n d i c a t e d t h a t in t h e e x p e r i m e n t a l c o n d i t i o n , t h e fast h a b i t u a t o r s l o o k e d reliably longer a t t h e i m p o s s i b l e ( M = 23.78, S D = 18.28) t h a n at t h e possible ( M = 14.68, S D = 11.79) event, F(1, 189) = 7.38, p < .01, w h e r e a s t h e slow h a b i t u a t o r s l o o k e d a b o u t e q u a l l y at t h e t w o e v e n t s ( i m p o s s i b l e , M = 23.45, S D = 19.05; possible, M = 27.68, S D = 20.97), F ( 1 , 189) = 1.75, p > .05 (see F i g u r e 4). 6 I n t h e c o n t r o l c o n d i t i o n , t h e fast h a b i t u a t o r s l o o k e d a b o u t e q u a l l y at t h e 180* ( M = 17.06, S D = 15.45) a n d 112" ( M = 19.80, S D = 18.09) events, F ( l , 189) = 0.48, as d i d t h e slow h a b i t u a t o r s (180* event, M = 20.34, S D = 16.87; 112" event, M = 18.30, S D = 15.10), F ( I , 189) = 0.41. T h e r e were n o o t h e r significant m a i n effects o r i n t e r a c t i o n s (all F s < 3.53, p s > .05). A t t h e e n d o f e a c h h a b i t u a t i o n a n d test trial,
  • 27. t h e o b s e r v e r s r a t e d t h e state o f t h e infant. E x a m i n a t i o n o f t h e s e ratings re- Figure 4. Looking times of the fast and slow habituators in Experiment 2 (experimental condition) during the habituation and test trials. v e a l e d t h a t d u r i n g t h e h a b i t u a t i o n trials, t h e slow a n d fast habit- u a t o r s d i d n o t differ in a m o u n t o f fussiness: O n l y f o u r (17%) slow a n d t h r e e (19%) fast h a b i t u a t o r s w e r e j u d g e d b y t h e o b s e r v - ers t o have b e e n slightly o r m o d e r a t e l y fussy o n t w o o r m o r e trials. D u r i n g t h e test trials, however, t h e slow h a b i t u a t o r s t e n d e d t o b e slightly fussier t h a n t h e fast habituators. Seven (30%) slow h a b i t u a t o r s , b u t o n l y o n e (6%) fast habituator, c o m - p l e t e d fewer t h a n f o u r pairs o f test trials b e c a u s e o f fussiness. F u r t h e r m o r e , n i n e (39%) slow h a b i t u a t o r s , b u t only f o u r (25%) s Because the minimal looking time for any test trial was 5 s, an infant had to cumulate at least 30 s o f looking across three consecutive trials in order to show a 50% decline in looking time. 6 It may seem puzzling that, although the fast and slow habituators differed in how long they looked at the possible event (fast, M =
  • 28. 14.68; slow, M = 27.68), both groups o f infants looked about equally at the impossible event (fast, M = 23.78; slow, M = 23.45). One might want to suggest, on the basis of these data, that although both groups o f infants dishabituated to the impossible event (because it was impossible), only the slow habituators dishabituated to the possible event (perhaps be- cause o f the novel screen rotation). However, examination o f the habitu- ation data in Figure 4 argues against this interpretation. The fast habitu- ators' mean looking time on their last three habituation trials ( M = 14.13) was similar to their mean looking time to the possible ( M = 14.68) but not to the impossible ( M = 23.78) event. In contrast, the slow habituators' mean looking time on their last three habituation trials (M = 22.46) was similar to their mean looking time to the impossible ( M = 23.45) and, to a lesser extent, to the possible ( M = 27.68) event. The fast and slow habituators' equal looking times to the impossible event would thus reflect differences in their absolute levels o f looking at the events, rather than similarities in their processing o f the events.
  • 29. OBJECT PERMANENCE IN 31/2 - A N D 41/2-MONTH-OLD INFANTS 661 fast h a b i t u a t o r s , w e r e r a t e d as slightly o r m o d e r a t e l y fussy o n t w o o r m o r e test trials. W h y w e r e t h e slow h a b i t u a t o r s fussier t h a n t h e fast h a b i t u a - tors d u r i n g t h e test trials? O n e r e a s o n m i g h t b e t h a t , h a v i n g l o o k e d longer d u r i n g t h e h a b i t u a t i o n phase, t h e slow h a b i t u a - tors were m o r e likely t o b e c o m e t i r e d o r b o r e d d u r i n g t h e test phase. A one-way ANOVA i n d i c a t e d t h a t t h e slow h a b i t u a t o r s ( M = 254.59, SD = 99.90) l o o k e d reliably longer overall d u r i n g t h e h a b i t u a t i o n trials t h a n d i d t h e fast h a b i t u a t o r s ( M = 180.94, SD = 62.87), F ( I , 35) = 6.39, p < .05. H e n c e , t h e slow h a b i t u a - tors m i g h t have b e e n s o m e w h a t fussier d u r i n g t h e test trials be- c a u s e t h e y w e r e m o r e tired, b o r e d , o r restles s. Discussion T h e fast h a b i t u a t o r s i n t h e e x p e r i m e n t a l c o n d i t i o n s h o w e d a p r o n o u n c e d p r e f e r e n c e for t h e i m p o s s i b l e over t h e possible event, a p r e f e r e n c e a k i n t o t h a t o b s e r v e d i n t h e 4 l/2-month-olds i n E x p e r i m e n t 1. I n c o n t r a s t , t h e fast h a b i t
  • 30. u a t o r s i n t h e c o n t r o l c o n d i t i o n t e n d e d t o l o o k e q u a l l y at t h e 180 ~ a n d t h e 112 ~ events. Together, these res ults i n d i c a t e t h a t t h e fast h a b i t u a t o r s in t h e e x p e r i m e n t a l c o n d i t i o n l o o k e d longer a t t h e i m p o s s i b l e event, n o t b e c a u s e t h e y f o u n d t h e 180 ~ r o t a t i o n o f t h e s c r e e n m o r e i n t e r e s t i n g t h a n t h e 112 ~ r o t a t i o n , b u t b e c a u s e t h e y were sur- p r i s e d o r p u z z l e d t o see t h e s c r e e n r o t a t e t h r o u g h t h e s p a c e o c - c u p i e d b y t h e o c c l u d e d box. S u c h results suggest t h a t at least s o m e infants b e t w e e n t h e ages o f 3 1/2 a n d 4 m o n t h s r e a l i z e t h a t a n o b j e c t c o n t i n u e s t o exist w h e n o c c l u d e d . T h e slow h a b i t u a t o r s in t h e e x p e r i m e n t a l c o n d i t i o n , i n c o n - trast t o t h e fast h a b i t u a t o r s , t e n d e d t o l o o k e q u a l l y a t t h e i m p o s - sible a n d t h e possible events. T h e m a r k e d d i s c r e p a n c y i n t h e r e s p o n s e s o f these t w o g r o u p s o f i n f a n t s will b e discussed in t h e G e n e r a l D i s c u s s i o n . E x p e r i m e n t 3: R e p l i c a t i o n G i v e n t h e u n e x p e c t e d n a t u r e a n d p o t e n t i a l significance o f t h e results o b t a i n e d i n t h e e x p e r i m e n t a l c o n d i t i o n o f E x p e r i m e n t
  • 31. 2, it s e e m e d i m p o r t a n t t h a t t h e y b e c o n f i r m e d . E x p e r i m e n t 3 a t t e m p t e d t o d o so w i t h 3 1/2-month-old infants. M e t h o d Subjects Subjects were 24 full-term infants ranging in age from 3 months, 6 days to 3 months, 25 days ( M = 3 months, 15 days). Five additional infants were eliminated from the experiment, 4 because o f fussiness, and 1 because the primary observer could not follow the direction o f the infant's gaze. Apparatus a n d Events The apparatus was the same as that used in the preceding experi- ments, with one exception. Instead of the yellow box, a brightly colored, three-dimensional Mr. Potato Head was used. Casual observations indi- cated that most infants found this toy more attractive than the box. Because Mr. Potato Head was shorter than the box (15.5 cm as 09- posed to 25 cm), the screen was rotated 135", instead o f 112 ~ in the possible event. That is, after rotating the screen 90* at the usual rate o f 45"/s and then pausing for 1 s, as before, the primary
  • 32. experimenter ro- rated the screen 45* toward the back wall of the apparatus, taking 1 s to complete the movement. The first experimenter paused for 2 s and then repeated the same actions in reverse. Each full cycle of movement thus lasted approximately 10 s, as in the impossible event. Mr. Potato Head was totally occluded for about 8 o f the 10 s. Procedure The procedure was the same as that of the experimental condition in Experiment 2, with one exception. In an attempt to abbreviate the test phase of the experiment, no pretrials were given at the beginning of the test trials. O f the 24 infants in the experiment, 8 failed to reach the habituation criterion within 9 trials; the other infants took an average of 6.94 trials to reach the criterion. Five infants completed only three pairs of test trials, 4 because o f fussiness, and 1 because the primary observer could not follow the direction o f the infant's gaze. Another 2 infants com- pleted only two test pairs because o f fussiness. R e s u l t s
  • 33. T h e l o o k i n g t i m e s o f t h e infants t o t h e i m p o s s i b l e a n d possi- ble test e v e n t s were first a n a l y z e d b y m e a n s o f a 2 x 4 x 2 m i x e d - m o d e l ANOVA, w i t h O r d e r ( i m p o s s i b l e o r possible e v e n t first) as t h e b e t w e e n - s u b j e c t s factor, a n d w i t h Test P a i r (first, second, t h i r d , o r f o u r t h p a i r o f test trials) a n d E v e n t ( i m p o s s i b l e o r possible e v e n t ) as t h e w i t h i n - s u b j e c t s factors. T h e analysis y i e l d e d n o significant m a i n effects o r i n t e r a c t i o n s , all F s < 2.05, p s > . l l . Fast a n d Slow Habituators O f t h e 24 i n f a n t s w h o p a r t i c i p a t e d i n t h e e x p e r i m e n t , 12 were classified as fast h a b i t u a t o r s , a n d 12 were classified as slow ha- b i t u a t o r s , u s i n g t h e s a m e c r i t e r i a as in E x p e r i m e n t 2. F i g u r e 5 shows t h e m e a n l o o k i n g t i m e s o f e a c h g r o u p o f in- fants d u r i n g t h e h a b i t u a t i o n a n d test trials. T h e l o o k i n g t i m e s o f t h e t w o g r o u p s t o t h e test e v e n t s were a n a l y z e d b y m e a n s o f a 2 • 2 x 4 x 2 m i x e d - m o d e l ANOVA, w i t h H a b i t u a t i o n (fast o r slow h a b i t u a t o r s ) a n d O r d e r ( i m p o s s i b l e o r possible e v e n t first) as t h e b e t w e e n - s u b j e c t s factors, a n d w i t h
  • 34. Test Pair (first, second, t h i r d , o r f o u r t h test pair) a n d E v e n t ( i m p o s s i b l e o r pos- sible e v e n t ) as t h e w i t h i n - s u b j e c t s factors. A s e x p e c t e d , t h e anal- ysis y i e l d e d a significant H a b i t u a t i o n x E v e n t i n t e r a c t i o n , F ( l , 122) = 5.13, p < .05. P l a n n e d c o m p a r i s o n s s h o w e d t h a t t h e fast h a b i t u a t o r s l o o k e d reliably longer at t h e i m p o s s i b l e ( M = 21.97, SD = 16.33) t h a n at t h e possible ( M = 14.24, SD = 10.56) event, F ( l , 122) = 6.35, p < .02, w h e r e a s t h e slow h a b i t u a t o r s l o o k e d at t h e i m p o s s i b l e ( M = 23.24, SD = 20.00) a n d t h e pos- sible ( M = 26.42, SD = 21.15) e v e n t s a b o u t equally, F(1, 122) = .91. C o m p a r i s o n o f t h e fast a n d slow h a b i t u a t o r s i n d i c a t e d t h a t t h e y d i d n o t differ in fussiness d u r i n g t h e h a b i t u a t i o n trials: O n l y o n e infant, a slow h a b i t u a t o r , was j u d g e d t o have b e e n fussy o n t w o o r m o r e h a b i t u a t i o n trials. However, as in E x p e r i - m e n t 2, t h e slow h a b i t u a t o r s t e n d e d t o b e fussier t h a n t h e fast h a b i t u a t o r s d u r i n g t h e test trials. Five o f t h e slow h a b i t u a t o r s , b u t o n l y o n e o f t h e fast h a b i t u a t o r s , c o m p l e t e d fewer t h a n f o u r test pairs d u e t o fussiness. I n a d d i t i o n , seven slow h a b i t u a t o r s ,
  • 35. b u t o n l y t h r e e fast h a b i t u a t o r s , were fussy o n t w o o r m o r e trials. A o n e - w a y ANOVA s h o w e d that, as in E x p e r i m e n t 2, t h e slow 6 6 2 RENI~E BAILLARGEON Figure 5. Looking times of the fast and slow habituators in Experiment 3 during the habituation and test trials. habituators ( M = 218.59, S D = 139.75) tended to look longer overall d u r i n g the h a b i t u a t i o n trials t h a n d i d the fast h a b i t u a - tors ( M = 140.25, S D = 37.80), F ( I , 2 1 ) = 3 . 5 0 , p = .075. D i s c u s s i o n The results o f E x p e r i m e n t 3 replicated those o f the experi- mental condition in E x p e r i m e n t 2. The fast h a b i t u a t o r s looked reliably longer at the impossible than at the possible event, sug- gesting that they were surprised or puzzled to see the screen move through the space o c c u p i e d by Mr. P o t a t o Head. C o u l d the fast h a b i t u a t o r s ' preference for the impossible event be due to their having found the 180* screen r o t a t i o n in- trinsically m o r e interesting t h a n the shorter r o t a t i o n shown in the possible event? This i n t e r p r e t a t i o n seems highly unlikely for
  • 36. two reasons. First, the fast h a b i t u a t o r s in the control conditions o f Experiments 1 and 2 d i d not show an overall preference for the 180* rotation. Second, the slow h a b i t u a t o r s in E x p e r i m e n t 3 looked a b o u t equally at the impossible and the possible events. It is ditficult to imagine why the fast, b u t n o t the slow, h a b i t u a t o r s would have found the 180" r o t a t i o n intrinsically m o r e interesting t h a n the shorter, 135* r o t a t i o n shown in the possible event. G e n e r a l D i s c u s s i o n The 4 l/2-month-olds in E x p e r i m e n t 1 and the 3 V2- month- olds in Experiments 2 and 3 who were fast h a b i t u a t o r s all looked reliably longer at the impossible t h a n at the possible event, suggesting that they understood t h a t (a) the object behind the screen (i.e., box or Mr. Potato Head) c o n t i n u e d to exist after the screen r o t a t e d u p w a r d and occluded it and (b) the screen c o u l d not move through the space o c c u p i e d by the object. The results o f the control conditions in Experiments I and 2 provide s u p p o r t for this interpretation. These results i n d i c a t e d t h a t when no object was present b e h i n d the screen, the infants d
  • 37. i d not look longer at the 180* screen rotation. These results call i n t o question Piaget's (1954) claims a b o u t the age at which object p e r m a n e n c e is attained, a b o u t the pro- cesses responsible for its emergence, and a b o u t the behaviors by which it is manifested. These are discussed in turn. Piaget m a i n t a i n e d t h a t it is not until infants reach a b o u t 9 m o n t h s o f age t h a t they begin to view objects as permanent. However, the results o f the experiments r e p o r t e d here indicate t h a t infants as young as 3 1/2 m o n t h s o f age already realize t h a t objects continue to exist when occluded. This finding does not m e a n t h a t by 3 1/2 months, infants' conception o f occluded ob- jects is as sophisticated as t h a t o f older infants. Further research is necessary to d e t e r m i n e whether young infants are able to rep- resent not only the existence b u t also the physical and spatial characteristics o f occluded objects (e.g., Baillargeon, 1986, in press; Baillargeon & Graber, in press). Piaget also held that the emergence o f object permanence de- pends on the coordination o f sensorimotor schemes, which begins at about 9 months o f age. The present findings, like those o f Bail- largeon et al. (1985), are inconsistent with this explanation, be -
  • 38. cause they suggest that infants possess a notion o f object perma- nence long before they begin to perform coordinated actions. How can we account for the presence o f a n o t i o n o f object p e r m a n e n c e in 3 l/2-month-old infants? O n e possibility is t h a t this notion is i n n a t e (e.g., Bower, 1971; Spelke, 1985). Spelke (1985), for e x a m p l e , hypothesized t h a t infants are b o r n with a conception o f objects as spatially b o u n d e d entities t h a t exist continuously in t i m e and move continuously in space, m a i n - taining their internal u n i t y and external boundaries. This con- ception, according to Spelke, provides infants with a basis for recognizing t h a t objects continue to exist when occluded. A sec- ond possibility is t h a t infants are born, n o t with a substantive belief in the p e r m a n e n c e o f objects, b u t with a learning mecha- nism t h a t is capable o f arriving at this n o t i o n given a l i m i t e d set o f p e r t i n e n t observations. 7 These observations could arise from infants' e x a m i n a t i o n o f the d i s p l a c e m e n t s and interac- tions o f objects (Mandler, 1986) as well as from infants' actions u p o n objects. Although infants do not show m a t u r e reaching for objects until a b o u t 4 m o n t h s o f age (e.g., G r a n r u
  • 39. d , 1986; von Hofsten, 1980), infants less t h a n 4 m o n t h s often p e r f o r m a r m extensions in the presence o f objects (e.g., B r u n e r & Kos- lowski, 1972; Field, 1976; Provine & Westerman, 1979). Infants might notice, when p e r f o r m i n g these a r m extensions, t h a t their hands sometimes occlude and sometimes are occluded by ob- jects (Harris, 1983). The same p o i n t can be m a d e a b o u t infants' m a n i p u l a t i o n s o f objects. W h i t e (1969) r e p o r t e d t h a t beginning at a b o u t 3 m o n t h s o f age, objects t h a t are placed in one h a n d are often brought to the m i d l i n e to be simultaneously viewed and explored tactually b y the other hand. Infants might notice 71 have left open the question of whether the learning mechanism is constrained in terms of the types of observations it can detect or the nature of the generalizations it can derive. OBJECT PERMANENCE IN 3V2- AND 41/2-MONTH-OLD INFANTS 663 in the course o f these m a n i p u l a t i o n s t h a t their hands occlude (parts of) the objects. The results o f the present e x p e r i m e n t s are n o t sufficient to
  • 40. d e t e r m i n e which (if either) o f the two hypotheses m e n t i o n e d above better explains the presence o f object p e r m a n e n c e in 3 '/2-month-old infants. W h a t these results do indicate, however, is that whatever explanation is p r o p o s e d c a n n o t d e p e n d on per- ceptual or m o t o r abilities m o r e sophisticated t h a n those avail- able after the t h i r d m o n t h o f life. Piaget viewed the search for hidden objects as the h a l l m a r k o f object permanence. Yet the present results indicate t h a t infants possess object p e r m a n e n c e long before they begin to engage in search activities. How can we explain this discrepancy? W h y do infants' actions lag so far b e h i n d their understanding? One possibility, alluded to in the i n t r o d u c t i o n , is that young infants may fail to search because they are generally u n a b l e to p e r f o r m sequences o f actions in which one action is a p p l i e d to one object in order to create conditions under which a n o t h e r action can be a p p l i e d to another object (e.g., pulling a cushion to get an object placed on it). W h y infants should have difficulty with these types o f action sequences r e m a i n s somewhat o f a mystery. Pia- get's (1952) r e m a r k a b l e observations o f the development o f ac-
  • 41. tion in infancy m a k e it clear t h a t 3- and 4 - m o n t h - o l d infants can p e r f o r m means--end sequences in which one action is ap- plied to one object (e.g., pulling a chain) in order to p r o d u c e a result involving a n o t h e r object (e.g., shaking a t o y a t t a c h e d to the other end o f the chain). F u r t h e r research is needed to c o m - p a r e the cognitive and m o t o r r e q u i r e m e n t s o f the m e a n s - e n d sequences observed at 3--4 and at 7 - 8 m o n t h s to identify the source o f the latter's difficulty. A final issue raised by the results o f the present e x p e r i m e n t s concerns the differences between the performances o f the fast and slow h a b i t u a t o r s in Experiments 2 (experimental condi- tion) and 3. Recall t h a t the fast h a b i t u a t o r s looked longer at the impossible t h a n at the possible event, whereas the slow h a b i t u a - tors looked a b o u t equally at the two events. At least two expla- nations could be offered for the discrepancy between these two groups, one appealing to transient and the other to m o r e stable differences between the fast and slow habituators. The first possibility is t h a t the slow h a b i t u a t o r s were less en- gaged by the e x p e r i m e n t a l events t h a n the fast habituators. Per-
  • 42. haps the slow h a b i t u a t o r s were less alert, or m o r e distressed by their novel surroundings. In any case, they were less involved with the events: (a) they r e q u i r e d m o r e trials to reach the habit- uation criterion, i f they reached it at all, and (b) they were m o r e likely to become fussy d u r i n g the test trials. In other words, be- cause the task o f interpreting the impossible and possible events was a difficult one for the young infants in Experiments 2 and 3, only the infants whose attention was fully engaged were able to grasp the underlying structure o f the events (i.e., realized that the screen r o t a t e d t h r o u g h the space o c c u p i e d by the occluded box). The infants whose attention w a n d e r e d - - b e c a u s e they were fussy, bored, hungry, or ill at ease in their u n f a m i l i a r sur- r o u n d i n g s - w e r e a p p a r e n t l y unable to do so. Two predictions follow from this first interpretation. O n e is t h a t whether a given 3 l/2-month-old looks longer at the impossi- ble event in any one test session should depend on his or her attentional state at the t i m e o f the session. The other is that, as infants grow older and the task o f understanding the impossible and possible events becomes less difficult, attentional states should have less i m p a c t on their performances. Partial s u p p o r t for this p r e d i c t i o n comes from the e x p e r i m e n t a l
  • 43. condition o f E x p e r i m e n t 1. O f the 12 infants in this condition, 8 were fast h a b i t u a t o r s ( 6 - 7 trials to criterion), and 4 were slow habituators ( 8 - 9 trials to criterion). Six o f the 8 fast h a b i t u a t o r s (75%) and 3 o f the 4 slow h a b i t u a t o r s (75%) looked at the impossible event for at least 9 s longer t h a n at the possible event. For the younger infants in Experiments 2 (experimental condition) and 3 c o m - bined, the c o m p a r a b l e figures were 17 o f 21 (81%) fast h a b i t u a - tors and 7 o f 23 (31%) slow habituators. The second i n t e r p r e t a t i o n for the discrepancy in the re- sponses o f the fast and slow h a b i t u a t o r s is t h a t it reflects, not transient fluctuations in alertness and mental involvement, b u t stable, meaningful differences between the two groups o f in- fants. Suppose t h a t the fast h a b i t u a t o r s w ere generally m o r e efficient than the slow habituators at processing i n f o r m a t i o n a b o u t the physical w o r l d - - a t detecting, discriminating, repre- senting, and categorizing regularities a b o u t objects and events. O n e consequence might be t h a t at the t i m e o f testing, the fast h a b i t u a t o r s h a d a l r e a d y f o r m e d strong expectations a b o u t the p e r m a n e n c e and the solidity o f objects, whereas the slow habit-
  • 44. uators had j u s t begun developing these expectations. This would explain why the fast h a b i t u a t o r s showed m a r k e d and consistent attention to the impossible event and why the slow h a b i t u a t o r s d i d not. N o t e t h a t the hypothesized difference between fast and slow h a b i t u a t o r s need n o t be cognitive in origin: It could also be m o - tivational (e.g., fast h a b i t u a t o r s might be m o r e motivated or m o r e persistent in their e x a m i n a t i o n o f the physical world), so- cial (e.g., fast h a b i t u a t o r s might have caretakers who consis- tently direct their attention toward objects), or physiological (e.g., fast h a b i t u a t o r s m i g h t have better state control) (cf. Bornstein & Benasich, 1986; Bornstein & Sigman, 1986). Longitudinal d a t a will be needed to decide which (if either) o f the two i n t e r p r e t a t i o n s p u t forth is accurate. If one finds t h a t the same infants show a preference for the impossible event when they h a b i t u a t e quickly and fail to show this preference when they h a b i t u a t e m o r e slowly, one might be w a r r a n t e d to conclude t h a t the infants possess a n o t i o n o f object p e r m a n e n c e b u t only manifest this notion when they are sufficiently alert and c a l m to attend to the events. A simpler test o f object p e r m a - nence, one necessitating less sustained attention, might be less subject to the vagaries o f infants' attentional states.
  • 45. The results o f the experiments reported in this article indicate that by 3 1/2 months o f age, infants already possess expectations about the behavior o f objects in time and space. Specifically, in- fants assume that objects continue to exist when occluded and that objects cannot move through the space occupied by other objects. It is likely that further investigations o f young infants' physical knowledge will bring to light further competence. As the picture o f infants' physical world becomes more complex, the task o f de- scribing how they attain, represent, and use their physical knowl- edge will undoubtedly open new avenues into the central issue o f the origins o f h u m a n cognition. R e f e r e n c e s Baillargeon, R. (1986). Representing the existence and the location of hidden objects: Object permanence in six- and eight-month-old in- fants. Cognition, 23, 21 --41. 664 RENEE BAILLARGEON Baillargeon, R. (in press). Young infants' reasoning about the physical and spatial properties of a hidden object. Cognitive
  • 46. Development. Baillargeon, R., & Graber, M. (in press). Where is the rabbit?: 5.5-mon- th-old infants' representation o f the height of a hidden object. Cogni- tive Development. BaiUargeon, R., Speike, E. S., & Wasserman, S. (1985). Object perma- nence in five-month-old infants. Cognition, 20, 191-208. Bornstein, M. H., & Benasich, A. A. (1986). Infant habituation: Assess- ments of individual differences and short-term reliability at five months. Child Development, 57. 87-99. Bornstein, M. H., & Sigman, M. D. (1986). Continuity in mental devel- opment from infancy. Child Development, 57, 251-274. Bower, T. G. R. (1967). The development of object permanence: Some studies of existence constancy. Perception and Psychophysics, 2, 411- 418. Bower, T. G. R. (1971). The object in the world o f the infant. Scientific American, 225, 30-38. Bower, T. G. R. (1974). Development in infancy. San Francisco: Free- man. Bower, T. G. R., Broughton, J., & Moore, M. K. (1971).
  • 47. Development of the object concept as manifested in changes in the tracking behav- ior o f infants between 7 and 20 weeks ofage. Journal o f Experimental Child Psychology, 1 I, 182-193. Bower, T. G. R., & Wishart, J. G. (1972). The effects o f motor skill on object permanence. Cognition, 1, ! 65-17 I. Brunet, J. S., & Koslowski, B. (1972). Visually preadapted constituents of manipulatory action. Perception, 1, 3-14. DeLoache, J. S. (1976). Rate o f habituation and visual memory in in- fants. Child Development, 47, 145-154. Field, J. (1976). Relation o f young infants' reaching to stimulus distance and solidity. Developmental Psychology,, 12, 444-448. Granrud, C. E. (1986). Binocular vision and spatial perception in 4- and 5-month-old infants. Journal o f Experimental Psychology." Human Perception and Performance, 12, 36-49. Gratch, G. (1975). Recent studies based on Piaget's view o f object con- cept development. In L. B. Cohen & E Salapatek (Eds.), Infant Per- ception: From sensation to cognition (Vol. 2, pp. 51-99). New York: Academic Press.
  • 48. Gratch, G. (1977). Review o f Piagetian infancy research: Object con- cept development. In W. E Overton & J. M. Gallagher (Eds.), Knowl- edge and development: Advances in research and theory (1) (pp. 59- 91 ). New York: Plenum. Harris, E L. (1983). Infant cognition. In E H. Mussen (Series Ed.) & M. M. Haith & J. J. Campos (Vol. Eds.), Handbook o f child psychol- ogy: Voi. 2. Infancy and developmental psychobiology (4th ed.) New York: Wiley. Harris, P. L. (in press). The development of search. In P. Salapatek & L. B. Cohen (Eds.), Handbook o f infant perception. New York: Aca- demic Press. Hofsten, C. von (1980). Predictive reaching for moving objects by hu- man infants. Journal o f Experimental Child Psychology, 30, 369-382. Horowitz, E D. (Ed.). (1975). Visual attention, auditory stimulation, and language discrimination in young infants. Monographs o f the So- ciety for Research in ChiM Development, 39 (Whole Nos. 5-6). Mandler, J. M. (1986). How to buiM a baby: On the
  • 49. development o f an accessible representational system. Manuscript submitted for publi- cation. McCall, R. B. (1979). Individual differences in the pattern of habitua- tion at 5 and l0 months o f age. Developmental Psychology, 15, 559- 569. Muller, A. A., & Aslin, R. N. (1978). Visual tracking as an index o f the object concept. Infant Behavior and Development, 1, 309-319. Piaget, J. (1952). The origins o f intelligence in children. New York: Inter- national University Press. Piaget, J. (1954). The construction o f reality in the child. New York: Basic. Provine, R. B., & Westerman, J. A. (1979). Crossing the midline: Limits o f early eye-hand behavior. Child Development, 50, 437-441. SAS User's Guide: Statistics, 1985 Edition. (1985). Gary, NC: SAS In- stitute Inc. Schuberth, R. E. (1983). The infant's search for objects: Alternatives to Piaget's theory o f concept development. In L. E Lipsitt & C. K. Ro-
  • 50. vee-Coilier (Eds.), Advances in Infancy Research (Vol. 2). Norwood, N J: Ablex. Spelke, E. S. (1985). Perception o f unity, persistence, and identity: Thoughts on infants' conceptions o f objects. In J. Mehler & R. Fox (Eds.), Neonate cognition: Beyond the blooming buzzing confusion. Hillsdale, NJ: Erlbaum. Uzgiris, I. C., & Hunt, J. McV. (1970). Assessment in infancy: Ordinal scales o f psychological development. Urbana, IL: University o f Illinois Press. White, B. L. (1969). The initial coordination of sensorimotor schemas in human infants: Piaget's ideas and the role o f experience. In D. Elkind & J. H. FlaveU (Eds.), Studies in cognitive development (pp. 237-256). New York: Oxford University Press. R e c e i v e d J u l y 18, 1986 R e v i s i o n r e c e i v e d F e b r u a r y 14, 1987 A c c e p t e d F e b r u a r y 17, 1987 �9 Developmental Psychology Baillargeon (1987) Object permanence in 3 ½ and 4 ½ month- old children
  • 51. Answer each to the best of your ability while keeping in mind the assigned article. Worksheet is due 2/12/21 1. Complete the chart below. 12 pts Experiment 1 Experiment 2 Ages Tested Habituation consisted of? Control group test? Experimental group test? Dependent variable(s) Independent variable(s) 2. What were the results? Hint, look at the test trials in Figures 2 and 3 along with the text. 4pts Experiment 1 Experiment 2 Control group
  • 52. Experimental group 3. How does Baillargeon explain her results? Why does she think kids behave in this way? 5 pts 4. What might be an alternative explanation for her findings? Think critically about potential third variables, or reference lecture notes on different theories to give you ideas if you are stuck. *There is no right or wrong answer, but you MUST explain WHY you think your reason could lead to the same results as Baillargeon. 4 pts