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Dean’s Breakfast
     David Lewis
    August 8, 2011
Library Update
• Budget
  – $100K in base and $50K in cash for materials to
    support new degree programs
  – $20K in base to support continuing added hours
  – New base to cover salary increases
  – Saved $50K on electronic resources due to
    consortial contracts and renegotiations of
    existing contracts
Library Update
• Staffing
  – Four staff took the early retirement incentive

  – Four new staff
     • Waheedah Bilal – Team Leader for Liberal Arts
     • Heather Coates – Digital Libraries Team
     • Summer Durant – Liberal Arts Team
     • Katie Emery – Business Librarian
Library Update
• Programs
  – “College Ready” information literacy project
  – Data management
  – Kiwanis International archive

  – Review of e-books options and opportunities
Library Update
• Programs
  – Digital Projects
     • Indianapolis Recorder digitization complete
     • History of Western Medicine in China
     • History Working Papers Project
     • Mau Mau interviews
     • Ketterson/Nolan dark-eyed junco project
Library Update
• Space
  – Completed 2120 technology lab
  – Popular reading alcove

  – Learning Spaces 3

  – Wish List
     • Readers Sanctuary
     • Expanded Herron Artist Book Alcove
On My Mind


1. The Inevitability of Open Access

2. Transformation of Collections
The Inevitability of Open Access
Open-access (OA) literature is digital, online,
free of charge, and free of most copyright and
licensing restrictions. OA removes price
barriers (subscriptions, licensing fees, pay-per-
view fees) and permission barriers (most
copyright and licensing restrictions).
   – Peter Suber


http://www.earlham.edu/~peters/fos/overview.htm
The Inevitability of Open Access
1993 – 20 OA journals publishing 247 articles
2000 – 741 OA journals publishing 35,519
  articles
2005 – 2,837 OA journals publishing 90,720
  articles
2009 – 4,767 OA journals publishing 191,851
  articles
Mikael Laakso, Patrik Welling, Helena Bukvova, Linus Nyman, Bo-Christer Bjork, and Turid Hedlund, “The
Development of Open Access Journal Publishing from 1993 to 2009,” PLos ONE 6(6): 2011 e20961.
doi:10.1371/journal.pone.0020961. Available at:
http://www.plosone.org/article/info%3Adoi%2F10.1371%2Fjournal.pone.0020961
The Inevitability of Open Access
          Figure 1: Straight-line Extrapolation of Direct Gold OA
                        Share of Scholarly Articles
  30.0%



  25.0%



  20.0%



  15.0%



  10.0%



  5.0%



  0.0%


                    Laakso, et. al. Estimates
                    Staight-line Extrapolation Based on 2000-2009
                    Straight-line Extrapolation Based on 2005-2009
The Inevitability of Open Access
• Open Access is a disruptive innovation (Clayton
  Christensen)
   – New technology
   – New business model
   – Starts out as an inferior product
   – Improves over time and its advantages make
     it dominant
   – Adoption follows an S-curve not a straight line
The Inevitability of Open Access

                               100%
% of Market using Innovation




                                0%
                                           Time
The Inevitability of Open Access
            Figure 2: Pace of Substitution of Direct Gold OA for
                     Subscription Journals (log scale)
   100.0%


            2000
            2001
                   2002
                   2003
                   2004
                          2005
                          2006
                                 2007
                                 2008
                                        2009
                                        2010
                                               2011
                                               2012
                                                       2013
                                                       2014
                                                              2015
                                                              2016
                                                                     2017
                                                                     2018
                                                                            2019
                                                                            2020
                                                                                   2021
                                                                                   2022
                                                                                          2023
                                                                                          2024
                                                                                                 2025
   10.0%




    1.0%
                           Laakso, et. al. Estimates
                           S-curve Extrapolation Based on 2000-2009
                           S-curve Extrapolation Based on 2005-2009
The Inevitability of Open Access
           Figure 3: Pace of Substitution of Direct Gold OA for
                  Subscription Journals (normal scale)
  100.0%

   90.0%

   80.0%

   70.0%

   60.0%

   50.0%

   40.0%

   30.0%

   20.0%

   10.0%

   0.0%
           2000
                  2001
                         2002
                                2003
                                       2004
                                              2005
                                                     2006
                                                            2007
                                                                   2008
                                                                          2009
                                                                                 2010
                                                                                        2011
                                                                                               2012
                                                                                                      2013
                                                                                                             2014
                                                                                                                    2015
                                                                                                                           2016
                                                                                                                                  2017
                                                                                                                                         2018
                                                                                                                                                2019
                                                                                                                                                       2020
                                                                                                                                                              2021
                                                                                                                                                                     2022
                                                                                                                                                                            2023
                                                                                                                                                                                   2024
                                                                                                                                                                                          2025
                                                     Laakso, et. al. Estimates
                                                     S-curve Extrapolation Based on 2000-2009
                                                     S-curve Extrapolation Based on 2005-2009
The Inevitability of Open Access
• Good for libraries because scholarly journals
  will not eat up our budget

  Between 1975 and 2005 the average cost of journals in chemistry and
  physics rose from $76.84 to $1,879.56. In the same period, the cost of a
  gallon of unleaded regular gasoline rose from 55 cents to $1.82. If the
  gallon of gas had increased in price at the same rate as chemistry and
  physics journals over this period it would have reached $12.43 in 2005,
  and would be over $14.50 today.
The Inevitability of Open Access
• Good for scholars because their work will be
  available to all who can use it, and their
  reputations will be enhanced
• Good for the public because scholarship
  won’t be locked up in libraries
The Inevitability of Open Access
• Bad for established publishers – I don’t care

• Libraries not part of the delivery system
• Libraries should support OA on the
  production side
  – Advance in Social Work
  – Indiana Libraries
  – Umbrella
The Inevitability of Open Access


• Policy on author fees – who pays?
• Deposit mandate or not?
Transformation of Collections
Transformation of Collections
1. The digitization of content
Transformation of Collections


2. The development of print repositories
Opportunity Costs of Print Collections

                                                                          $5.00 to $13.10

                                                                          $28.77


                                                                          $50.98 to $68.43


                                                                          $141.89

Life cycle cost based on 3% discount rate. From Paul N. Courant and Matthew “Buzzy” Nielsen, “On the Cost of Keeping a Book,”
in The Idea of Order: Transforming Research Collections for 21st Century Scholarship, CLIR, June 2010, available at:
http://www.clir.org/pubs/abstract/pub147abst.html
Transformation of Collections


3. The development of e-readers and print-on-
   demand publishing
Transformation of Collections


4. The growth of open access
               Figure 3: Pace of Substitution of Direct
              Gold OA for Subscription Journals (normal
                               scale)
           100.0%
            90.0%
            80.0%
            70.0%
            60.0%
            50.0%
            40.0%
            30.0%
            20.0%
            10.0%
             0.0%
                    2000
                           2002
                                  2004
                                         2006
                                                2008
                                                       2010
                                                              2012
                                                                     2014
                                                                            2016
                                                                                   2018
                                                                                          2020
                                                                                                 2022
                                                                                                        2024

                           Laakso, et. al. Estimates
                           S-curve Extrapolation Based on 2000-2009
                           S-curve Extrapolation Based on 2005-2009
Transformation of Collections


5. The challenges to establish academic
    publishing organizations
Transformation of Collections


6. The growth new forms of scholarship based
   on openness and social productivity
Openness (from Gideon Burton)

1.    Open Access
2.    Open Review
3.    Open Dialogue
4.    Open Process
5.    Open Formats
6.    Open Data


Gideon Burton, “Scholarly Communications must be Open,” August 25, 2009 at:
http://www.academicevolution.com/2009/08/scholarly-communications-must-transform-2.html
Openness (from Gideon Burton)




“It comes down to this: the more academia
wishes to enjoy the benefits of the digital
medium, the less it can hold on to restrictive
and closed practices in the
production, vetting, dissemination, and
archiving of information.”
Gideon Burton, “Scholarly Communications must be Open,” August 25, 2009 at:
http://www.academicevolution.com/2009/08/scholarly-communications-must-transform-2.html
Transformation of Collections


1. Deconstruct legacy print collections
2. Move from item-by-item book selection to
   purchase-on-demand and subscriptions
3. Manage the transition to open access
   journal collections
Transformation of Collections


5. Focus on curating unique items
6. Develop new mechanisms for funding
   national infrastructure
Questions/Comments

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Dean's Breakfast

  • 1. Dean’s Breakfast David Lewis August 8, 2011
  • 2.
  • 3. Library Update • Budget – $100K in base and $50K in cash for materials to support new degree programs – $20K in base to support continuing added hours – New base to cover salary increases – Saved $50K on electronic resources due to consortial contracts and renegotiations of existing contracts
  • 4. Library Update • Staffing – Four staff took the early retirement incentive – Four new staff • Waheedah Bilal – Team Leader for Liberal Arts • Heather Coates – Digital Libraries Team • Summer Durant – Liberal Arts Team • Katie Emery – Business Librarian
  • 5. Library Update • Programs – “College Ready” information literacy project – Data management – Kiwanis International archive – Review of e-books options and opportunities
  • 6. Library Update • Programs – Digital Projects • Indianapolis Recorder digitization complete • History of Western Medicine in China • History Working Papers Project • Mau Mau interviews • Ketterson/Nolan dark-eyed junco project
  • 7. Library Update • Space – Completed 2120 technology lab – Popular reading alcove – Learning Spaces 3 – Wish List • Readers Sanctuary • Expanded Herron Artist Book Alcove
  • 8. On My Mind 1. The Inevitability of Open Access 2. Transformation of Collections
  • 9. The Inevitability of Open Access Open-access (OA) literature is digital, online, free of charge, and free of most copyright and licensing restrictions. OA removes price barriers (subscriptions, licensing fees, pay-per- view fees) and permission barriers (most copyright and licensing restrictions). – Peter Suber http://www.earlham.edu/~peters/fos/overview.htm
  • 10. The Inevitability of Open Access 1993 – 20 OA journals publishing 247 articles 2000 – 741 OA journals publishing 35,519 articles 2005 – 2,837 OA journals publishing 90,720 articles 2009 – 4,767 OA journals publishing 191,851 articles Mikael Laakso, Patrik Welling, Helena Bukvova, Linus Nyman, Bo-Christer Bjork, and Turid Hedlund, “The Development of Open Access Journal Publishing from 1993 to 2009,” PLos ONE 6(6): 2011 e20961. doi:10.1371/journal.pone.0020961. Available at: http://www.plosone.org/article/info%3Adoi%2F10.1371%2Fjournal.pone.0020961
  • 11. The Inevitability of Open Access Figure 1: Straight-line Extrapolation of Direct Gold OA Share of Scholarly Articles 30.0% 25.0% 20.0% 15.0% 10.0% 5.0% 0.0% Laakso, et. al. Estimates Staight-line Extrapolation Based on 2000-2009 Straight-line Extrapolation Based on 2005-2009
  • 12. The Inevitability of Open Access • Open Access is a disruptive innovation (Clayton Christensen) – New technology – New business model – Starts out as an inferior product – Improves over time and its advantages make it dominant – Adoption follows an S-curve not a straight line
  • 13. The Inevitability of Open Access 100% % of Market using Innovation 0% Time
  • 14. The Inevitability of Open Access Figure 2: Pace of Substitution of Direct Gold OA for Subscription Journals (log scale) 100.0% 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 10.0% 1.0% Laakso, et. al. Estimates S-curve Extrapolation Based on 2000-2009 S-curve Extrapolation Based on 2005-2009
  • 15. The Inevitability of Open Access Figure 3: Pace of Substitution of Direct Gold OA for Subscription Journals (normal scale) 100.0% 90.0% 80.0% 70.0% 60.0% 50.0% 40.0% 30.0% 20.0% 10.0% 0.0% 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 Laakso, et. al. Estimates S-curve Extrapolation Based on 2000-2009 S-curve Extrapolation Based on 2005-2009
  • 16. The Inevitability of Open Access • Good for libraries because scholarly journals will not eat up our budget Between 1975 and 2005 the average cost of journals in chemistry and physics rose from $76.84 to $1,879.56. In the same period, the cost of a gallon of unleaded regular gasoline rose from 55 cents to $1.82. If the gallon of gas had increased in price at the same rate as chemistry and physics journals over this period it would have reached $12.43 in 2005, and would be over $14.50 today.
  • 17. The Inevitability of Open Access • Good for scholars because their work will be available to all who can use it, and their reputations will be enhanced • Good for the public because scholarship won’t be locked up in libraries
  • 18. The Inevitability of Open Access • Bad for established publishers – I don’t care • Libraries not part of the delivery system • Libraries should support OA on the production side – Advance in Social Work – Indiana Libraries – Umbrella
  • 19. The Inevitability of Open Access • Policy on author fees – who pays? • Deposit mandate or not?
  • 21. Transformation of Collections 1. The digitization of content
  • 22. Transformation of Collections 2. The development of print repositories
  • 23. Opportunity Costs of Print Collections $5.00 to $13.10 $28.77 $50.98 to $68.43 $141.89 Life cycle cost based on 3% discount rate. From Paul N. Courant and Matthew “Buzzy” Nielsen, “On the Cost of Keeping a Book,” in The Idea of Order: Transforming Research Collections for 21st Century Scholarship, CLIR, June 2010, available at: http://www.clir.org/pubs/abstract/pub147abst.html
  • 24. Transformation of Collections 3. The development of e-readers and print-on- demand publishing
  • 25. Transformation of Collections 4. The growth of open access Figure 3: Pace of Substitution of Direct Gold OA for Subscription Journals (normal scale) 100.0% 90.0% 80.0% 70.0% 60.0% 50.0% 40.0% 30.0% 20.0% 10.0% 0.0% 2000 2002 2004 2006 2008 2010 2012 2014 2016 2018 2020 2022 2024 Laakso, et. al. Estimates S-curve Extrapolation Based on 2000-2009 S-curve Extrapolation Based on 2005-2009
  • 26. Transformation of Collections 5. The challenges to establish academic publishing organizations
  • 27. Transformation of Collections 6. The growth new forms of scholarship based on openness and social productivity
  • 28. Openness (from Gideon Burton) 1. Open Access 2. Open Review 3. Open Dialogue 4. Open Process 5. Open Formats 6. Open Data Gideon Burton, “Scholarly Communications must be Open,” August 25, 2009 at: http://www.academicevolution.com/2009/08/scholarly-communications-must-transform-2.html
  • 29. Openness (from Gideon Burton) “It comes down to this: the more academia wishes to enjoy the benefits of the digital medium, the less it can hold on to restrictive and closed practices in the production, vetting, dissemination, and archiving of information.” Gideon Burton, “Scholarly Communications must be Open,” August 25, 2009 at: http://www.academicevolution.com/2009/08/scholarly-communications-must-transform-2.html
  • 30.
  • 31.
  • 32. Transformation of Collections 1. Deconstruct legacy print collections 2. Move from item-by-item book selection to purchase-on-demand and subscriptions 3. Manage the transition to open access journal collections
  • 33. Transformation of Collections 5. Focus on curating unique items 6. Develop new mechanisms for funding national infrastructure

Editor's Notes

  1. Jason Kelly
  2. At 4% increase grows to 2.7% in 2025
  3. History Working Papers Project
  4. History Working Papers Project