Krupal R Upadhyay is seeking a challenging job in a reputed organization to enhance his practical knowledge and interpersonal skills as a Company Secretary. He has a Company Secretary degree from the Institute of Company Secretaries of India and a Bachelor of Commerce degree from Mumbai University. During his 12-month CS management training with Ashapura International Limited, he assisted with various secretarial tasks including drafting board meeting documents, filing regulatory forms, and ensuring compliance with company and securities laws. His strengths include being self-motivated, a hard worker, and a quick learner.

1. Krupal R Upadhyay
A-103, Pushpak CHS, Near Raj Nagar, Dahisar (East), Mumbai-400068.
Mobile: 8655108104 Email: krupalupadhyay@gmail.com
OBJECTIVE
To seek challenging job in a reputed organization and to enhance my practical knowledge and
inter-personal skills which are required as a Company Secretary and to make significant
contribution towards organization objectives and at the same time foster my personal and
professional growth.
EDUCATIONAL QUALIFICATIONS
2014 Company Secretary from Institute of Company Secretaries of
India.
2011 Bachelor of Commerce from Mumbai University.
2008 HSC from Maharashtra Board.
2006 SSC from Maharashtra Board.
 Pursuing LLB (2nd
year) from Nalanda Law College (Mumbai University)
Work Profile - CS Management Training (12 Months)
 Working as CS Management Trainee in “Ashapura International Limited”, part of
Ashapura Group of Industries, from 6th
October, 2014 and it completed on 5th
October, 2015
(12 months training) and also assisted in various assignments of subsidiaries, associates of
Ashapura Group.
 Ashapura Group of Industries is engaged in Mining Industry and India’s largest exporter of
Bentonite. Ashapura Minechem Limited is the flagship Company of Ashapura Group and is
listed on BSE Limited and NSE.
The gist of assignments/works undertaken during 12 months CS Management Training are as
under:
 Company Law & ROC
 Drafting Notice, Agenda, Minutes of Board Meeting, General Meetings and other
Committees of Board viz Audit Committee, Share Transfer Committee, Nomination and
Remuneration Committee, etc.
 Preparation of Paper work and necessary arrangement for holding of Board Meeting and
General Meeting.
 Assisted in drafting Newspaper Advertisement for Board Meeting and General Meeting.

2.  Assisted in Drafting of Director’s Report, Corporate Governance Report, AGM notice,
Proxy form as per provision of Company Law.
 Assisted in process of appointment and resignation of Director, CFO, and e-voting
process.
 Organizing and Maintaining filing and other records of the Company.
 Prepared various e-forms viz. DIR-12, MR-1, MGT-9, MGT-10, MGT-14, MGT-15, GNL-
2, ADT-1, CHG-1, CHG-4, 20B, 23ACA and 23AC under provision of the Companies Act,
2013.
 Scrutinized Minutes, Secretarial Records, Statutory Records and other record of
Company.
 Preparation of various disclosures of directors.
 Assisted in process of Creation, Modification and Satisfaction of charge.
 Assisted in framing of policy on Insider Trading as per Insider Trading Regulation, 2015.
 Handled transfer of Shares and shareholders & Investors Grievances.
 Assisted in Secretarial Audit of the Company.
 Handled payment of dividend to shareholder and related query.
 SEBI, Stock Exchanges & Listing Agreement
 Intimating to BSE & NSE for various compliance of Listing Agreement from time to time.
 Drafting Disclosures given under regulation 30(2) & 30(3) of SEBI (substantial
Acquisition of Shares and Takeover), Regulation 2011.
 Drafting of form - C given under regulation 13(3) of SEBI (Insider trading), Regulation
1992.
 Review notification and amendment of regulatory authority like ICSI, MCA, SEBI, BSE
and NSE.
 Compliance with Clause 49, 35, 41, 47(c) of Listing Agreement and Reconciliation of
Share Capital Audit.
 Prepared and upload result of E-voting under Clause 35A of the Listing Agreement.
 Prepared and uploaded disclosure under Clause 16, 30, 31 of the Listing Agreement.
CERTIFICATION PROGRAMME UNDERGONE

3.  MS-Office
 SIP programme as per ICSI
* MSOP training from ICSI is pending.
STRENGTHS AND PERSONAL ATTRIBUTES
 Self Motivated
 Hard Working
 Team player
 Quick Learner
PERSONAL INFORMATION
Date of birth : 16th
August, 1990
Gender : Male
Nationality : Indian
Languages Known : English, Hindi, Marathi and Gujarati (Reading, Speaking and
Writing).
Hobbies and
Interests :
Playing cricket, Listening music, Watching movies, and
Reading
books
Marital Status : Single

4. Place: Mumbai Krupal R Upadhyay