1. Annual Report for Calendar 2014
(Amendment 1)
The Honorable Robert P Corker Jr. (Corker, Bob)
Filed 07/20/2015 @ 12:41 PM | Print Report
The following statements were checked before filing:
I certify that the statements I have made on this form are true, complete and correct to the best of my knowledge and belief. I
understand that reports cannot be edited once filed. To make corrections, I will submit an electronic amendment to this report.
I omitted assets because they meet the three-part test for exemption.
Part 1. Honoraria Payments or Payments to Charity in Lieu of Honoraria
Did any individual or organization pay you or your spouse more than $200 or donate any amount to a charity on your
behalf, for an article, speech, or appearance? No
Part 2. Earned and Non-Investment Income
Did you or your spouse have reportable earned income or non-investment income? No
Part 3. Assets Amended
Did you, your spouse, or dependent child own any asset worth more than $1000, have a deposit account with a balance
over $5,000, or receive income of more than $200 from an asset? Yes
2. List of assets added to this report
Asset Asset Type Owner Value Inco
1 Corker Development Corporation
Company: Corker Development Corporation
(Chattanooga, TN) Description: Partnership
interest in Limited Partnerships
Business Entity
General Partnership
Self $1,001 - $15,000 None, Interest,
2 Corker Properties X, L.P.
Company: Corker Properties X, L.P.
(Chattanooga, TN) Description: Rental Real
Estate
Business Entity
Limited Partnership (LP)
Self
2.1 The Volunteer Buidling
Description: 832 Georgia Avenue
(Chattanooga, TN)
Real Estate
Commercial
Self $5,000,001 - $25,000,000 Rent/Royalties,
2.2 Raymond James - Wealth Preservation
Advisors
(Chattanooga, TN)
Type:
Bank Deposit Self $100,001 - $250,000 Dividends, Intere
2.3 Goodhew - Private Stock
Description: Goodhew (Chattanooga, TN)
Other Securities Self $15,001 - $50,000 Capital Gains,
2.4 Sweetgreen - Preferred Stock
Description: Sweetgreen (Washington,
D.C.)
Other Securities Self $50,001 - $100,000 Dividends, Capit
3. List of assets added to this report
Asset Asset Type Owner Value Inco
3 Cumberland Trust and Investment
Company
Description: Trust Services (Nashville, TN)
Other Securities Self $15,001 - $50,000 Dividends, Capit
4 Land
Description: Dorothy Burchfield Butler
Family Limited Partnership (Sevieville, TN)
Real Estate
Unimproved Land
Spouse $250,001 - $500,000 Rent/Royalties,
5 Land
Description: Dorothy Burchfield Butler
Management Company (Sevierville, TN)
Real Estate
Unimproved Land
Spouse $250,001 - $500,000 Rent/Royalties,
6 Dorothy Burchfield Butler Estate
Description: Estate of Dorothy
Burchfield (Chattanooga, TN)
Other Securities Spouse
6.1 Bank
(Sevierville, TN)
Type:
Bank Deposit Spouse $100,001 - $250,000 Interest,
7 Whole Life Insurance
Provider: Northwestern Mutual
Life Insurance
Whole
Self $50,001 - $100,000 Dividends,
8 City of Chattanooga, TN Pension Plan Retirement Plans Self $100,001 - $250,000 Dividends,
4. List of assets added to this report
Asset Asset Type Owner Value Inco
Defined Benefit Pension Plan
9 Raymond James - Wealth Preservation
Adviosrs
Brokerage/Managed Account Self
9.1 ABRYX - Invesco Balanced-Risk Allc Y
(NASDAQ)
Mutual Funds
Mutual Fund
Self $250,001 - $500,000 None,
9.2 BREFX - Baron Real Estate Retail
(NASDAQ)
Mutual Funds
Mutual Fund
Self $100,001 - $250,000 Dividends, Capit
9.3 HWAIX - Hotchkis & Wiley Value Opps
Instl (NASDAQ)
Mutual Funds
Mutual Fund
Self $100,001 - $250,000 Dividends, Capit
9.4 OHYFX - JPMorgan High Yield Select
(NASDAQ)
Mutual Funds
Mutual Fund
Self $250,001 - $500,000 Dividends, Intere
9.5 NEFFX - American Funds New Economy
F2 (NASDAQ)
Mutual Funds
Mutual Fund
Self $250,001 - $500,000 Dividends, Capit
9.6 OOSYX - Oppenheimer Senior Floating
Rate Y (NASDAQ)
Mutual Funds
Mutual Fund
Self $50,001 - $100,000 Dividends, Intere
5. List of assets added to this report
Asset Asset Type Owner Value Inco
9.7 PMCPX - Principal MidCap P (NASDAQ) Mutual Funds
Mutual Fund
Self $100,001 - $250,000 Dividends, Capit
9.8 HDPSX - Hodges Small Cap Retail
(NASDAQ)
Mutual Funds
Mutual Fund
Self $50,001 - $100,000 None,
9.9 THOPX - Thompson Bond (NASDAQ) Mutual Funds
Mutual Fund
Self $250,001 - $500,000 Dividends, Capit
9.10 TIQIX - Touchstone Large Cap Growth Y
(NASDAQ)
Mutual Funds
Mutual Fund
Self $250,001 - $500,000 Dividends, Capit
9.11 HIEMX - Virtus Emerging Markets
Opportunities I (NASDAQ)
Mutual Funds
Mutual Fund
Self $100,001 - $250,000 Dividends, Capit
9.12 AQMNX - AQR Managed Futures Strategy
N (NASDAQ)
Mutual Funds
Mutual Fund
Self $100,001 - $250,000 None,
9.13 IAU - iShares Gold Trust (NYSEArca) Mutual Funds
Exchange Traded Funds/Notes
Self $100,001 - $250,000 None,
9.14 EEM - iShares MSCI Emerging Markets
(NYSEArca)
Mutual Funds
Exchange Traded Funds/Notes
Self $250,001 - $500,000 Dividends, Capit
7. List of assets added to this report
Asset Asset Type Owner Value Inco
9.23 DXJ - WisdomTree Japan Hedged Equity
ETF (NYSEArca)
Mutual Funds
Exchange Traded Funds/Notes
Self $100,001 - $250,000 Dividends, Capit
9.24 Georgia State Housing and Financial
Revenue - Cusip 373539S30
Rate/Coupon: 3.55
Matures: 12/01/2025
Government Securities
Municipal Security
Self $50,001 - $100,000 Interest,
9.25 Lee County Florida School Board - Cusip
523494MH2
Rate/Coupon: 3.75
Matures: 08/01/2027
Government Securities
Municipal Security
Self $50,001 - $100,000 Interest,
9.26 Mississippi Development Bond - Cusip
60534TVQ5
Rate/Coupon: 3.25
Matures: 10/01/2024
Government Securities
Municipal Security
Self $50,001 - $100,000 Interest,
9.27 Oyster Bay New York Public Impact -
Cusip 692160KP8
Rate/Coupon: 4
Matures: 03/01/2028
Government Securities
Municipal Security
Self $50,001 - $100,000 Interest,
9.28 Poughkeepsie Town New York Library
Purpose - Cusip 738663Y72
Government Securities
Municipal Security
Self $50,001 - $100,000 Interest,
8. List of assets added to this report
Asset Asset Type Owner Value Inco
Rate/Coupon: 3
Matures: 12/15/19
9.29 St. Landry Parish Louisiana Revenue
Bonds - Cusip 791023AK0
Rate/Coupon: 3
Matures: 03/01/2023
Government Securities
Municipal Security
Self $50,001 - $100,000 Interest,
10 Raymond James - Wealth Preservation
Advisors
Retirement Plans
IRA
Spouse
10.1 ABRYX - Invesco Balanced-Risk Allc Y
(NASDAQ)
Mutual Funds
Mutual Fund
Spouse $1,001 - $15,000 None,
10.2 BREFX - Baron Real Estate Retail
(NASDAQ)
Mutual Funds
Mutual Fund
Spouse $1,001 - $15,000 Dividends, Capit
10.3 CDOZX - Columbia Dividend Opportunity
Z (NASDAQ)
Mutual Funds
Mutual Fund
Spouse $1,001 - $15,000 Dividends, Capit
10.4 OAKIX - Oakmark International I
(NASDAQ)
Mutual Funds
Mutual Fund
Spouse $1,001 - $15,000 None,
9. List of assets added to this report
Asset Asset Type Owner Value Inco
10.5 HWIAX - Hotchkis & Wiley Capital Income
A (NASDAQ)
Mutual Funds
Mutual Fund
Spouse $1,001 - $15,000 Dividends, Capit
10.6 WHIAX - Ivy High Income A (NASDAQ) Mutual Funds
Mutual Fund
Spouse $1,001 - $15,000 Dividends, Capit
10.7 NEFFX - American Funds New Economy
F2 (NASDAQ)
Mutual Funds
Mutual Fund
Spouse $1,001 - $15,000 Dividends, Capit
10.8 OOSYX - Oppenheimer Senior Floating
Rate Y (NASDAQ)
Mutual Funds
Mutual Fund
Spouse $1,001 - $15,000 Dividends, Capit
10.9 PMCPX - Principal MidCap P (NASDAQ) Mutual Funds
Mutual Fund
Spouse $1,001 - $15,000 Dividends, Capit
10.10 HDPSX - Hodges Small Cap Retail
(NASDAQ)
Mutual Funds
Mutual Fund
Spouse $1,001 - $15,000 None,
10.11 PNRZX - Prudential Jennison Natural
Resources Z (NASDAQ)
Mutual Funds
Mutual Fund
Spouse $1,001 - $15,000 None,
10.12 THOPX - Thompson Bond (NASDAQ) Mutual Funds
Mutual Fund
Spouse $1,001 - $15,000 Dividends, Capit
10. List of assets added to this report
Asset Asset Type Owner Value Inco
10.13 QAI - IQ Hedge Multi-Strategy Tracker
ETF (NYSEArca)
Mutual Funds
Exchange Traded Funds/Notes
Spouse $1,001 - $15,000 Dividends, Capit
10.14 AQMNX - AQR Managed Futures Strategy
N (NASDAQ)
Mutual Funds
Mutual Fund
Spouse $1,001 - $15,000 None,
11 Pointer LP - Cash Receivable
(Chattanooga, TN)
Type: Brokerage Sweep Account,
Bank Deposit Self $5,000,001 - $25,000,000 None,
12 Pensco IRA Retirement Plans
IRA
Self
12.1 Pensco
(Denver, CO)
Type: Brokerage Sweep Account,
Bank Deposit Self $1,000,001 - $5,000,000 None,
13 Gerber Taylor - Cash Receivable
(Memphis, TN)
Type: Brokerage Sweep Account,
Bank Deposit Self $500,001 - $1,000,000 None,
14 Minnesota Life - Variable Adjustable Life
Insurance
Life Insurance
Variable
Self
11. List of assets added to this report
Asset Asset Type Owner Value Inco
Provider: Minnesota Life Insurance
Company
14.1 Ivy Growth Subaccount Mutual Funds
Mutual Fund
Self $100,001 - $250,000 None,
14.2 SFT Advantage Index 500 - Subaccount Mutual Funds
Mutual Fund
Self $50,001 - $100,000 None,
14.3 Ivy VIP International Core - Subaccount Mutual Funds
Mutual Fund
Self $15,001 - $50,000 None,
14.4 SFT Ivy Small Growth Mutual Funds
Mutual Fund
Self $15,001 - $50,000 None,
14.5 Ivy VIP Value Mutual Funds
Mutual Fund
Self $50,001 - $100,000 None,
15 NLL Holdings, LLC
Company: NLL, LLC (Dover,
DE) Description: Commercial real estate
projects
Business Entity
Limited Liability Company (LLC)
Self $1,000,001 - $5,000,000 Dividends, Intere
16 Third Floor Grantor Trust Trust Self
12. List of assets added to this report
Asset Asset Type Owner Value Inco
General (Trust)
16.1 McGowin Park, LLC
Company: McGowin Park, LLC
(Chattanooga, TN) Description: Commercial
Real Estate Project
Business Entity
Limited Liability Company (LLC)
Self $1,000,001 - $5,000,000 None,
Part 4a. Periodic Transaction Report Summary
In this section, electronically filed periodic transaction report (PTR) transactions are displayed for you. Have you filed any
paper-based PTRs in this period? No
List of transactions added to this report
# Transaction Date Owner Ticker Asset Name Type Amo
1 02/24/2014 Self CBL CBL & Associates Properties Inc. (NYSE) Sale (Full) $500,001 - $
2 02/25/2014 Self CBL CBL & Associates Properties Inc. (NYSE) Sale (Full) $250,001 - $
3 02/25/2014 Self CBL CBL & Associates Properties Inc. (NYSE) Sale (Full) $100,001 - $
4 02/25/2014 Self CBL CBL & Associates Properties Inc. (NYSE) Sale (Full) $100,001 - $
5 02/24/2014 Self CBL CBL & Associates Properties Inc. (NYSE) Sale (Full) $500,001 - $
6 02/24/2014 Self CBL CBL & Associates Properties Inc. (NYSE) Sale (Full) $500,001 - $
13. List of transactions added to this report
# Transaction Date Owner Ticker Asset Name Type Amo
7 02/24/2014 Self CBL CBL & Associates Properties Inc. (NYSE) Sale (Full) $500,001 - $
8 02/24/2014 Self CBL CBL & Associates Properties Inc. (NYSE) Sale (Full) $100,001 - $
9 05/20/2014 Self FLEX Flextronics International Ltd. (NASDAQ) Sale (Full) $1,001 - $15
10 05/20/2014 Self AVGO Avago Technologies Limited (NASDAQ) Sale (Full) $1,001 - $15
11 05/20/2014 Self TEL TE Connectivity Ltd. (NYSE) Sale (Full) $1,001 - $15
12 05/20/2014 Self XL XL Group plc (NYSE) Sale (Full) $1,001 - $15
13 05/20/2014 Self STX Seagate Technology Public Limited Company (NASDAQ) Sale (Full) $1,001 - $15
14 05/20/2014 Self ICLR ICON Public Limited Company (NASDAQ) Sale (Full) $1,001 - $15
15 05/20/2014 Self AXS AXIS Capital Holdings Limited (NYSE) Sale (Full) $1,001 - $15
16 05/20/2014 Self DOX Amdocs Limited (NASDAQ) Sale (Full) $1,001 - $15
17 05/20/2014 Self WSM Williams-Sonoma Inc. (NYSE) Sale (Full) $1,001 - $15
18 05/20/2014 Self WNR Western Refining, Inc. (NYSE) Sale (Full) $1,001 - $15
19 05/20/2014 Self WDC Western Digital Corporation (NASDAQ) Sale (Full) $1,001 - $15
20 05/20/2014 Self WR Westar Energy, Inc. (NYSE) Sale (Full) $1,001 - $15
21 05/20/2014 Self WCC WESCO International Inc. (NYSE) Sale (Full) $1,001 - $15
22 05/20/2014 Self -- VNTV-Vantiv, Inc. (NYSE) Sale (Full) $1,001 - $15
23 05/20/2014 Self VAL The Valspar Corporation (NYSE) Sale (Full) $1,001 - $15
14. List of transactions added to this report
# Transaction Date Owner Ticker Asset Name Type Amo
24 05/20/2014 Self VLO Valero Energy Corporation (NYSE) Sale (Full) $1,001 - $15
25 05/20/2014 Self TSN Tyson Foods, Inc. (NYSE) Sale (Full) $1,001 - $15
26 05/20/2014 Self TW Towers Watson & Co. (NYSE) Sale (Full) $1,001 - $15
27 05/20/2014 Self TMK Torchmark Corporation (NYSE) Sale (Full) $1,001 - $15
28 05/20/2014 Self TKR Timken Co. (NYSE) Sale (Full) $1,001 - $15
29 05/20/2014 Self TSO Tesoro Corporation (NYSE) Sale (Full) $1,001 - $15
30 05/20/2014 Self TRW TRW Automotive Holdings Corp. (NYSE) Sale (Full) $1,001 - $15
31 05/20/2014 Self AMTD TD Ameritrade Holding Corporation (NYSE) Sale (Full) $1,001 - $15
32 05/20/2014 Self STI SunTrust Banks, Inc. (NYSE) Sale (Full) $1,001 - $15
33 05/20/2014 Self STT State Street Corporation (NYSE) Sale (Full) $1,001 - $15
34 05/20/2014 Self SCHW The Charles Schwab Corporation (NYSE) Sale (Full) $1,001 - $15
35 05/20/2014 Self SWK Stanley Black & Decker, Inc. (NYSE) Sale (Full) $1,001 - $15
36 05/20/2014 Self SLG SL Green Realty Corp. (NYSE) Sale (Full) $1,001 - $15
37 05/20/2014 Self RHI Robert Half International Inc. (NYSE) Sale (Full) $1,001 - $15
38 05/20/2014 Self SEIC SEI Investments Co. (NASDAQ) Sale (Full) $1,001 - $15
39 05/20/2014 Self RKT Rock-Tenn Company (NYSE) Sale (Full) $1,001 - $15
40 05/20/2014 Self RAD Rite Aid Corporation (NYSE) Sale (Full) $1,001 - $15
15. List of transactions added to this report
# Transaction Date Owner Ticker Asset Name Type Amo
41 05/20/2014 Self RGA Reinsurance Group of America Inc. (NYSE) Sale (Full) $1,001 - $15
42 05/20/2014 Self REG Regency Centers Corporation (NYSE) Sale (Full) $1,001 - $15
43 05/20/2014 Self QEP QEP Resources, Inc. (NYSE) Sale (Full) $1,001 - $15
44 05/20/2014 Self PH Parker-Hannifin Corporation (NYSE) Sale (Full) $1,001 - $15
45 05/20/2014 Self OI Owens-Illinois, Inc. (NYSE) Sale (Full) $1,001 - $15
46 05/20/2014 Self ONNN ON Semiconductor Corp. (NASDAQ) Sale (Full) $1,001 - $15
47 05/20/2014 Self OMC Omnicom Group Inc. (NYSE) Sale (Full) $1,001 - $15
48 05/20/2014 Self OCR Omnicare Inc. (NYSE) Sale (Full) $1,001 - $15
49 05/20/2014 Self NBL Noble Energy, Inc. (NYSE) Sale (Full) $1,001 - $15
50 05/20/2014 Self NWL Newell Rubbermaid Inc. (NYSE) Sale (Full) $1,001 - $15
51 05/20/2014 Self NAVI Navient Corporation (NASDAQ) Sale (Full) $1,001 - $15
52 05/20/2014 Self MCO Moody's Corporation (NYSE) Sale (Full) $1,001 - $15
53 05/20/2014 Self MTX Minerals Technologies Inc. (NYSE) Sale (Full) $1,001 - $15
54 05/20/2014 Self MCK McKesson Corporation (NYSE) Sale (Full) $1,001 - $15
55 05/20/2014 Self MHFI McGraw Hill Financial, Inc. (NYSE) Sale (Full) $1,001 - $15
56 05/20/2014 Self MAS Masco Corporation (NYSE) Sale (Full) $1,001 - $15
57 05/20/2014 Self MMC Marsh & McLennan Companies, Inc. (NYSE) Sale (Full) $1,001 - $15
16. List of transactions added to this report
# Transaction Date Owner Ticker Asset Name Type Amo
58 05/20/2014 Self MPC Marathon Petroleum Corporation (NYSE) Sale (Full) $1,001 - $15
59 05/20/2014 Self MAN ManpowerGroup Inc. (NYSE) Sale (Full) $1,001 - $15
60 05/20/2014 Self M Macy's, Inc. (NYSE) Sale (Full) $1,001 - $15
61 05/20/2014 Self MAC The Macerich Company (NYSE) Sale (Full) $1,001 - $15
62 05/20/2014 Self LO Lorillard, Inc. (NYSE) Sale (Full) $1,001 - $15
63 05/20/2014 Self L Loews Corporation (NYSE) Sale (Full) $1,001 - $15
64 05/20/2014 Self LEA Lear Corp. (NYSE) Sale (Full) $1,001 - $15
65 05/20/2014 Self KIM Kimco Realty Corporation (NYSE) Sale (Full) $1,001 - $15
66 05/20/2014 Self JBL Jabil Circuit Inc. (NYSE) Sale (Full) $1,001 - $15
67 05/20/2014 Self IP International Paper Company (NYSE) Sale (Full) $1,001 - $15
68 05/20/2014 Self IP International Paper Company (NYSE) Sale (Full) $1,001 - $15
69 05/20/2014 Self IACI IAC/InterActiveCorp (NASDAQ) Sale (Full) $1,001 - $15
70 05/20/2014 Self HII Huntington Ingalls Industries, Inc. (NYSE) Sale (Full) $1,001 - $15
71 05/20/2014 Self HBAN Huntington Bancshares Incorporated (NASDAQ) Sale (Full) $1,001 - $15
72 05/20/2014 Self HUB-B Hubbell Inc. (NYSE) Sale (Full) $1,001 - $15
73 05/20/2014 Self HRS Harris Corporation (NYSE) Sale (Full) $1,001 - $15
74 05/20/2014 Self GXP Great Plains Energy Incorporated (NYSE) Sale (Full) $1,001 - $15
17. List of transactions added to this report
# Transaction Date Owner Ticker Asset Name Type Amo
75 05/20/2014 Self GPK Graphic Packaging Holding Company (NYSE) Sale (Full) $1,001 - $15
76 05/20/2014 Self FUL HB Fuller Co. (NYSE) Sale (Full) $1,001 - $15
77 05/20/2014 Self FL Foot Locker, Inc. (NYSE) Sale (Full) $1,001 - $15
78 05/20/2014 Self FLS Flowserve Corp. (NYSE) Sale (Full) $1,001 - $15
79 05/20/2014 Self FLR Fluor Corporation (NYSE) Sale (Full) $1,001 - $15
80 05/20/2014 Self FITB Fifth Third Bancorp (NASDAQ) Sale (Full) $1,001 - $15
81 05/20/2014 Self EXPE Expedia Inc. (NASDAQ) Sale (Full) $1,001 - $15
82 05/20/2014 Self EFX Equifax Inc. (NYSE) Sale (Full) $1,001 - $15
83 05/20/2014 Self ESS Essex Property Trust Inc. (NYSE) Sale (Full) $1,001 - $15
84 05/20/2014 Self EQR Equity Residential (NYSE) Sale (Full) $1,001 - $15
85 05/20/2014 Self EGN Energen Corp. (NYSE) Sale (Full) $1,001 - $15
86 05/20/2014 Self EIX Edison International (NYSE) Sale (Full) $1,001 - $15
87 05/20/2014 Self EWBC East West Bancorp, Inc. (NASDAQ) Sale (Full) $1,001 - $15
88 05/20/2014 Self DFS Discover Financial Services (NYSE) Sale (Full) $1,001 - $15
89 05/20/2014 Self EQT EQT Corporation (NYSE) Sale (Full) $1,001 - $15
90 05/20/2014 Self DOV Dover Corporation (NYSE) Sale (Full) $1,001 - $15
91 05/20/2014 Self DVA DaVita HealthCare Partners Inc. (NYSE) Sale (Full) $1,001 - $15
18. List of transactions added to this report
# Transaction Date Owner Ticker Asset Name Type Amo
92 05/20/2014 Self CW Curtiss-Wright Corporation (NYSE) Sale (Full) $1,001 - $15
93 05/20/2014 Self CCK Crown Holdings Inc. (NYSE) Sale (Full) $1,001 - $15
94 05/20/2014 Self STZ Constellation Brands Inc. (NYSE) Sale (Full) $1,001 - $15
95 05/20/2014 Self CMA Comerica Incorporated (NYSE) Sale (Full) $1,001 - $15
96 05/20/2014 Self CCE Coca-Cola Enterprises Inc. (NYSE) Sale (Full) $1,001 - $15
97 05/20/2014 Self CSL Carlisle Companies Incorporated (NYSE) Sale (Full) $1,001 - $15
98 05/20/2014 Self CFN CareFusion Corporation (NYSE) Sale (Full) $1,001 - $15
99 05/20/2014 Self CAH Cardinal Health, Inc. (NYSE) Sale (Full) $1,001 - $15
100 05/20/2014 Self CAM Cameron International Corporation (NYSE) Sale (Full) $1,001 - $15
101 05/20/2014 Self CI Cigna Corp. (NYSE) Sale (Full) $1,001 - $15
102 05/20/2014 Self CBS CBS Corporation (NYSE) Sale (Full) $1,001 - $15
103 05/20/2014 Self BC Brunswick Corporation (NYSE) Sale (Full) $1,001 - $15
104 05/20/2014 Self BC Brunswick Corporation (NYSE) Sale (Full) $1,001 - $15
105 05/20/2014 Self BRCD Brocade Communications Systems, Inc. (NASDAQ) Sale (Full) $1,001 - $15
106 05/20/2014 Self BSX Boston Scientific Corporation (NYSE) Sale (Full) $1,001 - $15
107 05/20/2014 Self BSX Boston Scientific Corporation (NYSE) Sale (Full) $1,001 - $15
108 05/20/2014 Self BXP Boston Properties Inc. (NYSE) Sale (Full) $1,001 - $15
19. List of transactions added to this report
# Transaction Date Owner Ticker Asset Name Type Amo
109 05/20/2014 Self BBT BB&T Corporation (NYSE) Sale (Full) $1,001 - $15
110 05/20/2014 Self ARW Arrow Electronics, Inc. (NYSE) Sale (Full) $1,001 - $15
111 05/20/2014 Self AVT Avnet, Inc. (NYSE) Sale (Full) $1,001 - $15
112 05/20/2014 Self APOL Apollo Education Group, Inc. (NASDAQ) Sale (Full) $1,001 - $15
113 05/20/2014 Self ADI Analog Devices, Inc. (NASDAQ) Sale (Full) $1,001 - $15
114 05/20/2014 Self ABC AmerisourceBergen Corporation (NYSE) Sale (Full) $1,001 - $15
115 05/20/2014 Self AEP American Electric Power Co., Inc. (NYSE) Sale (Full) $1,001 - $15
116 05/20/2014 Self AEE Ameren Corporation (NYSE) Sale (Full) $1,001 - $15
117 05/20/2014 Self LNT Alliant Energy Corporation (NYSE) Sale (Full) $1,001 - $15
118 05/20/2014 Self ALL The Allstate Corporation (NYSE) Sale (Full) $1,001 - $15
119 05/20/2014 Self ADS Alliance Data Systems Corporation (NYSE) Sale (Full) $1,001 - $15
120 05/20/2014 Self Y Alleghany Corporation (NYSE) Sale (Full) $1,001 - $15
121 05/20/2014 Self -- ATVI-Activision Blizzard, Inc. (NASDAQ) Sale (Full) $1,001 - $15
122 05/20/2014 Self AES The AES Corporation (NYSE) Sale (Full) $1,001 - $15
123 05/20/2014 Self TYC Tyco International Ltd. (NYSE) Sale (Full) $1,001 - $15
124 05/20/2014 Self TEL TE Connectivity Ltd. (NYSE) Sale (Full) $1,001 - $15
125 05/20/2014 Self ACE ACE Limited (NYSE) Sale (Full) $1,001 - $15
20. List of transactions added to this report
# Transaction Date Owner Ticker Asset Name Type Amo
126 05/20/2014 Self VR Validus Holdings, Ltd. (NYSE) Sale (Full) $1,001 - $15
127 05/20/2014 Self STX Seagate Technology Public Limited Company (NASDAQ) Sale (Full) $1,001 - $15
128 05/20/2014 Self LBTYK Liberty Global plc (NASDAQ) Sale (Full) $1,001 - $15
129 05/20/2014 Self COV Covidien plc (NYSE) Sale (Full) $1,001 - $15
130 05/20/2014 Self ZMH Zimmer Holdings, Inc. (NYSE) Sale (Full) $1,001 - $15
131 05/20/2014 Self WDC Western Digital Corporation (NASDAQ) Sale (Full) $1,001 - $15
132 05/20/2014 Self WFC Wells Fargo & Company (NYSE) Sale (Full) $15,001 - $5
133 05/20/2014 Self VZ Verizon Communications Inc. (NYSE) Sale (Full) $1,001 - $15
134 05/20/2014 Self VLO Valero Energy Corporation (NYSE) Sale (Full) $1,001 - $15
135 05/20/2014 Self TSN Tyson Foods, Inc. (NYSE) Sale (Full) $1,001 - $15
136 05/20/2014 Self TRV The Travelers Companies, Inc. (NYSE) Sale (Full) $1,001 - $15
137 05/20/2014 Self STT State Street Corporation (NYSE) Sale (Full) $1,001 - $15
138 05/20/2014 Self SIX Six Flags Entertainment Corporation (NYSE) Sale (Full) $1,001 - $15
139 05/20/2014 Self SLB Schlumberger Limited (NYSE) Sale (Full) $1,001 - $15
140 05/20/2014 Self SNY Sanofi (NYSE) Sale (Full) $1,001 - $15
141 05/20/2014 Self RKT Rock-Tenn Company (NYSE) Sale (Full) $1,001 - $15
142 05/20/2014 Self RTN Raytheon Co. (NYSE) Sale (Full) $1,001 - $15
21. List of transactions added to this report
# Transaction Date Owner Ticker Asset Name Type Amo
143 05/20/2014 Self QEP QEP Resources, Inc. (NYSE) Sale (Full) $1,001 - $15
144 05/20/2014 Self DGX Quest Diagnostics Inc. (NYSE) Sale (Full) $1,001 - $15
145 05/20/2014 Self QCOM QUALCOMM Incorporated (NASDAQ) Sale (Full) $1,001 - $15
146 05/20/2014 Self PSX Phillips 66 (NYSE) Sale (Full) $15,001 - $5
147 05/20/2014 Self PFE Pfizer Inc. (NYSE) Sale (Full) $15,001 - $5
148 05/20/2014 Self PH Parker-Hannifin Corporation (NYSE) Sale (Full) $1,001 - $15
149 05/20/2014 Self ORCL Oracle Corporation (NYSE) Sale (Full) $1,001 - $15
150 05/20/2014 Self ONNN ON Semiconductor Corp. (NASDAQ) Sale (Full) $1,001 - $15
151 05/20/2014 Self OMC Omnicom Group Inc. (NYSE) Sale (Full) $1,001 - $15
152 05/20/2014 Self OCR Omnicare Inc. (NYSE) Sale (Full) $1,001 - $15
153 05/20/2014 Self OXY Occidental Petroleum Corporation (NYSE) Sale (Full) $15,001 - $5
154 05/20/2014 Self NSC Norfolk Southern Corporation (NYSE) Sale (Full) $1,001 - $15
155 05/20/2014 Self NWSA News Corporation (NASDAQ) Sale (Full) $1,001 - $15
156 05/20/2014 Self MSFT Microsoft Corporation (NASDAQ) Sale (Full) $1,001 - $15
157 05/20/2014 Self MET MetLife, Inc. (NYSE) Sale (Full) $1,001 - $15
158 05/20/2014 Self MPC Marathon Petroleum Corporation (NYSE) Sale (Full) $1,001 - $15
159 05/20/2014 Self MDT Medtronic, Inc. (NYSE) Sale (Full) $1,001 - $15
22. List of transactions added to this report
# Transaction Date Owner Ticker Asset Name Type Amo
160 05/20/2014 Self MCK McKesson Corporation (NYSE) Sale (Full) $1,001 - $15
161 05/20/2014 Self M Macy's, Inc. (NYSE) Sale (Full) $1,001 - $15
162 05/20/2014 Self LMT Lockheed Martin Corporation (NYSE) Sale (Full) $1,001 - $15
163 05/20/2014 Self LMCA Liberty Media Corporation (NASDAQ) Sale (Full) $1,001 - $15
164 05/20/2014 Self LEA Lear Corp. (NYSE) Sale (Full) $1,001 - $15
165 05/20/2014 Self LH Laboratory Corp. of America Holdings (NYSE) Sale (Full) $1,001 - $15
166 05/20/2014 Self JNJ Johnson & Johnson (NYSE) Sale (Full) $15,001 - $5
167 05/20/2014 Self JPM JPMorgan Chase & Co. (NYSE) Sale (Full) $15,001 - $5
168 05/20/2014 Self IP International Paper Company (NYSE) Sale (Full) $1,001 - $15
169 05/20/2014 Self HUN Huntsman Corporation (NYSE) Sale (Full) $1,001 - $15
170 05/20/2014 Self HON Honeywell International Inc. (NYSE) Sale (Full) $1,001 - $15
171 05/20/2014 Self HD The Home Depot, Inc. (NYSE) Sale (Full) $1,001 - $15
172 05/20/2014 Self GPN Global Payments Inc. (NYSE) Sale (Full) $1,001 - $15
173 05/20/2014 Self FE FirstEnergy Corp. (NYSE) Sale (Full) $1,001 - $15
174 05/20/2014 Self FITB Fifth Third Bancorp (NASDAQ) Sale (Full) $1,001 - $15
175 05/20/2014 Self FIS Fidelity National Information Services, Inc. (NYSE) Sale (Full) $1,001 - $15
176 05/20/2014 Self XOM Exxon Mobil Corporation (NYSE) Sale (Full) $15,001 - $5
23. List of transactions added to this report
# Transaction Date Owner Ticker Asset Name Type Amo
177 05/20/2014 Self ESRX Express Scripts Holding Company (NASDAQ) Sale (Full) $1,001 - $15
178 05/20/2014 Self EGN Energen Corp. (NYSE) Sale (Full) $1,001 - $15
179 05/20/2014 Self EQT EQT Corporation (NYSE) Sale (Full) $1,001 - $15
180 05/02/2014 Self EOG EOG Resources, Inc. (NYSE) Sale (Full) $1,001 - $15
181 05/20/2014 Self EMC EMC Corporation (NYSE) Sale (Full) $1,001 - $15
182 05/20/2014 Self DOV Dover Corporation (NYSE) Sale (Full) $1,001 - $15
183 05/20/2014 Self CCK Crown Holdings Inc. (NYSE) Sale (Full) $1,001 - $15
184 05/20/2014 Self DFS Discover Financial Services (NYSE) Sale (Full) $1,001 - $15
185 05/20/2014 Self CR Crane Co. (NYSE) Sale (Full) $1,001 - $15
186 05/20/2014 Self CMCSA Comcast Corporation (NASDAQ) Sale (Full) $1,001 - $15
187 05/02/2014 Self C Citigroup Inc. (NYSE) Sale (Full) $15,001 - $5
188 05/20/2014 Self COF Capital One Financial Corporation (NYSE) Sale (Full) $15,001 - $5
189 05/20/2014 Self CSCO Cisco Systems, Inc. (NASDAQ) Sale (Full) $15,001 - $5
190 05/20/2014 Self CVS CVS Caremark Corporation (NYSE) Sale (Full) $15,001 - $5
191 05/20/2014 Self CBS CBS Corporation (NYSE) Sale (Full) $1,001 - $15
192 05/20/2014 Self BRCD Brocade Communications Systems, Inc. (NASDAQ) Sale (Full) $1,001 - $15
193 05/20/2014 Self BBT BB&T Corporation (NYSE) Sale (Full) $1,001 - $15
24. List of transactions added to this report
# Transaction Date Owner Ticker Asset Name Type Amo
194 05/20/2014 Self BRK-B Berkshire Hathaway Inc. (NYSE) Sale (Full) $15,001 - $5
195 05/20/2014 Self AAPL Apple Inc. (NASDAQ) Sale (Full) $15,001 - $5
196 05/20/2014 Self APOL Apollo Education Group, Inc. (NASDAQ) Sale (Full) $1,001 - $15
197 05/20/2014 Self AMH American Homes 4 Rent (NYSE) Sale (Full) $1,001 - $15
198 05/20/2014 Self AGNC American Capital Agency Corp. (NASDAQ) Sale (Full) $1,001 - $15
199 05/20/2014 Self ALL The Allstate Corporation (NYSE) Sale (Full) $1,001 - $15
200 05/20/2014 Self ABBV AbbVie Inc. (NYSE) Sale (Full) $1,001 - $15
201 05/20/2014 Self AES The AES Corporation (NYSE) Sale (Full) $1,001 - $15
202 05/20/2014 Self PRGO Perrigo Company Public Limited Company (NYSE) Sale (Full) $15,001 - $5
203 05/20/2014 Self V Visa Inc. (NYSE) Sale (Full) $15,001 - $5
204 05/20/2014 Self VRSK Verisk Analytics, Inc. (NASDAQ) Sale (Full) $15,001 - $5
205 05/20/2014 Self VAR Varian Medical Systems, Inc. (NYSE) Sale (Full) $15,001 - $5
206 05/20/2014 Self SRCL Stericycle, Inc. (NASDAQ) Sale (Full) $15,001 - $5
207 05/20/2014 Self SLB Schlumberger Limited (NYSE) Sale (Full) $15,001 - $5
208 05/20/2014 Self QCOM QUALCOMM Incorporated (NASDAQ) Sale (Full) $50,001 - $1
209 05/20/2014 Self PCLN The Priceline Group Inc. (NASDAQ) Sale (Full) $15,001 - $5
210 05/20/2014 Self NOV National Oilwell Varco, Inc. (NYSE) Sale (Full) $15,001 - $5
25. List of transactions added to this report
# Transaction Date Owner Ticker Asset Name Type Amo
211 05/20/2014 Self MJN Mead Johnson Nutrition Company (NYSE) Sale (Full) $15,001 - $5
212 05/20/2014 Self MTB M&T Bank Corporation (NYSE) Sale (Full) $50,001 - $1
213 05/20/2014 Self LKQ LKQ Corp. (NASDAQ) Sale (Full) $15,001 - $5
214 05/20/2014 Self GOOG Google Inc. (NASDAQ) Sale (Full) $15,001 - $5
215 05/20/2014 Self GOOGL Google Inc. (NASDAQ) Sale (Full) $15,001 - $5
216 05/20/2014 Self ESRX Express Scripts Holding Company (NASDAQ) Sale (Full) $50,001 - $1
217 05/02/2014 Self EMC EMC Corporation (NYSE) Sale (Full) $50,001 - $1
218 05/20/2014 Self CMI Cummins Inc. (NYSE) Sale (Full) $15,001 - $5
219 05/20/2014 Self CTSH Cognizant Technology Solutions Corporation (NASDAQ) Sale (Full) $50,001 - $1
220 05/20/2014 Self COH Coach, Inc. (NYSE) Sale (Full) $15,001 - $5
221 05/20/2014 Self BRK-B Berkshire Hathaway Inc. (NYSE) Sale (Full) $50,001 - $1
222 05/20/2014 Self AAPL Apple Inc. (NASDAQ) Sale (Full) $50,001 - $1
223 05/20/2014 Self DDAIF Daimler AG (OTC Markets) Sale (Full) $15,001 - $5
224 05/20/2014 Self YARIY Yara International ASA (OTC Markets) Sale (Full) $1,001 - $15
225 05/20/2014 Self WTKWY Wolters Kluwer NV (OTC Markets) Sale (Full) $1,001 - $15
226 05/20/2014 Self WBK Westpac Banking Corporation (NYSE) Sale (Full) $1,001 - $15
227 05/20/2014 Self WFC Wells Fargo & Company (NYSE) Sale (Full) $1,001 - $15
26. List of transactions added to this report
# Transaction Date Owner Ticker Asset Name Type Amo
228 05/20/2014 Self WM Waste Management, Inc. (NYSE) Sale (Full) $1,001 - $15
229 05/20/2014 Self MRWSY Wm. Morrison Supermarkets plc (OTC Markets) Sale (Full) $1,001 - $15
230 05/20/2014 Self VOD Vodafone Group Public Limited Company (NASDAQ) Sale (Full) $1,001 - $15
231 05/20/2014 Self VIVHY Vivendi Soci (OTC Markets) Sale (Full) $1,001 - $15
232 05/20/2014 Self VCISY VINCI S.A. (OTC Markets) Sale (Full) $15,001 - $5
233 05/20/2014 Self VZ Verizon Communications Inc. (NYSE) Sale (Full) $15,001 - $5
234 05/20/2014 Self UUGRY United Utilities Group PLC (OTC Markets) Sale (Full) $15,001 - $5
235 05/20/2014 Self UL Unilever plc (NYSE) Sale (Full) $1,001 - $15
236 05/20/2014 Self UNRDY Unibail-Rodamco SE (OTC Markets) Sale (Full) $1,001 - $15
237 05/20/2014 Self TOT Total SA (NYSE) Sale (Full) $15,001 - $5
238 05/20/2014 Self TEZNY TERNA - Rete Elettrica Nazionale Societ (OTC Markets) Sale (Full) $15,001 - $5
239 05/20/2014 Self TLSYY Telstra Corporation Limited (OTC Markets) Sale (Full) $15,001 - $5
240 05/20/2014 Self NGLS Targa Resources Partners LP (NYSE) Sale (Full) $1,001 - $15
241 05/20/2014 Self TE TECO Energy, Inc. (NYSE) Sale (Full) $1,001 - $15
242 05/20/2014 Self SCMWY Swisscom AG (OTC Markets) Sale (Full) $15,001 - $5
243 05/20/2014 Self SVNLY Svenska Handelsbanken AB (publ) (OTC Markets) Sale (Full) $1,001 - $15
244 05/20/2014 Self STO Statoil ASA (NYSE) Sale (Full) $1,001 - $15
27. List of transactions added to this report
# Transaction Date Owner Ticker Asset Name Type Amo
245 05/20/2014 Self SO Southern Company (NYSE) Sale (Full) $1,001 - $15
246 05/20/2014 Self SJR Shaw Communications, Inc. (NYSE) Sale (Full) $1,001 - $15
247 05/20/2014 Self STRNY SEVERN TRENT PLC (OTC Markets) Sale (Full) $1,001 - $15
248 05/20/2014 Self SNY Sanofi (NYSE) Sale (Full) $1,001 - $15
249 05/20/2014 Self SSEZY SSE plc (OTC Markets) Sale (Full) $15,001 - $5
250 05/20/2014 Self RDS-A Royal Dutch Shell plc (NYSE) Sale (Full) $15,001 - $5
251 05/20/2014 Self RCI Rogers Communications Inc. (NYSE) Sale (Full) $1,001 - $15
252 05/20/2014 Self RHHBY Roche Holding AG (OTC Markets) Sale (Full) $1,001 - $15
253 05/20/2014 Self RAI Reynolds American Inc. (NYSE) Sale (Full) $15,001 - $5
254 05/20/2014 Self RGC Regal Entertainment Group (NYSE) Sale (Full) $1,001 - $15
255 05/20/2014 Self POT Potash Corp. of Saskatchewan, Inc. (NYSE) Sale (Full) $1,001 - $15
256 05/20/2014 Self PHI Philippine Long Distance Telephone Company (NYSE) Sale (Full) $1,001 - $15
257 05/20/2014 Self PM Philip Morris International, Inc. (NYSE) Sale (Full) $1,001 - $15
258 05/20/2014 Self PEP Pepsico, Inc. (NYSE) Sale (Full) $1,001 - $15
259 05/20/2014 Self PSO Pearson plc (NYSE) Sale (Full) $1,001 - $15
260 05/20/2014 Self PPL PPL Corporation (NYSE) Sale (Full) $15,001 - $5
261 05/20/2014 Self ORKLY Orkla ASA (OTC Markets) Sale (Full) $1,001 - $15
28. List of transactions added to this report
# Transaction Date Owner Ticker Asset Name Type Amo
262 05/20/2014 Self NVS Novartis AG (NYSE) Sale (Full) $1,001 - $15
263 05/20/2014 Self NSRGY Nestl (OTC Markets) Sale (Full) $1,001 - $15
264 05/20/2014 Self NGG National Grid plc (NYSE) Sale (Full) $15,001 - $5
265 05/20/2014 Self -- MURGY - Munich RE Group ADR Sale (Full) $1,001 - $15
266 05/20/2014 Self MCHP Microchip Technology Inc. (NASDAQ) Sale (Full) $1,001 - $15
267 05/20/2014 Self MSFT Microsoft Corporation (NASDAQ) Sale (Full) $1,001 - $15
268 05/20/2014 Self MRK Merck & Co. Inc. (NYSE) Sale (Full) $1,001 - $15
269 05/20/2014 Self MCD McDonald's Corp. (NYSE) Sale (Full) $1,001 - $15
270 05/20/2014 Self MAT Mattel, Inc. (NASDAQ) Sale (Full) $1,001 - $15
271 05/20/2014 Self MWE MarkWest Energy Partners, L.P. (NYSE) Sale (Full) $1,001 - $15
272 05/20/2014 Self LO Lorillard, Inc. (NYSE) Sale (Full) $15,001 - $5
273 05/20/2014 Self LMT Lockheed Martin Corporation (NYSE) Sale (Full) $1,001 - $15
274 05/20/2014 Self KMP Kinder Morgan Energy Partners, L.P. (NYSE) Sale (Full) $1,001 - $15
275 05/20/2014 Self KMB Kimberly-Clark Corporation (NYSE) Sale (Full) $1,001 - $15
276 05/20/2014 Self KLAC KLA-Tencor Corporation (NASDAQ) Sale (Full) $1,001 - $15
277 05/20/2014 Self JNJ Johnson & Johnson (NYSE) Sale (Full) $1,001 - $15
278 05/20/2014 Self TEG Integrys Energy Group, Inc. (NYSE) Sale (Full) $1,001 - $15
29. List of transactions added to this report
# Transaction Date Owner Ticker Asset Name Type Amo
279 05/20/2014 Self ITYBY Imperial Tobacco Group plc (OTC Markets) Sale (Full) $15,001 - $5
280 05/20/2014 Self HCN Health Care REIT, Inc. (NYSE) Sale (Full) $15,001 - $5
281 05/20/2014 Self GSK GlaxoSmithKline plc (NYSE) Sale (Full) $15,001 - $5
282 05/20/2014 Self AJG Arthur J Gallagher & Co. (NYSE) Sale (Full) $1,001 - $15
283 05/20/2014 Self EPD Enterprise Products Partners L.P. (NYSE) Sale (Full) $1,001 - $15
284 05/20/2014 Self EMR Emerson Electric Co. (NYSE) Sale (Full) $1,001 - $15
285 05/20/2014 Self ECIFY Electricite de France SA (OTC Markets) Sale (Full) $15,001 - $5
286 05/20/2014 Self DUK Duke Energy Corporation (NYSE) Sale (Full) $15,001 - $5
287 05/20/2014 Self DOW The Dow Chemical Company (NYSE) Sale (Full) $1,001 - $15
288 05/20/2014 Self RRD R.R. Donnelley & Sons Company (NASDAQ) Sale (Full) $1,001 - $15
289 05/20/2014 Self D Dominion Resources, Inc. (NYSE) Sale (Full) $1,001 - $15
290 05/20/2014 Self DD E. I. du Pont de Nemours and Company (NYSE) Sale (Full) $1,001 - $15
291 05/20/2014 Self DO Diamond Offshore Drilling, Inc. (NYSE) Sale (Full) $1,001 - $15
292 05/20/2014 Self DEO Diageo plc (NYSE) Sale (Full) $1,001 - $15
293 05/20/2014 Self DPSGY Deutsche Post AG (OTC Markets) Sale (Full) $1,001 - $15
294 05/20/2014 Self DTEGY Deutsche Telekom AG (OTC Markets) Sale (Full) $15,001 - $5
295 05/20/2014 Self DE Deere & Company (NYSE) Sale (Full) $1,001 - $15
30. List of transactions added to this report
# Transaction Date Owner Ticker Asset Name Type Amo
296 05/20/2014 Self CXW Corrections Corporation of America (NYSE) Sale (Full) $1,001 - $15
297 05/20/2014 Self COP ConocoPhillips (NYSE) Sale (Full) $1,001 - $15
298 05/20/2014 Self CMPGY Compass Group PLC (OTC Markets) Sale (Full) $1,001 - $15
299 05/20/2014 Self CMWAY Commonwealth Bank of Australia (OTC Markets) Sale (Full) $1,001 - $15
300 05/20/2014 Self CTL CenturyLink, Inc. (NYSE) Sale (Full) $15,001 - $5
301 05/20/2014 Self CPYYY Centrica plc (OTC Markets) Sale (Full) $15,001 - $5
302 05/20/2014 Self CME CME Group Inc. (NASDAQ) Sale (Full) $1,001 - $15
303 05/20/2014 Self BTI British American Tobacco plc (AMEX) Sale (Full) $1,001 - $15
304 05/20/2014 Self BCE BCE Inc. (NYSE) Sale (Full) $15,001 - $5
305 05/20/2014 Self BHP BHP Billiton Limited (NYSE) Sale (Full) $1,001 - $15
306 05/20/2014 Self BASFY BASF SE (OTC Markets) Sale (Full) $1,001 - $15
307 05/20/2014 Self BAESY BAE Systems plc (OTC Markets) Sale (Full) $15,001 - $5
308 05/20/2014 Self AZN AstraZeneca PLC (NYSE) Sale (Full) $1,001 - $15
309 05/20/2014 Self AEE Ameren Corporation (NYSE) Sale (Full) $1,001 - $15
310 05/20/2014 Self AAPL Apple Inc. (NASDAQ) Sale (Full) $1,001 - $15
311 05/20/2014 Self BUD Anheuser-Busch InBev SA/NV (NYSE) Sale (Full) $1,001 - $15
312 05/20/2014 Self MO Altria Group Inc. (NYSE) Sale (Full) $15,001 - $5
31. List of transactions added to this report
# Transaction Date Owner Ticker Asset Name Type Amo
313 05/20/2014 Self ADP Automatic Data Processing, Inc. (NASDAQ) Sale (Full) $1,001 - $15
314 05/20/2014 Self AZSEY Allianz SE (OTC Markets) Sale (Full) $1,001 - $15
315 05/20/2014 Self ABBV AbbVie Inc. (NYSE) Sale (Full) $1,001 - $15
316 05/20/2014 Self T AT&T, Inc. (NYSE) Sale (Full) $15,001 - $5
317 05/16/2014 Self AVGO Avago Technologies Limited (NASDAQ) Sale (Full) $1,001 - $15
318 05/14/2014 Self STZ Constellation Brands Inc. (NYSE) Sale (Full) $1,001 - $15
319 05/09/2014 Self VTR Ventas, Inc. (NYSE) Sale (Full) $1,001 - $15
320 05/08/2014 Self BRK-B Berkshire Hathaway Inc. (NYSE) Sale (Full) $1,001 - $15
321 05/08/2014 Self AAPL Apple Inc. (NASDAQ) Sale (Full) $1,001 - $15
322 05/08/2014 Self AAPL Apple Inc. (NASDAQ) Sale (Full) $1,001 - $15
323 05/07/2014 Self MRO Marathon Oil Corporation (NYSE) Sale (Full) $1,001 - $15
324 05/07/2014 Self NTAP NetApp, Inc. (NASDAQ) Sale (Full) $1,001 - $15
325 05/07/2014 Self BRCD Brocade Communications Systems, Inc. (NASDAQ) Sale (Full) $1,001 - $15
326 05/07/2014 Self VZ Verizon Communications Inc. (NYSE) Purchase $1,001 - $15
327 05/07/2014 Self EGN Energen Corp. (NYSE) Purchase $1,001 - $15
328 05/06/2014 Self CR Crane Co. (NYSE) Purchase $1,001 - $15
329 05/02/2014 Self MPC Marathon Petroleum Corporation (NYSE) Purchase $1,001 - $15
32. List of transactions added to this report
# Transaction Date Owner Ticker Asset Name Type Amo
330 05/02/2014 Self AAPL Apple Inc. (NASDAQ) Purchase $1,001 - $15
331 05/02/2014 Self CMI Cummins Inc. (NYSE) Sale (Full) $15,001 - $5
332 05/02/2014 Self BRK-B Berkshire Hathaway Inc. (NYSE) Sale (Full) $1,001 - $15
333 05/02/2014 Self AAPL Apple Inc. (NASDAQ) Sale (Full) $1,001 - $15
334 05/02/2014 Self V Visa Inc. (NYSE) Purchase $1,001 - $15
335 05/01/2014 Self MCK McKesson Corporation (NYSE) Sale (Full) $1,001 - $15
336 05/01/2014 Self VOD Vodafone Group Public Limited Company (NASDAQ) Purchase $1,001 - $15
337 04/30/2014 Self AZSEY Allianz SE (OTC Markets) Purchase $1,001 - $15
338 04/29/2014 Self AZN AstraZeneca PLC (NYSE) Sale (Full) $1,001 - $15
339 04/29/2014 Self AZSEY Allianz SE (OTC Markets) Purchase $1,001 - $15
340 04/28/2014 Self ROSE Rosetta Resources, Inc. (NASDAQ) Sale (Full) $1,001 - $15
341 04/28/2014 Self WNR Western Refining, Inc. (NYSE) Purchase $1,001 - $15
342 04/28/2014 Self SIEGY Siemens Aktiengesellschaft (OTC Markets) Sale (Full) $1,001 - $15
343 04/28/2014 Self CI Cigna Corp. (NYSE) Sale (Full) $1,001 - $15
344 04/28/2014 Self BAC Bank of America Corporation (NYSE) Sale (Full) $15,001 - $5
345 04/28/2014 Self AMGN Amgen Inc. (NASDAQ) Sale (Full) $1,001 - $15
346 04/28/2014 Self VLO Valero Energy Corporation (NYSE) Purchase $1,001 - $15
33. List of transactions added to this report
# Transaction Date Owner Ticker Asset Name Type Amo
347 04/28/2014 Self TRV The Travelers Companies, Inc. (NYSE) Purchase $1,001 - $15
348 04/28/2014 Self PSX Phillips 66 (NYSE) Purchase $1,001 - $15
349 04/28/2014 Self MPC Marathon Petroleum Corporation (NYSE) Purchase $1,001 - $15
350 04/28/2014 Self LH Laboratory Corp. of America Holdings (NYSE) Purchase $1,001 - $15
351 04/28/2014 Self IP International Paper Company (NYSE) Purchase $1,001 - $15
352 04/28/2014 Self HUN Huntsman Corporation (NYSE) Purchase $1,001 - $15
353 04/28/2014 Self HD The Home Depot, Inc. (NYSE) Purchase $1,001 - $15
354 04/28/2014 Self ESRX Express Scripts Holding Company (NASDAQ) Purchase $1,001 - $15
355 04/28/2014 Self EMC EMC Corporation (NYSE) Purchase $1,001 - $15
356 04/28/2014 Self DFS Discover Financial Services (NYSE) Purchase $1,001 - $15
357 04/28/2014 Self COF Capital One Financial Corporation (NYSE) Purchase $1,001 - $15
358 04/28/2014 Self AAPL Apple Inc. (NASDAQ) Purchase $1,001 - $15
359 04/28/2014 Self ALL The Allstate Corporation (NYSE) Purchase $1,001 - $15
360 04/28/2014 Self AZSEY Allianz SE (OTC Markets) Purchase $1,001 - $15
361 04/24/2014 Self AAPL Apple Inc. (NASDAQ) Purchase $1,001 - $15
362 04/23/2014 Self APOL Apollo Education Group, Inc. (NASDAQ) Purchase $1,001 - $15
363 04/23/2014 Self PCLN The Priceline Group Inc. (NASDAQ) Purchase $1,001 - $15
55. List of transactions added to this report
# Transaction Date Owner Ticker Asset Name Type Amo
721 01/08/2014 Self AVT Avnet, Inc. (NYSE) Purchase $1,001 - $15
722 01/08/2014 Self ARW Arrow Electronics, Inc. (NYSE) Purchase $1,001 - $15
723 01/08/2014 Self ADI Analog Devices, Inc. (NASDAQ) Purchase $1,001 - $15
724 01/08/2014 Self ABC AmerisourceBergen Corporation (NYSE) Purchase $1,001 - $15
725 01/08/2014 Self AEP American Electric Power Co., Inc. (NYSE) Purchase $1,001 - $15
726 01/08/2014 Self AAT American Assets Trust, Inc. (NYSE) Purchase $1,001 - $15
727 01/08/2014 Self AEE Ameren Corporation (NYSE) Purchase $1,001 - $15
728 01/08/2014 Self ALL The Allstate Corporation (NYSE) Purchase $1,001 - $15
729 01/08/2014 Self LNT Alliant Energy Corporation (NYSE) Purchase $1,001 - $15
730 01/08/2014 Self ADS Alliance Data Systems Corporation (NYSE) Purchase $1,001 - $15
731 01/08/2014 Self MCK McKesson Corporation (NYSE) Purchase $1,001 - $15
732 01/08/2014 Self MSFT Microsoft Corporation (NASDAQ) Purchase $1,001 - $15
733 01/08/2014 Self MET MetLife, Inc. (NYSE) Purchase $1,001 - $15
734 01/08/2014 Self NTAP NetApp, Inc. (NASDAQ) Purchase $1,001 - $15
735 01/08/2014 Self NWSA News Corporation (NASDAQ) Purchase $1,001 - $15
736 01/08/2014 Self NSC Norfolk Southern Corporation (NYSE) Purchase $1,001 - $15
737 01/08/2014 Self OXY Occidental Petroleum Corporation (NYSE) Purchase $1,001 - $15
56. List of transactions added to this report
# Transaction Date Owner Ticker Asset Name Type Amo
738 01/08/2014 Self OCR Omnicare Inc. (NYSE) Purchase $1,001 - $15
739 01/08/2014 Self OMC Omnicom Group Inc. (NYSE) Purchase $1,001 - $15
740 01/08/2014 Self ONNN ON Semiconductor Corp. (NASDAQ) Purchase $1,001 - $15
741 01/08/2014 Self PH Parker-Hannifin Corporation (NYSE) Purchase $1,001 - $15
742 01/08/2014 Self PSX Phillips 66 (NYSE) Purchase $1,001 - $15
743 01/08/2014 Self PFE Pfizer Inc. (NYSE) Purchase $1,001 - $15
744 01/08/2014 Self DGX Quest Diagnostics Inc. (NYSE) Purchase $1,001 - $15
745 01/08/2014 Self QCOM QUALCOMM Incorporated (NASDAQ) Purchase $1,001 - $15
746 01/08/2014 Self RKT Rock-Tenn Company (NYSE) Purchase $1,001 - $15
747 01/08/2014 Self SNY Sanofi (NYSE) Purchase $1,001 - $15
748 01/08/2014 Self SLB Schlumberger Limited (NYSE) Purchase $1,001 - $15
749 01/08/2014 Self SIEGY Siemens Aktiengesellschaft (OTC Markets) Purchase $1,001 - $15
750 01/08/2014 Self SIX Six Flags Entertainment Corporation (NYSE) Purchase $1,001 - $15
751 01/08/2014 Self STT State Street Corporation (NYSE) Purchase $1,001 - $15
752 01/08/2014 Self SYMC Symantec Corporation (NASDAQ) Purchase $1,001 - $15
753 01/08/2014 Self TWX Time Warner Inc. (NYSE) Purchase $1,001 - $15
754 01/08/2014 Self TWC Time Warner Cable Inc. (NYSE) Purchase $1,001 - $15
57. List of transactions added to this report
# Transaction Date Owner Ticker Asset Name Type Amo
755 01/08/2014 Self TRV The Travelers Companies, Inc. (NYSE) Purchase $1,001 - $15
756 01/08/2014 Self TSN Tyson Foods, Inc. (NYSE) Purchase $1,001 - $15
757 01/08/2014 Self UNH UnitedHealth Group Incorporated (NYSE) Purchase $1,001 - $15
758 01/08/2014 Self VLO Valero Energy Corporation (NYSE) Purchase $1,001 - $15
759 01/08/2014 Self WFC Wells Fargo & Company (NYSE) Purchase $15,001 - $5
760 01/08/2014 Self WDC Western Digital Corporation (NASDAQ) Purchase $1,001 - $15
761 01/08/2014 Self AXS AXIS Capital Holdings Limited (NYSE) Purchase $1,001 - $15
762 01/08/2014 Self COV Covidien plc (NYSE) Purchase $1,001 - $15
763 01/08/2014 Self LBTYK Liberty Global plc (NASDAQ) Purchase $1,001 - $15
764 01/08/2014 Self STX Seagate Technology Public Limited Company (NASDAQ) Purchase $1,001 - $15
765 01/08/2014 Self VR Validus Holdings, Ltd. (NYSE) Purchase $1,001 - $15
766 01/08/2014 Self ACE ACE Limited (NYSE) Purchase $1,001 - $15
767 01/08/2014 Self TYC Tyco International Ltd. (NYSE) Purchase $1,001 - $15
768 01/08/2014 Self TYC Tyco International Ltd. (NYSE) Purchase $1,001 - $15
769 01/08/2014 Self AVGO Avago Technologies Limited (NASDAQ) Purchase $1,001 - $15
770 01/08/2014 Self AES The AES Corporation (NYSE) Purchase $1,001 - $15
771 01/08/2014 Self ATVI Activision Blizzard, Inc. (NASDAQ) Purchase $1,001 - $15
58. List of transactions added to this report
# Transaction Date Owner Ticker Asset Name Type Amo
772 01/08/2014 Self Y Alleghany Corporation (NYSE) Purchase $1,001 - $15
773 01/08/2014 Self MRO Marathon Oil Corporation (NYSE) Purchase $1,001 - $15
774 01/08/2014 Self M Macy's, Inc. (NYSE) Purchase $1,001 - $15
775 01/08/2014 Self LSI LSI Corporation (NASDAQ) Purchase $1,001 - $15
776 01/08/2014 Self LMT Lockheed Martin Corporation (NYSE) Purchase $1,001 - $15
777 01/08/2014 Self LMCA Liberty Media Corporation (NASDAQ) Purchase $1,001 - $15
778 01/08/2014 Self LEA Lear Corp. (NYSE) Purchase $1,001 - $15
779 01/08/2014 Self JNJ Johnson & Johnson (NYSE) Purchase $15,001 - $5
780 01/08/2014 Self JPM JPMorgan Chase & Co. (NYSE) Purchase $15,001 - $5
781 01/08/2014 Self IP International Paper Company (NYSE) Purchase $1,001 - $15
782 01/08/2014 Self IACI IAC/InterActiveCorp (NASDAQ) Purchase $1,001 - $15
783 01/08/2014 Self HON Honeywell International Inc. (NYSE) Purchase $1,001 - $15
784 01/08/2014 Self GS The Goldman Sachs Group, Inc. (NYSE) Purchase $1,001 - $15
785 01/08/2014 Self GCI Gannett Co., Inc. (NYSE) Purchase $1,001 - $15
786 01/08/2014 Self GPN Global Payments Inc. (NYSE) Purchase $1,001 - $15
787 01/08/2014 Self FITB Fifth Third Bancorp (NASDAQ) Purchase $1,001 - $15
788 01/08/2014 Self XOM Exxon Mobil Corporation (NYSE) Purchase $15,001 - $5
59. List of transactions added to this report
# Transaction Date Owner Ticker Asset Name Type Amo
789 01/08/2014 Self FE FirstEnergy Corp. (NYSE) Purchase $1,001 - $15
790 01/08/2014 Self ESRX Express Scripts Holding Company (NASDAQ) Purchase $1,001 - $15
791 01/08/2014 Self EQR Equity Residential (NYSE) Purchase $1,001 - $15
792 01/08/2014 Self EOG EOG Resources, Inc. (NYSE) Purchase $1,001 - $15
793 01/08/2014 Self CCK Crown Holdings Inc. (NYSE) Purchase $1,001 - $15
794 01/08/2014 Self DOV Dover Corporation (NYSE) Purchase $1,001 - $15
795 01/08/2014 Self DFS Discover Financial Services (NYSE) Purchase $1,001 - $15
796 01/08/2014 Self CMCSA Comcast Corporation (NASDAQ) Purchase $1,001 - $15
797 01/08/2014 Self C Citigroup Inc. (NYSE) Purchase $15,001 - $5
798 01/08/2014 Self CSCO Cisco Systems, Inc. (NASDAQ) Purchase $1,001 - $15
799 01/08/2014 Self COF Capital One Financial Corporation (NYSE) Purchase $1,001 - $15
800 01/08/2014 Self CVS CVS Caremark Corporation (NYSE) Purchase $1,001 - $15
801 01/08/2014 Self CI Cigna Corp. (NYSE) Purchase $1,001 - $15
802 01/08/2014 Self BRCD Brocade Communications Systems, Inc. (NASDAQ) Purchase $1,001 - $15
803 01/08/2014 Self CBS CBS Corporation (NYSE) Purchase $1,001 - $15
804 01/08/2014 Self BRK-B Berkshire Hathaway Inc. (NYSE) Purchase $1,001 - $15
805 01/08/2014 Self BBBY Bed Bath & Beyond Inc. (NASDAQ) Purchase $1,001 - $15
60. List of transactions added to this report
# Transaction Date Owner Ticker Asset Name Type Amo
806 01/08/2014 Self BAC Bank of America Corporation (NYSE) Purchase $1,001 - $15
807 01/08/2014 Self BBT BB&T Corporation (NYSE) Purchase $1,001 - $15
808 01/08/2014 Self AMGN Amgen Inc. (NASDAQ) Purchase $1,001 - $15
809 01/08/2014 Self AMH American Homes 4 Rent (NYSE) Purchase $1,001 - $15
810 01/08/2014 Self AGNC American Capital Agency Corp. (NASDAQ) Purchase $1,001 - $15
811 01/08/2014 Self ALL The Allstate Corporation (NYSE) Purchase $1,001 - $15
812 01/08/2014 Self A Agilent Technologies Inc. (NYSE) Purchase $1,001 - $15
813 01/08/2014 Self ABBV AbbVie Inc. (NYSE) Purchase $1,001 - $15
814 01/08/2014 Self AES The AES Corporation (NYSE) Purchase $1,001 - $15
815 01/08/2014 Self AGCO AGCO Corporation (NYSE) Purchase $1,001 - $15
816 01/08/2014 Self PRGO Perrigo Company Public Limited Company (NYSE) Purchase $15,001 - $5
817 01/08/2014 Self V Visa Inc. (NYSE) Purchase $15,001 - $5
818 01/08/2014 Self VRSK Verisk Analytics, Inc. (NASDAQ) Purchase $15,001 - $5
819 01/08/2014 Self VAR Varian Medical Systems, Inc. (NYSE) Purchase $15,001 - $5
820 01/08/2014 Self SRCL Stericycle, Inc. (NASDAQ) Purchase $15,001 - $5
821 01/08/2014 Self SLB Schlumberger Limited (NYSE) Purchase $15,001 - $5
822 01/08/2014 Self QCOM QUALCOMM Incorporated (NASDAQ) Purchase $50,001 - $1
61. List of transactions added to this report
# Transaction Date Owner Ticker Asset Name Type Amo
823 01/08/2014 Self PCLN The Priceline Group Inc. (NASDAQ) Purchase $15,001 - $5
824 01/08/2014 Self NOV National Oilwell Varco, Inc. (NYSE) Purchase $15,001 - $5
825 01/08/2014 Self MNST Monster Beverage Corporation (NASDAQ) Purchase $15,001 - $5
826 01/08/2014 Self MTB M&T Bank Corporation (NYSE) Purchase $15,001 - $5
827 01/08/2014 Self GOOGL Google Inc. (NASDAQ) Purchase $15,001 - $5
828 01/08/2014 Self ESRX Express Scripts Holding Company (NASDAQ) Purchase $50,001 - $1
829 01/08/2014 Self GILD Gilead Sciences Inc. (NASDAQ) Purchase $15,001 - $5
830 01/08/2014 Self EMC EMC Corporation (NYSE) Purchase $50,001 - $1
831 01/08/2014 Self CMI Cummins Inc. (NYSE) Purchase $15,001 - $5
832 01/08/2014 Self CTSH Cognizant Technology Solutions Corporation (NASDAQ) Purchase $15,001 - $5
833 01/08/2014 Self COH Coach, Inc. (NYSE) Purchase $15,001 - $5
834 01/08/2014 Self BRK-B Berkshire Hathaway Inc. (NYSE) Purchase $50,001 - $1
835 01/08/2014 Self AAPL Apple Inc. (NASDAQ) Purchase $50,001 - $1
836 01/08/2014 Self AXP American Express Company (NYSE) Purchase $15,001 - $5
837 01/08/2014 Self DDAIF Daimler AG (OTC Markets) Purchase $1,001 - $15
838 01/08/2014 Self WFC Wells Fargo & Company (NYSE) Purchase $1,001 - $15
839 01/08/2014 Self -- YARIY-Yara International ASA (OTC Markets) Purchase $1,001 - $15
62. List of transactions added to this report
# Transaction Date Owner Ticker Asset Name Type Amo
840 01/08/2014 Self WBK Westpac Banking Corporation (NYSE) Purchase $1,001 - $15
841 01/08/2014 Self WM Waste Management, Inc. (NYSE) Purchase $1,001 - $15
842 01/08/2014 Self MRWSY Wm. Morrison Supermarkets plc (OTC Markets) Purchase $1,001 - $15
843 01/08/2014 Self VODPF Vodafone Group Public Limited Company (OTC Markets) Purchase $1,001 - $15
844 01/08/2014 Self VIVHY Vivendi Soci (OTC Markets) Purchase $1,001 - $15
845 01/08/2014 Self VCISY VINCI S.A. (OTC Markets) Purchase $1,001 - $15
846 01/08/2014 Self VZ Verizon Communications Inc. (NYSE) Purchase $1,001 - $15
847 01/08/2014 Self UUGRY United Utilities Group PLC (OTC Markets) Purchase $1,001 - $15
848 01/08/2014 Self TOT Total SA (NYSE) Purchase $1,001 - $15
849 01/08/2014 Self TWX Time Warner Inc. (NYSE) Purchase $1,001 - $15
850 01/08/2014 Self TEZNY TERNA - Rete Elettrica Nazionale Societ (OTC Markets) Purchase $1,001 - $15
851 01/08/2014 Self TLSYY Telstra Corporation Limited (OTC Markets) Purchase $1,001 - $15
852 01/08/2014 Self NGLS Targa Resources Partners LP (NYSE) Purchase $1,001 - $15
853 01/08/2014 Self TE TECO Energy, Inc. (NYSE) Purchase $1,001 - $15
854 01/08/2014 Self SCMWY Swisscom AG (OTC Markets) Purchase $1,001 - $15
855 01/08/2014 Self SVNLY Svenska Handelsbanken AB (publ) (OTC Markets) Purchase $1,001 - $15
856 01/08/2014 Self STO Statoil ASA (NYSE) Purchase $1,001 - $15
63. List of transactions added to this report
# Transaction Date Owner Ticker Asset Name Type Amo
857 01/08/2014 Self SJR Shaw Communications, Inc. (NYSE) Purchase $1,001 - $15
858 01/08/2014 Self SO Southern Company (NYSE) Purchase $1,001 - $15
859 01/08/2014 Self STRNY SEVERN TRENT PLC (OTC Markets) Purchase $1,001 - $15
860 01/08/2014 Self SNY Sanofi (NYSE) Purchase $1,001 - $15
861 01/08/2014 Self SSEZY SSE plc (OTC Markets) Purchase $1,001 - $15
862 01/08/2014 Self RDS-A Royal Dutch Shell plc (NYSE) Purchase $1,001 - $15
863 01/08/2014 Self RCI Rogers Communications Inc. (NYSE) Purchase $1,001 - $15
864 01/08/2014 Self RHHBY Roche Holding AG (OTC Markets) Purchase $1,001 - $15
865 01/08/2014 Self RAI Reynolds American Inc. (NYSE) Purchase $1,001 - $15
866 01/08/2014 Self RGC Regal Entertainment Group (NYSE) Purchase $1,001 - $15
867 01/08/2014 Self POT Potash Corp. of Saskatchewan, Inc. (NYSE) Purchase $1,001 - $15
868 01/08/2014 Self PHI Philippine Long Distance Telephone Company (NYSE) Purchase $1,001 - $15
869 01/08/2014 Self PM Philip Morris International, Inc. (NYSE) Purchase $1,001 - $15
870 01/08/2014 Self PEP Pepsico, Inc. (NYSE) Purchase $1,001 - $15
871 01/08/2014 Self PSO Pearson plc (NYSE) Purchase $1,001 - $15
872 01/08/2014 Self PPL PPL Corporation (NYSE) Purchase $1,001 - $15
873 01/08/2014 Self ORKLY Orkla ASA (OTC Markets) Purchase $1,001 - $15
64. List of transactions added to this report
# Transaction Date Owner Ticker Asset Name Type Amo
874 01/08/2014 Self NVS Novartis AG (NYSE) Purchase $1,001 - $15
875 01/08/2014 Self NSRGY Nestl (OTC Markets) Purchase $1,001 - $15
876 01/08/2014 Self NGG National Grid plc (NYSE) Purchase $1,001 - $15
877 01/08/2014 Self MURGY M (OTC Markets) Purchase $1,001 - $15
878 01/08/2014 Self MCHP Microchip Technology Inc. (NASDAQ) Purchase $1,001 - $15
879 01/08/2014 Self MSFT Microsoft Corporation (NASDAQ) Purchase $1,001 - $15
880 01/08/2014 Self MRK Merck & Co. Inc. (NYSE) Purchase $1,001 - $15
881 01/08/2014 Self MCD McDonald's Corp. (NYSE) Purchase $1,001 - $15
882 01/08/2014 Self MAT Mattel, Inc. (NASDAQ) Purchase $1,001 - $15
883 01/08/2014 Self MWE MarkWest Energy Partners, L.P. (NYSE) Purchase $1,001 - $15
884 01/08/2014 Self LO Lorillard, Inc. (NYSE) Purchase $1,001 - $15
885 01/08/2014 Self LMT Lockheed Martin Corporation (NYSE) Purchase $1,001 - $15
886 01/08/2014 Self KMP Kinder Morgan Energy Partners, L.P. (NYSE) Purchase $1,001 - $15
887 01/08/2014 Self KMB Kimberly-Clark Corporation (NYSE) Purchase $1,001 - $15
888 01/08/2014 Self KLAC KLA-Tencor Corporation (NASDAQ) Purchase $1,001 - $15
889 01/08/2014 Self JNJ Johnson & Johnson (NYSE) Purchase $1,001 - $15
890 01/08/2014 Self TEG Integrys Energy Group, Inc. (NYSE) Purchase $1,001 - $15
65. List of transactions added to this report
# Transaction Date Owner Ticker Asset Name Type Amo
891 01/08/2014 Self ITYBY Imperial Tobacco Group plc (OTC Markets) Purchase $1,001 - $15
892 01/08/2014 Self HON Honeywell International Inc. (NYSE) Purchase $1,001 - $15
893 01/08/2014 Self HCN Health Care REIT, Inc. (NYSE) Purchase $1,001 - $15
894 01/08/2014 Self AJG Arthur J Gallagher & Co. (NYSE) Purchase $1,001 - $15
895 01/08/2014 Self GSK GlaxoSmithKline plc (NYSE) Purchase $1,001 - $15
896 01/08/2014 Self EPD Enterprise Products Partners L.P. (NYSE) Purchase $1,001 - $15
897 01/08/2014 Self EMR Emerson Electric Co. (NYSE) Purchase $1,001 - $15
898 01/08/2014 Self ECIFY Electricite de France SA (OTC Markets) Purchase $1,001 - $15
899 01/08/2014 Self DUK Duke Energy Corporation (NYSE) Purchase $1,001 - $15
900 01/08/2014 Self DD E. I. du Pont de Nemours and Company (NYSE) Purchase $1,001 - $15
901 01/08/2014 Self DOW The Dow Chemical Company (NYSE) Purchase $1,001 - $15
902 01/08/2014 Self RRD R.R. Donnelley & Sons Company (NASDAQ) Purchase $1,001 - $15
903 01/08/2014 Self DO Diamond Offshore Drilling, Inc. (NYSE) Purchase $1,001 - $15
904 01/08/2014 Self DEO Diageo plc (NYSE) Purchase $1,001 - $15
905 01/08/2014 Self D Dominion Resources, Inc. (NYSE) Purchase $1,001 - $15
906 01/08/2014 Self DE Deere & Company (NYSE) Purchase $1,001 - $15
907 01/08/2014 Self DPSGY Deutsche Post AG (OTC Markets) Purchase $1,001 - $15
66. List of transactions added to this report
# Transaction Date Owner Ticker Asset Name Type Amo
908 01/08/2014 Self DTEGY Deutsche Telekom AG (OTC Markets) Purchase $1,001 - $15
909 01/08/2014 Self CXW Corrections Corporation of America (NYSE) Purchase $1,001 - $15
910 01/08/2014 Self CMWAY Commonwealth Bank of Australia (OTC Markets) Purchase $1,001 - $15
911 01/08/2014 Self COP ConocoPhillips (NYSE) Purchase $1,001 - $15
912 01/08/2014 Self CMPGY Compass Group PLC (OTC Markets) Purchase $1,001 - $15
913 01/08/2014 Self CMCSK Comcast Corporation (NASDAQ) Purchase $1,001 - $15
914 01/08/2014 Self CTL CenturyLink, Inc. (NYSE) Purchase $1,001 - $15
915 01/08/2014 Self CPYYY Centrica plc (OTC Markets) Purchase $1,001 - $15
916 01/08/2014 Self CME CME Group Inc. (NASDAQ) Purchase $1,001 - $15
917 01/08/2014 Self BTI British American Tobacco plc (AMEX) Purchase $1,001 - $15
918 01/08/2014 Self BHP BHP Billiton Limited (NYSE) Purchase $1,001 - $15
919 01/08/2014 Self BCE BCE Inc. (NYSE) Purchase $1,001 - $15
920 01/08/2014 Self BASFY BASF SE (OTC Markets) Purchase $1,001 - $15
921 01/08/2014 Self BAESY BAE Systems plc (OTC Markets) Purchase $1,001 - $15
922 01/08/2014 Self ADP Automatic Data Processing, Inc. (NASDAQ) Purchase $1,001 - $15
923 01/08/2014 Self AZN AstraZeneca PLC (NYSE) Purchase $1,001 - $15
924 01/08/2014 Self BUD Anheuser-Busch InBev SA/NV (NYSE) Purchase $1,001 - $15
67. List of transactions added to this report
# Transaction Date Owner Ticker Asset Name Type Amo
925 01/08/2014 Self AEE Ameren Corporation (NYSE) Purchase $1,001 - $15
926 01/08/2014 Self ABBV AbbVie Inc. (NYSE) Purchase $1,001 - $15
927 01/08/2014 Self AAPL Apple Inc. (NASDAQ) Purchase $1,001 - $15
928 01/08/2014 Self MO Altria Group Inc. (NYSE) Purchase $1,001 - $15
929 01/08/2014 Self T AT&T, Inc. (NYSE) Purchase $1,001 - $15
930 03/11/2014 Self -- Oyster Bay NY Municipal Bond Purchase $50,001 - $1
931 03/19/2014 Self -- MISSISSIPPI DEV BK SPL OBLIG SPL OBLIG BDS, HORN LAKE MS Purchase $50,001 - $1
932 03/18/2014 Self -- ST LANDRY PARISH LA RD DIST NO1 SALES TAX REV, REV BDS Purchase $50,001 - $1
933 03/13/2014 Self -- POUGHKEEPSIE TOWN N Y, LIBR PURPOSE BDS, SER 2014 BUILD Purchase $50,001 - $1
934 03/11/2014 Self -- GEORGIA ST HSG & FIN AUTH REV, MTG BDS, SER 2014A-4 Purchase $50,001 - $1
935 03/11/2014 Self -- Lee CNTY FL SCH BRD CTFS PARTN, COPS, SER 20212B Purchase $50,001 - $1
Part 4b. Transactions Amended
Did you, your spouse, or dependent child buy, sell, or exchange an asset that exceeded $1,000? Yes
List of transactions added to this report
# Owner Ticker Asset Name Transaction Type Transaction Date
1 Self ODMAX Oppenheimer Developing Markets A (NASDAQ) Purchase 01/09/2014 $100,00
68. List of transactions added to this report
# Owner Ticker Asset Name Transaction Type Transaction Date
2 Self GLD SPDR Gold Shares (NYSEArca) Purchase 01/09/2014 $100,00
3 Self DBC PowerShares DB Commodity Tracking ETF (NYSEArca) Purchase 01/09/2014 $50,001
4 Self BREFX Baron Real Estate Retail (NASDAQ) Purchase 02/19/2014 $100,00
5 Self OAKIX Oakmark International I (NASDAQ) Purchase 02/19/2014 $250,00
6 Self MAPIX Matthews Asia Dividend Investor (NASDAQ) Purchase 02/19/2014 $100,00
7 Self EEM iShares MSCI Emerging Markets (NYSEArca) Purchase 02/19/2014 $250,00
8 Self GLD SPDR Gold Shares (NYSEArca) Purchase 02/19/2014 $100,00
9 Self DBC PowerShares DB Commodity Tracking ETF (NYSEArca) Purchase 02/19/2014 $15,001
10 Self IWO iShares Russell 2000 Growth (NYSEArca) Purchase 02/19/2014 $50,001
11 Self EFA iShares MSCI EAFE (NYSEArca) Purchase 02/19/2014 $100,00
12 Self ODMAX Oppenheimer Developing Markets A (NASDAQ) Purchase 02/19/2014 $250,00
13 Self WHIAX Ivy High Income A (NASDAQ) Purchase 02/19/2014 $250,00
14 Self PMCPX Principal MidCap P (NASDAQ) Purchase 02/19/2014 $100,00
15 Self SNWAX Snow Capital Small Cap Value A (NASDAQ) Purchase 02/19/2014 $50,001
16 Self OAKIX Oakmark International I (NASDAQ) Purchase 03/03/2014 $250,00
17 Self AQMNX AQR Managed Futures Strategy N (NASDAQ) Purchase 03/03/2014 $100,00
18 Self IJJ iShares S&P Mid-Cap 400 Value (NYSEArca) Purchase 03/03/2014 $50,001
69. List of transactions added to this report
# Owner Ticker Asset Name Transaction Type Transaction Date
19 Self EEM iShares MSCI Emerging Markets (NYSEArca) Purchase 03/03/2014 $50,001
20 Self EFA iShares MSCI EAFE (NYSEArca) Purchase 03/03/2014 $100,00
21 Self IJS iShares S&P Small-Cap 600 Value (NYSEArca) Purchase 03/03/2014 $50,001
22 Self ODMAX Oppenheimer Developing Markets A (NASDAQ) Purchase 03/03/2014 $100,00
23 Self WHIAX Ivy High Income A (NASDAQ) Purchase 03/03/2014 $50,001
24 Self CVSIX Calamos Market Neutral Income A (NASDAQ) Purchase 03/03/2014 $100,00
25 Self PMYRX Pioneer Multi-Asset Real Return Y (NASDAQ) Purchase 03/03/2014 $100,00
26 Self BICPX BlackRock Conservative Prepared Instl (NASDAQ) Purchase 03/03/2014 $100,00
27 Self BREFX Baron Real Estate Retail (NASDAQ) Sale (Full) 06/30/2014 $100,00
28 Self MAPIX Matthews Asia Dividend Investor (NASDAQ) Sale (Full) 06/30/2014 $100,00
29 Self OAKIX Oakmark International I (NASDAQ) Sale (Full) 06/30/2014 $500,00
30 Self AQMNX AQR Managed Futures Strategy N (NASDAQ) Sale (Full) 06/30/2014 $100,00
31 Self CVSIX Calamos Market Neutral Income A (NASDAQ) Sale (Full) 06/30/2014 $100,00
32 Self WHIAX Ivy High Income A (NASDAQ) Sale (Full) 06/30/2014 $500,00
33 Self ODMAX Oppenheimer Developing Markets A (NASDAQ) Sale (Full) 06/30/2014 $500,00
34 Self PMYRX Pioneer Multi-Asset Real Return Y (NASDAQ) Sale (Full) 06/30/2014 $100,00
35 Self PMCPX Principal MidCap P (NASDAQ) Sale (Full) 06/30/2014 $100,00
70. List of transactions added to this report
# Owner Ticker Asset Name Transaction Type Transaction Date
36 Self SNWAX Snow Capital Small Cap Value A (NASDAQ) Sale (Full) 06/30/2014 $100,00
37 Self BICPX BlackRock Conservative Prepared Instl (NASDAQ) Sale (Full) 07/01/2014 $100,00
38 Self HDPSX Hodges Small Cap Retail (NASDAQ) Purchase 07/17/2014 $50,001
39 Self AQMNX AQR Managed Futures Strategy N (NASDAQ) Purchase 07/17/2014 $100,00
40 Self CDOZX Columbia Dividend Opportunity Z (NASDAQ) Purchase 07/17/2014 $250,00
41 Self OAKIX Oakmark International I (NASDAQ) Purchase 07/17/2014 $500,00
42 Self BREFX Baron Real Estate Retail (NASDAQ) Purchase 07/17/2014 $100,00
43 Self MALOX BlackRock Global Allocation Instl (NASDAQ) Purchase 07/17/2014 $100,00
44 Self DXJ WisdomTree Japan Hedged Equity ETF (NYSEArca) Purchase 07/17/2014 $100,00
45 Self THOPX Thompson Bond (NASDAQ) Purchase 07/17/2014 $250,00
46 Self HWAIX Hotchkis & Wiley Value Opps Instl (NASDAQ) Purchase 07/17/2014 $100,00
47 Self NEFFX American Funds New Economy F2 (NASDAQ) Purchase 07/17/2014 $100,00
48 Self TIQIX Touchstone Large Cap Growth Y (NASDAQ) Purchase 07/17/2014 $100,00
49 Self PMCPX Principal MidCap P (NASDAQ) Purchase 07/17/2014 $100,00
50 Self TEMIX Franklin Mutual European A (NASDAQ) Purchase 07/17/2014 $500,00
51 Self ODMAX Oppenheimer Developing Markets A (NASDAQ) Purchase 07/17/2014 $250,00
52 Self OOSYX Oppenheimer Senior Floating Rate Y (NASDAQ) Purchase 07/17/2014 $50,001
71. List of transactions added to this report
# Owner Ticker Asset Name Transaction Type Transaction Date
53 Self WHIAX Ivy High Income A (NASDAQ) Purchase 07/17/2014 $250,00
54 Self PNRZX Prudential Jennison Natural Resources Z (NASDAQ) Purchase 07/17/2014 $250,00
55 Self ABRYX Invesco Balanced-Risk Allc Y (NASDAQ) Purchase 07/17/2014 $100,00
56 Self MALOX BlackRock Global Allocation Instl (NASDAQ) Sale (Partial) 11/06/2014 $15,001
57 Self GLD SPDR Gold Shares (NYSEArca) Sale (Partial) 11/06/2014 $50,001
58 Self THOPX Thompson Bond (NASDAQ) Sale (Partial) 11/06/2014 $50,001
59 Self ODMAX Oppenheimer Developing Markets A (NASDAQ) Sale (Partial) 11/06/2014 $50,001
60 Self ODMAX Oppenheimer Developing Markets A (NASDAQ) Sale (Partial) 12/17/2014 $50,001
61 Self CDOZX Columbia Dividend Opportunity Z (NASDAQ) Sale (Full) 12/22/2014 $250,00
62 Self OHYFX JPMorgan High Yield Select (NASDAQ) Purchase 12/22/2014 $250,00
63 Self MALOX BlackRock Global Allocation Instl (NASDAQ) Sale (Full) 12/22/2014 $100,00
64 Self OAKIX Oakmark International I (NASDAQ) Sale (Full) 12/22/2014 $500,00
65 Self GLD SPDR Gold Shares (NYSEArca) Sale (Full) 12/22/2014 $100,00
66 Self IAU iShares Gold Trust (NYSEArca) Purchase 12/22/2014 $100,00
67 Self SCHV Schwab US Large-Cap Value ETF (NYSEArca) Purchase 12/22/2014 $250,00
68 Self XLE Energy Select Sector SPDR ETF (NYSEArca) Purchase 12/22/2014 $100,00
69 Self EFA iShares MSCI EAFE (NYSEArca) Purchase 12/22/2014 $250,00
72. List of transactions added to this report
# Owner Ticker Asset Name Transaction Type Transaction Date
70 Self SCHF Schwab International Equity ETF (NYSEArca) Purchase 12/22/2014 $500,00
71 Self ODMAX Oppenheimer Developing Markets A (NASDAQ) Sale (Full) 12/22/2014 $100,00
72 Self HIEMX Virtus Emerging Markets Opportunities I (NASDAQ) Purchase 12/22/2014 $250,00
73 Self WHIAX Ivy High Income A (NASDAQ) Sale (Full) 12/22/2014 $250,00
74 Self ABRYX Invesco Balanced-Risk Allc Y (NASDAQ) Purchase 12/22/2014 $100,00
75 Self PNRZX Prudential Jennison Natural Resources Z (NASDAQ) Sale (Full) 12/22/2014 $100,00
76 Self TEMIX Franklin Mutual European A (NASDAQ) Sale (Full) 12/22/2014 $500,00
77 Self EEM iShares MSCI Emerging Markets (NYSEArca) Sale (Full) 12/30/2014 $15,001
78 Spouse MGFIX AMG Managers Bond Service (NASDAQ) Sale (Full) 07/22/2014 $1,001
79 Spouse EAASX Eaton Vance Atlanta Capital SMID-Cap A (NASDAQ) Sale (Full) 07/22/2014 $1,001
80 Spouse SGENX First Eagle Global A (NASDAQ) Sale (Full) 07/22/2014 $1,001
81 Spouse GFAFX American Funds Growth Fund of Amer F1 (NASDAQ) Sale (Full) 07/22/2014 $1,001
82 Spouse NEFZX Loomis Sayles Strategic Income A (NASDAQ) Sale (Full) 07/22/2014 $1,001
83 Spouse MEIAX MFS Value A (NASDAQ) Sale (Full) 07/22/2014 $1,001
84 Spouse TPINX Templeton Global Bond A (NASDAQ) Sale (Full) 07/22/2014 $1,001
85 Spouse NEFJX Natixis Vaughan Nelson Small Cap Value A (NASDAQ) Sale (Full) 07/22/2014 $1,001
86 Spouse BREFX Baron Real Estate Retail (NASDAQ) Purchase 07/23/2014 $1,001
73. List of transactions added to this report
# Owner Ticker Asset Name Transaction Type Transaction Date
87 Spouse AQMNX AQR Managed Futures Strategy N (NASDAQ) Purchase 07/23/2014 $1,001
88 Spouse CDOZX Columbia Dividend Opportunity Z (NASDAQ) Purchase 07/23/2014 $1,001
89 Spouse HDPSX Hodges Small Cap Retail (NASDAQ) Purchase 07/23/2014 $1,001
90 Spouse OAKIX Oakmark International I (NASDAQ) Purchase 07/23/2014 $1,001
91 Spouse QAI IQ Hedge Multi-Strategy Tracker ETF (NYSEArca) Purchase 07/23/2014 $1,001
92 Spouse WHIAX Ivy High Income A (NASDAQ) Purchase 07/23/2014 $1,001
93 Spouse PNRZX Prudential Jennison Natural Resources Z (NASDAQ) Purchase 07/23/2014 $1,001
94 Spouse ABRYX Invesco Balanced-Risk Allc Y (NASDAQ) Purchase 07/23/2014 $1,001
95 Spouse NEFFX American Funds New Economy F2 (NASDAQ) Purchase 07/23/2014 $1,001
96 Spouse PMCPX Principal MidCap P (NASDAQ) Purchase 07/23/2014 $1,001
97 Spouse HWAIX Hotchkis & Wiley Value Opps Instl (NASDAQ) Purchase 07/23/2014 $1,001
98 Spouse THOPX Thompson Bond (NASDAQ) Purchase 07/23/2014 $1,001
99 Spouse OOSYX Oppenheimer Senior Floating Rate Y (NASDAQ) Purchase 07/23/2014 $1,001
100 Self -- Pointer Management Investment Fund Sale (Full) 12/31/2014 $5,000,
101 Self -- TSWII Investment Fund Sale (Full) 12/31/2014 $1,000,
102 Self -- Gerber Taylor - Midland U.S. Equity LP Sale (Full) 02/19/2014 $500,00
103 Self -- Gerber Taylor Emerging Markets LP Sale (Full) 02/19/2014 $250,00
74. List of transactions added to this report
# Owner Ticker Asset Name Transaction Type Transaction Date
104 Self -- Gerber Taylor Partners LP Sale (Full) 02/19/2014 $1,000,
105 Self -- Gerber Taylor Global Hedge LP Sale (Full) 02/19/2014 $1,000,
106 Self -- Gerber Taylor - Midland International Equity LP Sale (Full) 07/16/2014 $1,000,
107 Self -- Gerber Taylor - Midland Fixed Income LP Sale (Full) 07/16/2014 $1,000,
108 Self -- Gerber Taylor Special Opportunities LP Sale (Full) 07/16/2014 $100,00
109 Self -- Gerber Taylor MLP LP Sale (Full) 07/16/2014 $100,00
110 Self -- NLL Holdings, LLC Purchase 05/29/2014 $1,000,
111 Self -- McGowin Park, LLC Purchase 07/11/2014 $1,000,
Part 5. Gifts
Did you, your spouse, or dependent child receive any reportable gift during the reporting period? No
Part 6. Travel
Did you, your spouse, or dependent child receive any reportable travel or reimbursements for travel? No
Part 7. Liabilities
Did you, your spouse, or dependent child have a liability worth more than $10,000 at any time? Yes
75. List of liabilities added to this report
# Incurred Debtor Type Points
Rate
(Term) Amount
1 2014 Self Line of Credit - 1.48%
(revolving line)
$1,000,001 - $5,000,000 Raym
St. Pe
Part 8. Positions
Did you hold any outside positions during the reporting period? Yes
List of outside employment added to this report
# Position Dates Position Held Organization Organiz
1 Apr 2005 to present Officer Corker Development Corporation
Chattanooga, TN
Corporation
2 Dec 1997 to present Director Corker Properties X, LP
Chattanooga, TN
Other (Tennessee Limited Pa
3 Aug 2006 to present Trustee Emily Corker 2006 Trust
Chattanooga, TN
Other (Trust)
4 Aug 2006 to present Trustee Julia Corker 2006 Trust
Chattanooga, TN
Other (Trust)