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Darmstadt
University of
Technology
OFDM Basics for
Wireless
Communications
Institute of
Microelectronic
Systems
2VLSI_Comms WS03-04/Generalities L.D. Kabulepa
Single Carrier vs. Multicarrier
Single Carrier
MODMOD
e.g., QAM
TX
Filter
TX
Filter h(t, τ)h(t, τ)
+ RX
Filter
RX
Filter DEMODDEMOD
Noise
Wireless Channel
Data
bits
Data
bits
Multicarrier
MODMOD TX
Filter
TX
Filter
RX
Filter
RX
Filter DEMODDEMOD
Data
bits
Data
bits
MODMOD TX
Filter
TX
Filter
RX
Filter
RX
Filter DEMODDEMOD
Σ h(t, τ)h(t, τ)
+
Noise
Wireless Channel
1
N
3VLSI_Comms WS03-04/Generalities L.D. Kabulepa
Multicarrier Transmission
FSC
tTsymb, SC
f
|h(f)|2
τ
| h(τ) |2
Single Carrier (SC)
Multicarrier
FSC
t
f
|h(f)|2
F = N
TS = N Tsymb, SC
Basic principle:
• Split the transmision bandwidth
into many narrow subchannels
which are transmitted in parallel
• (Ideally) Each subchannel is
narrow enough so that it
experiences a flat fading
although the overall radio
propagation environment is
frequency-selective.
The time dispersion effects
are less significant as the
symbol duration increases
4VLSI_Comms WS03-04/Generalities L.D. Kabulepa
Benefit of Multicarrier Transmission
The multicarrier transmission allows to achieve high data rate
in frequency-selective radio propagation environment
By assuming the same data rate:
• Single-Carrier
⇒> C
SCsymb,
B
T
1
Distortion, interference (ISI)
Large amount of signal processing
required in the equalizer
• Multicarrier
⇒< C
SCsymb,
B
TN
1
No interference
- Data rate can be increased by using
a larger number of subcarriers
- Less equalization effort (as ISI is reduced
by a factor N)
(BC = Coherence bandwidth)
5VLSI_Comms WS03-04/Generalities L.D. Kabulepa
Benefit of Multicarrier Transmission: Example
• A data rate of 10 Mbit/s is targeted in a multipath radio environment by
using the BPSK modulation. Maximum spread delay = 5 µs
5 Mbit/s with BPSK ⇒ Bandwidth = 5 MHz
• Single Carrier Scenario
Tsymb,SC = 0.2 µs ⇒ τmax = 25 Tsymb,SC
• Multicarrier Scenario
Number of subcarriers: 128
Symbol duration = N Tsymb,SC ⇒ τmax = 0.039 NTsymb,SC
⇒ ISI significantly reduced
⇒ Intersymbol-Interference (ISI) is extended over 25 symbols
6VLSI_Comms WS03-04/Generalities L.D. Kabulepa
Orthogonal Multicarrier
Frequency
Orthogonality between the sub
-carriers allows their overlapping
while disabling the occurrence of
crosstalks.
Thus, a significant power saving
can be achieved by using an
orthogonal multicarrier technique
Frequency
Bandwidth saving
7VLSI_Comms WS03-04/Generalities L.D. Kabulepa
Orthogonal Multicarrier (cont‘d)
The orthogonality between the subcarriers can be achieved by letting the
transmit filters gi(t) and the receive filters ri(t) fulfill the following conditions
(i ∈ {1, ... , N})
1. Matched filter condition
2. Convolution condition
( ) ( )tTgKtr 0ii −⋅= ∗
( ) ( ) ( )dττthτg0tc n
τ
jnj, −⋅== ∫
+∞
−∞=
( ) ( )
⎩
⎨
⎧
≠
=
==−⋅= ∗
∞+
−∞=∫ nj,0
nj,1
δdττtgτg nj,n
τ
j
(Assumption: Perfect synchronization, T0 = 0, K = 1)
8VLSI_Comms WS03-04/Generalities L.D. Kabulepa
Conventional OFDM
OFDM = Orthogonal Frequency Division Multiplexing
• In a conventional OFDM system, the orthogonality between the subcarriers
is achieved by means of the discrete Fourier transform (DFT)
• Baseband OFDM signal
• Passband OFDM signal
∑
−
=
=
1N
0k
t∆fkj2π
kas(t)
( )
⎭
⎬
⎫
⎩
⎨
⎧
= ∑
−
=
+
1N
0k
t∆fkfj2π
k
C
aRes(t)
ak = complex-valued modulated symbols (e.g., QAM)
N = number of subcarriers
fC = carrier frequency
Ts = sampling period, f = subcarrier spacing
The inverse DFT is used at the transmitter side
Tt0, ≤≤
Tt0, ≤≤
STN
1
T
1
∆f ==
9VLSI_Comms WS03-04/Generalities L.D. Kabulepa
Conventional OFDM(cont‘d)
1 subcarrier
• The receiver is expected to compute the spectra values at those points
corresponding to the maxima of individual subcarriers
• As a maximum of a subcarrier corresponds to zeros of other subcarrier,
each subcarrier can demolutated independently of the others (by assuming
a perfect synchronization)
6 subcarriers
10VLSI_Comms WS03-04/Generalities L.D. Kabulepa
Impact of a Wireless Channel
OFDM Symbol OFDM Symbol OFDM Symbol OFDM Symbol
t
ii-1 i+1 i+2
|h(τ)|2
Symbol (i-1)
Symbol (i)
Interference
Channel Power
Delay Profile
11VLSI_Comms WS03-04/Generalities L.D. Kabulepa
Cyclic Extension
OFDM Symbol OFDM Symbol OFDM Symbol
t
ii-1 i+1
|h(τ)|2
Symbol (i-1)
Symbol (i)
Channel Power
Delay Profile
Cyclic Extension
Tg T
Interference induced by
the channel are canceled
by inserting a cylic extension
with Tg > τmax
(at the expense of the data
Rate)
GGG G
12VLSI_Comms WS03-04/Generalities L.D. Kabulepa
Circular Convolution
• In the presence of interference induced by the channel
• The cyclic extension (with Tg > τmax) allows to apply the circular
convolution
{ } { } { }NNN
s(k)DFTh(k)DFTs(k)h(k)DFT ∗≠∗
{ } { } { }NNN
s(k)DFTh(k)DFTs(k)h(k)DFT ∗=∗ ˆˆ
∗ˆ= Circular Convolution
This property allows the use of a simple equalization scheme in the
receiver
Relationship between transmitted
and detected symbol
y(n)H(n)(n)y ⋅=ˆ⇒
13VLSI_Comms WS03-04/Generalities L.D. Kabulepa
OFDM Transceiver
P/S
S/P
DFT
S/P
P/S
IDFT
Receive
Filter
Receive
Filter
Transmit
Filter
Transmit
Filter
Multipath
Propagation
Environment
+
AWGN
η
Transmitter
Receiver
Channel
xk
sk
rkyn
s‘k
Remove CP{
14VLSI_Comms WS03-04/Generalities L.D. Kabulepa
OFDM Drawbacks
1. High sensitivity to synchronization errors
Synchronization errors ⇒ Interference, loss of orthogonality
( ) ( ) tf2j
efFttf
δπ
δ −
⋅−
Timing Errors
tf2 C
δπ∆Φ =
I
Q
FFT Window
Frequency
Time
tδ
FFT Window
Frequency
Time
ff ∆ζ
( ) ( ) ( )fffFetf f
ft2j f
∆ξδ∆ξπ
−∗⋅ −
Frequency OffsetErrors
∆f
f-1 f1 f2f0
ff ∆ζ
fC
Frequency
15VLSI_Comms WS03-04/Generalities L.D. Kabulepa
OFDM Drawbacks(cont‘d)
2. Occurrence of very high peak values
A reduction of
the PAPR is highly
desirable. The higher
the PAPR, the lower
The efficiency of circuits
such as power amplifiers
and analog-to-digital
converters
Peak amplitude
RMS amplitude
time
Amplitude
Peak amplitude
RMS amplitude
PAPR = CR2 =
Peak power
Average power
CR =
CR: Crest Factor PAPR: Peak-to-Average Power Ratio
16VLSI_Comms WS03-04/Generalities L.D. Kabulepa
OFDM Drawbacks(cont‘d)
MPX
Tx Analog
DAC
Shaping
Filter
Inter-
polation
DLC
(MAC)
DLC
(MAC)
Scrambling
Encoding
Interleaving
Mapping
IFFT
Append
Cyclic
Prefix
S/P
P/S
Inter-
polation
Shaping
Filter
DAC
Tx Analog
MPX
Append
Preambles
I/Q
Mod.
DAC
DACDAC
DAC
I/Q
Mod.
LO1 LO2
PA
Transmit
Filter
Nonlinear effects generated
by the power amplifier
may introduce intercarrier-
interfrence and thus destroy
the orthogonality

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Chap2 ofdm basics

  • 1. Darmstadt University of Technology OFDM Basics for Wireless Communications Institute of Microelectronic Systems
  • 2. 2VLSI_Comms WS03-04/Generalities L.D. Kabulepa Single Carrier vs. Multicarrier Single Carrier MODMOD e.g., QAM TX Filter TX Filter h(t, τ)h(t, τ) + RX Filter RX Filter DEMODDEMOD Noise Wireless Channel Data bits Data bits Multicarrier MODMOD TX Filter TX Filter RX Filter RX Filter DEMODDEMOD Data bits Data bits MODMOD TX Filter TX Filter RX Filter RX Filter DEMODDEMOD Σ h(t, τ)h(t, τ) + Noise Wireless Channel 1 N
  • 3. 3VLSI_Comms WS03-04/Generalities L.D. Kabulepa Multicarrier Transmission FSC tTsymb, SC f |h(f)|2 τ | h(τ) |2 Single Carrier (SC) Multicarrier FSC t f |h(f)|2 F = N TS = N Tsymb, SC Basic principle: • Split the transmision bandwidth into many narrow subchannels which are transmitted in parallel • (Ideally) Each subchannel is narrow enough so that it experiences a flat fading although the overall radio propagation environment is frequency-selective. The time dispersion effects are less significant as the symbol duration increases
  • 4. 4VLSI_Comms WS03-04/Generalities L.D. Kabulepa Benefit of Multicarrier Transmission The multicarrier transmission allows to achieve high data rate in frequency-selective radio propagation environment By assuming the same data rate: • Single-Carrier ⇒> C SCsymb, B T 1 Distortion, interference (ISI) Large amount of signal processing required in the equalizer • Multicarrier ⇒< C SCsymb, B TN 1 No interference - Data rate can be increased by using a larger number of subcarriers - Less equalization effort (as ISI is reduced by a factor N) (BC = Coherence bandwidth)
  • 5. 5VLSI_Comms WS03-04/Generalities L.D. Kabulepa Benefit of Multicarrier Transmission: Example • A data rate of 10 Mbit/s is targeted in a multipath radio environment by using the BPSK modulation. Maximum spread delay = 5 µs 5 Mbit/s with BPSK ⇒ Bandwidth = 5 MHz • Single Carrier Scenario Tsymb,SC = 0.2 µs ⇒ τmax = 25 Tsymb,SC • Multicarrier Scenario Number of subcarriers: 128 Symbol duration = N Tsymb,SC ⇒ τmax = 0.039 NTsymb,SC ⇒ ISI significantly reduced ⇒ Intersymbol-Interference (ISI) is extended over 25 symbols
  • 6. 6VLSI_Comms WS03-04/Generalities L.D. Kabulepa Orthogonal Multicarrier Frequency Orthogonality between the sub -carriers allows their overlapping while disabling the occurrence of crosstalks. Thus, a significant power saving can be achieved by using an orthogonal multicarrier technique Frequency Bandwidth saving
  • 7. 7VLSI_Comms WS03-04/Generalities L.D. Kabulepa Orthogonal Multicarrier (cont‘d) The orthogonality between the subcarriers can be achieved by letting the transmit filters gi(t) and the receive filters ri(t) fulfill the following conditions (i ∈ {1, ... , N}) 1. Matched filter condition 2. Convolution condition ( ) ( )tTgKtr 0ii −⋅= ∗ ( ) ( ) ( )dττthτg0tc n τ jnj, −⋅== ∫ +∞ −∞= ( ) ( ) ⎩ ⎨ ⎧ ≠ = ==−⋅= ∗ ∞+ −∞=∫ nj,0 nj,1 δdττtgτg nj,n τ j (Assumption: Perfect synchronization, T0 = 0, K = 1)
  • 8. 8VLSI_Comms WS03-04/Generalities L.D. Kabulepa Conventional OFDM OFDM = Orthogonal Frequency Division Multiplexing • In a conventional OFDM system, the orthogonality between the subcarriers is achieved by means of the discrete Fourier transform (DFT) • Baseband OFDM signal • Passband OFDM signal ∑ − = = 1N 0k t∆fkj2π kas(t) ( ) ⎭ ⎬ ⎫ ⎩ ⎨ ⎧ = ∑ − = + 1N 0k t∆fkfj2π k C aRes(t) ak = complex-valued modulated symbols (e.g., QAM) N = number of subcarriers fC = carrier frequency Ts = sampling period, f = subcarrier spacing The inverse DFT is used at the transmitter side Tt0, ≤≤ Tt0, ≤≤ STN 1 T 1 ∆f ==
  • 9. 9VLSI_Comms WS03-04/Generalities L.D. Kabulepa Conventional OFDM(cont‘d) 1 subcarrier • The receiver is expected to compute the spectra values at those points corresponding to the maxima of individual subcarriers • As a maximum of a subcarrier corresponds to zeros of other subcarrier, each subcarrier can demolutated independently of the others (by assuming a perfect synchronization) 6 subcarriers
  • 10. 10VLSI_Comms WS03-04/Generalities L.D. Kabulepa Impact of a Wireless Channel OFDM Symbol OFDM Symbol OFDM Symbol OFDM Symbol t ii-1 i+1 i+2 |h(τ)|2 Symbol (i-1) Symbol (i) Interference Channel Power Delay Profile
  • 11. 11VLSI_Comms WS03-04/Generalities L.D. Kabulepa Cyclic Extension OFDM Symbol OFDM Symbol OFDM Symbol t ii-1 i+1 |h(τ)|2 Symbol (i-1) Symbol (i) Channel Power Delay Profile Cyclic Extension Tg T Interference induced by the channel are canceled by inserting a cylic extension with Tg > τmax (at the expense of the data Rate) GGG G
  • 12. 12VLSI_Comms WS03-04/Generalities L.D. Kabulepa Circular Convolution • In the presence of interference induced by the channel • The cyclic extension (with Tg > τmax) allows to apply the circular convolution { } { } { }NNN s(k)DFTh(k)DFTs(k)h(k)DFT ∗≠∗ { } { } { }NNN s(k)DFTh(k)DFTs(k)h(k)DFT ∗=∗ ˆˆ ∗ˆ= Circular Convolution This property allows the use of a simple equalization scheme in the receiver Relationship between transmitted and detected symbol y(n)H(n)(n)y ⋅=ˆ⇒
  • 13. 13VLSI_Comms WS03-04/Generalities L.D. Kabulepa OFDM Transceiver P/S S/P DFT S/P P/S IDFT Receive Filter Receive Filter Transmit Filter Transmit Filter Multipath Propagation Environment + AWGN η Transmitter Receiver Channel xk sk rkyn s‘k Remove CP{
  • 14. 14VLSI_Comms WS03-04/Generalities L.D. Kabulepa OFDM Drawbacks 1. High sensitivity to synchronization errors Synchronization errors ⇒ Interference, loss of orthogonality ( ) ( ) tf2j efFttf δπ δ − ⋅− Timing Errors tf2 C δπ∆Φ = I Q FFT Window Frequency Time tδ FFT Window Frequency Time ff ∆ζ ( ) ( ) ( )fffFetf f ft2j f ∆ξδ∆ξπ −∗⋅ − Frequency OffsetErrors ∆f f-1 f1 f2f0 ff ∆ζ fC Frequency
  • 15. 15VLSI_Comms WS03-04/Generalities L.D. Kabulepa OFDM Drawbacks(cont‘d) 2. Occurrence of very high peak values A reduction of the PAPR is highly desirable. The higher the PAPR, the lower The efficiency of circuits such as power amplifiers and analog-to-digital converters Peak amplitude RMS amplitude time Amplitude Peak amplitude RMS amplitude PAPR = CR2 = Peak power Average power CR = CR: Crest Factor PAPR: Peak-to-Average Power Ratio
  • 16. 16VLSI_Comms WS03-04/Generalities L.D. Kabulepa OFDM Drawbacks(cont‘d) MPX Tx Analog DAC Shaping Filter Inter- polation DLC (MAC) DLC (MAC) Scrambling Encoding Interleaving Mapping IFFT Append Cyclic Prefix S/P P/S Inter- polation Shaping Filter DAC Tx Analog MPX Append Preambles I/Q Mod. DAC DACDAC DAC I/Q Mod. LO1 LO2 PA Transmit Filter Nonlinear effects generated by the power amplifier may introduce intercarrier- interfrence and thus destroy the orthogonality