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Chapter 13
Influencing
and Leading
Microsoft clip art photos reprinted with permission from Microsoft Corporation.
Copyright © Houghton Mifflin Company. All rights reserved. 13 | 2
Chapter Objectives
1. Identify and describe eight generic influence
tactics used in modern organizations.
2. Identify the five bases of power and explain
what it takes to make empowerment work.
3. Explain the concept of emotional intelligence in
terms of Goleman’s four leadership traits.
Summarize what the Ohio State model and the
Leadership Grid® have taught managers about
leadership.
Copyright © Houghton Mifflin Company. All rights reserved. 13 | 3
Chapter Objectives (cont’d)
4. Contrast the assumptions behind Fiedler’s
contingency theory and path-goal leadership
theory, and describe transformational and
servant leaders.
• Identify the two key functions that mentors
perform, and explain how a mentor can help
develop a junior manager’s leadership skills.
Copyright © Houghton Mifflin Company. All rights reserved. 13 | 4
Influence Tactics
in the Workplace
• Influence
– Any attempt by a person to change the
behavior of superiors, peers, or lower-level
employees.
• Is not inherently good or bad.
• Can be used for purely selfish reasons.
• Can be used to subvert organizational objectives.
• Can be used to enhance organizational
effectiveness.
• Gender appears to play no significant role in the
choice of influence tactic.
Copyright © Houghton Mifflin Company. All rights reserved. 13 | 5
Influence Tactics
in the Workplace (cont’d)
• Eight Generic Influence Tactics
– Consultation
– Rational persuasion
– Inspirational appeals
– Ingratiating tactics
– Coalition tactics
– Pressure tactics
– Upward appeals
– Exchange tactics
Copyright © Houghton Mifflin Company. All rights reserved. 13 | 6
Copyright © Houghton Mifflin Company. All rights reserved. 13 | 7
Power
• What Is Power?
– The ability to marshal the human, informational,
and material resources to get something done.
– Power affects
• Decisions
• Behavior
• Situations
Copyright © Houghton Mifflin Company. All rights reserved. 13 | 8
Power (cont’d)
• What Is Power?
– Types of power
• Power over: the ability
to dominate.
• Power to: ability to act
freely.
• Power from: ability to
resist the
demands of others.
Copyright © Houghton Mifflin Company. All rights reserved. 13 | 9
Power (cont’d)
• Five Bases of Power
– Reward power: having the ability to grant rewards.
– Coercive power: gaining compliance through threats
or punishment.
– Legitimate power: gaining compliance based on the
power associated with holding a superior position.
– Referent power: gaining compliance based on
charisma or personal identification.
– Expert power: gaining compliance based on the
ability to dispense valued information.
Copyright © Houghton Mifflin Company. All rights reserved. 13 | 10
Power (cont’d)
• Empowerment
– Making employees full partners in the decision-
making process and giving them the necessary
tools and rewards.
• Power is viewed as an unlimited resource.
• Traditional authoritarian managers feel threatened.
– Threats to empowerment
• Dishonesty
• Untrustworthiness
• Selfishness
• Inadequate skills
Copyright © Houghton Mifflin Company. All rights reserved. 13 | 11
Leadership
• Leadership Defined
– The process of inspiring, influencing, and
guiding others to participate in a common effort.
• Formal Leadership
– The process of influencing relevant others to
pursue official organizational objectives.
• Informal Leadership
– The process of influencing other to pursue
unofficial objectives that may or may not serve
the organization’s interests.
Copyright © Houghton Mifflin Company. All rights reserved. 13 | 12
Figure 13.1 The Evolution
of Leadership Theory
Copyright © Houghton Mifflin Company. All rights reserved. 13 | 13
Leadership (cont’d)
• Trait Theory
– The search for universal traits
possessed by all leaders.
– An early review 100 trait studies
found moderate agreement on five
traits common to leaders
• Intelligence
• Scholarship
• Dependability in exercising
responsibilities
• Activity and social participation
• Socioeconomic status
Copyright © Houghton Mifflin Company. All rights reserved. 13 | 14
Leadership (cont’d)
• A Modern Trait Profile: Leaders with Emotional
Intelligence
– Emotional Intelligence (EI): the ability to monitor
and control one’s emotions and behavior in complex
social settings.
– Leadership traits associated with EI
• Self-awareness
• Self-management
• Social awareness
• Relationship management
Copyright © Houghton Mifflin Company. All rights reserved. 13 | 15
Leadership (cont’d)
• The Controversy over Male and Female
Leadership Traits
– Rosener’s research: Female leaders are better at
sharing power and information.
• Later research found no significant differences in the
leadership styles of men and women.
• Women did not fit the female stereotype.
• Men did not fit the male stereotype.
Copyright © Houghton Mifflin Company. All rights reserved. 13 | 16
Leadership (cont’d)
• Behavioral Styles Theory
– WWII studies of the patterns of leader behaviors
(leadership styles) rather than who the leader
was (traits).
• Democratic style
• Authoritarian style
• Laissez-faire
(hands-off style)
Copyright © Houghton Mifflin Company. All rights reserved. 13 | 17
Copyright © Houghton Mifflin Company. All rights reserved. 13 | 18
Behavioral Styles
Theories of Leadership
• The Ohio State Model
– Initiating structure: leader’s efforts to get things
organized and get things done.
– Consideration: the degree of trust, friendship,
respect, and warmth that the leader extended to
subordinates.
– Identified four leadership styles
• Low structure, high consideration
• High structure, high consideration
• Low structure, low consideration
• High structure, low consideration
Copyright © Houghton Mifflin Company. All rights reserved. 13 | 19
Figure 13.2 Basic Leadership
Styles from the Ohio State Study
Copyright © Houghton Mifflin Company. All rights reserved. 13 | 20
Behavioral Styles
Theories of Leadership (cont’d)
• The Leadership Grid®
– The belief that there is one best style of leadership.
• Concern for production: the desire to achieve greater
output, cost-effectiveness, and profits.
• Concern for people: promoting friendships, helping
coworkers get the job done, and attending to things that
matter to people.
Copyright © Houghton Mifflin Company. All rights reserved. 13 | 21
Source: Reproduced by permission from Leadership Dilemmas—Grid Solutions by
Robert R. Blake and Anne Adams McCanse. © 1991, Grid International, Inc., Austin, Texas.
Figure 13.3
Blake and McCanse’s Leadership Grid
Copyright © Houghton Mifflin Company. All rights reserved. 13 | 22
Behavioral Styles
Theories of Leadership (cont’d)
• The Leadership Grid® Styles
– 9, 1 style: primary concern for production; people
secondary.
– 1, 9 style: primary concern for people; production
secondary.
– 1, 1 style: minimal concern for production or people
– 5, 5 style: moderate concern for both production
and people to maintain the status quo.
– 9, 9 style: high concern for both production and
people (commitment, trust, and teamwork)
Copyright © Houghton Mifflin Company. All rights reserved. 13 | 23
Situational Theories of Leadership
• Fiedler’s Contingency Theory
– Performance of the leader depends on:
• the degree to which the situation gives the leader control
and influence (favorableness of the situation).
• the leader’s basic motivation to either accomplish the task
or having supportive relationships with others (task or
relationship motivation).
– The challenge is to match the leader with a suitable
situation: easier to move the leader than to change
the leader’s style.
Copyright © Houghton Mifflin Company. All rights reserved. 13 | 24
Figure 13.4 Fiedler’s Contingency
Theory of Leadership
Copyright © Houghton Mifflin Company. All rights reserved. 13 | 25
Situational Theories
of Leadership (cont’d)
• Path-Goal Theory
– Derived from expectancy motivation
theory.
– Effective leaders enhance employee
motivation by
• clarifying perceptions of work goals.
• linking rewards to goal attainment.
• explaining how goals and rewards can
be achieved.
Copyright © Houghton Mifflin Company. All rights reserved. 13 | 26
Transformational
Leadership Theory
• Transformational leaders
– Are capable of charting new courses for their
organization.
– Are visionaries who challenge people to do
exceptional things, above and beyond the plan.
• Transactional leaders
– Monitor people to see that they do the expected,
according to plan in order to maintain the status quo.
– Get people to do things by offering a reward or
threatening them with a punishment.
Copyright © Houghton Mifflin Company. All rights reserved. 13 | 27
Copyright © Houghton Mifflin Company. All rights reserved. 13 | 28
Servant Leaders: Putting to
Work What You’ve Learned
• The Servant Leader (Greenleaf)
– An ethical person who put others—not herself or
himself—in the foreground.
– Characteristics
• Are servants first
• Inspire trust
• Are masters of feedback
• Emphasize personal development
• Articulate goals
• Know how to listen
• Rely on foresight
Copyright © Houghton Mifflin Company. All rights reserved. 13 | 29
From "The Servant Leader," by Chris Lee, Training, 1993. Copyright (c) 1993 Nielsen Business Media, Inc.
Reprinted with permission from Training.
Copyright © Houghton Mifflin Company. All rights reserved. 13 | 30
From "The Servant Leader," by Chris Lee, Training, 1993. Copyright (c) 1993 Nielsen Business Media, Inc. Reprinted with permission from Training.
Copyright © Houghton Mifflin Company. All rights reserved. 13 | 31
Mentoring
• Learning from a Mentor
– Mentor: Someone who develops another person
through tutoring, coaching, and guidance.
• Dynamics of Mentoring
– Mentoring’s key functions
• Serving as a career
enhancement function.
• Providing psychological
support.
Copyright © Houghton Mifflin Company. All rights reserved. 13 | 32
From Academy of Management Journal by Kathy E. Kram, "Phases of the Mentor Relationship," December 1983. Copyright © 1983 by Academy of
Management (NY). Reproduced with permission of Academy of Management (NY) via Copyright Clearance Center.

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Ch 13-Slides

  • 1. Chapter 13 Influencing and Leading Microsoft clip art photos reprinted with permission from Microsoft Corporation.
  • 2. Copyright © Houghton Mifflin Company. All rights reserved. 13 | 2 Chapter Objectives 1. Identify and describe eight generic influence tactics used in modern organizations. 2. Identify the five bases of power and explain what it takes to make empowerment work. 3. Explain the concept of emotional intelligence in terms of Goleman’s four leadership traits. Summarize what the Ohio State model and the Leadership Grid® have taught managers about leadership.
  • 3. Copyright © Houghton Mifflin Company. All rights reserved. 13 | 3 Chapter Objectives (cont’d) 4. Contrast the assumptions behind Fiedler’s contingency theory and path-goal leadership theory, and describe transformational and servant leaders. • Identify the two key functions that mentors perform, and explain how a mentor can help develop a junior manager’s leadership skills.
  • 4. Copyright © Houghton Mifflin Company. All rights reserved. 13 | 4 Influence Tactics in the Workplace • Influence – Any attempt by a person to change the behavior of superiors, peers, or lower-level employees. • Is not inherently good or bad. • Can be used for purely selfish reasons. • Can be used to subvert organizational objectives. • Can be used to enhance organizational effectiveness. • Gender appears to play no significant role in the choice of influence tactic.
  • 5. Copyright © Houghton Mifflin Company. All rights reserved. 13 | 5 Influence Tactics in the Workplace (cont’d) • Eight Generic Influence Tactics – Consultation – Rational persuasion – Inspirational appeals – Ingratiating tactics – Coalition tactics – Pressure tactics – Upward appeals – Exchange tactics
  • 6. Copyright © Houghton Mifflin Company. All rights reserved. 13 | 6
  • 7. Copyright © Houghton Mifflin Company. All rights reserved. 13 | 7 Power • What Is Power? – The ability to marshal the human, informational, and material resources to get something done. – Power affects • Decisions • Behavior • Situations
  • 8. Copyright © Houghton Mifflin Company. All rights reserved. 13 | 8 Power (cont’d) • What Is Power? – Types of power • Power over: the ability to dominate. • Power to: ability to act freely. • Power from: ability to resist the demands of others.
  • 9. Copyright © Houghton Mifflin Company. All rights reserved. 13 | 9 Power (cont’d) • Five Bases of Power – Reward power: having the ability to grant rewards. – Coercive power: gaining compliance through threats or punishment. – Legitimate power: gaining compliance based on the power associated with holding a superior position. – Referent power: gaining compliance based on charisma or personal identification. – Expert power: gaining compliance based on the ability to dispense valued information.
  • 10. Copyright © Houghton Mifflin Company. All rights reserved. 13 | 10 Power (cont’d) • Empowerment – Making employees full partners in the decision- making process and giving them the necessary tools and rewards. • Power is viewed as an unlimited resource. • Traditional authoritarian managers feel threatened. – Threats to empowerment • Dishonesty • Untrustworthiness • Selfishness • Inadequate skills
  • 11. Copyright © Houghton Mifflin Company. All rights reserved. 13 | 11 Leadership • Leadership Defined – The process of inspiring, influencing, and guiding others to participate in a common effort. • Formal Leadership – The process of influencing relevant others to pursue official organizational objectives. • Informal Leadership – The process of influencing other to pursue unofficial objectives that may or may not serve the organization’s interests.
  • 12. Copyright © Houghton Mifflin Company. All rights reserved. 13 | 12 Figure 13.1 The Evolution of Leadership Theory
  • 13. Copyright © Houghton Mifflin Company. All rights reserved. 13 | 13 Leadership (cont’d) • Trait Theory – The search for universal traits possessed by all leaders. – An early review 100 trait studies found moderate agreement on five traits common to leaders • Intelligence • Scholarship • Dependability in exercising responsibilities • Activity and social participation • Socioeconomic status
  • 14. Copyright © Houghton Mifflin Company. All rights reserved. 13 | 14 Leadership (cont’d) • A Modern Trait Profile: Leaders with Emotional Intelligence – Emotional Intelligence (EI): the ability to monitor and control one’s emotions and behavior in complex social settings. – Leadership traits associated with EI • Self-awareness • Self-management • Social awareness • Relationship management
  • 15. Copyright © Houghton Mifflin Company. All rights reserved. 13 | 15 Leadership (cont’d) • The Controversy over Male and Female Leadership Traits – Rosener’s research: Female leaders are better at sharing power and information. • Later research found no significant differences in the leadership styles of men and women. • Women did not fit the female stereotype. • Men did not fit the male stereotype.
  • 16. Copyright © Houghton Mifflin Company. All rights reserved. 13 | 16 Leadership (cont’d) • Behavioral Styles Theory – WWII studies of the patterns of leader behaviors (leadership styles) rather than who the leader was (traits). • Democratic style • Authoritarian style • Laissez-faire (hands-off style)
  • 17. Copyright © Houghton Mifflin Company. All rights reserved. 13 | 17
  • 18. Copyright © Houghton Mifflin Company. All rights reserved. 13 | 18 Behavioral Styles Theories of Leadership • The Ohio State Model – Initiating structure: leader’s efforts to get things organized and get things done. – Consideration: the degree of trust, friendship, respect, and warmth that the leader extended to subordinates. – Identified four leadership styles • Low structure, high consideration • High structure, high consideration • Low structure, low consideration • High structure, low consideration
  • 19. Copyright © Houghton Mifflin Company. All rights reserved. 13 | 19 Figure 13.2 Basic Leadership Styles from the Ohio State Study
  • 20. Copyright © Houghton Mifflin Company. All rights reserved. 13 | 20 Behavioral Styles Theories of Leadership (cont’d) • The Leadership Grid® – The belief that there is one best style of leadership. • Concern for production: the desire to achieve greater output, cost-effectiveness, and profits. • Concern for people: promoting friendships, helping coworkers get the job done, and attending to things that matter to people.
  • 21. Copyright © Houghton Mifflin Company. All rights reserved. 13 | 21 Source: Reproduced by permission from Leadership Dilemmas—Grid Solutions by Robert R. Blake and Anne Adams McCanse. © 1991, Grid International, Inc., Austin, Texas. Figure 13.3 Blake and McCanse’s Leadership Grid
  • 22. Copyright © Houghton Mifflin Company. All rights reserved. 13 | 22 Behavioral Styles Theories of Leadership (cont’d) • The Leadership Grid® Styles – 9, 1 style: primary concern for production; people secondary. – 1, 9 style: primary concern for people; production secondary. – 1, 1 style: minimal concern for production or people – 5, 5 style: moderate concern for both production and people to maintain the status quo. – 9, 9 style: high concern for both production and people (commitment, trust, and teamwork)
  • 23. Copyright © Houghton Mifflin Company. All rights reserved. 13 | 23 Situational Theories of Leadership • Fiedler’s Contingency Theory – Performance of the leader depends on: • the degree to which the situation gives the leader control and influence (favorableness of the situation). • the leader’s basic motivation to either accomplish the task or having supportive relationships with others (task or relationship motivation). – The challenge is to match the leader with a suitable situation: easier to move the leader than to change the leader’s style.
  • 24. Copyright © Houghton Mifflin Company. All rights reserved. 13 | 24 Figure 13.4 Fiedler’s Contingency Theory of Leadership
  • 25. Copyright © Houghton Mifflin Company. All rights reserved. 13 | 25 Situational Theories of Leadership (cont’d) • Path-Goal Theory – Derived from expectancy motivation theory. – Effective leaders enhance employee motivation by • clarifying perceptions of work goals. • linking rewards to goal attainment. • explaining how goals and rewards can be achieved.
  • 26. Copyright © Houghton Mifflin Company. All rights reserved. 13 | 26 Transformational Leadership Theory • Transformational leaders – Are capable of charting new courses for their organization. – Are visionaries who challenge people to do exceptional things, above and beyond the plan. • Transactional leaders – Monitor people to see that they do the expected, according to plan in order to maintain the status quo. – Get people to do things by offering a reward or threatening them with a punishment.
  • 27. Copyright © Houghton Mifflin Company. All rights reserved. 13 | 27
  • 28. Copyright © Houghton Mifflin Company. All rights reserved. 13 | 28 Servant Leaders: Putting to Work What You’ve Learned • The Servant Leader (Greenleaf) – An ethical person who put others—not herself or himself—in the foreground. – Characteristics • Are servants first • Inspire trust • Are masters of feedback • Emphasize personal development • Articulate goals • Know how to listen • Rely on foresight
  • 29. Copyright © Houghton Mifflin Company. All rights reserved. 13 | 29 From "The Servant Leader," by Chris Lee, Training, 1993. Copyright (c) 1993 Nielsen Business Media, Inc. Reprinted with permission from Training.
  • 30. Copyright © Houghton Mifflin Company. All rights reserved. 13 | 30 From "The Servant Leader," by Chris Lee, Training, 1993. Copyright (c) 1993 Nielsen Business Media, Inc. Reprinted with permission from Training.
  • 31. Copyright © Houghton Mifflin Company. All rights reserved. 13 | 31 Mentoring • Learning from a Mentor – Mentor: Someone who develops another person through tutoring, coaching, and guidance. • Dynamics of Mentoring – Mentoring’s key functions • Serving as a career enhancement function. • Providing psychological support.
  • 32. Copyright © Houghton Mifflin Company. All rights reserved. 13 | 32 From Academy of Management Journal by Kathy E. Kram, "Phases of the Mentor Relationship," December 1983. Copyright © 1983 by Academy of Management (NY). Reproduced with permission of Academy of Management (NY) via Copyright Clearance Center.