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Can boundary crossings in clinical supervision be beneficial
1. Can boundary crossings in clinical supervision be beneficial?
JoEllen M. Kozlowskia,b, Nathan T. Pruitta,c*, Theresa A.
DeWalta,d and Sarah Knoxa,d
aDepartment of Counselor Education and Counseling
Psychology, Marquette University,
Milwaukee, WI, USA; bHennepin County Medical Center
Whittier Clinic, Minneapolis, MN, USA;
cCenter for Counseling and Student Development, Siena
College, Loudonville, NY, USA;
dCounseling Services, University of Wisconsin-Whitewater,
Whitewater, WI, USA
(Received 1 August 2013; accepted 25 November 2013)
Published studies have addressed boundary violations by
clinical supervisors,
but boundary crossings, particularly those deemed positive by
supervisees,
have not received much attention. Eleven trainees in APA-
accredited doctoral
programs in clinical and counseling psychology were
interviewed regarding
positive boundary crossings (PBCs) they experienced with
clinical supervisors.
Interview data were analyzed using Consensual Qualitative
Research.
Examples of PBCs included socializing with supervisors outside
the office,
sharing car rides, and supervisor self-disclosure. Typically,
2. supervisees did not
discuss the PBC with their supervisors because they were
uncomfortable
doing so, felt that the PBC was normal, or felt that processing
such issues
was not part of the supervisor’s style. Most supervisees viewed
the PBCs as
enhancing the supervisory relationship and their clinical
training; however,
some participants reported that the PBCs created role confusion.
The results
suggest that there are legitimate reasons for supervisors to be
scrupulous about
their boundaries with supervisees; however, supervisors who
hold rigid
boundaries can deprive supervisees of deeper mentoring
relationships or a
more authentic emotional relationship that can be valuable to
supervisees
learning how to provide psychotherapy.
Keywords: supervision; boundary crossing; ethics, supervisees;
CQR; positive;
training
Many trainees have identified the supervisory relationship as
the most important
component of their clinical training experience (Ramos-Sanchez
et al., 2002). Bernard
and Goodyear (2009) refer to supervision as the “signature
pedagogy” of psychotherapy
that is essential to a supervisee’s professional development and
to ensure client welfare.
Part of a strong supervision alliance originates from the
supervisor setting healthy
boundaries (Heru, Strong, Price, & Recupero, 2004) and
4. supervisors and supervi-
sees agree on supervision boundaries, these findings would also
suggest they might
implicitly agree on when these boundaries were being crossed.
Boundary crossings, as described by Gottlieb et al. (2007), are
supervision events
where “a professional deviates from the strictest professional
role but is not unethical
per se” (p. 241). Boundary crossings can be initiated by either
the supervisor or super-
visee and can include a variety of situations: gift-giving, self-
disclosure about issues not
related to work, having multiple roles, or socializing outside of
work. In psychotherapy,
boundary crossings are often commonplace and not avoidable,
especially for
practitioners in small communities or the military (Syme, 2003).
In fact, some psycho-
therapeutic treatments, such exposure for anxiety disorders
outside the office, require
crossing traditional psychotherapeutic boundaries (Abramowitz,
2013). Similarly, super-
visors cannot always avoid boundary crossings due to their own
multiple roles (teacher
and professor), working in a small community, or simple
happenstance (singing in the
same choir; being members of the same club) (Bernard &
Goodyear, 2009).
Boundary crossings are frequently confused with boundary
violations, which “reflect
exploitation of the supervisee, a supervisor’s loss of objectivity,
disruption of the super-
visory relationship, or the reasonable foreseeability of harm”
(Gottlieb et al., 2007,
5. p. 241). Boundary violations, such as having a sexual
relationship with a supervisee,
are prohibited in all situations (American Psychological
Association [APA], 2002). A
2012 study reported that one-third of graduate-level supervisees
had experienced a
boundary violation in supervision which resulted in “profoundly
negative effects on
themselves, the supervisory relations, work with subsequent
supervisors, and patient
care” (Hardy, 2012, p. 4967). Some researchers have argued
there can be a “slippery
slope,” that can result in some boundary crossings leading to a
boundary violation
(Lamb & Catanzaro, 1998). In support of this argument, Lamb,
Catanzaro, and Moor-
man (2004) reported that a surprising 45% of psychologists in
their sample had thought
about initiating a sexual relationship with a supervisee, though
very few follow-through
with the action. For supervisors unsure about whether a
boundary crossing would be
appropriate, some researchers have generated recommendations
(Gottlieb et al., 2007)
and decision-making models (Burian & Slimp, 2000).
An understanding of the power dynamics in supervision seems
essential to maintain-
ing appropriate supervision boundaries. Supervisors can be
oblivious to the power they
have over supervisees, as “the person with greater power often
is able to remain less
consciously aware of [her authority] than is the person with less
power” (Bernard &
Goodyear, 2009, p. 185). Thus, a supervisor might initiate a
boundary crossing with the
6. best of intentions (e.g. taking predoctoral interns to lunch as a
group) without realizing
that the supervisees might feel they cannot decline the
invitation. Thus, although
boundary crossings are not always unethical (APA, 2002;
DeJulio & Berkman, 2003)
and not always harmful (Barnett, Lazarus, Vasquez, Moorehead-
Slaughter, & Johnson,
2007; Glass, 2003; Gutheil & Gabbard, 1993), the issue of
supervisees ability to
consent to crossings and their relative lack of power is a
concern.
110 J.M. Kozlowski et al.
Though many authors have argued that boundary crossings in
supervision are “not
bad,” few studies have focused on how boundary crossings can
be positive for
supervisees. Several studies have reported positive supervisory
relationship outcomes as
a function of supervisor self-disclosure (e.g. Higdon, 2001;
Ladany & Lehrman-Water-
man, 1999). Ladany and Walker (2003) argued that one of the
most important factors
in determining the helpfulness of supervisor self-disclosure was
whether the disclosure
was made “in the service of the supervisor versus the trainee”
(p. 613). Consistent with
that assessment, Matazzoni (2008) found that supervisees
perceived an improvement in
the working alliance when their supervisors disclosed relevant
past clinical experiences,
but they felt the supervision relationship was damaged by
7. irrelevant disclosures.
Similarly, a qualitative study of supervisees found that
supervisor self-disclosure usually
normalized clinical struggles or enhanced the supervision
relationship, but also found
that a few supervisees felt their supervisors’ disclosures were
surprising or inappropriate
(Knox, Edwards, Hess, & Hill, 2011). These studies of
supervisees stand in contrast to
reports from supervisors, who typically felt their self-
disclosures only helped their
supervision relationships (Knox, Burkard, Edwards, Smith, &
Schlosser, 2008).
Though many authors have written that boundary crossings can
be beneficial so
long as they are undertaken in an ethical manner (e.g. Burian &
Slimp, 2000; Gottlieb
et al., 2007), there has been little study of the positive effects of
boundary crossings for
supervisees. Supervision theoretical orientations, however, do
not appear to explicitly
address how to use boundary crossings to benefit supervision.
Consequently, both
supervisors and supervisees are left with little guidance as to
what is appropriate when
navigating the ground between extremely strict boundaries (e.g.
conversations only
focus on work; only meet at defined times in a work setting;
never meet outside of
work) and their feelings that a more flexible relationship might
be helpful. Understand-
ing the positive effect of boundary crossings for supervisees is
essential, since if there
is little benefit for such crossings, there would be no sense in
risking problems with a
8. legal system that sees any boundary crossing as “bad, wrong,
and harmful” (Gutheil &
Gabbard, 1993, p. 188). We wondered what types of events
supervisees would see as a
positive boundary crossing (PBC), whether such a crossing was
entirely positive or also
had negative effects, and how these crossings were handled in
the supervision relation-
ship. We defined boundary crossings as instances in which a
supervisor steps outside
the expected limits of the supervisory relationship when
intervening with the supervisee.
The identification of the boundary crossing as “positive” was
made solely by the super-
visee. We elected to use a qualitative design since boundary
crossings and the associ-
ated consequences are highly contextual, and because there has
been little research on
PBCs.
Method
Participants
The participants in this study included nine advanced practica
(completion of at least
four semesters of practica) and two pre-doctoral internship
students who were
geographically dispersed across all regions of the USA. Ten of
the eleven participants
were female, and all participants were enrolled in APA-
approved doctoral programs. Of
the nine advanced practica students, five came from clinical
psychology programs, three
from counseling psychology programs, and one from a
school/child clinical combined
9. Counselling Psychology Quarterly 111
program. The two pre-doctoral interns were from a clinical
psychology program and a
child and family psychology program. Seven participants
identified as Caucasian, one
as Caucasian-Pakistani, one as Russian-Jewish, one as White
Middle Eastern, and one
as Filipino-American. Participants ranged in age from 25 to 32
years old (M = 28.1,
Mdn = 27, SD = 2.32). Participants’ theoretical orientations
were Cognitive Behavioral
(n = 4), Psychodynamic (n = 3), Interpersonal (n = 2), and
Integrative (n = 2), and they
saw between 3 and 9 clients per week (M = 5.5, Mdn = 5, SD =
2.0). To protect the
identity of the one male participant, all references in the Results
and Discussion
sections will use female pronouns.
In discussing supervision training, six participants reported
having had neither
supervision coursework nor experience providing supervision;
three reported having
coursework only; and two participants were providing
supervision but had no
coursework in this area. As supervisees, participants reported
working with between 3
and 13 (n = 70, M = 6.4, Mdn = 5.5, SD = 2.97) supervisors
throughout their training,
most of whom were Caucasian. Participants reported they
experienced boundary
crossings (whether negative, neutral, or positive) with the
10. supervisor discussed in the
critical event (i.e. the PBC) between one and 17 times.
Participants rated the quality of
their relationship with the PBC supervisor highly (between 5
and 7 on a scale where 1
= very negative; 7 = very positive; M = 6.6, Mdn = 7, SD =
.69).
Measures
Participants completed a demographic form that asked about
essential characteristics of
themselves, their supervisors, and the relationship with their
supervisor. Additionally, the
participants completed a semi-structured, audiotaped phone
interview (see Appendix 1).
The initial interview protocol consisted of three parts. The
opening questions asked
participants to define “boundaries” and to describe any
boundary crossings that had
happened while they were supervisees. The protocol also asked
participants to report their
own and their supervisor’s cultural backgrounds, and how, if at
all, any similarities and
differences between themselves and their supervisor influenced
the supervision
relationship. The second part of the interview asked about a
specific PBC event and its
associated details (e.g. description of event, relationship with
supervisor at the time, when
the PBC occurred, why it was positive, whether the PBC was
discussed in supervision
afterward). The final part of the protocol asked why the
supervisees agreed to participate
in the research, the effects of the interview, and whether there
was any additional infor-
11. mation that they wished to share. The follow-up interview,
which occurred one to two
weeks after the first interview, offered an opportunity for the
researcher to clarify the
information from the first interview. Similarly, the participant
was given the opportunity
to add or clarify anything that was said in the previous
interview.
Procedures
Pilot interviews
Two pilot interviews were conducted by the lead author before
any of the participants
were interviewed. One of the interviewees was a recent graduate
from an APA-accred-
ited counseling psychology program in the Midwest, and the
other was a doctoral
student at the same university as the authors of this study. The
pilot interviews were
112 J.M. Kozlowski et al.
conducted with the initial protocol developed from the literature
by the primary
researcher and the auditor. Based on feedback from the pilot
interviews, the protocol
was revised (e.g. to clarify wording).
Participant recruitment
Participants were recruited by posting an email notice on the
Association of Psychology
12. Postdoctoral and Internship Centers listserv and the Division 17
(Counseling Psychol-
ogy) Clinical Training and Supervision listserv. Once an
individual agreed to join the
study, the participant was asked for a home address so that a
study packet could be sent
(i.e. cover letter, informed consent forms, demographic form,
initial interview protocol,
and postcard to request a copy of the study’s results).
Participants were compensated
with a long-distance phone card valued at $10.
Twenty-three students responded to requests for participation.
Of those, seven
dropped out of participation after being contacted by the
primary investigator (e.g. did
not return paperwork, stopped returning emails, and scheduled
an interview time but
then did not participate), and four participants did not meet the
study criteria (e.g. too
early in training or had already graduated), leaving 12 total
participants. During data
analysis, the primary team and the auditor determined that one
participant’s experience
did not meet criteria for the study, as her PBC was actually a
boundary violation that
was almost entirely a negative experience. This participant
reported that the supervisor
was insistent on having a personal, non-sexual friendship with
the supervisee and con-
tinued to press the issue even though the supervisee made it
clear she was not interested
in such a relationship. The participant initially was flattered by
the attention and took it
to mean she was a good therapist, but she changed her mind as
the advances persisted.
13. The interviewer discussed with the participant whether she
would report the harassment,
but the participant was adamantly opposed. She was, however,
appreciative of the
opportunity to clarify her thinking about her experiences with
the supervisor during the
study interview, and she was getting support from friends in her
program. Unfortu-
nately, the participant’s situation highlights Lamb and
Catanzaro’s (1998) caution about
the “slippery slope” that can lead from boundary crossing to
boundary violation. After
this individual was dropped, eleven people comprised the final
sample for the study.
Interviews
All interviews were audiotaped and conducted over the
telephone by the primary
researcher, and lasted from 31 to 51 min (M = 42.4, Mdn =
43.5, SD = 6.2). At the end of
the initial interview, a follow-up interview (Range = 3.25 to
7.75 min, M = 5.1, Mdn = 4.8,
SD = 1.4 min) was scheduled with each participant. All
interviews were transcribed
verbatim, with the exceptions of stuttering, minimal
encouragers, pauses, and silence; all
identifying information was removed; and participants were
referred to by code number.
Author biases
Prior to conducting the interviews, all team members openly
discussed their biases with
regard to supervision boundaries, supervisors crossing
boundaries, and any boundary
14. crossings that they had experienced in their professional
training as a supervisee. All
Counselling Psychology Quarterly 113
three principal investigators had experienced PBCs with their
supervisors (e.g. going to
lunch, visiting a supervisor’s home); however, all three were
cautious as to whether to
engage in a boundary crossing with their own supervisees. One
author had experienced
boundary crossings that disrupted a supervision relationship.
Two authors expressed
concern about boundary crossings between male supervisors and
female supervisees (or
vice versa) being perceived as romantic or sexual by people
outside the relationship.
Data analysis
Data were analyzed using Consensual Qualitative Research
(CQR) (Hill et al., 2005;
Hill, Thompson, & Williams, 1997). All of the researchers had
engaged in several
previous research projects using this method, and the auditor of
the study had published
numerous studies in this area. CQR requires three steps to
analyze data: domaining (the
coding of the interview transcripts into topic areas), core ideas
(reducing domained data
to their essential elements by paraphrasing participants’ words),
and cross-analysis
(identifying common themes that emerged across cases within a
domain). Throughout
15. all of these steps, the team members must come to consensus on
all decisions about the
data, as “a variety of viewpoints and experiences among the
team members may help
unravel the complexities and ambiguities of the data” (Hill et
al., 2005, p.197). Of
course, all team members needed to feel they could express
their opinions openly,
which Hill et al. (2005) suggested was facilitated by the
members having “strong inter-
personal skills as well as [liking and respecting] each other”
(p.197). With regard to this
study, all of the team members were well-acquainted with each
other from previous
work, and all had either completed or were nearing the
completion of a doctorate in
psychology (hopefully suggesting at least an acceptable level of
interpersonal skills).
All members seemed to enjoy working together and were
confident they were active
participants in the decision-making process.
The initial domain list was developed by the primary
researchers meeting together
to identify topics that were emerging in each transcript, and was
revised as data analysis
proceeded (e.g. new domains were identified, other domains
were collapsed). After the
team agreed on the domained and cored version of each
transcript, the auditor reviewed
the document to assess whether the data were coded correctly
and summarized
accurately. During the cross-analysis, the auditor reviewed each
core idea’s fit within
the categories developed by the primary team as well as the
overall logic of the cross
16. analysis (Hill et al., 1997, 2005). The auditor offered her
feedback to the research team,
who considered the feedback and came to consensus regarding
how to integrate the
auditor’s comments into the cross analysis.
Results
Categories were labeled “general” if they applied to all or all
but one case; “typical” if
they represented at least half the cases; and “variant” if they
applied to at least two
cases (Hill et al., 2005). Thus, for this study, general categories
were composed of
10–11 cases, typical categories were 6–9 cases, and variant
categories 2–5 cases. In
such cases where core ideas emerged from only one
participant’s transcript, the data
were placed in the “other” category under their respective
domain and are not reported
here. The findings are summarized in Table 1.
114 J.M. Kozlowski et al.
Contextual findings
Definition of boundaries
Participants typically defined boundaries as professional
behavior that is expected of
individuals in a particular role. For example, one participant
defined boundaries as
“what areas are off limits and what areas are within the limits,”
whereas another
17. described boundaries as “maintaining appropriate professional
behavior.” A variant
definition of boundaries was the idea that supervisees should
behave in accordance with
Table 1. Domains, categories, and frequencies of contextual and
specific PBC questions.
Domain Category Frequency
Contextual findings
1. Definition of boundaries Behaving within expected role
Typical
Behaving according to internal ethical
limits
Variant
2. Boundary crossings experienced in
previous supervision
Supervisor shared personal information Typical
Eating lunch or socializing with supervisee Typical
Going to supervisor’s home Variant
Receiving a gift from supervisor Variant
Supervisor provided extra supervision Variant
Supervisor was a professor in supervisee’s
graduate program
Variant
Supervisee perceived supervisor was
sexually attracted to her
Variant
18. Sexist comments or behavior by supervisor Variant
PBC critical incident findings
3. Rapport in PBC supervisory
relationship before PBC
Supervisee felt close to and/or supported
by SR
General
Neutral or superficial rapport Variant
4. Description of PBC Eating/Socializing with supervisor
Typical
Supervisor shared personal information Typical
Sharing car rides Variant
5. Discussion of PBC in supervision PBC not addressed in
supervision Typical
PBC was addressed in supervision Variant
6. Why PBC was not discussed Supervisee felt
intimidated/anxious Typical
PBC perceived as normal, so discussion
not needed
Typical
Discussion did not fit supervisor’s style Variant
Supervisee unsure why PBC not addressed Variant
7. Effects of PBC
A. Strengthened supervision
relationship
19. General
Supervisee discussed feelings and personal
concerns more openly
Typical
Supervisee grew personally Variant
Supervisor became mentor/role model to
supervisee
Variant
Others benefited from PBC Variant
Supervisee thought relationship would
continue after supervision
Variant
B. Enhanced supervisee’s training Typical
C. Created role confusion Typical
Notes: 11 cases total. General = 10–11, Typical = 6–9, Variant
= 2–5.
Counselling Psychology Quarterly 115
their own personally circumscribed limits. “Everyone has their
own set of these internal
rules that they view as acceptable” explained a participant.
Boundary crossings experienced in previous supervision
In prior supervision experiences, participants typically reported
the supervisor shared
20. personal information. For instance, one participant stated that
her supervisor discussed
the supervisor’s impending wedding and asked the supervisee
what she thought of her
engagement ring. Another participant reported that the
supervisor discussed his own
reaction to difficult clients. Supervisees also typically reported
socializing with
supervisors, such as going to lunch with a supervisor or going
out for alcoholic drinks.
Participants variantly reported visiting a supervisor’s home,
variantly reported receiving
a gift from a supervisor, and variantly received extra
supervision (e.g. while sharing car
rides on the way to co-lead a group). Participants were variantly
engaged in dual roles
with supervisors. For instance, some supervisors were also
instructors of courses in
which supervises were students. Participants variantly reported
the supervisor seemed
sexually attracted to the supervisee. Finally, participants also
variantly reported
boundary crossings in which supervisors used sexist language or
behavior. As an
example, one participant explained that her male supervisor
“saddled up next to [her],”
which the supervisee felt was inappropriate and upsetting.
The contextual findings demonstrate the difficulties the
supervisees had in defining
boundaries. There appeared to be a tension in some participants
whether boundaries
should be set by the supervisee (internal boundaries), by an
authority (external bound-
aries), or some combination of the two. Also, the fact that all
participants experienced
21. boundary crossings in previous supervisions (most listed
multiple events) illustrates the
ubiquity of these occurrences.
PBC critical incident findings
Rapport in PBC supervisory relationship before PBC
A general category emerged as the participants described the
supervisory relationship
prior to the PBC as supportive. For example, participants
reported that their PBC
supervisor was genuine, understanding, warm, empowering,
reinforcing, and caring.
Participants variantly described the supervision relationship as
being neutral or
superficial. In all of these variant cases, the supervisee had been
in supervision only a
short amount of time before the PBC.
Description of PBC
Participants typically reported a PBC in which the supervisor
and supervisee went out
to eat with each other or socialized outside the work
environment. One supervisee went
out in a group and drank alcohol with her supervisor. Other
supervisees met the
supervisor’s family or had supervision at the supervisor’s
house. Participants typically
reported supervisors discussing personal topics, ranging from
the health of one supervi-
sor’s pets to the status of one of the supervisee’s friend’s
application to the graduate
program where the supervisor was also a professor. In a final
variant category,
22. supervisees shared car rides with supervisors.
116 J.M. Kozlowski et al.
Discussion of PBC in supervision
Participants typically reported that the PBC was not discussed
in supervision. In fact,
only two of the eleven participants discussed the PBC in
supervision. One participant
whose PBC was not addressed reported that she felt that if the
supervisor thought it
was common practice to go out to lunch, then the supervisee
was “fine with that
assessment.” She also felt, however, that “a good supervisor
would have pursued it
[discussing PBC] further.” Variantly, supervisees did report that
a discussion with the
supervisor about the PBC occurred, with one stating that she
brought up the PBC in
supervision and that the supervisor was surprised but open to
discussion.
Why PBC was not discussed
Typically, participants felt too intimidated or anxious to bring
up the PBC. One partici-
pant was afraid of the supervisor getting angry (“backlash”),
and another felt that, “as a
clinician-in-training it seems a little difficult to [bring-up the
boundary crossing].”
Participants also typically indicated that they considered the
PBC normal, with one
saying that she “just wanted to enjoy it” and not “process it to
23. death.” Another partici-
pant just “assumed it was ok.” Participants also variantly felt
that discussion of the PBC
did not fit their supervisors’ style. As an example, one
participant stated that her supervi-
sor was “hands off” and did not “micromanage” issues in the
supervisory relationship.
Lastly, participants variantly did not know why the PBC was
not addressed in supervi-
sion. For instance, one participant attempted to talk about the
PBC, but stated that her
supervisor did not seem interested in pursuing it, so she dropped
the discussion.
Effects of PBC
Generally, participants stated that the PBC enhanced the
supervisory relationship. Partic-
ipants here reported increased feelings of comfort, camaraderie,
being “really under-
stood” by the supervisor, and feeling cared for. Five
subcategories emerged under this
general category. First, participants typically felt that the PBC
allowed them to share
their feelings and personal concerns more openly with the
supervisor. As an example,
one participant reported that the PBC allowed her to feel more
comfortable telling her
supervisor she often felt “stressed out” and “incompetent” when
doing therapy. She felt
she could make this disclosure because she knew the supervisor
would be supportive.
Supervisees also variantly reported …
24. Counselling Psychology Quarterly
Vol. 25, No. 3, September 2012, 277–287
‘‘We’re people who don’t touch’’: Exploring clinical
psychologists’
perspectives on their use of touch in therapy
Carmel Harrison
a*, Robert S.P. Jones
b
and Jaci C. Huws
c
a
Betsi Cadwaladr University Health Board, Flintshire
Community Learning
Disability Team, Mold, UK;
b
School of Psychology, Bangor University,
Gwynedd, UK;
c
School of Healthcare Sciences, Bangor University,
Gwynedd, UK
(Received 16 May 2011; final version received 24 February
2012)
There is a paucity of research that explores the use of touch
within
psychotherapy from therapists’ perspectives. This qualitative
25. study
explored clinical psychologists’ accounts of offering or
excluding touch
within therapeutic practice. Semi-structured interviews were
conducted
with six clinical psychologists working within adult mental
health services.
The interview transcripts were analysed using interpretative
phenomeno-
logical analysis (IPA). Five superordinate themes emerged from
the data:
(1) the touch instinct; (2) touch and professional boundaries; (3)
individual
clients and contexts; (4) the value of touch in therapy and (5)
the cost of
touch in therapy. It is suggested that the perspectives of
professionals and
clients be given greater consideration in the future as such open
discussion
may serve to challenge the taboo status often surrounding the
issue of
touch, and highlight its potential roles in therapy.
Keywords: touch; boundaries; clinical psychologists;
interpretative phe-
nomenological analysis (IPA)
The use of touch has long been associated with healing (Frank,
1957; Hunter &
Struve, 1998), yet little is known about why some professionals
use touch while
others do not (Durana, 1998). Freud (cited in Galton, 2006)
suggested that
therapeutic transference would be exacerbated through touch;
thus its exclusion was
considered necessary to ensure psychoanalytical, boundaried
26. and effective interven-
tions. Although adherence to a psychodynamic model may be
considered
particularly incompatible with touch (Bonitz, 2008), many
professionals hold fast
to this legacy of touch exclusion for a myriad of reasons:
potentially as their beliefs
genuinely fit these models; perhaps to fulfil the criteria deemed
necessary to retain
group membership; or, to maintain the special or unique nature
of their approach.
Consequently, touch exclusion can be perpetuated, irrespective
of practitioners’
therapeutic approaches.
Others deem touch to be appropriate and even beneficial within
therapy. Hunter
and Struve (1998) suggest that touch has the propensity to
establish, maintain or
deepen therapy relationships; to assist clients to overcome
distractions and be
*Corresponding author. Email: [email protected]
ISSN 0951–5070 print/ISSN 1469–3674 online
� 2012 Taylor & Francis
http://dx.doi.org/10.1080/09515070.2012.671595
http://www.tandfonline.com
present; to provide nurturance and reassurance; to facilitate the
access, exploration
and resolution of emotional experiences; to provide containment
27. and safety and to
promote touch as a healthy component of relationships outside
therapy. Those
advocating the use of touch suggest that its prohibition is as
unacceptable as touch
itself when this could exclude the opportunity for therapeutic
progression (Sponitz,
1972).
Pope, Tabachnick, and Keith-Spiegel (1987) found that 41% of
their sample of
456 psychologists within the Psychotherapy Division of the
American Psychological
Association reported that they hugged their clients somewhat
frequently. In this
questionnaire study, 30% of humanistic therapists believed that
touch might be
beneficial in terms of clients’ progress, while only 6% of
psychodynamic therapists
held this view. In addition, the psychodynamic therapists
deemed the risk of
misinterpretation as being high enough to warrant touch
exclusion. However, Stake,
and Oliver’s (1991) survey of over 200 psychologists indicated
that some forms of
28. touch within therapy (e.g. hugging; touching the shoulder, arm
or hand of the client)
were rarely thought to constitute misconduct, nor were they
typically seen as overtly
sexual or suggestive.
Stenzel and Rupert (2004) found that approximately 80% of 470
psychologists
practicing in adult psychotherapy sometimes shook hands with
clients. This form of
touch was most likely to occur at session beginnings or endings.
Close to 90% of
these respondents claimed that they never or rarely offered
other forms of touch to
clients during sessions. This suggests that handshakes and touch
within sessions were
appraised quite differently possibly due to social norms,
theoretical considerations or
training experiences.
Milakovich (1992) used a telephone questionnaire to explore the
differences
between 84 therapists who used touch and those who did not.
Therapists who used
touch were more likely to be female and had received more
training on its use.
Therapists who used touch positively valued touch in therapy;
29. believed in the touch
need/deficit; and considered the gratification of the touch need
as therapeutic.
Participants who did not utilise touch were inclined to
negatively view touch within
therapy, typically as gratifying need was considered detrimental
to the process. The
therapists who employed touch tended to trust their own instinct
in relation to its
appropriateness and appeared less concerned about potential
risks.
Clance and Petras (1998) used questionnaires to explore
psychotherapists’
decision-making in relation to touch in psychotherapy.
Therapists who used touch
did so in an effort to help clients access feelings; to comfort and
support; to model
safe touch; to respond to clients’ requests for touch; to address
histories of touch
deprivation; or, to say goodbye. Decisions not to touch were
made when there was a
possibility of misinterpretation; when touch would be invasive;
because the client was
able to access feelings without touch; because of the clients’
needs for clear
30. boundaries; or, if touch would be unbearable for the client.
In the last two decades, a shift in focus towards risk
management and ethical
practice within therapy has impacted on the use of touch.
Physical contact may be
viewed as risky with: clients who use therapy to fulfil relational
needs; those with
poor attachment histories, poor boundary control or who display
‘borderline
functioning’; or, those who act seductively (Glickauf-Hughes &
Chance, 1998).
By associating touch with risk, even those who typically avoid
touch may be
278 C. Harrison et al.
reluctant to discuss rare use of touch for fear of the suspicion of
misconduct (Stenzel
& Rupert, 2004).
The present qualitative study aimed to investigate the views of
clinical
psychologists in relation to touch in therapy by focussing on the
reasons why
participants chose to incorporate or avoid touch. There appears
to be no existing
qualitative research on touch in therapy solely within a sample
of clinical
31. psychologists in the United Kingdom. Studies that focus on
touch have typically
utilised survey or questionnaire measures, and although there
have been some
opportunities for elaboration within certain studies (Clance &
Petras, 1998;
Milakovich, 1992), the use of questionnaires may have
restricted participants’
accounts.
Method
Qualitative perspective
Interpretative phenomenological analysis (IPA: Smith, Flowers,
& Larkin, 2009) was
utilised in this study as its emphasis is on exploring the
meaning that participants
assign to their experiences. Two stages of interpretation, or a
double hermeneutic,
are involved in the dynamic exploration of experiences:
participants attempt to make
sense of their experiences (as they recall and verbalise their
thoughts); and the
researcher attempts to analyse and make sense of participants
making sense of these
experiences. These interpretations are not free from bias and, in
accordance with IPA
methodology, these biases are embraced and deemed necessary
by the researcher in
order to make sense of the participants’ lived experiences
(Smith & Osborn, 2004).
Participants
The aim of IPA studies is to understand frames of reference for
32. small groups of
individuals who are selected according to aspects of
homogeneity (Smith et al., 2009).
Following national and local research ethics approval, three
female and three male
clinical psychologists were purposively selected on the basis
that they were employed
by the NHS and delivered one-to-one therapy within adult
mental health services in a
rural area of Wales, UK. They were aged between 35 and 55
years, and had
a minimum of five years post-qualification experience (range 8–
25 years, mean
15 years). They all described their therapeutic orientation as
‘‘eclectic’’ or
‘‘integrative.’’
Data collection
Six potential participants were sent an information sheet
relating to the study. Then
the first author (CH) met with individuals to discuss the
research in more detail.
Each individual was informed that they could take up to a week
to decide if they
would like to take part and all subsequently participated in the
study.
Each participant was met at their place of work by the first
author on a
convenient, pre-arranged date. Individuals were informed that
participation was
voluntary, that they had the right to withdraw from the study at
any time, and they
Counselling Psychology Quarterly 279
33. were assured of anonymity and confidentiality. Participants
were asked whether
direct quotes from their interviews could be included in the
reporting of the study.
They were informed that some details relating to clinical
practice (such as issues that
were previously known to co-workers) might compromise their
anonymity; however,
all participants agreed that direct quotes could be included in
the reporting of the
study following the application of pseudonyms.
After obtaining informed, written consent, participants were
asked to provide
basic demographic and professional information. In accordance
with the guidelines
for IPA studies (Smith et al., 2009), a semi-structured interview
was utilised to guide
the interview and further questions were asked based on the
answers given. This
ensured that responses reflected individuals’ experiences and
beliefs. Participants
were aware that each interview would be recorded and later
transcribed for the
purposes of analyses. The interviews ranged in duration from 35
to 60 min and upon
completion, participants were given the opportunity to ask
further questions about
the research.
Analysis
An idiographic method of analysis (Smith et al., 2009) was
34. adopted. First, each
transcript was read in detail and the left-hand margin was used
to write initial ideas,
to highlight specific points, to summarise and make connections
within the data.
Then each transcript was re-read and the right-hand margin was
used to note
emerging themes and more abstract terms. These themes were
listed and clustered
prior to returning to the transcript to confirm that the analysis
was firmly grounded
in the accounts. This process was repeated for each transcript,
and the analysis led to
the creation of a master list of themes representative of the
experiences of all
participants. Consistent with the IPA approach, themes were not
necessarily selected
due to prevalence, but rather in relation to the richness of
participants’ accounts.
To ensure the validity of the analysis, issues of transparency
and credibility were
addressed. Prior to embarking on the research, the first author
(CH) recorded her
own thoughts and perceptions about the topic, and reflected
upon these with the
second author (RSPJ) within a supervisory context. This
fostered a self-awareness of
researcher-bias. The third author (JCH) carried out credibility
checks of the analysis
by reading the transcripts and theme lists to ensure that the
interpretations were
identifiable within the data.
Results
35. Participant accounts clustered around five superordinate
themes: the touch instinct;
touch and professional boundaries; individual clients and
contexts; the value of
touch and the cost of touch. The importance of the topic of
touch to the participants
was confirmed by the fact that all agreed that direct quotes
could be included in the
reporting of the study following the application of pseudonyms.
The touch instinct
Participants considered touch an instinctual response and
appropriateness was not
thoughtfully considered, but inherently experienced as a sense
of being ‘‘right’’ in
280 C. Harrison et al.
context. Despite this, all participants emphasised the rarity and
cautious use of touch
in their practice. For example:
I’m just responding to non-verbals from the client and sort of
sensing, I’m not sure I’m
thinking (James).
. . . it’s something that has to be used very, very carefully. It’s
not my first response
(Elsie).
As advocates for the cautious use of touch, James and Lydia
used terminology
such as ‘‘light touch’’ and spoke of a need for considered
36. restraint. Even though its
use was viewed as being instinctual, Elsie and Lydia believed
that obtaining clients’
consent was central if touch was to be used to meet clients’
needs:
I would definitely ask her before I did it. I’d say ‘‘would you
like a hug?’’ (Elsie).
. . . you have to get somebody’s permission to do it, but they
don’t have to give it
verbally (Lydia).
Although Elsie outlined a direct approach to gaining consent,
Lydia discussed
how client need and acceptance of touch was sensed intuitively
without the exchange
of words. Irrespective of whether clients were asked directly or
not, Sylvia raised an
additional issue in relation to the use of touch and consent:
Do we ever know that they are ever consenting to it? (Sylvia).
Therefore issues relating to informed consideration, decision-
making and client
consent regarding the use of touch remained, however, the three
female participants
all recommended the promotion of client choice, irrespective of
the different ways
that assent and need were assessed.
Touch and professional boundaries
Clive, Sylvia, John and Elsie discussed how clinical
psychologists were generally
perceived as not offering touch:
37. . . . there is a sense that we’re people that don’t touch (Clive).
Expectations and the non-touching identity appeared to be
strengthened from
within the profession through an absence of actual touch, a
dialogue on touch or
specific training, thus perpetuating and retaining the taboo
status of the topic. The
belief that touching was something clinical psychologists should
not do was
discussed by the three male participants. For example:
I think the therapist’s role is to help the person to find the
people who will do the
touching. We’re not the person in people’s lives, we’re not their
friend, we’re certainly
not the person they are having a physical relationship with,
we’re simply someone who
is trying to help (James).
Whilst acknowledging the need for touch, James suggested that
this was outside
the remit of clinicians who instead endeavoured to empower
clients to establish such
interactions outside therapy.
Clive, Sylvia and Lydia spoke of the unique, intimate nature of
therapeutic
relationships yet all the participants (except for Clive) spoke of
how professionals
working within the confines of certain therapeutic approaches
are destined to
practice without touch, as particular models seemingly dissuade
its inclusion.
38. Counselling Psychology Quarterly 281
Irrespective of approach, all participants spoke of professional
boundaries within
therapy relationships. In this sense, the therapeutic model and
boundaries of
individuals define who and how professionals are as clinicians.
Individual clients and contexts
. . . it has to be taken in the particular situation with the
knowledge of that client
(Sylvia).
Sylvia’s recommendation that professionals appreciate client
individuality and
context was also emphasised by Clive, Elsie and James.
Participants referred to the
lack of a clear sense of right or wrong in relation to touch and
recommended a stance
within which absolute rules were questioned. The participants
(except James) descri-
bed how client distress could evoke or necessitate a touch
response. Lydia suggested:
When it’s touch, I’m seeing that they need some kind of
acknowledgement, because
they’re so distressed, it’s a grounding type thing. I’m saying,
‘‘I’m here’’ when they are
just so away with the emotion (Lydia).
Lydia reported that extreme distress can ‘‘remove’’ the client
from the therapy
39. and touch is used to bring the client back. By enabling therapy
to continue, touch is
utilised as a therapeutic tool to illustrate recognition of
experience and to facilitate
progression.
Certain client diagnoses or presentations were described as
necessitating touch
avoidance and John, Elsie and Lydia specified that the
exclusion or careful
consideration of touch was required with clients presenting with
specific issues in line
with a personality disorder diagnosis:
I’ve had clients who would fall in the borderline personality
disorder realm whereby
touching could quite easily be misinterpreted and/or used in
quite a negative or difficult
way (Elsie).
Clients’ life circumstances were also viewed as impacting on
the use of touch.
Two of the male participants considered loneliness:
. . . if I had a patient who was very lonely, wanting to have
someone and then I give them
a hug, that’s not a very good thing to do (John).
I’m painfully conscious of my clients’ isolation and I’m sure
that makes me feel like I’d
like to give someone a hug, or a pat on the back (James).
John felt that physical contact with an isolated client would be
inappropriate,
40. while James focused on his urge to touch lonely clients,
although he identified his
tendency to notice, rather than act upon the feeling. In both
instances, client
isolation impacted on touch.
Participants also spoke of the use of touch with clients who had
been abused:
I can remember just holding the client’s two hands in mine, she
was very, very
distressed, just disclosed abuse, I think for the first time (Elsie).
. . . for many of our clients, touch in terms of physical/sexual
abuse has been present, so
that probably leads to the feeling of a need to be very careful,
and yet, in my experiences
with some of those clients who have felt so abhorrent, so
repulsive, that’s made it all the
more powerful (Sylvia).
282 C. Harrison et al.
Sylvia not only reported how these clients were perceived as a
group with whom
touch needed to be tentative, but also suggested that touch was
appropriate and most
effective when working with such clients.
All participants referred to the impact of client gender on touch.
Elsie stated:
I certainly would not offer touch to a male client. If a male
41. client asked me to hold them
I would instantly go into quite a different mode. I hope that I
would stay empathic and
tuned in, but I would not respond in that way because of the
different interpretations
that can be put on that (Elsie).
The male participants discussed the potential complexity of
touching a female
client and described their reservations. The female participants
were more definitive,
and stated that touching male clients, beyond a handshake, had
not and would not
occur. It is apparent that client–therapist gender difference
influenced professional
decisions.
The majority of the participants had experienced client-led
touch, for example:
. . . it’s very much dependent on client initiated behaviour,
there’s no way that I would
touch somebody, unless, well when the hugs are involved I
don’t hug them, they hug me
and I just don’t reject them (Lydia).
Hence, this touch may be more permissible as the desire is
located with the client.
However, Sylvia stated that on occasions, she felt she had ‘‘no
choice’’ in such
interactions. Elsie described client ‘‘signals’’ such as details of
42. their abhorrence of
touch, which she interpreted as an instruction not to touch. The
behaviours and
presentations of clients appear to influence professional
responses and decisions
around future physical contact.
The value of touch in therapy
The majority of participants commented that touch could
provide support. James
stated:
. . . perhaps the best thing we could do would just be to say
‘‘look, let’s leave all that for a
minute’’ and just do something [gestures reaching out] just to
be very supportive or
empathic if someone is very upset (James).
It seems touch may support and simultaneously demonstrate
empathy in a way
that words might not. Participants also referenced other
benefits, such as its
acknowledging and validating impact:
. . . they have seen it as a further extension of acknowledging
they are having a difficult
time and that I’m here (Clive).
Touch was also viewed as being of benefit for the professional:
43. . . . I think it has helped in that moment to just calm things
down, enable the client to
come back, to being able to contain their distress (Elsie).
Lydia, James and Clive also believed that touch could assist the
professional,
particularly in the communication of their feelings, but John did
not agree:
. . . touching has a meaning in those situations, it means
empathy: they are showing
empathy by touching the patient when they are distressed during
the session. I don’t
think that. I don’t see any therapeutic value in touching (John).
Counselling Psychology Quarterly 283
John acknowledged that touch has a meaning, and perhaps
therefore a value for
some professionals, but disagreed with the other participants
such as Sylvia who
described touch as having the potential to be a ‘‘pivotal
moment’’ in therapy.
All participants referred to the use of touch at session or
intervention endings.
For example:
. . . shaking the hand at the end in kind of a sealing the deal
way, if you strike a bargain
44. with somebody or an agreement you shake hands, and often by
the end of a session,
there’s that sense that’s what you’re doing (James).
James described the handshake as a signification of the
therapeutic contract that
communicated an agreement to what had passed. This is
expanded upon by Lydia in
her account of touch at endings:
They haven’t hugged me after each session for the year or two
that they’ve seen me, but
it’s an end point when they are not going to see me anymore
(Lydia).
As touch was deemed prevalent at therapy endings by all
participants, one value
of touch may be its propensity to signify farewell to the client.
Alternatively, at the
end of therapy, professionals may no longer feel bound by the
nature of the
relationship and consequently touch occurs.
The cost of touch in therapy
Issues of misinterpretation, confusion and dependency were
common in a number of
the accounts, and James’s reflections encapsulated these:
. . . you don’t want to hug your clients because you might create
45. all kinds of strange
ideas for them, you might make them dependent, it might be
misinterpreted, blah blah
blah. . .. What is the risk that they are going to think this is
sexual or that they are going
to get dependent on me? You have to weigh it all up, then you
give them a big hug
[laughter] (James).
Whilst acknowledging a variety of potential negatives, James
somewhat
minimised the impact of these costs by implying that there are
an infinite number
of possible consequences with his remark and laughter. Clive
spoke of the capacity
touch has to ‘‘destroy’’ the therapy relationship if misapplied,
which necessitates
careful thought. It is apparent that clinicians can reflect on
these issues in different
ways: James insinuated that in practice, touch is led by feeling,
while Clive
appreciated the need for a more cautious approach due to
associated risks.
The most frequently considered negative consequence of touch
was the possibility
that it could be misconstrued by the client:
. . . if they misinterpret my intentions then that muddies the
waters in a way that isn’t
46. going to be helpful (Elsie).
Elsie suggested that misinterpretation could negatively impact
on the effective-
ness of the therapy process. Clive sensed that costs may be less
when the perceived
probability of misinterpretation was reduced.
The group identified consequences for the professional
following touch. Sylvia
described an incident of client-initiated touch after a therapy
session:
. . . there was almost a slight feeling of shame. I can remember
thinking maybe my
colleagues around me think this is what happens with all my
clients (Sylvia).
284 C. Harrison et al.
Sylvia may be referencing the aforementioned theme that
professionals are not
expected to touch and as a result, shame is experienced when
colleagues witness this
interaction. When asked to elaborate on the impact of using
touch, Clive added:
. . . there is always the no smoke without fire type things,
damage to your reputation
amongst your peers and I think, for the added advantage that
maybe a reassuring touch
would have given over comforting words, I don’t know w hether
47. the benefit outweighs
the risk.
Clive believed that lasting damage to the professional’s
reputation could occur
without malpractice or sanction. Reflecting on the benefit-risk
ratio, he felt uncertain
whether the value of touch was greater than the cost, implying
that the prospect of
negative outcomes may be enough to deter professionals.
Discussion
By adopting an IPA approach, insights into touch from the
perspectives of clinical
psychologists were captured, and meaning was dynamically
explored. The existence
of the double hermeneutic and the inherent embracing of
researcher biases fostered a
‘‘making sense’’ of participants’ lived experiences and allowed
an insider perspective
on the issue to be obtained. Only one participant (John) reported
that he did not
believe touch had any value within therapy, although he could
appreciate the
meaning of touch for some. The other participants suggested
that touch could be
both helpful, and harmful, depending on a myriad of client,
contextual and
professional variations.
Clance and Petras (1998) reported that psychotherapists put a
great deal of
thought into their decisions regarding touch. Although
participants considered issues
relating to touch within the current study, it was apparent that
48. decisions in therapy
were typically guided by instinct or a ‘‘feeling’’ without
extensive ‘‘thinking.’’
All participants emphasised the rarity of touch within their
practice and a number
described contact as ‘‘careful’’ or ‘‘light.’’ Participants
discussed touch as being outside
the remit of clinicians, and considered how limited discussion
and training perpetuated
this belief. These findings support the theories of Stenzel and
Rupert (2004) that
discussion on touch within professional groups is limited due to
the focus on risk
relating to accusations of misconduct. This results in a vicious
cycle whereby
professionals are not expected to touch, therefore they avoid
talking about it due to the
perceived risks. This reaffirms the belief that touch does not
occur, thus maintaining
assumptions regarding touch-free, good practice. Moreover,
therapeutic orientation
was discussed in relation to professional boundaries, and
psychodynamic practice was
considered the least compatible with touch due to the neutrality
necessitated within this
approach. This finding was consistent with Sinason’s (2006)
belief that psychoanalyt-
ically informed professionals adopt a philosophy of ‘‘no
touch.’’
Glickauf-Hughes and Chance (1998) suggested that clients with
unfulfilled
relational needs and those who displayed so-called borderline
functioning might
warrant the exclusion of touch in therapy. The results of the
49. current qualitative study
supplement these findings as participants made the distinction
that client isolation
increased a desire to touch, but not necessarily actual contact.
Although touch with
clients who had experienced abuse necessitated a need to be
careful, participants
reported that touch had been most helpful for these clients. This
supports the
findings of Horton, Clance, Sterk-Elifson, and Emshoff (1995)
that clients who had
Counselling Psychology Quarterly 285
experienced abuse found touch beneficial. While some
participants in this study
would grant touch following client requests, Mintz (1969)
believed that clients who
were assertive enough to request touch were likely to have this
need met outside
therapy and consequently, touch was deemed less of a necessity.
Milakovich (1992)
found that therapists who offered touch were more frequently
female, however,
within the current qualitative study both male and female
participants offered touch
and it appeared that the female participants more vehemently
excluded the
possibility of touch with clients of …