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BUILDING AGENCY CAPACITY
      Creating an Evaluation Community and a
                   Culture of Data
Stephanie R. Miller, The Pell Institute
Collaboration is KEY!

    • Allows for the diversity of opinions
    • Creates a sense of “ownership”
    • Engages important stakeholders
    • Creates inherently interactive and
      voluntary relationships
    • Takes time and can be difficult to achieve
    • Cannot be mandated, forced or faked
    • Establishes clear, articulated and
      common goals
Importance of Evaluation

   • Allows institutions to better
     select, oversee, improve and make sense of
     programs and policies
   • Definition: A collaborative and systematic
     approach to making an assessment of a
     program, policy or operation using data. The
     goal of an evaluation is to improve the
     effectiveness and/or efficiency of a
     program, policy or operation. (Mark, Henry, &
     Julnes, 2000)
Building Evaluation Capacity

    • Evaluation becomes a core function of the organization
    • Involves collaboration of all stakeholders (at all levels
      of the organization)
    • Builds an understanding of the importance of
      evaluation and how it influences processes and
      outcomes
    • Evaluation should be a continuous, routine and
      sustained effort
    • Operates at multiple levels of the organization
    • Evaluation has multiple purposes and goals
    • Requires continuous adjustments and refinements
Goals of Evaluation Capacity Building

    • The goal of ECB is to strengthen and
      sustain an organization’s capacity to:
    1) design, implement, and manage effective evaluation
       projects
    2) access, build, and use evaluative knowledge and
       skills
    3) cultivate a spirit of continuous organizational
       learning, improvement, and accountability
    4) create awareness and support for program evaluation
       and self-evaluation as a performance improvement
       strategy
    (King & Volkov, 2005; King, 2007)
Elements of Evaluation Capacity Building
                     Evaluation
                      Culture
                        and
                      Capacity


                    COLLABORATION




                     Leadership
                    Commitment


         Analytic                    Data
        Expertise                   Quality
                    COLLABORATION
Leadership Commitment

   • Commitment from the organization’s
     leadership body is key to sustain
     evaluation efforts
   • Strategies
     – Provide stakeholder team with continuous
       resources, support, incentives and
       opportunities
Collaboration ~ Cooperative
Partnerships

   •   Shared resources and expertise
   •   Diversity of opinions and experiences
   •   Defined roles and responsibilities
   •   Open, productive communication
   •   Strategies
       – Join stakeholders in pursuit of common
         goals
       – Solicit support and involvement of
         stakeholders
Establishing An Evaluation Culture

    • Institutionalize evaluation
       – Incorporated into “practice” and work responsibilities
       – Formalized process to plan, execute and use
         information from evaluations
       – An established, natural part of the work environment
    • Strategies
       – Institute regular assessment
       – Commit to self-examination and self-improvement
Analytic Expertise

    • Engage with experts (internal and
      external) who are knowledgeable of:
      – Various research methodology
        (quantitative, qualitative and mixed-
        methods)
      – Relevant subject matter
      – Data analysis/interpretation and data
        systems
    • Strategies
      – Build staff expertise
Establishing Data Quality

    • Access to credible and reliable data is
      essential
    • Data should be consistent across all
      levels of the organization
    • Create a Culture of Data
Building a Data Culture

    • Leadership is required at all levels of the
      organization
    • Belief that good data are an integral part
      of evaluation and promoting positive
      policy and program outcomes
    • Willingness to invest time and resources
      in achieving useful information
Components of a Data Culture

   • Leadership and Collaboration: Data should be accessible to all
     stakeholders
   • Coordination and Articulation: There needs to be
     communication between the institution and smaller programs to
     insure standardized data collection
   • Dynamic Data System: Data tool should be able to systematize
     the data collection process, analyze data and report results
     (standard reporting)
   • Accuracy: Information must be correct and complete; data entry
     should be standardize to ensure reliability
   • Security: Protect student and staff confidentiality; data systems
     must be secure
   • Utility: Data have to provide the right information to answer
     questions
   • Timeliness: Data should be entered in a timely manner
Factors Affecting a Data Culture

    •   Polices and Regulations
    •   Standards and Guidelines
    •   Professional Development/Training
    •   Technology
    •   Data Entry Environment
    •   Timelines/Calendars
    •   Assessment and Reporting
    •   Integration into Practice/Culture ~ Community
        of Practice
    Source: www.data4ss.org
Using Data for Evaluation and
Program Improvement
    • Why is Data Important?
      – A blueprint for success, accountability and achievement
      – Review/analysis of complete, unbiased and measurable
        results
    • Typical Use of Data
      – Superficial use
      – Required reporting (e.g. annual performance
        reports, grants, program reviews, etc.)
    • Misuses of Data
      – Discarding of unfavorable data
      – Heavy reliance on one source of data
Building A Culture of Data

    • Data-Driven Decision Making
      – Systematic process of data use
      – Routine and collaborative use of data to
        inform organizational, programmatic and
        instructional improvement decisions
      – Builds knowledge, uses a variety of data to
        construct knowledge, to better understand
        what is actually going on
Using Data for Evaluation and Program
Improvement

                          Data
                        Collection




                      Collaboration
                            &
                      Professional
                      Development
          Report &
        Communicate                    Data
            Data                      Analysis
Using Data

   • Collaboration and Professional Development
      –   Ongoing efforts
      –   Include key stakeholders
      –   Formulate key questions
      –   Establish desired outcomes
      –   Consider cross-program evaluation
   • Data Collection
      – Utilize multiple data sources and databases
      – Use appropriate data
      – Organize data
Using Data

   • Data Analysis
     – Conduct meaningful analyses
     – Identify appropriate analysis techniques
     – Incorporate multiple measures
   • Reporting & Communicating Data
     – Ensure data results are seen by the
       appropriate stakeholders
     – Create “easy-to-interpret” charts and graphs
     – Establish periodic reporting
Creating Effective Data Tools

    • Data warehouse
      – Organized storage area for data elements
    • Data analysis tool
      – User-friendly analytic tool
      – Customized and pre-formatted reports
      – Expedited analysis
    • Decision support tool
      – Provides real-time recommendations or alerts
      – Automatic actions for stakeholders
What is YOUR organization’s
experience?
   • How has your organization incorporated evaluation into
     its culture?
      – Success/Pitfalls?
      – Areas for improvement?
   • Has your organization engaged in Evaluation Capacity
     Building? What are the challenges?
   • What is the culture of data at your organization?
      – How is data used?
      – Do you use a data system? What does it look like?
         • Strengths/Weaknesses?
         • Areas for improvement?
Resources
   Evaluation Capacity Building
    Building Evaluation Capacity: Designing a Cross-Project Evaluation, Clewell &
      Campbell, 2008
    Program Evaluation: an Evaluation Culture and Collaborative Partnerships Help
      Build Agency Capacity, United States GAO, 2003
    Evaluation capacity building in complex organizations, Taylor-Powell & Boyd, 2008
      http://www.isce.vt.edu/files/Evaluation_Capacity_Building.pdf
    Evaluation ToolKit: http://toolkit.pellinstitute.org/
    Evaluation: An Integrated Framework for Understanding, Guiding and Improving
      Public and Nonprofit Policies and Programs, Mark, Henry & Julnes, 2000
    Developing evaluation capacity through process use, King, 2007
   • A framework for building evaluation capacity based on the experiences of three
      organizations, King & Volkov, 2005
   Data
    Data-Driven Decision Making: A Powerful Took for School Improvement
      https://www.erdc.k12.mn.us/promo/sage/images/Analytics_WhitePaper.pdf
    Using Data to Improve Schools: What’s Working
      http://www.eric.ed.gov/PDFS/ED469227.pdf
    Data for Student Success: http://www.data4ss.org/

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Building agency capacity

  • 1. BUILDING AGENCY CAPACITY Creating an Evaluation Community and a Culture of Data Stephanie R. Miller, The Pell Institute
  • 2. Collaboration is KEY! • Allows for the diversity of opinions • Creates a sense of “ownership” • Engages important stakeholders • Creates inherently interactive and voluntary relationships • Takes time and can be difficult to achieve • Cannot be mandated, forced or faked • Establishes clear, articulated and common goals
  • 3. Importance of Evaluation • Allows institutions to better select, oversee, improve and make sense of programs and policies • Definition: A collaborative and systematic approach to making an assessment of a program, policy or operation using data. The goal of an evaluation is to improve the effectiveness and/or efficiency of a program, policy or operation. (Mark, Henry, & Julnes, 2000)
  • 4. Building Evaluation Capacity • Evaluation becomes a core function of the organization • Involves collaboration of all stakeholders (at all levels of the organization) • Builds an understanding of the importance of evaluation and how it influences processes and outcomes • Evaluation should be a continuous, routine and sustained effort • Operates at multiple levels of the organization • Evaluation has multiple purposes and goals • Requires continuous adjustments and refinements
  • 5. Goals of Evaluation Capacity Building • The goal of ECB is to strengthen and sustain an organization’s capacity to: 1) design, implement, and manage effective evaluation projects 2) access, build, and use evaluative knowledge and skills 3) cultivate a spirit of continuous organizational learning, improvement, and accountability 4) create awareness and support for program evaluation and self-evaluation as a performance improvement strategy (King & Volkov, 2005; King, 2007)
  • 6. Elements of Evaluation Capacity Building Evaluation Culture and Capacity COLLABORATION Leadership Commitment Analytic Data Expertise Quality COLLABORATION
  • 7. Leadership Commitment • Commitment from the organization’s leadership body is key to sustain evaluation efforts • Strategies – Provide stakeholder team with continuous resources, support, incentives and opportunities
  • 8. Collaboration ~ Cooperative Partnerships • Shared resources and expertise • Diversity of opinions and experiences • Defined roles and responsibilities • Open, productive communication • Strategies – Join stakeholders in pursuit of common goals – Solicit support and involvement of stakeholders
  • 9. Establishing An Evaluation Culture • Institutionalize evaluation – Incorporated into “practice” and work responsibilities – Formalized process to plan, execute and use information from evaluations – An established, natural part of the work environment • Strategies – Institute regular assessment – Commit to self-examination and self-improvement
  • 10. Analytic Expertise • Engage with experts (internal and external) who are knowledgeable of: – Various research methodology (quantitative, qualitative and mixed- methods) – Relevant subject matter – Data analysis/interpretation and data systems • Strategies – Build staff expertise
  • 11. Establishing Data Quality • Access to credible and reliable data is essential • Data should be consistent across all levels of the organization • Create a Culture of Data
  • 12. Building a Data Culture • Leadership is required at all levels of the organization • Belief that good data are an integral part of evaluation and promoting positive policy and program outcomes • Willingness to invest time and resources in achieving useful information
  • 13. Components of a Data Culture • Leadership and Collaboration: Data should be accessible to all stakeholders • Coordination and Articulation: There needs to be communication between the institution and smaller programs to insure standardized data collection • Dynamic Data System: Data tool should be able to systematize the data collection process, analyze data and report results (standard reporting) • Accuracy: Information must be correct and complete; data entry should be standardize to ensure reliability • Security: Protect student and staff confidentiality; data systems must be secure • Utility: Data have to provide the right information to answer questions • Timeliness: Data should be entered in a timely manner
  • 14. Factors Affecting a Data Culture • Polices and Regulations • Standards and Guidelines • Professional Development/Training • Technology • Data Entry Environment • Timelines/Calendars • Assessment and Reporting • Integration into Practice/Culture ~ Community of Practice Source: www.data4ss.org
  • 15. Using Data for Evaluation and Program Improvement • Why is Data Important? – A blueprint for success, accountability and achievement – Review/analysis of complete, unbiased and measurable results • Typical Use of Data – Superficial use – Required reporting (e.g. annual performance reports, grants, program reviews, etc.) • Misuses of Data – Discarding of unfavorable data – Heavy reliance on one source of data
  • 16. Building A Culture of Data • Data-Driven Decision Making – Systematic process of data use – Routine and collaborative use of data to inform organizational, programmatic and instructional improvement decisions – Builds knowledge, uses a variety of data to construct knowledge, to better understand what is actually going on
  • 17. Using Data for Evaluation and Program Improvement Data Collection Collaboration & Professional Development Report & Communicate Data Data Analysis
  • 18. Using Data • Collaboration and Professional Development – Ongoing efforts – Include key stakeholders – Formulate key questions – Establish desired outcomes – Consider cross-program evaluation • Data Collection – Utilize multiple data sources and databases – Use appropriate data – Organize data
  • 19. Using Data • Data Analysis – Conduct meaningful analyses – Identify appropriate analysis techniques – Incorporate multiple measures • Reporting & Communicating Data – Ensure data results are seen by the appropriate stakeholders – Create “easy-to-interpret” charts and graphs – Establish periodic reporting
  • 20. Creating Effective Data Tools • Data warehouse – Organized storage area for data elements • Data analysis tool – User-friendly analytic tool – Customized and pre-formatted reports – Expedited analysis • Decision support tool – Provides real-time recommendations or alerts – Automatic actions for stakeholders
  • 21. What is YOUR organization’s experience? • How has your organization incorporated evaluation into its culture? – Success/Pitfalls? – Areas for improvement? • Has your organization engaged in Evaluation Capacity Building? What are the challenges? • What is the culture of data at your organization? – How is data used? – Do you use a data system? What does it look like? • Strengths/Weaknesses? • Areas for improvement?
  • 22. Resources Evaluation Capacity Building  Building Evaluation Capacity: Designing a Cross-Project Evaluation, Clewell & Campbell, 2008  Program Evaluation: an Evaluation Culture and Collaborative Partnerships Help Build Agency Capacity, United States GAO, 2003  Evaluation capacity building in complex organizations, Taylor-Powell & Boyd, 2008 http://www.isce.vt.edu/files/Evaluation_Capacity_Building.pdf  Evaluation ToolKit: http://toolkit.pellinstitute.org/  Evaluation: An Integrated Framework for Understanding, Guiding and Improving Public and Nonprofit Policies and Programs, Mark, Henry & Julnes, 2000  Developing evaluation capacity through process use, King, 2007 • A framework for building evaluation capacity based on the experiences of three organizations, King & Volkov, 2005 Data  Data-Driven Decision Making: A Powerful Took for School Improvement https://www.erdc.k12.mn.us/promo/sage/images/Analytics_WhitePaper.pdf  Using Data to Improve Schools: What’s Working http://www.eric.ed.gov/PDFS/ED469227.pdf  Data for Student Success: http://www.data4ss.org/