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Welcome
Belmont Report
(The Three Benchmark Rules)
Manas Gumtya
B. Pharm
Student ID:
157/082023
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Table of Contents
A. History
• Why Belmont report is created?
B. The Belmont report
• Boundaries between practice and research
C. The Belmont principles
• Basic Ethical principles
D. Application of general principles
• ICF, risk assessmentof risk and benefits,selectionof subject
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A. History
10/18/2022
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Why Was the Belmont ReportCreated?
Another event in history that led to the development of the
Belmont Report was the Tuskegee Syphilis Study, which
was conducted in Alabama to study the effects and
conditions of syphilis. The study included 600 African men
who were recruited with incentives such as free medical
exams, treatments, and medications. During the study, the
treatment for syphilis was discovered; however, researchers
did not provide the male participants with the medications,
resulting in the death of many men. The study ended in 1972
when the public was notified of the unethical treatment of
participants in the Tuskegee Syphilis Study.
• The Belmont Report was created in response to several
events that occurred in history. Forexample,
the Nuremberg Trials were held after World War II to
prosecute the Nazi scientists who conducted inhumane
experiments on Jewish women and children in
concentration camps. The Nuremberg Trials led to the
development of the Nuremberg Code, which was one of the
first documents to establish ethical standards and guidelines
in research. One of the main ethical standards to come from
the Nuremberg Trials was that research subjects must give
voluntary consent before research can be conducted.
Informed consent protects the participant's rightto
withdraw from the studyat any time.
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B. The Belmont Report
TheBelmont Report isa
federal documentthat
provides the ethical
principles and guidelinesthat
must be followed inresearch
involving humanparticipants.
Themain purpose of the
report isto protecttherights,
well-being, and safetyof the
participants involved in a
research study. Themost
important aspectof the
BelmontReport are the
ethicalprinciplesit
establishes,which
include respect for
persons, beneficence,
andjustice.
The Commission considers:
(i) the boundaries between biomedical and behavioral research and the
accepted and routine practice of medicine.
(ii) the role of assessment of risk-benefit criteria in the determination of the
appropriateness of research involving human subjects,
(iii) appropriate guidelines for the selection of human subjects for
participation in such research, and
(iv) the nature and definition of informed consent in various research
settings. The Belmont Report attempts to summarize the basic ethical
principles discussed by the commission.
Expertsin the field of human research ethicswere assembled at
the Smithsonian Institute Belmont House in Elkridge, MD in July,
1974.
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EthicalPrinciples& Guidelinesfor Research
Involving HumanSubjects
• The distinction between practice and
researchis blurred; often because they
occur together.
• The IRB must ensure that the researcher (and
the participant) distinguishes practice from
researchin both social science and
biomedical research
• Minimize the potential for therapeutic
misconception
- when one believes the purpose of clinical
research is to treat rather then to gain
knowledge
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Boundaries between Practice and Research
C. The Belmont Principles
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Basic Ethical Principles
Persons are treated in an ethical manner not
only by respecting their decisions and protecting
them from harm, but also by making efforts to
secure their well-being. Such treatment falls
under the principle of beneficence. In this
document, beneficence is understood in a
stronger sense, as an obligation. Two general
rules have been formulated as complementary
expressions of beneficent actionsin
this sense: (1) do not harm and (2) maximize
possible benefits and minimize possibleharms.
1. RESPECT FOR PERSONS
Respect for persons
incorporates at least
two ethical convictions:
first, that individuals
should be treated as
autonomous agents,
and second, that
persons with
diminished autonomy
are entitled to
protection.
2. BENIFICIENCE JUSTICE
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Who ought to receive the
benefits of research and
bear its burdens? This is a
question of justice, in the
sense of “fairness in
distribution” or “what is
deserved.” An injustice
occurs when some benefit to
which a person is entitled is
denied without good reason
or when some burden is
imposed unduly
D. Applications of the
General
Principles
Consideration of the three general principles in the
conduct of research lead to the consideration of:
• Informed Consent process
• Risk/Benefits assessment
• Selection of research participants
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Application of Respect for Persons
Informed Consent Process
• Information - Does the consent form provide all the information necessary
for the individual to make a reasoned decision?
• Comprehension - Is the consent form crafted in language understandable
to the potential participant?
• Voluntariness -Does the consent form and clearly indicate that
participation in the research is voluntary?
Informed
Consent
Information
Voluntariness
Comprehension
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Applications of Beneficence
Assessment of Risks and Benefits
• Risk refers to the probability of harm; when considering
risk, one should consider both the probability and the
severity of the projected harm; while the term, benefit
refers to
something that promotes health, well-being, or welfare.
• What are the risks of harm to the participants (consider
physical, psychological, social, and economic harms)?
Are the
risks justified? Can they be minimized?
• Can the research design be improved to minimize risk
and
maximize benefit?
• What are the benefits (to the participant; to society)?
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Applications ofJustice
Selection of Subjects
• Is the potential subject pool appropriate for the research?
• Is it appropriate to involve vulnerable populations (e.g., economically disadvantaged;
limited intellectual capacity) in the research or are they being enrolled because it is
convenient or because they are easily manipulated as a result of their situation?
• Are the recruitment procedures fair and impartial?
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Reference
1. https://sites.lib.jmu.edu/elsi-
biotech/genomics- justice/historical-context-
and-economic-issues/
2. https://www.hhs.gov/ohrp/regulations-and-
policy/belmont-
report/read-the-belmont-report/index.html
3. https://academic-
accelerator.com/encyclopedia/belmont- report
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Thank You!
www.clinosol.com
(India | Canada)
9121151622/623/624
info@clinosol.com
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@clinosolresearch
10/18/2022 13

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Belmont Report - The Three Benchmark Rules

  • 1. Welcome Belmont Report (The Three Benchmark Rules) Manas Gumtya B. Pharm Student ID: 157/082023 www.cl inosol.com | follow us on social media @clinosolresearch 10/18/2022 1
  • 2. Table of Contents A. History • Why Belmont report is created? B. The Belmont report • Boundaries between practice and research C. The Belmont principles • Basic Ethical principles D. Application of general principles • ICF, risk assessmentof risk and benefits,selectionof subject www.cl inosol.com | follow us on social media @clinosolresearch 10/18/2022 2
  • 3. A. History 10/18/2022 www.cl inosol.com | follow us on social media 3 Why Was the Belmont ReportCreated? Another event in history that led to the development of the Belmont Report was the Tuskegee Syphilis Study, which was conducted in Alabama to study the effects and conditions of syphilis. The study included 600 African men who were recruited with incentives such as free medical exams, treatments, and medications. During the study, the treatment for syphilis was discovered; however, researchers did not provide the male participants with the medications, resulting in the death of many men. The study ended in 1972 when the public was notified of the unethical treatment of participants in the Tuskegee Syphilis Study. • The Belmont Report was created in response to several events that occurred in history. Forexample, the Nuremberg Trials were held after World War II to prosecute the Nazi scientists who conducted inhumane experiments on Jewish women and children in concentration camps. The Nuremberg Trials led to the development of the Nuremberg Code, which was one of the first documents to establish ethical standards and guidelines in research. One of the main ethical standards to come from the Nuremberg Trials was that research subjects must give voluntary consent before research can be conducted. Informed consent protects the participant's rightto withdraw from the studyat any time. @clinosolresearc h
  • 4. B. The Belmont Report TheBelmont Report isa federal documentthat provides the ethical principles and guidelinesthat must be followed inresearch involving humanparticipants. Themain purpose of the report isto protecttherights, well-being, and safetyof the participants involved in a research study. Themost important aspectof the BelmontReport are the ethicalprinciplesit establishes,which include respect for persons, beneficence, andjustice. The Commission considers: (i) the boundaries between biomedical and behavioral research and the accepted and routine practice of medicine. (ii) the role of assessment of risk-benefit criteria in the determination of the appropriateness of research involving human subjects, (iii) appropriate guidelines for the selection of human subjects for participation in such research, and (iv) the nature and definition of informed consent in various research settings. The Belmont Report attempts to summarize the basic ethical principles discussed by the commission. Expertsin the field of human research ethicswere assembled at the Smithsonian Institute Belmont House in Elkridge, MD in July, 1974. www.cl inosol.com | follow us on social media @clinosolresearch 10/18/2022 4 EthicalPrinciples& Guidelinesfor Research Involving HumanSubjects
  • 5. • The distinction between practice and researchis blurred; often because they occur together. • The IRB must ensure that the researcher (and the participant) distinguishes practice from researchin both social science and biomedical research • Minimize the potential for therapeutic misconception - when one believes the purpose of clinical research is to treat rather then to gain knowledge www.cl inosol.com | follow us on social media @clinosolresearch 10/18/2022 5 Boundaries between Practice and Research
  • 6. C. The Belmont Principles www.cl inosol.com | follow us on social media @clinosolresearch 10/18/2022 6
  • 7. Basic Ethical Principles Persons are treated in an ethical manner not only by respecting their decisions and protecting them from harm, but also by making efforts to secure their well-being. Such treatment falls under the principle of beneficence. In this document, beneficence is understood in a stronger sense, as an obligation. Two general rules have been formulated as complementary expressions of beneficent actionsin this sense: (1) do not harm and (2) maximize possible benefits and minimize possibleharms. 1. RESPECT FOR PERSONS Respect for persons incorporates at least two ethical convictions: first, that individuals should be treated as autonomous agents, and second, that persons with diminished autonomy are entitled to protection. 2. BENIFICIENCE JUSTICE www.cl inosol.com | follow us on social media @clinosolresearch 10/18/2022 7 Who ought to receive the benefits of research and bear its burdens? This is a question of justice, in the sense of “fairness in distribution” or “what is deserved.” An injustice occurs when some benefit to which a person is entitled is denied without good reason or when some burden is imposed unduly
  • 8. D. Applications of the General Principles Consideration of the three general principles in the conduct of research lead to the consideration of: • Informed Consent process • Risk/Benefits assessment • Selection of research participants www.cl inosol.com | follow us on social media @clinosolresearch 10/18/2022 8
  • 9. Application of Respect for Persons Informed Consent Process • Information - Does the consent form provide all the information necessary for the individual to make a reasoned decision? • Comprehension - Is the consent form crafted in language understandable to the potential participant? • Voluntariness -Does the consent form and clearly indicate that participation in the research is voluntary? Informed Consent Information Voluntariness Comprehension www.cl inosol.com | follow us on social media @clinosolresearch 10/18/2022 9
  • 10. Applications of Beneficence Assessment of Risks and Benefits • Risk refers to the probability of harm; when considering risk, one should consider both the probability and the severity of the projected harm; while the term, benefit refers to something that promotes health, well-being, or welfare. • What are the risks of harm to the participants (consider physical, psychological, social, and economic harms)? Are the risks justified? Can they be minimized? • Can the research design be improved to minimize risk and maximize benefit? • What are the benefits (to the participant; to society)? www.cl inosol.com | follow us on social media @clinosolresearch 10/18/2022 10
  • 11. Applications ofJustice Selection of Subjects • Is the potential subject pool appropriate for the research? • Is it appropriate to involve vulnerable populations (e.g., economically disadvantaged; limited intellectual capacity) in the research or are they being enrolled because it is convenient or because they are easily manipulated as a result of their situation? • Are the recruitment procedures fair and impartial? www.cl inosol.com | follow us on social media @clinosolresearch 11
  • 12. Reference 1. https://sites.lib.jmu.edu/elsi- biotech/genomics- justice/historical-context- and-economic-issues/ 2. https://www.hhs.gov/ohrp/regulations-and- policy/belmont- report/read-the-belmont-report/index.html 3. https://academic- accelerator.com/encyclopedia/belmont- report www.cl inosol.com | follow us on social media @clinosolresearch 10/18/2022 12
  • 13. Thank You! www.clinosol.com (India | Canada) 9121151622/623/624 info@clinosol.com www.cl inosol.com | follow us on social media @clinosolresearch 10/18/2022 13