With such high customer expectations and demands, businesses today cannot afford to dedicate a significant amount of time ensuring the dependability and industry compliance of their data backup solutions. Partnering with Axcient, Jelecos provides simple and reliable solutions in order to meet your specific compliance requirements.

1. Datasheet: Achieving Compliance with Axcient
© 2013. Axcient, Inc. All Rights Reserved.
With such high customer expectations and demands, businesses today cannot afford to dedicate a significant amount of time
ensuring the dependability and industry compliance of their data backup solutions. At Axcient, we understand the importance
of having your business files, applications, and systems securely backed up and constantly available. That’s why Axcient
makes achieving compliance as simple as possible with our all-in-one data backup, business continuity, and disaster recovery
solution, built to provide you with the ultimate reliability, usability, and peace of mind.
WE MAKE IT EASY FOR YOU
Laws and regulations are rarely straightforward, but Axcient alleviates much of your industry compliance burden by providing
security measures that meet or exceed most standards. For example:
1. Axcient datacenters are SSAE-16 Type II certified and located on opposite North American coasts.
2. Our HP-based hardware meets the highest industry security standards for reliability and performance.
3. All data is encrypted – both in transit and while at rest – using AES-128 (Advanced Encryption Standard) with a unique
encryption key that meets the government’s FIPS 140-2 standard for top-secret documents.
4. Datacenter access is strictly limited and enforced by the use of CCTV, biometric technology, and 24/7 personnel.
5. The original version of data and applications, once backed-up, can only be accessed by authorized personnel that
you identify.
TRUST IN AXCIENT
While other backup, business continuity, and disaster recovery solutions are cobbled together by multiple vendors – making
them more time consuming to manage and more likely to corrupt your data – Axcient has built its entire solution in-house,
from the ground up, for the greatest simplicity and most reliable performance.
Axcient’s patent-pending technology includes:
• Data Backup and Restore: Your data is stored on an onsite appliance for fast backups and restores, and also
securely replicated offsite. Reverse incremental backups mean the latest versions of your backups are always on top and
easy to find. Brick level restores offer the option to recover specific files within your server when needed.
• Business Continuity & Cloud Continuity: In the event of a server outage, you can run servers on the onsite ap-
pliance with a single click until the new hardware is ready. If your entire building or infrastructure is destroyed, you can
quickly virtualize your servers and work off of the secure Axcient cloud.
• Disaster Recovery: Your data is protected in the event of a fire, theft, sabotage, hardware failure, or natural disaster in
our secure, offsite datacenter. Use our Cloud Continuity service to keep all of your data and applications available and up
and running in the cloud. Then, use our Bare Metal Restore (BMR) capabilities to bring your continually backed up data back
to your repaired or replaced servers. That means no downtime, no loss of productivity, and no financial loss due to downtime.
AXCIENT HELPS BUSINESSES BECOME INDUSTRY COMPLIANT
The following lists some of the specific regulations that Axcient end-users must frequently comply with and how Axcient helps
end-users meet each of these compliance standards:
HIPAA:
The Health Insurance Portability and Accountability Act (HIPAA) covers a wide range of topics, including specific standards
for securing the privacy of healthcare-related data. Two parts of HIPAA in particular require healthcare providers to maintain
standards for data integrity, data access, and audit controls for Protected Health Information (PHI).
1. The HIPAA Privacy Rule: Under the law, organizations must securely and privately store PHI to guard against
reasonably anticipated threats and hazards that could damage the data both in transit and during storage.
2. The HIPAA Security Rule: The rule underlines the administrative procedures, physical safeguards, and technical
safeguards required to protect access to PHI.
Achieving Compliance with Axcient
axcient.com 800.715.2339jelecos.com 402.955.0489

2. © 2013. Axcient, Inc. All Rights Reserved.
With Axcient, healthcare providers can easily meet or exceed HIPAA requirements because the Axcient solution encrypts data
every step of the way and does not require or involve the use or disclosure of PHI.
Gramm-Leach-Bliley Modernization Act (GLBA):
GLBA applies to non-bank mortgage lenders, loan brokers, specific financial or investment advisers, tax preparers, real estate
settlement services providers, and debt collectors who are “significantly engaged” in financial activities.
The law is divided into three sections:
1. Rules on the collecting and sharing of private financial information.
2. Data safeguards required to protect private information.
3. A provision prohibiting anyone from obtaining private information under false pretenses.
With Axcient, only authorized users have access to backed up data; and financial institutions have complete access control
over their virtualized servers. In addition, all data is encrypted, whether in transit or at rest in a data center. Axcient’s high
standards for securing private information make it easy for users to comply with GLBA.
Payment Card Industry Data Security Standard (PCI DSS):
Any business that accepts credit card payments or stores, processes, and/or transmits cardholder data must comply with
PCI DSS. Axcient encrypts all of its customers’ data, whether the data is in transit or at rest in our secure SSAE-16 Type
II datacenter. That means the Axcient solution helps businesses comply with the section of PCI DSS that requires proper
protection and encryption of stored cardholder data across open, public networks.
Sarbanes-Oxley Act (SOX):
The SOX Act of 2002 is also known as the Corporate and Auditing Accountability and Responsibility Act and calls on
businesses to meet 11 mandates in order to achieve compliance.
The most significant requirements for Axcient users are Title I, sections 103 and 105; Title III, Section 302; Title IV, Section
404; and Title VIII, Section 802 of the act. Each mandate outlines business compliance for the retention, production,
responsibility, and internal control of business and audit records. Failure to do so can result in fines up to $5 million and/or
20 years in prison.
By providing backup, recovery, and business continuity services with the highest level of uptime and reliability, Axcient
makes it simple for companies to comply with SOX. And with Axcient’s Cloud Continuity feature for instant virtualization of
a business’ systems in the cloud, that business can be assured that in the event of a natural disaster, their files will still be
available from anywhere.
Red Flags Rule:
The Red Flags Rule, which is enforced by the Federal Trade Commission (FTC), came about as a way to protect consumers
from identity theft. Based on sections 114 and 315 of the Fair and Accurate Credit Transactions Act of 2003, the rule man-
dates that businesses create and implement a written Identity Theft Prevention Program to detect “red flags” in their everyday
operations and identify ways to prevent security breaches. The rule applies to financial institutions and creditors, including
(but not limited to) law firms, accounting firms, utility companies, medical practices, and hospitals. Failure to comply with the
federal rule can result in a $3,500 fine per violation and/or a federal lawsuit filed by the U.S. Department of Justice on behalf
of the FTC to comply in the future.
There are four steps that businesses must follow to achieve compliance with the Red Flags Rule.
1. Identify “red flags” and possible situations where your data could be vulnerable to identity theft.
2. Incorporate business practices to detect red flags.
3. Have a detailed appropriate response to prevent identity theft once red flags are detected.
4. Keep your plan up to date to reflect changes in risks from identity theft.
Datasheet: Achieving Compliance with Axcient
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Datasheet: Achieving Compliance with Axcient
For Axcient users, step one will be the most critical to developing a plan. But with Axcient, you can rest assured that your data
is fully protected with government-standard data encryption, accessible only by authorized personnel that you identify, whether
in transit or while in one of the Axcient datacenters.
SELF-REGULATORY ORGANIZATIONS:
In addition to helping achieve compliance with government rules and laws, Axcient also makes it easy for businesses in various
industries to comply with self-regulatory organizations (SROs) that apply to their business. Most SROs adhere to state laws
regarding records retention, but the financial industry sets its own rules and regulations by insisting that those operating in the
brokerage industry maintain membership in one of the following two SROs.
FINRA and MSRB:
The Financial Industry Regulatory Authority (FINRA) and the Municipal Securities Rulemaking Board (MSRB) are private
corporations that act as SROs. Brokerage firms and individual brokers must be members of one of these SROs, which:
• Have regulatory authority over securities firms.
• Write rules for dealers and municipal advisors.
• Inform and educate the investing public.
• Ensure the market operates fairly and with integrity and transparency.
In addition, FINRA oversees business between brokers, dealers, and the investing public; enforces rules and federal securities
laws; monitors broker-dealers; and manages the largest arbitration forum between customer and member firms, as well as
between brokerage firms and their employees.
Axcient provides the security and retention standards users need to comply with MSRB record retention rules and FINRA
rules 4511 to 4515. The MSRB requires businesses to keep records for various durations depending on the types of records
retained. FINRA requires all records to be kept for six years. In both cases, you can set the Axcient platform retention to make
sure your records are protected and always available for any length of time, from anywhere, no matter what happens.
AXCIENT PROVIDES EASY COMPLIANCE AND PEACE OF MIND
No matter what industry rules or regulations you need to follow, Axcient ensures your data, applications, and systems are
securely protected and instantly recoverable from anywhere. With Axcient’s SSAE-16 Type II certified datacenter, FIPS 140-2
standard encryption, reliable technology, and easy-to-use Web interface, achieving regulatory compliance and complete data,
application, and system uptime is easier than ever.
About Jelecos
Jelecos is a consulting and services company that delivers straight-forward, technology solutions aligned tightly with each client’s unique business objectives.
Through a focus on business process and a commitment to relationships, we help you execute core business strategies that speed return on investment.
Jelecos has been honored by INC magazine as one of the fastest growing private companies in the United States. Our philosophy is simple: Business First,
Technology Second.
About Axcient
Axcient is an entirely new type of cloud platform that eliminates data loss, keeps applications up and running, and makes sure that IT infrastructures never
go down. Designed for today’s always-on business, Axcient replaces legacy backup, business continuity, and disaster recovery software and hardware, and
reduces the amount of expensive copy data in an organization by as much as 80%. By mirroring an entire business in the cloud, Axcient makes it simple to
access and restore data from any device, failover IT systems, and virtualize your entire office with a click - all from a single deduplicated copy. Trusted by
thousands of businesses to store and protect more than 10 billion files and applications, Axcient maximizes productivity, reduces cost, and eliminates risk.
axcient.com 800.715.2339jelecos.com 402.955.0489