Volatility Stabilizing Strategy (VSS)

1. Anthony Rosso
Portfolio Manager

2. Points of Distinction
If you are like most people, you may not know all of
the investments you hold, why you own them or how
many of them fit together. In fact, you probably are
not sure how well – or how poorly those investments
are doing. That is not surprising, especially if you do
not have the time or a proper framework for investing.
Don’t you wish you had someone to help you,
someone in your corner, someone you can trust?
Mission
To be a valued partner in the financial success of my
clients I achieve this mission by getting to know my
clients and their needs, providing prudent investment
advice, as well as unwavering integrity, and developing
innovative and customizable portfolio strategies.
“I take very seriously the responsibility my
clients have placed in me. I go the extra mile
to assist my clients with a customized plan to
meet their needs, goals, and dreams. ”

3. Core Values
My business is defined by my core values. This is
what my clients can expect from me.
Integrity. Integrity comes above all else.
• Maintaining complete confidentiality regarding all
personal and business matters.
• Employing a fee-based pricing structure; I am not
motivated by commissions.
“I am a financial coach, helping my clients manage the long-term
Service. My clients expect and deserve
decisions that ultimately determine the wealth they and their families exceptional service at all times. I will deliver by:
could accumulate. ” • Providing clients with accurate monitoring of
investments so they know how they are doing.
• Proactively managing portfolio risk.
• Exceeding expectations.
Investment Philosophy Investment Process Quality.
My job as a Portfolio Manager is to help my clients • Providing customized advice, not cookie cutter
I believe that investment success can be determined
accumulate and preserve wealth. I accomplish this through solutions.
by a set of clearly defined investment principles and
a disciplined investment process, in which I created and • Translating financial information into meaningful
making a firm commitment to them by:
manage called the Volatility Stablizing Strategy (VSS). language.
Customize. Developing a long-term plan and What you can expect from Value.
adhering to it will help you reach your financial goals.
• Providing clients with the advice they expect and
Volatility Stabilizing Strategy? deserve, and then attempting to exceed those
Unwavering. Ignoring market noise. Rational VSS is a disciplined and effective portfolio process. VSS expectations.
judgment, no emotion will govern. attempts to achieve returns that exceed the market • Developing and implementing strategies that
through: will maximize the creation of preservation of
Precision. Using a proprietary formula in attempt to • Careful selections of stocks with strong balance sheets. intergenerational wealth for my clients.
systematically gather profits.
• Screening for excellent companies with a propensity to Knowledge.
move more than the market. (Up or Down)
Conviction. Fearless enough to sell a stock that rises • It is my job to stay knowledgeable and educate
and buy one that falls. • Executing a distinct buy side strategy when stocks fall as my clients on the realities of the market.
well as a distinct sell side when stocks rise. • To be in constant pursuit of continuing education.
• Recognizing that cash is king and that having cash on
hand can truly take advantage of market swings.

4. Biography
Mr. Rosso has over 10 years
of institutional and individual
investment experience. Prior to
joining Regal Advisory Services, he
was a financial advisor at Wachovia
and before that at Morgan Stanley.
He holds his series 7, 63, and 65
security licenses.
Currently, Mr. Rosso is a Portfolio
Manager with Regal Advisory
Services and a Senior Investment Consultant with Regal
Securities. He is responsible for research and execution
of the buy-and-sell strategy. He also assists his clients
with business development and customizing and
implementing their investment strategies.
Mr. Rosso currently resides in Lincroft, NJ with his wife
and children.
Anthony Rosso, Portfolio Manager
Regal Advisory Services
2164 Hwy. 35, Bldg. B, 2nd Floor
Sea Girt, NJ 08750
Office: 732-449-4440
Fax: 732-449-4414
arosso@regalsecurities.com
“I have a well-defined investment philosophy
and use a disciplined management process
to help my clients manage and preserve their
wealth.”
Investment Advisor for Regal Advisory Services, Inc.
950 Milwaukee Ave., Ste. 316, Glenview, IL 60025, 1-877-488-6537
Securities offered through Regal Securities, Inc. Member FINRA, SIPC