The document is a resume for Amberly Huntley, who has 19 years of experience in the financial industry. She is seeking a position that utilizes her management skills and financial experience. Her qualifications include 16 years of FINRA compliance experience, managing trading operations between broker-dealers and custodial banks, reconciling accounts, and training colleagues. She has held several positions in financial services firms since 1996.

1. CAREER OBJECTIVE
I am a proven employee in the Financial Industry looking to use my 19 years of competitive
background, financial experience, and management skills to support all employer objectives.
QUALIFICATIONS PROFILE
 Strategically managed and maintained all trading operations between broker dealers, custodian
banks, approximately 50 Trader/Brokers, and support teams.
 Established 16 years of experience in assisting with FINRA compliance and audits.
 Assisted in streamlining the Firm’s customer and proprietary accounts in clearing firm
transitions, including TBA allocations and repos.
 Processed and maintained daily and monthly reports, files, and blotters to comply with FINRA
regulations.
 Reconciled daily trade blotters and proprietary account positions between Bloomberg and
clearing firm.
 Assisted in launching technology transitions of business data.
 Efficient in Bloomberg and Bloomberg TOMS trading platform as the Firm Administrator.
 Successfully trained colleagues and operational staff on Bloomberg and various clearing firm
platforms.
 Coordinated with CFO in reviewing and finalizing commissions and profit and loss for firm on
monthly basis.
 Reconciled approximately 15 proprietary accounts including principal and interest payments
monthly.
 Managed and trained operation staff to assist in all aspects of account maintenance from
opening accounts, customer request, account problems, researching missing principal and
interest payments, all while developing excellent customer relationships.
 Evaluated, hired and managed employees to improve company efficiency.
 Maintained daily office operations and maintenance of equipment and systems.
 Extraordinary problem solving skills within a fast paced environment.
 Exercise judgment with respect to suitability, confidentiality, while maintaining organization
and prioritizing accordingly.
 Proficient in Windows, Outlook, Excel, Word, PowerPoint, Publisher, Bloomberg, Thompson
Reuters, Web CRD, FINRA Traqs, Omego, Bloomberg TOMS, QuickBooks, Internet, Trade Web,
and a quick learner of computer applications, software, and programs.
 Registered with FINRA and currently holding a Series 11 Assistant Representative/Order
Processing License.
Amberly Huntley 2416 Aspen Meadow Rd
Leander, TX 78641
713-628-9663
amberlyhuntley@yahoo.com

2. EMPLOYMENT HISTORY
 National Alliance Securities Austin, TX 2/2009 – Present
 Tejas Securities Group Austin, TX 5/2001 – 2/2009
 Institutional Capital Markets Houston, TX 11/2000 – 5/2001
 Vining Sparks Houston, TX 8/2000 – 11/2000
 IMS Securities Houston, TX 9/1998 – 9/2000
 Unemployed 4/1998 – 9-1998
 Coastal Securities Houston, TX 7/1996 – 3/1998
 GSC Securities (Temp Agency) Houston, TX 4/1996 – 3/1998