This document discusses Horizon 2020, the EU's research and innovation program for 2014-2020. It provides an overview of the program's structure, budget, rules for participation, and funding rates. A key focus is on the Societal Challenge of Secure, Clean and Efficient Energy. The work program for 2014-2015 prioritizes energy efficiency, smart cities and communities, and competitive low-carbon energy technologies like renewables. Specific topics are outlined for competitive calls in September 2014 focusing on renewable electricity, heating/cooling, energy storage, and sustainable fuels.

1. HORIZONTE 2020: EL NUEVO PROGRAMA MARCO. ENERGÍA SEGURA, LIMPIA Y EFICIENTE CONVOCATORIAS SEPTIEMBRE 2014
Guillermo ÁLVAREZ JIMÉNEZ
División Programas de la UE
Dirección de Programas Internacionales
CDTI

2. Índice
1.Introducción. Aspectos generales de Horizonte 2020: Estructura y Presupuesto
2.Condiciones y proceso de participación
3.Reto Social 3: Energía limpia, segura y eficiente. WP 2014-2015
4.Convocatorias Sept 2014

3. Evolución histórica del presupuesto del PM
7,5
6,3
6,7
6,5
8,3
4,9
5,1
7,3
6,3
10,8
0
2
4
6
8
10
12
III PM IV PM V PM VI PM VII PM*
Retorno (%UE-27)
Liderazgo proyectos (%)
Participación Española
140,1
29,9
11,2
210,9
13,2
47,9
572,5
305,5
69,6
5,8
146,0
366,9
297,1
0,5
9,1
161,6
8,2
255,2
111,3
206,8
9,2%
6,0%
6,0%
12,9%
8,8%
8,0%
8,3%
6,1%
5,2%
7,3%
9,6%
11,2%
9,7% 9,6%
5,2%
14,6%
13,0%
5,5%
9,3%
7,7%
0%
4%
8%
12%
16%
0
100
200
300
400
500
600
700
BIO CSH CYS* ENE ERA ESP ICT IDE* IIN* INC* MA NMP PER* POL* POT* PYM REG SAL SEG TRS
M€

4. 4
(04/07/2014)
H O R I Z O N T E 2 0 2 0 : El objetivo
Aunar los esfuerzos de investigación e innovación.
Más apertura y flexibilidad, convocatorias menos prescriptivas y mejor uso de los instrumentos bottom-up.
Financiación EU enfocada a los grandes retos sociales y da apoyo a los objetivos de las políticas de la UE.
Continuidad de los aspectos “exitosos” del VII PM. (ERC, Marie Curie, proyectos colaborativos...)
Simplificación.
Apoyo en toda la cadena de la innovación, especialmente en actividades cercanas al mercado (ej. Demos, pilotos).

5. 5
(04/07/2014)
¿Qué es Horizonte 2020?
ICT
Nanotechnology
Biotechnology
Advanced Materials
Advanced Manufacturing & Processing
Space
Access to Risk Finance
Innovation in SMEs
European Research Council (ERC)
Future and Emerging Technologies (FET)
Marie Skłodowska-Curie actions on skills, training and career development
European research infrastructures
Health, demographic change and wellbeing
Food security, sustainable agriculture and forestry, marine and maritime and inland water research and the bioeconomy;
Secure, clean and efficient energy;
Smart, green and integrated transport;
Climate action, environment, resource efficiency and raw materials
Secure Societies: Protecting freedom and security of Europe and its citizens
Europe in a changing world-Inclusive, innovative and reflexive societies
Excellent Science
Societal Challenges
Industrial Leadership
Programa Marco de Investigación e Innovación (2014-2020)

6. 6
(04/07/2014)

7. Índice
1.Introducción. Aspectos generales de Horizonte 2020: Estructura y Presupuesto
2.Condiciones y proceso de participación
3.Reto Social 3: Energía limpia, segura y eficiente. WP 2014-2015
4.Convocatorias Sept 2014

8. 8
(04/07/2014)
HORIZON 2020: Las reglas (que cambian)
Conjunto de reglas único… pero flexible para cada caso. (p.e Participación de 3 entidades de tres países, salvo en ERC, instrumento PYME, Marie Curie,…)
Criterios de evaluación continuistas: Excelencia, Impacto, Implementación.
Cambio radical en la financiación por reembolso de costes.
–1 proyecto= 1 porcentaje fijo. (100% o 70%)
–1 único flat rate para costes indirectos del 25%.
Aumento de tipo de instrumentos financieros. (no sólo GA sino también premios, Lump Sums, Capital riesgo, Esquemas de garantías, Compra pública precomercial o innovadora,…)

9. 9 (04/07/2014)
Actividades Tipo de participantes Comisión Europea Consejo (PGA)*
20% 25% 20% Reales
Universidades/ Centros
de investigación/ PYME/
Otros sin ánimo de lucro
100% 70%
Empresas (grandes) 70% 50%
Universidades/ Centros
de investigación/ Otros
sin ánimo de lucro
100% 100% 70%
PYME 70% 100% 70%
Empresas (grandes) 70% 70% 50%
Nota: Adicionalmente se contará con la financiación del BEI mediante créditos
Financiación propuesta para las actividades en Horizonte 2020
% FINANCIACIÓN
I+D
Actividades cercanas
al mercado,
desarrollo
experimental
Parlamento Europeo
Costes indirectos (% costes directos)
100%
70%
100%
HORIZON 2020: Financiación
Actividades Tipo de participantes Comisión Europea Consejo (PGA)*
20% 25% 20% Reales
Universidades/ Centros
de investigación/ PYME/
Otros sin ánimo de lucro
100% 70%
Empresas (grandes) 70% 50%
Universidades/ Centros
de investigación/ Otros
sin ánimo de lucro
100% 100% 70%
PYME 70% 100% 70%
Empresas (grandes) 70% 70% 50%
Nota: Adicionalmente se contará con la financiación del BEI mediante créditos
Financiación propuesta para las actividades en Horizonte 2020
% FINANCIACIÓN
I+D
Actividades cercanas
al mercado,
desarrollo
experimental
Parlamento Europeo
Costes indirectos (% costes directos)
100%
70%
100%
Actividades Tipo de participantes Comisión Europea Consejo (PGA)*
20% 25% 20% Reales
Universidades/ Centros
de investigación/ PYME/
Otros sin ánimo de lucro
100% 70%
Empresas (grandes) 70% 50%
Universidades/ Centros
de investigación/ Otros
sin ánimo de lucro
100% 100% 70%
PYME 70% 100% 70%
Empresas (grandes) 70% 70% 50%
Nota: Adicionalmente se contará con la financiación del BEI mediante créditos
Financiación propuesta para las actividades en Horizonte 2020
% FINANCIACIÓN
I+D
Actividades cercanas
al mercado,
desarrollo
experimental
Parlamento Europeo
Costes indirectos (% costes directos)
100%
70%
100%

10. 10
(04/07/2014)
Otras novedades:
IVA elegible si no es recuperable
Mayor aceptación de las prácticas contables de los participantes para los costes directos.
No “time-sheet” para personal trabajando a tiempo completo
Certificados de auditoría: al final y si se supera 325.000 € por socio.
Capacidad financiera ex ante solo cuando se solicite más de 500 K.€ y sólo para coordinadores.
Plazo hasta contrato: 8 meses
La capacidad financiera puede ser avalada por otro beneficiario
Nuevas reglas de financiación

11. 11
(04/07/2014)
R&I Activities
100%
Innovation Activities
70%
Coordination & Support Actions
100%
SME Instrument
Otras acciones
¿Cómo funciona?
ERA-Nets

12. 12
(04/07/2014)
RIA 100%
IA
70%
•TRL 1: Basic Principles Observed
•TRL 2: Technology Concept formulated
•TRL 3: Experimental Proof of Concept
•TRL 4: Technology Validated in lab
•TRL 5: Technology Validated in Relevant Environment (industrially relevant environment in the case of KET)
•TRL 6: Technology Demonstrated in Relevant Environment (industrially relevant environment in the case of KET)
•TRL 7: System Prototype Demonstration in Operational Environment
•TRL 8: System Complete and Qualified
•TRL 9: Actual system proven in Operational Environment
Technology Readiness Levels

13. Índice
1.Introducción. Aspectos generales de Horizonte 2020: Estructura y Presupuesto
2.Condiciones y proceso de participación
3.Reto Social 3: Energía limpia, segura y eficiente. WP 2014-2015
4.Convocatorias Sept 2014

14. 14
(04/07/2014)
Horizonte 2020
ICT
Nanotechnology
Biotechnology
Advanced Materials
Advanced Manufacturing & Processing
Space
Access to Risk Finance
Innovation in SMEs
European Research Council (ERC)
Future and Emerging Technologies (FET)
Marie Skłodowska-Curie actions on skills, training and career development
European research infrastructures
Health, demographic change and wellbeing
Food security, sustainable agriculture and forestry, marine and maritime and inland water research and the bioeconomy;
Secure, clean and efficient energy;
Smart, green and integrated transport;
Climate action, environment, resource efficiency and raw materials
Secure Societies: Protecting freedom and security of Europe and its citizens
Europe in a changing world-Inclusive, innovative and reflexive societies
Excellent Science
Societal Challenges
Industrial Leadership
Programa Marco de Investigación e Innovación (2014-2020)

15. 15
(04/07/2014)
Añadir valor a escala de la UE
Fijar prioridades – integración de tecnologías energéticas para conseguir un mayor impacto en el sistema energético global- versus- desarrollo de tecnologías
Integrar acciones en la cadena de valor de la innovación energética
Puesta en común de recursos y el uso de una cartera de instrumentos financieros
Centrar la atención en tecnologías prometedoras más allá del 2020.
Principios Generales

16. 16
(04/07/2014)
•Programa de Trabajo Bienal (2014, 2015) (LINK)
•Horizonte 2020 Energía = VII PM Energía + CIP IEE + TIC Energía + BEI RSFF Energía
•Financiación de la Investigación a la Innovación
•Basado en Retos – Soluciones a Problemas
•Aproximación transversal: inputs y colaboración de otras “partes” de Horizonte 2020 . Colaboración multidisciplinar (incluido ciencias sociales y humanidades)
•Importancia de proyectos demostración y despliegue comercial
•Uso de los TRLs para especificar el alcance de las actividades
Energía segura, limpia y eficiente - WP

17. 17
(04/07/2014)
Secure Clean end efficient Energy
Energy Efficiency 21 topics
Low Carbon Technologies 22 topics
Smart Cities and Communities
6 topics
EASME
(EACI)
INEA
(TEN-T EA)
Estructura programa de ENERGIA

18. 18
(04/07/2014)
•Convocatoria de Eficiencia Energética
•Edificios y Consumidores - PPP EeB
•Calor y Frío
•Industria y Productos - PPP SPIRE
•Financiar la Eficiencia Energética
•Ciudades y Comunidades Inteligentes – EIP SCC
•'Light-house projects‘
•Medidas de apoyo para fomentar el despliegue de las soluciones para Ciudades y Comunidades estimulando la demanda del mercado.
Energía segura, limpia y eficiente - Estructura

19. 19
(04/07/2014)
•Competitive low-carbon energy (LCE)
–Incluye TODAS las Renovables (Electricidad & Calor y Frio), Bioenergía, Redes, Almacenamiento y CCS, como áreas importantes.
–También incluye los aspectos de FET, Aspectos Socioeconómicos
–Enfoque Bottom-up tecnológico radical y asociado a indicadores
Energía segura, limpia y eficiente - Estructura

20. 20
(04/07/2014)
CALLs
2014 (M€)
2015 (M€)
Total
Energy Efficiency
97,5
98,15
195,65
Smart Cities and Communities
92,32
108,18
200,50
Competitive Low-Carbon Energy
359,4
372,33
731,73
SMEs and Fast Track to Innovation
33,95
37,26
71,21
Part b-Other actions
75
61
136
Total
658,17
676,92
1335,09
Energía segura, limpia y eficiente - Budget WP 2014-2015 (22,5%)

21. Índice
1.Introducción. Aspectos generales de Horizonte 2020: Estructura y Presupuesto
2.Condiciones y proceso de participación
3.Reto Social 3: Energía limpia, segura y eficiente. WP 2014-2015
4.Convocatorias Sept 2014

22. 22
(04/07/2014)
Competitive Low Carbon Technologies
Renewable electricity and heating & cooling
Modernising the European Electricity grid
Providing the energy system with flexibility through enhanced energy storage tech.
Sustainable biofuels and alternative fuels for the European transport fuel mix
Enabling the sustainable use of fossil fuels in the transition to a low-carbon economy
Supporting the development of a ERA in the field of energy
Social, environmental and economic aspects of the energy system AND Cross-cutting issues
LCE-2
LCE-3
LCE-11
LCE-12
LCE-15 y 17
LCE-20
LCE-19

23. 23
(04/07/2014)
RIA
IA
CSA
First application
AREA
TRL
TYPE
LCE 1
New knowledge and technologies
2 > 3-4
RIA
Renewable electricity and heating/cooling
TRL
TYPE
LCE 2
Developing the next generation technologies of renewable electricity and heating/cooling
3-4 > 4-5
RIA
LCE 3
Demonstration of renewable electricity and heating/cooling
5-6 > 6-7
IA
LCE 4
Market uptake of existing and emerging renewable electricity, heating and cooling technologies
7-9
CSA

24. 24
(04/07/2014)
Specific challenges:
2014
2015
Photovoltaics
Developing next generation high performance PV cells and modules
Developing very low cost PV cells and modules
CSP
Making CSP plants more cost competitive
Improve the environmental profile of the CSP technology
Wind Energy
Develop control strategies and innovative substructure concepts
Substantially reduce the cost of wind energy
Ocean Energy
Develop emerging designs and components
Ensure efficiency and effective long term cost reduction and high levels of reliability and survivability
Hydro Power
Boosting peak power through sustainable hydropower
Increasing flexibility of hydropower
Deep Geothermal Energy
New drilling technologies and concepts for geothermal energy
Development of new technologies and concepts for geothermal energy.
Renewable H&C:
i.Solar Cooling systems:
ii.Improving efficiency of biomass CHP systems while widening the feedstock base.
i. Solar heating for industrial processes.
ii. Improving efficiency of low emission biomass CHP systems while widening the feedstock base
LC2-2014/15: Developing the next generation technologies of Renewable Electricity and Heating & Cooling

25. 25
(04/07/2014)
Specific challenges:
2014
2015
Photovoltaics
Accelerating the developmen of the EU Inorganic Thin-film industry.
PV integrated in the built environment
CSP
Improving the flexibility and predictability of CSP generation
Wind Energy
Demonstration and testing of new nacelle and rotor prototypes
Demonstrating innovative substructure and floating concepts
Ocean Energy
Demonstration of ocean energy technologies
Demonstration of ocean energy technologies
Deep geothermal energy
Testing of enhanced geothermal systems in different geological environments
Renewable H&C/ Geothermal energy
Shallow geothermal energy: Improved vertical borehole drilling technologies to enhance safety and reduce costs.
Demonstration of solar technologies for residential and non residential buildings
LC3-2014/15: Demonstration of Renewable electricity and Heating & Cooling technologies

26. 26
(04/07/2014)
Sustainable biofuels and alternative fuels for transport
TRL
TYPE
LCE 11
Developing next generation technologies for biofuels and sustainable alternative fuels
3-4 > 4-5
RIA
LCE 12
Demonstrating advanced biofuel technologies
5-6 > 6-7
IA
LCE 14
Market uptake of existing and emerging sustainable bioenergy
7-9
CSA
Call LCE - Topics
RIA
IA
CSA
First application

27. 27
(04/07/2014)
LCE-11 – 2015 – Developing next generation technologies for biofuels and sustainable alternative fuels (Two stage evaluation)
Europe has limited biomass and land resources to cope with an increased demand for fuels and other uses. Thus, in the long-term perspective, new technologies of sustainable biofuels and alternative fuels need to be developed that radically improve the state-of-art.
 The challenges are
• Improving conversion efficiency and/or enlargement of the biomass feedstock basis.
• Developing alternative fuels through use of new and sustainable resources from non-biomass non-fossil sources

28. 28
(04/07/2014)
LCE-12 – 2014 & 2015 - D9emonstrating advanced biofuel technologies (One stage)
New and advanced biofuels using sustainable feedstock need to reach the market
 The challenges are
• Proving that advanced biofuels and bioenergy carriers technologies, are technically viable, environmentally and socially sustainable, and potentially cost-competitive at commercial scale.
• Developing logistic systems for a sound, safe and sustainable feedstock supply.

29. 29
(04/07/2014)
Enabling the descarbonisation of the use of fossil fuels
TRL
TYPE
LCE 15
Enabling decarbonisation of the fossil fuel-based power sector and energy intensive industry through CCS
4-5 > 6
RIA
LCE 16
Understanding, preventing and mitigating the potential environmental impacts and risks of shale gas exploration and extraction
RIA
LCE 17
Highly flexible and efficient fossil fuel power plants
3 > 4-6
RIA
RIA
IA
CSA
First application

30. 30
(04/07/2014)
LCE-15 – 2015 – Enabling decarbonisation of the fossil fuel- based power sector and energy intensive industry through CCS (Two stage evaluation)
The application of CCS to industrial sectors other than power (e.g. steel, cement, lime, chemical industry, refining) is expected to deliver half of the global emissions reduction from CCS by 2050
 The challenges are
• Geological storage
• Application of CCS to industrial sectors other than power, including bio-CCS

31. 31
(04/07/2014)
LCE-17 – 2015 – Highly flexible and efficient fossil fuel power plants (Two stage evaluation)
With this growing share of renewable power, fossil fuel power plants will have to increasingly shift their role from providing base-load power to providing fluctuating back-up power
 The challenge is
Operational flexibility for fossil fuel power (and CHP) plants

32. 32
(04/07/2014)
AREA
TRL
TYPE
Supporting the development of a European Research Area in the field of Energy
LCE 18
Supporting Joint Actions on demonstration and validation of innovative energy solutions
5-6 > 6-7
ERA-NET
LCE 19
Supporting coordination of national R&D activities
3 > 5
CSA
AREA
TYPE
Social, environmental and economic aspects of the energy system
LCE 20
The human factor in the energy system
RIA, CSA
LCE 21
Modelling and analysing the energy system, its transformation and impacts
RIA
Cross-cutting issues
LCE 22
Fostering the network of National Contact Points
CSA

33. 33
(04/07/2014)
LCE-20 – 2014 - The human factor in the energy system
Availability of skilled workforce.
 The challenges are
Foster European cooperation in this area by building European networks, both in the university based education sector and in the vocational education and training sector, establishing close links to business and research.

34. 34
(04/07/2014)
Topics*
Short-hand Description
2014
2015
LCE1
New knoweldge & technologies
20
LCE2, LCE11
RES/Fuels – Research
60
59
LCE3, LCE12
RES/Fuels – Demonstration
73
80
LCE13
Biofuels Brazil
10
LCE4, LCE14
RES/Fuels – Market uptake
20
20
LCE5, LCE6, LCE7
Smart grids
60
71,48
LCE8, LCE9, LCE10
Energy Storage
44,15
26
LCE15, LCE16, LCE17
Fossil Fuels (CCS & other)
33
35
LCE18
ERANET
34,25
57,85
LCE19
Coordination of national programmes
3
3
LCE20, LCE21
Socio-economic research
10,5
10
LCE22
NCP Network
1,5
Call LCE - Budgets

35. 35
(04/07/2014)
Call LCE - Deadlines
Topics*
2014
2015
LCE1, LCE2, LCE11, LCE15, LCE16
01/04/14
(Stage 1)
23/09/14
(Stage 2)
LCE22
01/04/2014
LCE4, LCE7, LCE8, LCE10, LCE14, LCE18
07/05/2014
LCE2, LCE11, LCE15, LCE17
03/09/14
(Stage 1)
03/03/15*
(Stage 2)
LCE3, LCE12, LCE19, LCE20
10/09/2014
LCE3, LCE12, LCE19, LCE21
LCE4, LCE5, LCE6, LCE9, LCE14
03/03/2015*
LCE18
28/04/2015
LCE13
05/05/2015

36. 36
(04/07/2014)
Resultados call 2014 2 Fases
Total
GO
NO GO
%
LCE-16; 15
41
14
27
34%
LCE-1
103
23
80
22%
LCE-2;11
246
67
179
27%

37. 37
(04/07/2014)

38. 38
(04/07/2014)
Muchas Gracias por su atención
María Luisa Revilla (luisa.revilla@cdti.es) & Guillermo Álvarez (guillermo.alvarez@cdti.es)
División Programas de la UE
Dirección de Programas Internacionales
www.eshorizonte2020.es