This document provides information for registering for the Chartered Financial Analyst (CFA) Program. It outlines the steps to register including reading the registration package carefully, determining eligibility based on prerequisites, completing and submitting the registration form along with payment, and adhering to all policies. It also provides details on the multi-level CFA examinations, requirements to earn the CFA charter such as work experience and maintaining membership, and contacts for questions.
Certified Public Accountants (CPAs) are strategic advisers on financial and business matters for individuals, organizations, and government agencies. They provide services like tax preparation, auditing, financial planning, and developing accounting systems. CPAs have expanded their roles and are now seen as business strategists in addition to their traditional functions. The CPA program from The AICPA is a global qualification that is recognized internationally. It focuses on both traditional accounting concepts as well as newer areas like forensic accounting and information systems auditing.
An institution which aims to train aspiring professionals in the field of Finance and Accountancy.
Training in globally recognized courses-CMA,USA and CPA,USA apart fron CPT and IPCC.
Location: Cochin,Bangalore and Chennai
Contact: Mr.Vinod-09845723042
The document compares and contrasts the CPA and CFA certifications. The CPA certification is for accountants and requires candidates to complete an accounting degree, pass the Uniform CPA Examination, and have two years of professional accounting experience. In contrast, the CFA certification is for financial analysts and requires candidates to have a bachelor's degree and four years of professional experience, or a combination of education and experience totaling four years. The CFA certification involves passing three levels of exams covering topics like accounting, economics, ethics, and money management.
The document provides information on how to prepare for and take the Project Management Professional (PMP) certification exam. It discusses the prerequisites including education, experience requirements, and fees. It outlines the application and payment process, as well as the eligibility period and exam structure. The document also covers scheduling the exam, the content domains covered on the exam, and PMI's audit process for randomly selected applications.
INSZoom Immigration Conference 2016 - PERM Process Recent TrendsINSZoom
The document discusses the PERM labor certification process, which is the first step for obtaining employment-based permanent residency in the United States. It provides an overview of the PERM process, requirements for labor certification applications, recent decisions impacting PERM, and current trends. Key points include that PERM attests foreign workers will not displace equally qualified US workers, the multi-step certification and visa application process, recruitment and documentation standards, and processing delays due to high volume.
Koeletji Cornelius Shaku has over 15 years of experience in accounting and auditing. He has held senior roles at Deloitte, Ernst & Young, and SizweNtsalubaGobodo. He has expertise in IFRS and has reviewed financial statements and provided technical opinions for many large clients. Shaku holds qualifications including a BCom from WITS, BCom Honours from UKZN, and an MCom from the University of Johannesburg.
Guidance on the register of apprenticeship training providers (RoATP) 9 Nov ...City & Guilds
The second of our autumn webinars, will help you get to grips with how to submit your application to the RoATP.
In order to supply apprenticeships from May 2017, you’ll have to fulfil the requirements of the Register. With our help, you’ll be in the best possible position to successfully apply.
Please note that the information in this webinar is correct as of the date of airing on 9 November 2016.
Certified Public Accountants (CPAs) are strategic advisers on financial and business matters for individuals, organizations, and government agencies. They provide services like tax preparation, auditing, financial planning, and developing accounting systems. CPAs have expanded their roles and are now seen as business strategists in addition to their traditional functions. The CPA program from The AICPA is a global qualification that is recognized internationally. It focuses on both traditional accounting concepts as well as newer areas like forensic accounting and information systems auditing.
An institution which aims to train aspiring professionals in the field of Finance and Accountancy.
Training in globally recognized courses-CMA,USA and CPA,USA apart fron CPT and IPCC.
Location: Cochin,Bangalore and Chennai
Contact: Mr.Vinod-09845723042
The document compares and contrasts the CPA and CFA certifications. The CPA certification is for accountants and requires candidates to complete an accounting degree, pass the Uniform CPA Examination, and have two years of professional accounting experience. In contrast, the CFA certification is for financial analysts and requires candidates to have a bachelor's degree and four years of professional experience, or a combination of education and experience totaling four years. The CFA certification involves passing three levels of exams covering topics like accounting, economics, ethics, and money management.
The document provides information on how to prepare for and take the Project Management Professional (PMP) certification exam. It discusses the prerequisites including education, experience requirements, and fees. It outlines the application and payment process, as well as the eligibility period and exam structure. The document also covers scheduling the exam, the content domains covered on the exam, and PMI's audit process for randomly selected applications.
INSZoom Immigration Conference 2016 - PERM Process Recent TrendsINSZoom
The document discusses the PERM labor certification process, which is the first step for obtaining employment-based permanent residency in the United States. It provides an overview of the PERM process, requirements for labor certification applications, recent decisions impacting PERM, and current trends. Key points include that PERM attests foreign workers will not displace equally qualified US workers, the multi-step certification and visa application process, recruitment and documentation standards, and processing delays due to high volume.
Koeletji Cornelius Shaku has over 15 years of experience in accounting and auditing. He has held senior roles at Deloitte, Ernst & Young, and SizweNtsalubaGobodo. He has expertise in IFRS and has reviewed financial statements and provided technical opinions for many large clients. Shaku holds qualifications including a BCom from WITS, BCom Honours from UKZN, and an MCom from the University of Johannesburg.
Guidance on the register of apprenticeship training providers (RoATP) 9 Nov ...City & Guilds
The second of our autumn webinars, will help you get to grips with how to submit your application to the RoATP.
In order to supply apprenticeships from May 2017, you’ll have to fulfil the requirements of the Register. With our help, you’ll be in the best possible position to successfully apply.
Please note that the information in this webinar is correct as of the date of airing on 9 November 2016.
The document discusses several proposed changes to Australia's Employer Nomination Scheme (ENS) and Regional Sponsored Migration Scheme (RSMS) visa programs. Key points of discussion include potentially raising the age limit, revising the required salary and skill levels, streamlining nomination requirements, and clarifying the roles of certifying bodies and online application processes. The seminar aims to gather feedback on these proposed amendments.
CPA Course is the best course in Accounting. At our Training Institute student will take CPA coaching classes live. In the CPA Coaching Institute we are giving the lectures on Financial Accounting & Reporting, Auditing & Attestation, auditing, Regulation. Best Career in Accounting after the Become CPA.
www.ptajaipur.com/certified-public-accountant-cpa-usa-course-india.html
This document provides information about the Certified Public Accountant (CPA) qualification and training program in the United States. The CPA is the highest accounting qualification in the US, administered by the American Institute of Certified Public Accountants. The training program described involves taking a 13-day weekend course to prepare for the CPA exam, which consists of four test sections. The total estimated cost of the program is Rs. 2,25,000. Details are provided on the application process, exam structure and format, and career opportunities available upon obtaining the CPA.
Express Entry is a new electronic application management system that will apply to Canada's key economic immigration programs starting in January 2015. It will provide employers with access to skilled foreign nationals when they cannot find Canadians or permanent residents to fill positions. For prospective immigrants, Express Entry will result in faster processing times of six months or less. The system will select candidates most likely to succeed in Canada based on skills, education, language ability and other factors. Candidates with a valid job offer or provincial nomination will be prioritized.
OCASI Summit Day 2 - Express Entry System 2014ocasiconference
The document outlines Canada's new Express Entry system for skilled foreign workers, which will launch in January 2015. It will manage applications for economic immigration programs like the Federal Skilled Worker Program online. Candidates will create an Express Entry profile, be ranked, and potentially receive an Invitation to Apply for permanent residence within 6 months if they have a job offer, provincial nomination, or are highly ranked. It aims to select candidates most likely to succeed and streamline the application process.
Immigration primer for international students and entrepreneurs (m0706624)LANPDT
This document provides an overview of various visa options for international students and entrepreneurs in the United States, including F-1 student visas, Optional Practical Training (OPT), H-1B visas, the EB-5 immigrant investor program, and O-1 visas for individuals with extraordinary ability. It discusses eligibility requirements and application processes for each visa category. The document aims to help international individuals understand their immigration pathways and options for remaining in the US.
Ca intermediate registration & eligibilityRohan Jakhade
CA Intermediate Eligibility
With the introduction of revised scheme of education, CA Intermediate, previously known as CA IPCC, examinations were conducted for the first time in May, 2018. The next exams are going to happen in November, 2018 and further in May, 2019.
The document is a score notice from the Uniform CPA Examination. It provides the candidate's score and result for the Financial Accounting and Reporting (FAR) section, indicating they received a score of 75 and passed. It also shows their credit status for the other examination sections, and provides information about the scoring scale and test structure for each section. Candidates who do not pass will find performance information on the back of the notice.
The document provides information about the Diploma in IFRS program offered by Takshila Learning Pvt. Ltd. & IFRSOnline.in. It discusses the background and need for IFRS standards globally and in India. It outlines the eligibility criteria, schedule, fees and objectives of the 8-day training program in March and May 2011. Details are given about the lead faculty, study material and the providers Takshila and IFRSOnline.
The document discusses the career of a Certified Public Accountant (CPA). It describes the responsibilities of a CPA, which include preparing financial statements and tax returns, auditing financial records, and providing accounting services to businesses. The document outlines the educational and licensing requirements to become a CPA, including completing a bachelor's degree, passing the Uniform CPA Exam, and gaining work experience. It also discusses the job outlook, salary range, opportunities for advancement, and related occupations in the field of accounting.
In 2017, there have been key developments regarding transformation in SA, where businesses need to be prepared, or face serious potential risks for their companies.
I have highlighted some of the key challenges affecting companies with regards to B-BBEE, Employment Equity(EE) and Skills Development(SD) in the attached newsletter.
The document outlines the Code of Ethics and Standards of Professional Conduct for CFA Institute members and candidates. It discusses the basic structure for enforcing the Code and Standards, including the CFA Institute Board of Governors and Disciplinary Review Committee. Six key components of the Code of Ethics are described relating to acting with integrity, competence, respecting clients' interests, and encouraging ethical practices. The seven Standards of Professional Conduct cover areas like professionalism, duties to clients and employers, conflicts of interest, and responsibilities as a CFA member or candidate. Specific guidance is provided on issues like maintaining independence and objectivity, prohibitions on misrepresentation, and handling non-public information.
The document describes what can be found in autumn. It mentions that chestnut trees provide chestnuts, it is time to pick apples and find mushrooms in the forest. It also notes that morels and grapes can be found and eaten. Many leaves fall from trees and can be stepped on. Additional fruits mentioned are pomegranates, mandarins, and walnuts.
The document outlines the role and responsibilities of a "knowledgeable buyer" when procuring consulting services. It discusses how a knowledgeable buyer goes beyond the traditional procurement role by (1) anticipating business needs, monitoring political dynamics, and tuning into the urgency of requests to help qualify and scope projects; (2) recommending best-fitting suppliers and contribution options based on past performance and scope; and (3) supporting delivery through involvement, issue resolution, and ensuring feedback loops. The goal is for procurement to facilitate successful engagements and guarantee best value.
El documento describe el cálculo del momento de un sistema de partículas y de un área plana. Explica que el momento total de un sistema de partículas se puede expresar en función del centro de masa, el cual se define como la coordenada promedio ponderada por la masa de cada partícula. También explica cómo calcular la coordenada del centro de masa de un área plana cuando la masa está distribuida de forma uniforme.
The document discusses strategic planning and adapting to discontinuous change. It outlines several barriers that can prevent organizations from adapting, including inertia, ignorance, and a high clock speed of change in the external environment. It then describes four phases of failing to plan ahead: enquire, imagine, innovate, and inspire. The document proposes a "SOAR" framework and discusses leveraging internal strengths and opportunities. It provides models for conducting environmental scanning, co-creating values and vision, and imagining opportunities through a business model.
The document discusses several proposed changes to Australia's Employer Nomination Scheme (ENS) and Regional Sponsored Migration Scheme (RSMS) visa programs. Key points of discussion include potentially raising the age limit, revising the required salary and skill levels, streamlining nomination requirements, and clarifying the roles of certifying bodies and online application processes. The seminar aims to gather feedback on these proposed amendments.
CPA Course is the best course in Accounting. At our Training Institute student will take CPA coaching classes live. In the CPA Coaching Institute we are giving the lectures on Financial Accounting & Reporting, Auditing & Attestation, auditing, Regulation. Best Career in Accounting after the Become CPA.
www.ptajaipur.com/certified-public-accountant-cpa-usa-course-india.html
This document provides information about the Certified Public Accountant (CPA) qualification and training program in the United States. The CPA is the highest accounting qualification in the US, administered by the American Institute of Certified Public Accountants. The training program described involves taking a 13-day weekend course to prepare for the CPA exam, which consists of four test sections. The total estimated cost of the program is Rs. 2,25,000. Details are provided on the application process, exam structure and format, and career opportunities available upon obtaining the CPA.
Express Entry is a new electronic application management system that will apply to Canada's key economic immigration programs starting in January 2015. It will provide employers with access to skilled foreign nationals when they cannot find Canadians or permanent residents to fill positions. For prospective immigrants, Express Entry will result in faster processing times of six months or less. The system will select candidates most likely to succeed in Canada based on skills, education, language ability and other factors. Candidates with a valid job offer or provincial nomination will be prioritized.
OCASI Summit Day 2 - Express Entry System 2014ocasiconference
The document outlines Canada's new Express Entry system for skilled foreign workers, which will launch in January 2015. It will manage applications for economic immigration programs like the Federal Skilled Worker Program online. Candidates will create an Express Entry profile, be ranked, and potentially receive an Invitation to Apply for permanent residence within 6 months if they have a job offer, provincial nomination, or are highly ranked. It aims to select candidates most likely to succeed and streamline the application process.
Immigration primer for international students and entrepreneurs (m0706624)LANPDT
This document provides an overview of various visa options for international students and entrepreneurs in the United States, including F-1 student visas, Optional Practical Training (OPT), H-1B visas, the EB-5 immigrant investor program, and O-1 visas for individuals with extraordinary ability. It discusses eligibility requirements and application processes for each visa category. The document aims to help international individuals understand their immigration pathways and options for remaining in the US.
Ca intermediate registration & eligibilityRohan Jakhade
CA Intermediate Eligibility
With the introduction of revised scheme of education, CA Intermediate, previously known as CA IPCC, examinations were conducted for the first time in May, 2018. The next exams are going to happen in November, 2018 and further in May, 2019.
The document is a score notice from the Uniform CPA Examination. It provides the candidate's score and result for the Financial Accounting and Reporting (FAR) section, indicating they received a score of 75 and passed. It also shows their credit status for the other examination sections, and provides information about the scoring scale and test structure for each section. Candidates who do not pass will find performance information on the back of the notice.
The document provides information about the Diploma in IFRS program offered by Takshila Learning Pvt. Ltd. & IFRSOnline.in. It discusses the background and need for IFRS standards globally and in India. It outlines the eligibility criteria, schedule, fees and objectives of the 8-day training program in March and May 2011. Details are given about the lead faculty, study material and the providers Takshila and IFRSOnline.
The document discusses the career of a Certified Public Accountant (CPA). It describes the responsibilities of a CPA, which include preparing financial statements and tax returns, auditing financial records, and providing accounting services to businesses. The document outlines the educational and licensing requirements to become a CPA, including completing a bachelor's degree, passing the Uniform CPA Exam, and gaining work experience. It also discusses the job outlook, salary range, opportunities for advancement, and related occupations in the field of accounting.
In 2017, there have been key developments regarding transformation in SA, where businesses need to be prepared, or face serious potential risks for their companies.
I have highlighted some of the key challenges affecting companies with regards to B-BBEE, Employment Equity(EE) and Skills Development(SD) in the attached newsletter.
The document outlines the Code of Ethics and Standards of Professional Conduct for CFA Institute members and candidates. It discusses the basic structure for enforcing the Code and Standards, including the CFA Institute Board of Governors and Disciplinary Review Committee. Six key components of the Code of Ethics are described relating to acting with integrity, competence, respecting clients' interests, and encouraging ethical practices. The seven Standards of Professional Conduct cover areas like professionalism, duties to clients and employers, conflicts of interest, and responsibilities as a CFA member or candidate. Specific guidance is provided on issues like maintaining independence and objectivity, prohibitions on misrepresentation, and handling non-public information.
The document describes what can be found in autumn. It mentions that chestnut trees provide chestnuts, it is time to pick apples and find mushrooms in the forest. It also notes that morels and grapes can be found and eaten. Many leaves fall from trees and can be stepped on. Additional fruits mentioned are pomegranates, mandarins, and walnuts.
The document outlines the role and responsibilities of a "knowledgeable buyer" when procuring consulting services. It discusses how a knowledgeable buyer goes beyond the traditional procurement role by (1) anticipating business needs, monitoring political dynamics, and tuning into the urgency of requests to help qualify and scope projects; (2) recommending best-fitting suppliers and contribution options based on past performance and scope; and (3) supporting delivery through involvement, issue resolution, and ensuring feedback loops. The goal is for procurement to facilitate successful engagements and guarantee best value.
El documento describe el cálculo del momento de un sistema de partículas y de un área plana. Explica que el momento total de un sistema de partículas se puede expresar en función del centro de masa, el cual se define como la coordenada promedio ponderada por la masa de cada partícula. También explica cómo calcular la coordenada del centro de masa de un área plana cuando la masa está distribuida de forma uniforme.
The document discusses strategic planning and adapting to discontinuous change. It outlines several barriers that can prevent organizations from adapting, including inertia, ignorance, and a high clock speed of change in the external environment. It then describes four phases of failing to plan ahead: enquire, imagine, innovate, and inspire. The document proposes a "SOAR" framework and discusses leveraging internal strengths and opportunities. It provides models for conducting environmental scanning, co-creating values and vision, and imagining opportunities through a business model.
Ally Schirtzinger prefers several technologies for integration in middle school math and English classes, including a tablet PC, SmartBoard or projector, and document camera. A tablet PC offers advantages like being lightweight, providing more options than a laptop through features like a stylus and voice recording, and allowing conversion of written notes to text. However, its cost is a disadvantage. A SmartBoard can engage students interactively. Web 2.0 tools like CreateaGraph.com and RememberTheMilk.com provide graphing and to-do list organization respectively.
A distillation of the conversations carried out with 20 senior buyers of external coaching as part of a joint study between IBC and EMCC. The report was written in response to a wish by IBC members to understand the future direction of corporate coaching.
This document summarizes a conference hosted by Celerant Consulting on how procurement professionals can add value in the process of buying business improvement services. The conference featured speakers from Insight Sourcing Solutions, 100% Effective Training & Consultancy, and Celerant Consulting. They discussed how procurement can become more "knowledgeable buyers" by getting involved earlier, understanding business needs, and focusing on engagement outcomes rather than costs. Effective characteristics of consultancies and ways to validate consultancies and ensure successful project delivery were also covered. The goal is to help procurement and consultancies work together to define outcomes and deliver the best business improvement programs.
Management innovation in the UK consulting industry has shifted rather than declined. While there is pressure on innovation due to high utilization rates and low risk-taking by clients, innovation is primarily driven by the need to differentiate from competitors. Most innovations are small-scale and developed through collaboration with clients rather than proprietary methods. While procurement hampers the sale of innovative services, half of consultancies now work with clients on innovation, up from 22% in 2005. Overall, innovation in consulting appears to be increasing in both quantity and through co-creation with clients.
Cathy Johnson - CPG Event - 10th November 2010 - The Knowledgeable Buyer Institute of Consulting
This document discusses how to effectively purchase business improvement programs. It notes that traditional consulting focuses on advice, while business improvement aims to implement changes and achieve sustainable results. Successful business improvement requires measuring progress, ensuring behavioral changes stick through training and coaching, and evaluating financial and operational improvements. The knowledgeable buyer will focus less on daily rates and credentials, and more on a partner's ability to deliver measurable outcomes through a phased, collaborative process with ongoing management.
Presentation on organising and sustaining internal consultancy delivered at the CASS Business School on behalf of the Institute of Consulting by Andrew Sturdy from the University of Bristol and Nick Wylie from Oxford Brookes University
John Wellwood - CPG Event 10th November 2010 - The Knowledgeable BuyerInstitute of Consulting
This document summarizes a presentation on selecting effective business improvement consultants and consultancy firms. It discusses the characteristics of 100% effective consultancies and consultants, including having a philosophy of knowledge transfer, diverse teams, guarantees, and case studies of similar work. Effective consultants have both influencing skills and technical abilities. They understand different improvement methodologies and can build teams. The document provides tips for validating consultants, such as checking credentials and implementation experience. The key issues are that selection takes time and effort, different approaches can be effective, and influencing skills are important for implementation success.
The document provides lessons learned from maximizing value from consultants during a large transformation at Thames Water. It discusses:
1. Ensuring consultants are best-of-breed by focusing on end-to-end excellence, strategic fit, and long-term value creation rather than short-term costs. Consultants must have "skin in the game" through performance-based fees.
2. The importance of true teamwork between the client and consultants, with fully integrated co-located teams and cultural fit. Management must be actively involved.
3. Leading a company-wide transformation requires trusted partners to focus on delivery while the client leads stakeholder engagement and drives the transformation from the front. Baseline
The CFA (Chartered Financial Analyst) program provides a professional credential for investment management professionals. It involves passing three levels of exams covering topics like ethics, economics, financial analysis and portfolio management. Earning the CFA charter demonstrates mastery of analytical skills needed for careers in investment management and is recognized by employers worldwide. Completing the program involves meeting eligibility requirements, self-study, and passing the three exam levels over time while also gaining qualifying work experience in the field.
The document provides information about the Chartered Financial Analyst (CFA) program. It discusses that the CFA program is a global credential that aims to equip candidates with the skills and knowledge needed for careers in finance. Candidates must pass three levels of exams and meet work experience requirements to earn the CFA charter. The charter is recognized worldwide and signifies high ethics standards and technical competency. Earning the CFA can help advance careers and is valuable for roles such as portfolio management, research, and wealth management. The program is suitable for university students, recent graduates, and professionals looking to enhance their skills and career opportunities.
The CFA (Chartered Financial Analyst) charter is a globally recognized credential that demonstrates mastery of investment analysis and portfolio management skills. Earning the CFA charter involves passing three levels of exams over different topics including ethics, economics, financial reporting and analysis. The charter prepares candidates for careers like portfolio manager, research analyst, chief executive, consultant, and risk manager. It provides benefits like real-world expertise from an advanced curriculum, worldwide recognition, ethical grounding, and access to a global network of over 125,000 charterholders.
The CFA (Chartered Financial Analyst) charter is a globally recognized credential that demonstrates mastery of investment analysis and portfolio management skills. Earning the CFA charter involves passing three levels of exams in topics like ethics, economics, and alternative investments. Benefits of the charter include real-world expertise, worldwide recognition from employers and clients, and joining a network of over 125,000 professionals. Common jobs for CFA charterholders include portfolio manager, research analyst, chief executive, and consultant.
The Cfa charter factsheet accounting zimsec cambridge zimbabwealproelearning
The CFA (Chartered Financial Analyst) program is a professional credential offered by CFA Institute to investment and financial professionals. The 3-level program focuses on investment tools, asset valuation, portfolio management, ethics, and other topics relevant to the financial industry. Earning the CFA charter demonstrates mastery of analytical skills and professional standards needed for a career in investment management. Benefits of the charter include real-world expertise, career recognition, ethical grounding, and access to a large global network of charterholders and top employers in the financial field. The program is designed to be completed over multiple years, requiring passing sequential exams and meeting work experience requirements.
The CFA (Chartered Financial Analyst) program is a professional credential offered by CFA Institute to investment and financial professionals. The 3-level program focuses on investment tools, asset valuation, portfolio management, ethics, and other topics relevant to financial analysis and decision-making. Earning the CFA charter demonstrates mastery of these skills and is recognized by employers globally. It prepares candidates for roles like portfolio manager, research analyst, risk manager, and more. The program involves self-study and passing three sequential exams over multiple years, along with work experience requirements.
The document provides information about the School of Accounting and Finance (SAF) at the University of Waterloo. It describes the Accounting and Financial Management (AFM) program and Computing and Financial Management (CFM) program. For AFM, it outlines the course requirements and focus on developing professional competencies in both accounting and finance. It also describes opportunities for co-op work experience and pathways to professional designations like CPA and CFA. The Master of Accounting (MAcc) program is mentioned as a option to obtain additional qualifications for CPA designation.
The document discusses the Chartered Financial Analyst (CFA) program. It provides an overview of what the CFA is, which is a globally recognized graduate-level program that provides skills in investment analysis and portfolio management. It notes some advantages to becoming a CFA charter holder such as membership in a prestigious global community, life-long learning, and career benefits. The requirements to become a CFA charter holder are outlined as passing all three levels of the CFA exam in succession, acquiring 48 months of acceptable professional work experience, and joining the CFA Institute. Information is also provided on who can apply, recommended study materials and plans, and tips for success on the exam.
The document provides information about the Certified Financial Planner (CFP) certification. It discusses the 4E criteria of education, examination, experience, and ethics required to obtain the certification. It also outlines the course structure, exam pattern, registration process, fees, class schedule, and faculty for CFP training programs offered by Right Horizons Academy. The certification is recognized globally and demonstrates competency in providing financial planning services.
The document provides an overview of the CFA (Chartered Financial Analyst) program. It discusses the CFA Institute which administers the program, the three levels of examinations in the program, benefits of obtaining the CFA charter, typical work profiles for CFA charterholders, employers that hire CFAs, industry recognition of the charter, fees and deadlines for the June 2011 exams, and what it takes to pass the CFA exams.
In the fast-paced and competitive world of finance, professionals are constantly seeking ways to advance their careers and stand out from the crowd. One surefire way to achieve this is by obtaining the prestigious Chartered Financial Analyst (CFA) certification. The CFA certification is a globally recognized credential that showcases an individual's expertise in investment analysis and portfolio management
Over 90,000 investment professionals globally have achieved charterholder status to date, the program is known for these benefits:
• Portable reputation – a charter remains a mark of quality, whether you change company or move country. Instant access to a global network of investment professionals
• Globally relevant – an international standard for measuring competence and integrity. Principles that are common to any market
• Career-enhancing – demonstrate your commitment to knowledge and high ethical standard to employers and clients
• Credible – praised and supported by the clients, employers and regulators; the investment community at large
DPMI proposes expanding its network of paramedical training centers through a franchise model. They outline two potential franchise models and provide details on setting up the franchise program including developing standard operating procedures, training franchisees, conducting audits, and establishing governance committees. They describe the process for selecting and onboarding franchisees as well as the fees charged. The documentation and financial requirements for franchisees are also summarized.
The document provides information about the Chartered Accountant (CA) credential in India, including the eligibility requirements, course structure, exam process and statistics. The CA course in India consists of three levels - Foundation, Intermediate, and Final. It is conducted by the Institute of Chartered Accountants of India and takes 3-7 years to complete, with a low pass percentage. The document also summarizes alternative accounting certifications like the US CPA and UK's ACCA, which have higher pass rates and are completed in less time than the CA.
Certified Business Operations Professional - September 2015, Nairobichemutai carol
This document advertises a Certified Business Operations Professional (CBOPTM) training course to be held from September 28 to October 2, 2015 at the Hilton Hotel in Nairobi, Kenya. Attendees will learn how to align operations with business strategy, manage budgets and performance, lead teams, and achieve operational excellence. Upon completing the course and exam, attendees will receive the CBOPTM designation. The course is designed for operations directors, managers, and other management stakeholders.
The document provides information about the Certified Management Accountant (CMA) program requirements. It outlines that the CMA was developed to provide an objective measure of competence in management accounting. It also discusses that the CMA exam aligns with practical skills used in business today. The document summarizes the eligibility criteria including IMA membership, entrance fees, education and experience qualifications, and the two-part CMA exam on financial planning/control and financial decision making. It provides contact information for questions.
The best IFRS Course it will teach you the basics of IFRS accounting and prepare you for an exam to receive official certification. The course is designed in accordance with the latest standards and contains more than 13 hours of video, if you also want to know more about the fee structure and study material contact us today.
IFRS Certification
This document introduces the CFP Professional Competency Profile, which defines the core competencies required of certified financial planners (CFP). It was developed by the Financial Planning Standards Council based on analysis of the financial planning profession. The competency profile identifies the key knowledge, skills, and abilities CFPs must demonstrate, including areas like financial management, investment planning, tax planning, and more. It is used to guide education and certification requirements for CFPs. The profile will be revalidated every five years to ensure it remains relevant to the evolving financial planning profession.
How Does CFA Level 1 Training Help in a Finance Career.pptxMindCypress .
Starting a career in finance is a commitment to a demanding yet fulfilling field.
Resource: https://www.mindcypress.com/blogs/finance-accounting/how-does-cfa-level-1-training-help-in-a-finance-career
Similar to 2006 registrationand enrollment_booklet (20)
3. Three years of acceptable professional work experience are
required before the CFA charter can be awarded. This experience
may be accrued while the candidate is in the CFA Program, after
the candidate has passed all three levels of examinations, or from
previous positions.
Acceptable work experience includes activities that consist
to a significant extent of collecting, evaluating, or applying finan-
cial, economic, or statistical data (as appropriate) as part of the
investment decision-making process; or supervising, directly or
indirectly, persons who practice such activities; or the teaching of
such activities. The investment decision-making process is the
professional practice of financial analysis, investment manage-
ment, securities analysis, or other similar activities.
CFA CANDIDATES ARE REQUIRED TO SPEND AT LEAST 40
PERCENT OF THEIR TIME IN THESE ACTIVITIES TO ACCRUE
THE REQUIRED PROFESSIONAL WORK EXPERIENCE. Summer,
part-time, and internship positions do not qualify.
The following job titles are provided as a guide only. Job titles
alone cannot convey the true nature of the underlying job duties.
Therefore, to assess professional work experience, evaluate the
nature of your job activity, as described previously, rather than
merely the job title.
Accountant
Actuary
Auditor
Bank Examiner
Bank Lending (corporate)
Business Appraiser
Client Services Manager
Compliance Examiner
Consultant on Investment Manager Selection/
Investment Policy
Corporate Chief Financial Officer
Corporate Controller (not finance/not
investment)
Derivatives Analyst
Director of Finance
Director of Mutual Funds
Economist (involved in investment
decision-making process)
Financial Journalist (Editor/Reporter/Publisher)
Financial Planner
Internal Corporate Planning Analyst
Internal Management of Investment Firm
Investment Banking/Corporate Finance
Consultant
Investment Sales (consultative)
Investment Strategy Formulation
Investor Relations
Management Consultant (excluding personnel)
Marketer (of investment management services,
funds, securities, etc.)
Mutual Fund Sales/Trainer
Options/Futures/Commodities Analyst
Portfolio Administrator
Portfolio Manager
Portfolio Performance Evaluator
Portfolio Strategist
Work Experience Guidelines For Eventual Award of the CFA Charter
Product/Software Developer (of investment-
related products/services)
Professor/Instructor
(investment, finance, and economics, or
non-financial business administration)
Quantitative Investment Analyst
Real Estate Investment Manager
Risk Analyst (securities related)
Securities and Investment Analyst
Securities Regulation
Securities Trader
Securities Underwriter
Stockbroker/Registered Representative
Valuator of Closely Held Business
Valuator of Mergers/Acquisitions
Venture Capital Investment (not securities)
ABOUT THE CFA PROGRAM
Requirements to Be Awarded and
Maintain the Use of the CFA Charter
To be awarded the CFA charter, a candidate must:
1. Sequentially pass the Level I, Level II, and Level III
examinations;
2. Have at least three years of acceptable professional
experience working in the investment decision-making
process; and
3. Join CFA Institute as a Regular member. As part of the appli-
cation for CFA Institute membership, a candidate must:
• Provide current completed sponsor forms;
• Sign and complete the Professional Conduct Statement;
• Sign and agree to comply with the terms of the Member’s
Agreement; and
• Exhibit a high degree of ethical and professional conduct.
4. Apply concurrently for membership in a CFA Institute Soci-
ety of your choice. Your active membership in CFA Institute
Societies is an important part of continuing advancement in
your profession.
5. Once a candidate becomes a CFA charterholder, he or she
must comply with the CFA Institute conditions, require-
ments, policies and procedures of a CFA charterholder and
CFA Institute member, including those set forth in the CFA
Institute Articles of Incorporation, Bylaws, Code of Ethics,
Standards of Professional Conduct, Rules of Procedure for
Proceedings Related to Professional Conduct, and other con-
ditions, requirements, policies and procedures that may be
established and amended from time to time, including the
submission of an annual Professional Conduct Statement and
the payment of membership dues. Failure to comply with the
CFA Institute conditions, requirements, policies and proce-
dures can result in disciplinary sanctions, including suspen-
sion or revocation of the right to use the CFA designation.
1
FOR THOSE CANDIDATES WHO WERE REGISTERED BEFORE THE 2005 EXAMINATION YEAR AND WHO BECOME A REGULAR MEM-
BER BY 1 JULY 2007, THE FOLLOWING REQUIREMENTS AND WORK EXPERIENCE GUIDELINES APPLY.
4. Four years of acceptable professional work experience are
required before the CFA charter can be awarded. This experience
may be accrued while the candidate is in the CFA Program, after
the candidate has passed all three levels of examinations, or from
previous positions.
Acceptable Professional Work Experience as it relates to
applicants seeking to become Charterholder Members, or Regular
Members, includes activities that consist to a majority extent of:
(i) evaluating or applying financial, economic and/or statistical data
as part of the investment decision-making process involving secu-
rities or similar investments, which includes, but is not limited to,
publicly traded and privately placed stocks, bonds and mortgages
and their derivatives; commodity-based derivatives and mutual
funds; and other investment assets, such as real estate and com-
modities, if these other investment assets are held as part of a
diversified, securities-oriented investment portfolio; or
(ii) supervising, directly or indirectly, persons who practice
such activities; or
(iii) teaching such activities.
CFA CANDIDATES ARE REQUIRED TO SPEND 50 PER-
CENT OR MORE OF THEIR TIME IN THESE ACTIVI-
TIES TO ACCRUE THE REQUIRED PROFESSIONAL
WORK EXPERIENCE. Summer, part-time, and internship
positions do not qualify.
The following job titles are provided as a guide only. Job titles
alone cannot convey the true nature of the underlying job duties.
Therefore, to assess professional work experience, evaluate the
nature of your job activity, as described previously, rather than
merely the job title.
1. Client Service Representative or Relationship Manager
2. Compliance Analyst/Officer
3. Investment Consultant
4. Corporate Chief Financial Officer
5. Corporate Finance Analyst
6. Investment Banking Analyst
7. Derivatives Analyst
8. Economist
9. Institutional Sales Professional/Business Development
(Buy & Sell Side)
10. Investment Strategist
11. Portfolio Manager
12. Private Client Investment Advisor
13. Professor/Instructor
14. Quantitative Investment or Risk Analyst
15. Real Estate Investment Manager
16. Regulator/Supervisor of Investment Firm
17. Security/Investment Analyst
18. Securities Trader
19. Valuator of Closely Held Business
20. Venture Capital Analyst
Work Experience Guidelines For Eventual Award of the CFA Charter
Requirements to Be Awarded and
Maintain the Use of the CFA Charter
To be awarded the CFA charter, a candidate must:
1. Sequentially pass the Level I, Level II, and Level III
examinations;
2. Have at least four years of acceptable professional experience
working in the investment decision-making process; and
3. Join CFA Institute as a Regular member. As part of the appli-
cation for CFA Institute membership, a candidate must:
• Provide current completed sponsor forms;
• Sign and complete the Professional Conduct Statement;
• Sign and agree to comply with the terms of the Member’s
Agreement; and
• Exhibit a high degree of ethical and professional conduct.
4. Apply concurrently for membership in a CFA Institute Soci-
ety of your choice. Your active membership in CFA Institute
Societies is an important part of continuing advancement in
your profession.
5. Once a candidate becomes a CFA charterholder, he or she
must comply with the CFA Institute conditions, require-
ments, policies and procedures of a CFA charterholder and
CFA Institute member, including those set forth in the CFA
Institute Articles of Incorporation, Bylaws, Code of Ethics,
Standards of Professional Conduct, Rules of Procedure for
Proceedings Related to Professional Conduct, and other con-
ditions, requirements, policies and procedures that may be
established and amended from time to time, including the
submission of an annual Professional Conduct Statement and
the payment of membership dues. Failure to comply with
the CFA Institute conditions, requirements, policies and pro-
cedures can result in disciplinary sanctions, including sus-
pension or revocation of the right to use the CFA designation.
2
FOR THOSE WHO ARE REGISTERING FOR THE 2006 PROGRAM FOR THE FIRST TIME AND FOR ALL CANDIDATES WHO REMAIN IN THE
PROGRAM AFTER 1 JULY 2007, THE FOLLOWING REQUIREMENTS AND WORK EXPERIENCE GUIDELINES APPLY.
5. 3You can Register/Enroll online at www.cfainstitute.org
REGISTRATION INFORMATION
Prerequisites
The CFA Program is postgraduate. The readings
assigned in the study program and the questions on
the CFA examinations are designed for individuals
who are prepared to deal with “masters” level course
work. No specific prerequisite courses of study are
prescribed for enrolling in the CFA Program, but
applicants should be aware that assigned readings in
many topic areas are beyond a basic, introductory
level. Candidates should have a mastery of concepts
typically presented in introductory-level college eco-
nomics and accounting courses.
Examinations
The CFA examination is offered at locations through-
out the world. Candidates must complete three levels
of examinations sequentially. Candidates who fail an
examination are encouraged to repeat the level.
The Levels I and II examinations are composed of
selected response questions. Level I questions are
multiple choice and Level II questions are item set.
The Level III examination is composed of construct-
ed response (essay) and selected response (item set)
questions.
The Level I examination is offered in June and
December; Levels II and III are offered only in June.
Candidates may enroll for only one examination at a
time. Candidates must wait to receive their examina-
tion results before enrolling for the next examination,
since the results will determine whether a candidate
must repeat the current level or advance to the next
level.
Basic Entrance Requirements
To register for the CFA Program, an applicant must:
• Have a US bachelor’s degree or comparable non-
US degree (the degree requirement is self-report-
ing); or
• Be a college or university student in their final
undergraduate year, scheduled to receive a US
bachelor’s degree or comparable non-US degree.
Degrees must be confirmed in writing to CFA
Institute upon receipt of the degree. Students who
successfully complete Level I of the CFA exami-
nation will not be allowed to progress to the next
examination until degree confirmation is received
by CFA Institute.
•Have at least four years of qualified professional
work experience (this experience does not have to
be investment related; summer, part-time, and
internship positions do not qualify). Employment
dates (month and year) and a detailed description
of duties for all current and previous positions
must be included with the Registration & Enroll-
ment Form; or
• Have a combination of college/university and
qualified professional work experience that totals
at least four years. (The work experience does not
have to be investment related, and the four-year
total must be accrued by the application date.
Summer, part-time, and internship positions do
not qualify.) Details must be included with the
Registration & Enrollment Form.
• Complete, sign, and return the Registration &
Enrollment Form, including the Professional
Conduct Inquiry and Candidate Responsibility
Statement located on the back of the form. The
eight questions on the Professional Conduct
Inquiry comprise the professional conduct criteria
for admission into the CFA Program. If you have
any questions regarding whether an incident or
matter requires disclosure and/or whether the
matter will disqualify you from participating in
the CFA Program, please send a written inquiry to
pcprogram@cfainstitute.org.
• Pay the required fees.
Application Processing
Processing may take up to three weeks. Study Guides are
sent to applicants when payment is processed. Receipt of a
Study Guide does not indicate acceptance into the program.
Notify CFA Institute if your Study Guide is not
received within four to six weeks. After receipt of the
Study Guide, you also will need to obtain the CFA
Program curriculum. After an application is approved,
6. 4 Save mailing time and costs by using Online Candidate Registration at www.cfainstitute.org
an official acceptance letter is sent if all entrance
requirements are met. If an official acceptance letter
or notice of incomplete application is not received
within six to eight weeks after mailing your applica-
tion, it is your responsibility to contact Information
Central (E-mail: info@cfainstitute.org; telephone: 434-
951-5499; facsimile: 434-951-5262).
Incomplete Applications
Applications are considered incomplete if any infor-
mation required for entrance is not provided, if the
Professional Conduct Inquiry and Candidate
Responsibility Statement are not completed and
signed, and/or if appropriate payment is not submit-
ted along with the correct form.
Applicants submitting incomplete applications will be
sent only one notice from CFA Institute. Completed
applications must be received by CFA Institute with-
in 30 days of the date on the written notice, therefore
missing information and/or items should be sent via
overnight carrier to avoid postal-service delays. Appli-
cants should check their status with Information Cen-
tral within two weeks of mailing this information.
If an applicant/candidate does not properly complete
his or her application within the designated time peri-
od, or meet the entrance requirements, including the
professional conduct criteria, the application will be
cancelled and the applicant/candidate will receive a
reimbursement of all current examination fees less a
US$100 processing charge. Applicants/candidates with
denied credit cards or no payments will not receive a
refund and will be cancelled from the program. Appli-
cants/candidates with cancelled applications will not
be eligible to sit for the current examination unless a
new complete Registration & Enrollment Form is
submitted by the stated deadlines and all current fees
are paid.
PARTICIPATING IN THE CFA PROGRAM
CFA Program Curriculum
Order forms for assigned curriculum are provided in the
back of the Study Guide. Enrolled candidates can
access Study Guides, and other relevant information,
using the CFA Candidates section of the CFA Institute
website. Order forms and study outlines are also avail-
able on the CFA Institute website. The cost of curricu-
lum is not included in registration and enrollment fees.
Curriculum is not ordered through CFA Institute.
Curriculum is available through:
• PBD/CFA Institute Orders
P.O. Box 931788
Atlanta, GA 31193-1788 USA
tel: 800-789-2467 or 770-280-4187
fax: 770-280-4145
e-mail: cfabookstore@pbd.com
website: www.cfabookstore.com
CFA Study Groups
Although the CFA Program is essentially one of indi-
vidual study, study-group programs are also available
through a variety of sources, including CFA Institute
Member Societies. Many CFA candidates live in areas
with a local study-group program. Where distance
makes large groups prohibitive, candidates might
organize study programs with one or more associates in
their localities. Information on Member Society study
groups is available in the CFA Candidates section of
the CFA Institute website (www.cfainstitute.org).
Results Reporting
Examination results are reported as “pass” or “fail.”
Actual examination scores are not released. Results are
posted on the CFA Institute website usually within 90
days of the examination date. Examination results are
never released over the telephone. A summary of
examination results may be distributed without candi-
date identification to CFA Institute Member Societies,
CFA examination prep-course sponsors, and others.
All examination materials, including answers, are the
property of CFA Institute and will not be returned to
the candidate in either original or copied form.
7. 5You can Register/Enroll online at www.cfainstitute.org
REGISTERING FOR THE CFA PROGRAM
Examination Information
Test Center Code. You must select a test center and
enter the test center code in the boxes provided. Exam-
inations will be given on Sunday at test centers noted
with an asterisk (*). NOTE: If you do not select a test
center, your application is considered incomplete.
Optional Requests. You may request one or more spe-
cial accommodations by marking the appropriate
box(es) in Section 1 of the Registration & Enrollment
Form.
• “Special Test Center” (June only)—Candidates
may request a special test center for the examination
in a locality where CFA Institute does not currently
offer the examination. If you check this box, you
must write in the name of your requested city and
state/country. CFA Institute has sole discretion to
approve special test centers. Approvals will be
announced 75 days prior to the June examination.
• “Disability Accommodations”—CFA Institute is
committed to offering the examination in a place
and manner accessible to individuals with disabili-
ties. If you check this box, you must read the
instructions and information sheet located in the
CFA Program section of the CFA Institute website.
The completed request form and all supporting doc-
umentation must be received by CFA Institute at
least 75 days before the examination.
• “Religious Alternative Date”—Candidates whose
religious obligations or beliefs prevent them from
taking the examination on the scheduled date may
request the alternate examination date. If you
check this box, you must complete and submit the
Religious Alternative Date Form located in the
CFA Program section of the CFA Institute website.
All optional requests with any necessary supporting
documentation must be received by CFA Institute
at least 75 days before the chosen examination date.
Because these requests may require significant pro-
cessing time, you are urged to complete and mail
your form as early as possible.
Personal Information
National Identification Number. (E.g.: Social Securi-
ty Number, Canadian Social Insurance Number,
Other Country Number.) This number will be used as
a secondary identification for the CFA Program.
Although you are not required to disclose this number,
providing the last four digits would be helpful for CFA
Institute to avoid duplicate registrations.
Name. CFA Institute requires that you provide your
name exactly as it appears on your government-issued
photo identification.
Use of Contact Information
For information on how CFA Institute uses or releases
your contact information, please read the privacy poli-
cy posted on the CFA Institute website at
www.cfainstitute.org.
FREQUENTLY ASKED QUESTIONS
Can you help me to determine if my degree is compa-
rable to a US bachelor’s degree?
Generally, applicants must have reached a level of
study that qualifies them for acceptance to university
graduate programs in the countries where they earned
their undergraduate degrees. If you need assistance to
determine whether or not your degree is comparable
to a US bachelor’s degree, CFA Institute suggests that
you contact your college or university to make an
inquiry.
Am I required to buy the curriculum?
CFA Institute does not require candidates to purchase
the CFA Program curriculum, but we strongly believe
that studying the prescribed curriculum is the best way to
prepare for the examinations. Remember that the exami-
nations are developed directly from the curriculum and
are consistent with the Learning Outcome Statements
(LOS) prescribed by CFA Institute. There is no sub-
stitute for studying the original material.
8. 6 Save mailing time and costs by using Online Candidate Registration at www.cfainstitute.org
Since CFA Institute has a no-refund policy, may I
apply my enrollment fees to the next examination
date?
Candidates cannot carry forward (defer) enrollment
fees. In addition, registration or enrollment fees can-
not be transferred from one applicant/candidate to
another applicant/candidate.
When will I receive specific details on my test center
location?
The exact location of your test center will be provided
on your examination admission ticket. Tickets are
available on the CFA Institute website in April for the
June examinations and in October for the December
Level I examination.
CANDIDATE RESPONSIBILITIES
Code and Standards
When you enroll in the CFA Program, and ulti-
mately if you are to become a CFA charterholder,
you are doing more than simply mastering a Body
of Knowledge, you are committing to the CFA
Institute Code of Ethics and Standards of Profes-
sional Conduct. This commitment is not to be
taken lightly; it demands that, above all else, you
put the interests of your clients first. There is noth-
ing that CFA Institute does as an organization that
is of greater importance than promoting the use of
its Code and Standards by investment professionals
and enforcing the Code and Standards among CFA
Institute members and CFA candidates. These are
standards of integrity that you must abide by as
long as you are a CFA candidate and/or a CFA
Institute member.
Address and Test Center Changes
Address changes may be submitted to Information
Central via fax, mail, e-mail, phone or the CFA Insti-
tute website. Failure to notify CFA Institute of an
address change may prevent or delay receipt of impor-
tant information. Changing your address will not
change your test center. To request a test center
change, complete and submit the Test Center Change
How much time should I plan to dedicate to prepar-
ing for the examination?
Successful candidates report that they devoted a min-
imum of 250 hours to prepare adequately for the
Level I or the Level II examination. Registering late
may place you at a disadvantage in relation to candidates
who are already enrolled and have been studying for
several months.
What sample examination materials are available
to candidates?
Online sample examinations are available for a fee to
enrolled candidates only. These timed, online tests
reflect the question formats, topics, and level of diffi-
culty of the CFA examinations themselves. For more
details, please visit the CFA Candidates section of
the CFA Institute website.
Selected sample questions for all three Levels, and
past Level II and III constructed response (essay)
examinations are available for download, free of
charge. These are also found in the CFA Candidates
section of the website.
If I am a candidate, am I also a CFA Institute
member?
As a candidate, you are not a CFA Institute member
unless you have applied for and been accepted as a
member. You may wish to apply before completing all
levels of the examination. Membership is required for
the award of the CFA designation.
I am calling from the accounting department of XYZ
Investments. May I verify the status of an employee’s
application?
CFA Institute will verify the status of the payment; how-
ever, all other information is confidential. Please have this
individual contact us directly for further assistance.
What is the CFA Institute contingency plan for the
examination in the event of inclement weather?
CFA Institute will make every effort to administer the
examination as scheduled. Please refer to “Reservation
of Right to Cancel Examination” on page 7.
9. 7You can Register/Enroll online at www.cfainstitute.org
Request form available on the CFA Institute website.
Your completed request form must be received by
CFA Institute at least 60 days before the chosen
examination date.
Travel Documents
If you need to apply for a visa to travel to a distant test
center, please make arrangements well in advance. It
is your responsibility to secure any necessary travel
documents.
Tickets and Identification
Admission tickets for the examinations will be available
on the CFA Institute website in April for the June exam-
inations and in October for the December Level I exam-
inations. Candidates must present their ticket and a cur-
rent government-issued photo identification to be seated
for the examination. Tickets will indicate the candidate
number, candidate name, level, examination date, test
center code, room/section, test center address, and any
special instructions. Candidates should carefully examine
their tickets and notify CFA Institute immediately by
phone, fax, or e-mail of any problems. Candidates will
not be permitted entry to the testing room without a
ticket and valid identification.
To be considered acceptable, candidate identification
must meet all of the following criteria: it must be cur-
rent and valid, contain your photo, be issued by a gov-
ernment agency and be a single document. Photo-
copies are not acceptable. There are no exceptions to
this policy. The CFA Institute preferred form of iden-
tification is a valid passport.
Candidates who present invalid identification will not
be allowed to sit for the examination. If a candidate is
inadvertently admitted to the examination with an
invalid ticket and/or invalid identification, his or her
examination results will be voided.
Before the Examination
As a CFA Candidate, you are responsible for under-
standing and following all rules associated with the
examination, including test center regulations. Viola-
tions of examination rules and regulations can result
in the voiding of your examination results. To ensure
compliance, please carefully review all issues of the
CFA Candidate Bulletin and other candidate informa-
tion on the CFA Institute website.
Reservation of Right to Cancel Examination
CFA Institute, in its sole discretion, may determine it
is necessary to change the date, time, or conditions of
the administration of the examination or cancel the
administration of the examination to protect the safe-
ty of candidates and the integrity of the CFA Program.
Such alterations or cancellations may also occur if the
administration of the examination is hindered by any
cause that could not be reasonably prevented by CFA
Institute, including acts of God such as fire, flood,
earthquake, storm, outbreak of disease or other natural
disaster; or, by acts of military, political or government
authority. If alterations or cancellations occur, candi-
dates will be notified as soon as possible. However,
candidates should be aware that if the examination
proceeds as scheduled, those who fail to attend will be
ineligible for a refund.
Policy Changes
CFA Institute may change its conditions, requirements,
policies, and procedures governing the CFA Program
and CFA Institute membership from time to time. Can-
didates and members are required to adhere to the
revised conditions, requirements, policies, and proce-
dures which will be published in various CFA Institute
communications including the CFA Candidate Bulletin,
CFA Magazine, CFA Institute Bylaws, and on the CFA
Institute website at www.cfainstitute.org.
11. 9You can Register/Enroll online at www.cfainstitute.org
PROFESSIONAL INFORMATION CODES
Please make every effort to find codes that come close to describing your professional information before choosing “Other.”
Industry Classification
(choose one)
Academic Institution (2)
Bank (all) (3)
Broker-Dealer, Investment
Banking (1)
Consulting (4)
Financial Publisher (6)
Foundation/Endowment (7)
Government/Regulatory
Agency (8)
Insurance Company (9)
Investment Company/
Mutual Fund (10)
Investment Management
Counseling (11)
Plan Sponsor
Corporate (5)
Public (13)
Union (15)
Retired (14)
Other (16)
Title and Occupation
Classification
(choose up to two)
Academic (RR)
Accountant/Auditor (A)
Actuary (B)
Analyst
Closely Held Companies (SS)
Credit (K)
Emerging Markets (WW)
Equity (O)
Fixed Income (S)
Mergers
and Acquisitions (TT)
Options and Futures (CC)
Quantitative
Research (GG)
Real Estate (HH)
Venture Capital (UU)
Attorney (C)
Bank
Examiner/Regulator (D)
Trust Administrator (QQ)
Trust Investments (AB)
CEO/Chair/Partner
/Principal (E)
Chief Investment Officer (F)
Compliance Officer (G)
Consultant
Management (BB)
Pension (YY)
Corporate Financial
Officer (I)
Corporate Pension Officer (J)
Derivatives Specialist (L)
Director of Research (M)
Economist (N)
Financial Journalist (Q)
Financial Planner (R)
Government (U)
Investment Administrator (W)
Investment Banker (X)
Investment Counselor (Y)
Investment Firm
Manager (Z)
Mutual Funds (ZZ)
Performance Measurement
Specialist (DD)
Portfolio Manager (EE)
Portfolio Strategist (FF)
Retired (VV)
Sales and Marketing Repre-
sentative
Institutional (V)
Investment Services (AA)
Retail (II)
Student (MM)
Trader/Securities
and Other (KK)
Other (XX)
Industry Specialty
(choose up to three)
Advertising (AD)
Aerospace (AE)
Apparel/Textiles (AP)
Asset Backed Securities (AB)
Automobiles
& Accessories (AU)
Banks (BA)
Beverages (BE)
Bonds (all) (BO)
Cash Equivalents (CE)
Chemicals (CH)
Communications (CM)
(Newspaper/Periodicals/
Radio/TV)
Computers (Hardware/Soft-
ware) (CP)
Construction (CO)
Construction BuildingMate-
rials (BU)
Construction Manufact.
Housing (MH)
Consulting (C)
Consumer Products
(Durable/Non-Durable)
(DN)
Containers (CT)
Cosmetics (CU)
Diversified Companies (DV)
Drugs (DR)
Electronics/Electrical Equip-
ment (EL)
Energy
Natural Gas Pipeline (G)
Nuclear & Solar (EN)
Oil & Gas Producers (OI)
Oil Services (OS)
Entertainment (ET)
Environmental Control (EV)
Food Processing (FO)
Generalist (follow 3 or more
industries) (GN)
Health Care and Mainte-
nance (HC)
Lodging
& Food Services (LF)
Machinery (MA)
Metals (MI)
Non-Bank Financial Institu-
tions
Insurance (IS)
Savings & Loan (SA)
Security Brokerage (SB)
Non-US Securities (NU)
Office Equipment (OF)
Paper & Forest Products (PA)
Publishing (PU)
Real Estate (RL)
Retail Trade (RT)
Retired (R)
Special/
Emerging Situations (SS)
Steel (ST)
Technology (TH)
Telecommunications (TC)
Tobacco (TO)
Transportation (Common
Carrier) (T)
Utilities (all) (UT)
Other (YY)
12. c3You can Register/Enroll online at www.cfainstitute.org
For your records, enter the date your Registration &
Enrollment Form was mailed:
DAY MONTH YEAR
Your overnight carrier: _______________________________________
(if chosen for sending the form to CFA Institute)
Tracking number: ____________________________________________
Registration &
Enrollment Package
CANDIDATE CHECKLIST
Before mailing your Registration & Enrollment Form,
please make sure that you:
Complete all sections on both sides of the form.
(There are a total of eleven sections).
Sign and date the form (Section 11 located on the back of
the form).
Enclose payment for the correct amount.
Enclose your current business card if you have one. (Please
do not staple or tape the card to your form).
Write your candidate number on the Registration &
Enrollment Form in the spaces provided (do this if you
have previously registered for the examination and have
been assigned a candidate number).
Keep a copy of your Registration & Enrollment Form for
your records.
Consider using an overnight carrier so that your Registra-
tion & Enrollment Form can be tracked if it is not received
by CFA Institute.
Keep this booklet for future reference.