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PREOPERATIVE THERAPY 
FOR RESECTABLE 
PANCREATIC CANCER 
R AC H N A S H ROF F , MD , MS 
A S S I S T A N T P ROF E S SOR , 
D E P T OF GI ME D I CA L ONCOLOGY 
M. D . A N D E R SON CA NCE R CE N T E R 
R S H ROF F@MD A N D E R SON .ORG 
A U B HO 2 0 1 4
PANCREATIC CANCER SURVIVAL BY 
STAGE/TREATMENT 
n 5-yr OS (%) 
Median OS 
(Mos.) 
Adjusted HR 
(95% CI) 
Resectable -> OR 2736 24.6 19.3 
Resectable -> No OR 3644 2.9 8.4 2.24 (2.07 – 2.43) 
Stage III or IV 68521 0.8 4.2 4.16 (3.86 – 4.48) 
Billimoria, Ann Surg 2007
LOCAL DISEASE STAGING 
Potentially 
Resectable 
Borderline 
Resectable* 
Locally 
Advanced 
SMV-PV T-V-I < 180º 
T-V-I ≥ 180º and / or 
reconstructable occlusion 
Unreconstructable 
Occlusion 
SMA No T-V-I T-V-I < 180º T-V-I ≥ 180º 
CHA No T-V-I 
Reconstructable 
short-segment 
T-V-I of any degree 
Unreconstructable 
Celiac 
Trunk 
No T-V-I T-V-I < 180º T-V-I ≥ 180 
*, Intergroup Definition; T-V-I: tumor-vessel interface
CONKO-001 
Oettle, JAMA 2007 
DFS with surgery alone: DISMAL 
DFS with postoperative gemcitabine: BETTER
EVIDENCE IN SUPPORT OF ADJUVANT 
THERAPY 
Trial Year n Treatment arm Control arm 
Median OS (mos) 
(treatment v. control) 
Systemic gemcitabine +/- CXRT is standard postoperative therapy 
p 
GITSG 1985 43 
5-FU-based 
chemoradiation followed 
by maintenance 5-FU 
Observation 21.0 v. 10.9 0.03 
EORTC 1999 114 
5-FU-based 
chemoradiation 
Observation 17.1 v. 12.6 NS 
ESPAC-1 2001 541 Chemotherapy No chemotherapy 19.7 v. 14.0 < 0.01 
Chemoradiation No chemoradiation 15.5 v. 16.1 NS 
ESPAC-1 2004 289 Chemotherapy No chemotherapy 20.1 v. 15.5 < 0.01 
Chemoradiation No chemoradiation 15.9 v. 17.9 0.05 
CONKO 2008 368 Gemcitabine Observation 22.8 v. 20.2 0.005 
RTOG 
97-04 
2008 388 
Gemcitabine, 5-FU-based 
chemoradiation, 
Gemcitabine 
5-FU, 5-FU-based 
chemoradiation, 5-FU 
20.5 v. 16.9 NS
Oettle, JAMA 2007 
CONKO-001 
3-year DFS: 24% 
DFS with adjuvant therapy for the “best of the best” 
Let’s face it: also pretty dismal. 
Median age: 61 
Median PS: 80 
Postop CA 19-9: 
< 2.5 ULN 
Median time to 
randomization: 3 
weeks 
Most rec in year 1-2
RATIONALE FOR NEOADJUVANT 
THERAPY 
• Provides immediate therapy for subclinical mets 
• All resected patients get multimodality therapy 
• Patient selection for surgery 
• Oncologic issues 
• Performance status 
• Enhancement of R0 resection
OCCULT MICROSCOPIC METASTASES 
Rapid recurrence common following “radical” resection +/- postop therapy due to 
existing disease that is not dealt with surgically 
Van den Broeck, E J Surg Onc 2009
ADJUVANT VS. NEOADJUVANT 
THERAPY 
Recovery 
4-8 weeks 
S CTX +/- CXRT (~6 months) 
Presentation with PDAC 
OR S 
Dropout 
S CTX +/- CXRT on/off protocol (2 – 6 months) S OR 
The goal is eradication of microscopic disease – local and distant
Series (Year) N Margin Status % 
Median OS 
(Mos.) 
p 
Johns Hopkins 
(2006) 
1175 
R1/R2 42 14 
< 0.0001 
R0 58 20 
University of Leeds 
- UK (2006) 
26 
R1 85 11 
0.01 
R0 15 37 
ESPAC -1 (2001) 541 
R1 19 11 
0.006 
R0 81 17 
University of 
Naples - Italy 
(2000) 
75 
R1/R2 20 9 
0.001 
R0 80 26 
Rush-Presbyterian- 
St. Luke's (1999) 
75 
R1 29 8 
0.01 
R0 71 17 
MGH (1993) 72 
R1/R2 51 12 
0.05 
R0 49 20 
At least macroscopically complete resection is critical to OS
WHAT IS RESECTABLE PANCREATIC 
CANCER? 
• Absence of 
extrapancreatic 
disease 
• Tissue plane 
between tumor and 
SMA/CA 
• Patent SMV-PV 
confluence 
2 
3 
1 
T 
V 
A 
Criteria yield high rates of microscopically complete (R0) resection
Concordance Coefficient 0.07 (95% CI: 0.02 – 0.13) 
The SMA margin distance is routinely overestimated by preoperative CT 
Overestimated Underestimated 
RADIOLOGY:PATHOLOGY
SMA margin distance measured histopathologically following 
SMA Margin 
Distance 
N 
pancreaticoduodenectomy 
(n = 194) 
Preop CXRT 
(n = 147) 
Initial Surgery 
(n = 47) 
p* 
Positive 8 3 (2) 5 (11) 
0.01 
≤1mm 40 28 (19) 12 (26) 
>1mm < 1cm 72 53 (36) 19 (40) 
≥1cm 66 57 (39) 9 (19) 
Preop CXRT associated with longer SMA margin distance even though include all patients 
with borderline resectable disease 
* Not recorded in 8 patients
TIME TO LOCAL RECURRENCE 
Neoadjuvant 
Local recurrence from dartmouth 
Greer, JACS 2008 
Neodjuvant 
P = 0.03 
Adjuvant 
Preoperative CXRT prolongs time to LR
DISEASE-FREE SURVIVAL 
P = 0.003 
0 12 24 36 48 60 72 84 96 
100 
80 
60 
40 
20 
0 
CXRT, > 1mm 
Initial Surgery, > 1mm 
CXRT, <= 1mm 
Initial Surgery, <= 1mm 
Months 
Percent survival 
26 (95% CI: 15 - 38) mos 
Katz, JOGS 2011 
Margin length and preop CXRT prolong DFS

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pancreatic cancer: chemoradiation

  • 1. PREOPERATIVE THERAPY FOR RESECTABLE PANCREATIC CANCER R AC H N A S H ROF F , MD , MS A S S I S T A N T P ROF E S SOR , D E P T OF GI ME D I CA L ONCOLOGY M. D . A N D E R SON CA NCE R CE N T E R R S H ROF F@MD A N D E R SON .ORG A U B HO 2 0 1 4
  • 2. PANCREATIC CANCER SURVIVAL BY STAGE/TREATMENT n 5-yr OS (%) Median OS (Mos.) Adjusted HR (95% CI) Resectable -> OR 2736 24.6 19.3 Resectable -> No OR 3644 2.9 8.4 2.24 (2.07 – 2.43) Stage III or IV 68521 0.8 4.2 4.16 (3.86 – 4.48) Billimoria, Ann Surg 2007
  • 3. LOCAL DISEASE STAGING Potentially Resectable Borderline Resectable* Locally Advanced SMV-PV T-V-I < 180º T-V-I ≥ 180º and / or reconstructable occlusion Unreconstructable Occlusion SMA No T-V-I T-V-I < 180º T-V-I ≥ 180º CHA No T-V-I Reconstructable short-segment T-V-I of any degree Unreconstructable Celiac Trunk No T-V-I T-V-I < 180º T-V-I ≥ 180 *, Intergroup Definition; T-V-I: tumor-vessel interface
  • 4. CONKO-001 Oettle, JAMA 2007 DFS with surgery alone: DISMAL DFS with postoperative gemcitabine: BETTER
  • 5. EVIDENCE IN SUPPORT OF ADJUVANT THERAPY Trial Year n Treatment arm Control arm Median OS (mos) (treatment v. control) Systemic gemcitabine +/- CXRT is standard postoperative therapy p GITSG 1985 43 5-FU-based chemoradiation followed by maintenance 5-FU Observation 21.0 v. 10.9 0.03 EORTC 1999 114 5-FU-based chemoradiation Observation 17.1 v. 12.6 NS ESPAC-1 2001 541 Chemotherapy No chemotherapy 19.7 v. 14.0 < 0.01 Chemoradiation No chemoradiation 15.5 v. 16.1 NS ESPAC-1 2004 289 Chemotherapy No chemotherapy 20.1 v. 15.5 < 0.01 Chemoradiation No chemoradiation 15.9 v. 17.9 0.05 CONKO 2008 368 Gemcitabine Observation 22.8 v. 20.2 0.005 RTOG 97-04 2008 388 Gemcitabine, 5-FU-based chemoradiation, Gemcitabine 5-FU, 5-FU-based chemoradiation, 5-FU 20.5 v. 16.9 NS
  • 6. Oettle, JAMA 2007 CONKO-001 3-year DFS: 24% DFS with adjuvant therapy for the “best of the best” Let’s face it: also pretty dismal. Median age: 61 Median PS: 80 Postop CA 19-9: < 2.5 ULN Median time to randomization: 3 weeks Most rec in year 1-2
  • 7. RATIONALE FOR NEOADJUVANT THERAPY • Provides immediate therapy for subclinical mets • All resected patients get multimodality therapy • Patient selection for surgery • Oncologic issues • Performance status • Enhancement of R0 resection
  • 8. OCCULT MICROSCOPIC METASTASES Rapid recurrence common following “radical” resection +/- postop therapy due to existing disease that is not dealt with surgically Van den Broeck, E J Surg Onc 2009
  • 9. ADJUVANT VS. NEOADJUVANT THERAPY Recovery 4-8 weeks S CTX +/- CXRT (~6 months) Presentation with PDAC OR S Dropout S CTX +/- CXRT on/off protocol (2 – 6 months) S OR The goal is eradication of microscopic disease – local and distant
  • 10. Series (Year) N Margin Status % Median OS (Mos.) p Johns Hopkins (2006) 1175 R1/R2 42 14 < 0.0001 R0 58 20 University of Leeds - UK (2006) 26 R1 85 11 0.01 R0 15 37 ESPAC -1 (2001) 541 R1 19 11 0.006 R0 81 17 University of Naples - Italy (2000) 75 R1/R2 20 9 0.001 R0 80 26 Rush-Presbyterian- St. Luke's (1999) 75 R1 29 8 0.01 R0 71 17 MGH (1993) 72 R1/R2 51 12 0.05 R0 49 20 At least macroscopically complete resection is critical to OS
  • 11. WHAT IS RESECTABLE PANCREATIC CANCER? • Absence of extrapancreatic disease • Tissue plane between tumor and SMA/CA • Patent SMV-PV confluence 2 3 1 T V A Criteria yield high rates of microscopically complete (R0) resection
  • 12. Concordance Coefficient 0.07 (95% CI: 0.02 – 0.13) The SMA margin distance is routinely overestimated by preoperative CT Overestimated Underestimated RADIOLOGY:PATHOLOGY
  • 13. SMA margin distance measured histopathologically following SMA Margin Distance N pancreaticoduodenectomy (n = 194) Preop CXRT (n = 147) Initial Surgery (n = 47) p* Positive 8 3 (2) 5 (11) 0.01 ≤1mm 40 28 (19) 12 (26) >1mm < 1cm 72 53 (36) 19 (40) ≥1cm 66 57 (39) 9 (19) Preop CXRT associated with longer SMA margin distance even though include all patients with borderline resectable disease * Not recorded in 8 patients
  • 14. TIME TO LOCAL RECURRENCE Neoadjuvant Local recurrence from dartmouth Greer, JACS 2008 Neodjuvant P = 0.03 Adjuvant Preoperative CXRT prolongs time to LR
  • 15. DISEASE-FREE SURVIVAL P = 0.003 0 12 24 36 48 60 72 84 96 100 80 60 40 20 0 CXRT, > 1mm Initial Surgery, > 1mm CXRT, <= 1mm Initial Surgery, <= 1mm Months Percent survival 26 (95% CI: 15 - 38) mos Katz, JOGS 2011 Margin length and preop CXRT prolong DFS