1. op risk and aml
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This document outlines an agenda for managing operational risk through control self-assessment (CSA). The agenda includes evaluating control procedures for compliance, creating action plans, and generating summary reports. Control procedures for a banking group will be assessed and categorized as fully compliant, partially compliant, not compliant, or not applicable. Action plans will be made for non-compliant controls and CSA summaries will be prepared by bank, by individual control procedure, and by bank and control procedure. A compliance projection will also be prepared and opinions on the CSA process will be collected.
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4. op risk and aml
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Project Islamic Finance For Imams By Muhammed Aslam Sharief 17 12 08 2
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The document outlines different types of CDS including single name, binary, basket, and portfolio CDS. It discusses the cash flows, hedging applications, and credit risks associated with each type. The document also analyzes how factors like principal, probability of default, and protection period impact the expected protection of CDS.
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06.2 credit risk controls
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05.2 credit quality monitoring
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02.2 credit products
This document provides an overview of various credit products including term loans, credit cards, mortgages, and corporate bonds. For each product, it discusses the purpose from the perspective of borrowers and lenders, key cash flows, risk factors such as exposure at default and loss given default, interest rates, and examples of typical structures. It also covers topics such as accrued interest calculation, seniority of corporate debts, and loss given default assumptions.
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1. op risk and aml
- 1. Managing Operational Risk with Control Self-Assessment Dr. LAM Yat-fai (林日辉博士林日辉博士林日辉博士林日辉博士) Doctor of Business Administration (Finance) CFA, CAIA, FRM, PRM, MCSE, MCNE PRMIA Award of Merit 2005 E-mail: quanrisk@gmail.com 2 Agenda Control procedures Action plans Reports 3 4 A banking group with a few banks
- 2. 5 Control procedures – fully compliant 6 Control procedures – partially compliant 7 Control procedures – not compliant 8 Control procedures – not applicable
- 3. 9 Action plan 10 CSA summary 11 CSA summary by bank 12 CSA summary by control procedure
- 4. 13 CSA summary by bank and CP 14 Compliance projection Your opinions http://sites.google.com/site/quanrisk