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This presentation is compiled by “ Drug Regulations” 
a non profit organization which provides free online 
resource to the Pharmaceutical Professional. 
Visit http://www.drugregulations.org for latest 
information from the world of Pharmaceuticals. 
11/17/2014 1
 This presentation is compiled from freely 
available resource like the website of FDA. 
“Drug Regulations” is a non profit 
organization which provides free online 
resource to the Pharmaceutical Professional. 
 Visit http://www.drugregulations.org for 
latest information from the world of 
Pharmaceuticals. 
11/17/2014 2 
Drug Regulations : Online 
Resource for Latest Information
◦ This presentation is part E of series of presentations which addresses the current Good 
Manufacturing Requirements as per the US FDA. 
◦ Part A : Status , Scope & Definitions 
◦ Part B : Organization & Personnel 
◦ Part C: Buildings & Facilities 
◦ Part D : Equipment 
◦ Part E : Control of Components , Drug Product Containers & Closures 
◦ Part F : Production & Process Controls 
◦ Part G : Packaging & Labeling Control 
◦ Part H : Holding & Distribution 
◦ Part I : Laboratory Controls 
◦ Part J : Records & Reports 
◦ Part K : Returned & Salvaged Products 
11/17/2014 3 
Drug Regulations : Online 
Resource for Latest Information
 211.80 (a) 
 Written procedures∗ required for the 
◦ Receipt 
◦ Identification 
◦ Storage 
◦ Handling 
◦ Sampling 
◦ Testing 
◦ Approval or rejection 
 Follow written procedures 
 ∗ for components and drug product containers and closures; 
11/17/2014 4 
Drug Regulations : Online 
Resource for Latest Information
 211.80 (b) 
 Appropriately Handle & Store components 
and drug product containers and closures to 
prevent contamination. 
11/17/2014 5 
Drug Regulations : Online 
Resource for Latest Information
 211.80 ( c ) 
 Bagged or boxed components∗ 
 Ensure storage off the floor 
 Store suitably spaced to permit cleaning and 
inspection. 
 ∗ of drug product containers, or closures 
11/17/2014 6 
Drug Regulations : Online 
Resource for Latest Information
 211.82 ( a ) 
 Container or grouping of containers of components, drug 
product containers, and closures 
◦ Examine each visually for appropriate labeling 
 Contents 
 Container damage 
 Broken seals 
 Contamination 
 Complete the above upon receipt and before acceptance 
11/17/2014 7 
Drug Regulations : Online 
Resource for Latest Information
 211.82 ( b ) 
 Components, drug product containers, and 
closures 
◦ Store under quarantine 
◦ Test or examine 
◦ Store as per requirements of §211.80. 
11/17/2014 8 
Drug Regulations : Online 
Resource for Latest Information
 211.84 ( a ) 
 Each lot of components, drug product containers, and 
closures 
 Withhold each lot from use until the lot has been 
◦ Sampled 
◦ Tested or 
◦ Examined 
◦ Released for use 
11/17/2014 9 
Drug Regulations : Online 
Resource for Latest Information
 211.84 (c ) 
 Collect samples as per following procedures: 
◦ (1) Clean the containers to prevent contamination of 
component. 
◦ (2) Open, sample, and reseal containers to prevent 
contamination of their contents 
◦ (3) Use sterile equipment and aseptic sampling 
techniques when necessary. 
11/17/2014 10 
Drug Regulations : Online 
Resource for Latest Information
 211.84 (c ) 
 Collect samples as per following procedures: 
◦ (4) Do not composite a sample if it is necessary to 
sample a component from the top, middle, and 
bottom of its container 
11/17/2014 11 
Drug Regulations : Online 
Resource for Latest Information
 211.84 (c ) 
 Collect samples as per following procedures: 
◦ (5) Identify sample containers to following information : 
 Name of the material sampled 
 The lot number 
 The container from which the sample was taken 
 The date on which the sample was taken 
 The name of the person who collected the sample 
11/17/2014 12 
Drug Regulations : Online 
Resource for Latest Information
 211.84 (c ) 
 Collect samples as per following procedures: 
◦ (6) Mark containers from which samples have been 
taken to show that samples have been removed 
from them. 
11/17/2014 13 
Drug Regulations : Online 
Resource for Latest Information
 211.84 (d ) ( 1) 
 Examine & Test Samples as follows: 
◦ Conduct at least one test to verify the identity of 
each component of a drug product. 
◦ Use specific identity tests if they exist 
11/17/2014 14 
Drug Regulations : Online 
Resource for Latest Information
 211.84 (d ) ( 2) 
 Test each component for conformity with all 
written specifications for 
◦ Purity 
◦ Strength 
◦ Quality 
11/17/2014 15 
Drug Regulations : Online 
Resource for Latest Information
 211.84 (d ) ( 2) 
 Manufacturer can skip this testing if 
◦ A report of analysis is provided by the supplier and 
◦ At least one specific identity test is conducted by the 
manufacturer and 
◦ The manufacturer establishes the reliability of the 
supplier's analyses through appropriate validation of the 
supplier's test results at appropriate intervals. 
11/17/2014 16 
Drug Regulations : Online 
Resource for Latest Information
 211.84 (d ) (3) 
 Test containers and closures for conformity with all written 
specifications. 
 This testing can be skipped if 
◦ The supplier provides a certificate of testing and 
◦ At least a visual identification is conducted by the manufacturer and 
◦ The manufacturer establishes the reliability of the supplier's test results 
through appropriate validation of the supplier's test results at appropriate 
intervals. 
11/17/2014 17 
Drug Regulations : Online 
Resource for Latest Information
 211.84 (d ) ( 4) 
 Examine components microscopically when 
appropriate 
11/17/2014 18 
Drug Regulations : Online 
Resource for Latest Information
 211.84 (d ) (5) 
 Examine each lot∗ that is liable to contamination 
against established specifications for 
contamination such as 
◦ Filth 
◦ Insect infestation 
◦ Other extraneous adulterant 
 ∗ of a component, drug product container, or closure 
11/17/2014 19 
Drug Regulations : Online 
Resource for Latest Information
 211.84 (d ) (6) 
 Subject each lot∗ with potential for 
microbiological contamination that is 
objectionable in view of its intended use to 
microbiological tests before use. 
 ∗of a component, drug product container, or closure 
11/17/2014 20 
Drug Regulations : Online 
Resource for Latest Information
 211.84 (e ) 
 Any lot∗ that meets the appropriate written specifications under 
paragraph (d) of this section may be approved and released for use. 
◦ Identity 
◦ Strength 
◦ Quality 
◦ Purity 
◦ Related tests 
 Any lot that does not meet such specifications shall be rejected. 
 ∗of components, drug product containers, or closures 
11/17/2014 21 
Drug Regulations : Online 
Resource for Latest Information
 211.86 
 Rotate stock∗ so that the oldest approved stock 
is used first 
 Deviation from this requirement is permitted if 
such deviation is temporary and appropriate. 
 ∗Components, drug product containers, and closures 
approved 
11/17/2014 22 
Drug Regulations : Online 
Resource for Latest Information
 211.87 
 Retesting or Reexamination 
◦ Retest or re-examine lots∗ and approve or reject in 
accordance with §211.84 as necessary 
 Identity 
 Strength 
 Quality 
 Purity 
 ∗Components, drug product containers, and closures 
11/17/2014 23 
Drug Regulations : Online 
Resource for Latest Information
 211.87 
 Retesting or Reexamination 
◦ After storage for long periods 
◦ After exposure to air, heat or other conditions that 
might adversely affect the lot∗ 
 ∗Components, drug product containers, and closures 
11/17/2014 24 
Drug Regulations : Online 
Resource for Latest Information
 211.89 
 Rejected lot ∗ 
◦ Identify 
◦ Control under a quarantine 
◦ Prevent their use in manufacturing or processing 
operations for which they are unsuitable 
 ∗components, drug product containers, and closures 
11/17/2014 25 
Drug Regulations : Online 
Resource for Latest Information
 211.94 (a) 
 Drug product containers and closures shall not be 
◦ Reactive 
◦ Additive 
◦ Absorptive 
 so as to alter the safety, identity, strength, quality, or 
purity of the drug beyond the official or established 
requirements. 
11/17/2014 26 
Drug Regulations : Online 
Resource for Latest Information
 211.94 ( b) 
 Container closure systems 
◦ Provide adequate protection against external 
factors in storage and use that can cause 
deterioration or contamination of the drug product. 
11/17/2014 27 
Drug Regulations : Online 
Resource for Latest Information
 211.94 (c) 
 Drug product containers and closures 
◦ Shall be clean 
◦ Sterilized∗ 
◦ Processed to remove pyrogenic properties∗ 
 To assure that they are suitable for their intended use. 
 Such depyrogenation processes shall be validated 
 ∗ based on the intended use 
11/17/2014 28 
Drug Regulations : Online 
Resource for Latest Information
 211.94 (d) 
 Provide written procedures∗ 
◦ Standards or specifications 
◦ Methods of testing 
◦ Methods of cleaning 
◦ Sterilizing 
◦ Processing to remove pyrogenic properties 
 Follow written procedures 
 ∗drug product containers and closures. 
11/17/2014 29 
Drug Regulations : Online 
Resource for Latest Information
 This presentation is compiled from freely 
available resource like the website of FDA. 
“Drug Regulations” is a non profit 
organization which provides free online 
resource to the Pharmaceutical Professional. 
 Visit http://www.drugregulations.org for 
latest information from the world of 
Pharmaceuticals. 
11/17/2014 30 
Drug Regulations : Online 
Resource for Latest Information

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GMP's as per US FDA : Part E

  • 1. This presentation is compiled by “ Drug Regulations” a non profit organization which provides free online resource to the Pharmaceutical Professional. Visit http://www.drugregulations.org for latest information from the world of Pharmaceuticals. 11/17/2014 1
  • 2.  This presentation is compiled from freely available resource like the website of FDA. “Drug Regulations” is a non profit organization which provides free online resource to the Pharmaceutical Professional.  Visit http://www.drugregulations.org for latest information from the world of Pharmaceuticals. 11/17/2014 2 Drug Regulations : Online Resource for Latest Information
  • 3. ◦ This presentation is part E of series of presentations which addresses the current Good Manufacturing Requirements as per the US FDA. ◦ Part A : Status , Scope & Definitions ◦ Part B : Organization & Personnel ◦ Part C: Buildings & Facilities ◦ Part D : Equipment ◦ Part E : Control of Components , Drug Product Containers & Closures ◦ Part F : Production & Process Controls ◦ Part G : Packaging & Labeling Control ◦ Part H : Holding & Distribution ◦ Part I : Laboratory Controls ◦ Part J : Records & Reports ◦ Part K : Returned & Salvaged Products 11/17/2014 3 Drug Regulations : Online Resource for Latest Information
  • 4.  211.80 (a)  Written procedures∗ required for the ◦ Receipt ◦ Identification ◦ Storage ◦ Handling ◦ Sampling ◦ Testing ◦ Approval or rejection  Follow written procedures  ∗ for components and drug product containers and closures; 11/17/2014 4 Drug Regulations : Online Resource for Latest Information
  • 5.  211.80 (b)  Appropriately Handle & Store components and drug product containers and closures to prevent contamination. 11/17/2014 5 Drug Regulations : Online Resource for Latest Information
  • 6.  211.80 ( c )  Bagged or boxed components∗  Ensure storage off the floor  Store suitably spaced to permit cleaning and inspection.  ∗ of drug product containers, or closures 11/17/2014 6 Drug Regulations : Online Resource for Latest Information
  • 7.  211.82 ( a )  Container or grouping of containers of components, drug product containers, and closures ◦ Examine each visually for appropriate labeling  Contents  Container damage  Broken seals  Contamination  Complete the above upon receipt and before acceptance 11/17/2014 7 Drug Regulations : Online Resource for Latest Information
  • 8.  211.82 ( b )  Components, drug product containers, and closures ◦ Store under quarantine ◦ Test or examine ◦ Store as per requirements of §211.80. 11/17/2014 8 Drug Regulations : Online Resource for Latest Information
  • 9.  211.84 ( a )  Each lot of components, drug product containers, and closures  Withhold each lot from use until the lot has been ◦ Sampled ◦ Tested or ◦ Examined ◦ Released for use 11/17/2014 9 Drug Regulations : Online Resource for Latest Information
  • 10.  211.84 (c )  Collect samples as per following procedures: ◦ (1) Clean the containers to prevent contamination of component. ◦ (2) Open, sample, and reseal containers to prevent contamination of their contents ◦ (3) Use sterile equipment and aseptic sampling techniques when necessary. 11/17/2014 10 Drug Regulations : Online Resource for Latest Information
  • 11.  211.84 (c )  Collect samples as per following procedures: ◦ (4) Do not composite a sample if it is necessary to sample a component from the top, middle, and bottom of its container 11/17/2014 11 Drug Regulations : Online Resource for Latest Information
  • 12.  211.84 (c )  Collect samples as per following procedures: ◦ (5) Identify sample containers to following information :  Name of the material sampled  The lot number  The container from which the sample was taken  The date on which the sample was taken  The name of the person who collected the sample 11/17/2014 12 Drug Regulations : Online Resource for Latest Information
  • 13.  211.84 (c )  Collect samples as per following procedures: ◦ (6) Mark containers from which samples have been taken to show that samples have been removed from them. 11/17/2014 13 Drug Regulations : Online Resource for Latest Information
  • 14.  211.84 (d ) ( 1)  Examine & Test Samples as follows: ◦ Conduct at least one test to verify the identity of each component of a drug product. ◦ Use specific identity tests if they exist 11/17/2014 14 Drug Regulations : Online Resource for Latest Information
  • 15.  211.84 (d ) ( 2)  Test each component for conformity with all written specifications for ◦ Purity ◦ Strength ◦ Quality 11/17/2014 15 Drug Regulations : Online Resource for Latest Information
  • 16.  211.84 (d ) ( 2)  Manufacturer can skip this testing if ◦ A report of analysis is provided by the supplier and ◦ At least one specific identity test is conducted by the manufacturer and ◦ The manufacturer establishes the reliability of the supplier's analyses through appropriate validation of the supplier's test results at appropriate intervals. 11/17/2014 16 Drug Regulations : Online Resource for Latest Information
  • 17.  211.84 (d ) (3)  Test containers and closures for conformity with all written specifications.  This testing can be skipped if ◦ The supplier provides a certificate of testing and ◦ At least a visual identification is conducted by the manufacturer and ◦ The manufacturer establishes the reliability of the supplier's test results through appropriate validation of the supplier's test results at appropriate intervals. 11/17/2014 17 Drug Regulations : Online Resource for Latest Information
  • 18.  211.84 (d ) ( 4)  Examine components microscopically when appropriate 11/17/2014 18 Drug Regulations : Online Resource for Latest Information
  • 19.  211.84 (d ) (5)  Examine each lot∗ that is liable to contamination against established specifications for contamination such as ◦ Filth ◦ Insect infestation ◦ Other extraneous adulterant  ∗ of a component, drug product container, or closure 11/17/2014 19 Drug Regulations : Online Resource for Latest Information
  • 20.  211.84 (d ) (6)  Subject each lot∗ with potential for microbiological contamination that is objectionable in view of its intended use to microbiological tests before use.  ∗of a component, drug product container, or closure 11/17/2014 20 Drug Regulations : Online Resource for Latest Information
  • 21.  211.84 (e )  Any lot∗ that meets the appropriate written specifications under paragraph (d) of this section may be approved and released for use. ◦ Identity ◦ Strength ◦ Quality ◦ Purity ◦ Related tests  Any lot that does not meet such specifications shall be rejected.  ∗of components, drug product containers, or closures 11/17/2014 21 Drug Regulations : Online Resource for Latest Information
  • 22.  211.86  Rotate stock∗ so that the oldest approved stock is used first  Deviation from this requirement is permitted if such deviation is temporary and appropriate.  ∗Components, drug product containers, and closures approved 11/17/2014 22 Drug Regulations : Online Resource for Latest Information
  • 23.  211.87  Retesting or Reexamination ◦ Retest or re-examine lots∗ and approve or reject in accordance with §211.84 as necessary  Identity  Strength  Quality  Purity  ∗Components, drug product containers, and closures 11/17/2014 23 Drug Regulations : Online Resource for Latest Information
  • 24.  211.87  Retesting or Reexamination ◦ After storage for long periods ◦ After exposure to air, heat or other conditions that might adversely affect the lot∗  ∗Components, drug product containers, and closures 11/17/2014 24 Drug Regulations : Online Resource for Latest Information
  • 25.  211.89  Rejected lot ∗ ◦ Identify ◦ Control under a quarantine ◦ Prevent their use in manufacturing or processing operations for which they are unsuitable  ∗components, drug product containers, and closures 11/17/2014 25 Drug Regulations : Online Resource for Latest Information
  • 26.  211.94 (a)  Drug product containers and closures shall not be ◦ Reactive ◦ Additive ◦ Absorptive  so as to alter the safety, identity, strength, quality, or purity of the drug beyond the official or established requirements. 11/17/2014 26 Drug Regulations : Online Resource for Latest Information
  • 27.  211.94 ( b)  Container closure systems ◦ Provide adequate protection against external factors in storage and use that can cause deterioration or contamination of the drug product. 11/17/2014 27 Drug Regulations : Online Resource for Latest Information
  • 28.  211.94 (c)  Drug product containers and closures ◦ Shall be clean ◦ Sterilized∗ ◦ Processed to remove pyrogenic properties∗  To assure that they are suitable for their intended use.  Such depyrogenation processes shall be validated  ∗ based on the intended use 11/17/2014 28 Drug Regulations : Online Resource for Latest Information
  • 29.  211.94 (d)  Provide written procedures∗ ◦ Standards or specifications ◦ Methods of testing ◦ Methods of cleaning ◦ Sterilizing ◦ Processing to remove pyrogenic properties  Follow written procedures  ∗drug product containers and closures. 11/17/2014 29 Drug Regulations : Online Resource for Latest Information
  • 30.  This presentation is compiled from freely available resource like the website of FDA. “Drug Regulations” is a non profit organization which provides free online resource to the Pharmaceutical Professional.  Visit http://www.drugregulations.org for latest information from the world of Pharmaceuticals. 11/17/2014 30 Drug Regulations : Online Resource for Latest Information