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Good Manufacturing Practice 
Guidelines 
ICH Q7A 
Presented by 
Malangsha S
Obj ect i ve of 
β€’ To produce products conforming to 
predetermined specification 
β€’ To produce Product of consistent 
quality 
β€’ To minimize contamination
Regul at or y Agenci es | 
International Conference on 
Harmonization. This consist of EU, US 
and Japan. 
The United States 
Food and Drug Administration 
European Directorate of Quality 
Medicines
I CH Modul es 
Q1 - Stability testing 
Q2 – Validation of Analytical Procedures 
Q3 – Impurities 
Q4 – Evaluation – Pharmacopoeia Texts 
Q5 – Biotechnology Products 
Q6 – Specifications 
Q7 – Good Manufacturing Practices 
Q8 – Pharmaceutical Development 
Q9 – Quality Risk Management 
Q10 – Pharmaceutical Quality System
Principles 
Quality should be the responsibility of all persons involved in 
manufacturing. 
Responsibilities of the Quality Unit(s) 
involved in all quality-related matters. 
review and approve 
Establishing a system to release packaging and labeling 
materials 
Performing product quality reviews 
Internal Audits (Self Inspection) 
Regular internal audits should be performed in accordance 
with an approved schedule. 
Document audit findings and corrective actions 
Agreed corrective actions should be completed in a timely 
and effective manner.
Responsibility for Production Activities 
The responsibility for production activities should be 
described in writing 
All deviations are reported and critical deviations are 
investigated and the conclusions recorded 
production facilities are clean and when appropriate 
disinfected 
the necessary calibrations are performed and records kept 
validation protocols and reports are reviewed and approved 
new and, when appropriate, modified facilities and equipment 
are qualified. 
Product Quality Review 
Regular quality reviews of APIs should be conducted with the 
objective of verifying the consistency of the process.
Personnel Qualifications 
There should be an adequate number of personnel 
qualified by appropriate education, training and/or 
experience to perform and supervise the manufacture 
of intermediates and APIs. 
Personnel Hygiene 
should practice good sanitation and health habits. 
should avoid direct contact with intermediates or APIs. 
Personnel suffering from an infectious disease or having 
open lesions on the exposed surface of the body should not 
engage in activities that could result in compromising the 
quality of APIs. 
Consultants 
Consultants should have sufficient education, training, and 
experience, or any combination thereof, to advise on the 
subject
Buildings and facilities should be: 
Located, Designed, and Constructed to facilitate 
cleaning, maintenance, and operations as appropriate to 
the type and stage of manufacture 
minimize potential contamination. 
designed to limit exposure to objectionable 
microbiological contaminants 
Utilities should be: 
Qualified and appropriately monitored 
action should be taken when limits are exceeded.. 
Drawings for these utility systems should be available 
Water should be: 
Water used in the manufacture of APIs should be 
demonstrated to be suitable for its intended use.
Containment 
Dedicated production areas, air handling equipment 
and/or process equipment, should be employed in the 
production of highly sensitizing materials, such as 
penicillins or cephalosporins. 
Lighting should be: 
Adequate lighting should be provided in all areas to 
facilitate cleaning, maintenance, and proper operations. 
Sewage should be: 
disposed of in a safe, timely, and sanitary manner. 
Containers and/or pipes for waste material should be 
clearly identified. 
Sanitation and Maintenance: 
Buildings should be properly maintained and repaired and 
kept in a clean condition and establish written procedures
Design and Construction 
Equipment should be of appropriate design and adequate 
size, and suitably located for its intended use 
Equipment Maintenance and Cleaning 
preventative maintenance of equipment. 
Written procedures should be established 
Cleaning procedures should contain sufficient details to 
clean each type of equipment in a reproducible and 
effective manner 
Equipment should be identified as to its contents and its 
cleanliness status 
Acceptance criteria should be defined and justified.
Calibration 
Control, weighing, measuring, monitoring and test equipment 
that is critical for assuring the quality of intermediates or APIs 
should be calibrated according to written procedures and an 
established schedule. 
Computerized Systems 
GMP related computerized systems should be validated 
installation qualification and operational qualification 
should demonstrate the suitability to perform assigned 
Ctaosmkpsuterized systems should have sufficient controls to prevent 
unauthorized access or changes to data. 
Changes to the computerized system should be made 
according to a change procedure 
If system breakdowns or failures would result in the 
permanent loss of records, a back-up system should be 
provided.
Documentation System and Specifications 
All documents related to the manufacture of intermediates or 
APIs should be prepared, reviewed, approved and distributed 
according to written procedures. Such documents can be in 
paper or electronic form. 
Equipment Cleaning and Use Record 
Records of major equipment use, cleaning, sanitization 
and/or sterilization and maintenance should show the date, 
time (if appropriate), product, and batch number of each 
batch processed in the equipment, and the person who 
performed the cleaning and maintenance. 
Raw Material Records 
Records should be maintained including: name, identity, 
quantity; name of the supplier; supplier's control number(s), 
the number allocated on receipt & date of receipt; 
Master (approved) labels should be maintained for 
comparison to issued labels.
Master Production and Control Records) 
To ensure uniformity from batch to batch, master production 
instructions for each intermediate and API should be prepared, 
dated, and signed by one person and independently checked, 
dated, and signed by a person in the quality unit(s). 
Batch Production and Control Records) 
Batch production records should include complete 
information relating to the production and control of each 
batch. 
These records should be numbered with a unique batch or 
identification number, dated and signed when issued. 
Documentation of completion of each significant step in the 
batch production 
Laboratory Control Records 
Laboratory control records should include complete data 
derived from all tests conducted to ensure compliance with 
established specifications and standards, including 
examinations and assays,
General Controls 
There should be written procedures describing the receipt, 
identification, quarantine, storage, handling, sampling, testing, 
and approval or rejection of materials. 
should have a system for evaluating the suppliers of critical 
materials. 
Changing the source of supply of critical raw materials 
should be treated according to Change Control. 
Receipt and Quarantine 
each container or grouping of containers of materials should 
be examined visually 
Materials should be held under quarantine until they have 
been sampled, examined or tested as appropriate, and 
released for use. 
Each container or grouping of containers (batches) of 
materials should be assigned and identified with a 
distinctive code, batch, or receipt number.
Sampling and Testing 
Sampling should be conducted at defined locations 
Containers from which samples are withdrawn should be marked 
to indicate that a sample has been taken. 
At least one test to verify the identity of each batch of material 
should be conducted, 
A supplier's Certificate of Analysis can be used in place of 
performing other tests 
Storage 
Materials should be handled and stored in a manner to 
prevent degradation, contamination, and cross-contamination. 
Rejected materials should be identified and controlled under 
a quarantine system 
Re-evaluation 
Materials should be re-evaluated as appropriate to 
determine their suitability for use
Production Operations 
Raw materials for intermediate and API manufacturing should be 
weighed or measured under appropriate conditions that do not 
affect their suitability for use. 
The processing status of major units of equipment should be 
indicated either on the individual units of equipment 
Materials to be reprocessed or reworked should be appropriately 
controlled to prevent unauthorized use. 
Time Limits 
time limits should be met to ensure the quality of 
intermediates and APIs 
Intermediates held for further processing should be stored 
under appropriate conditions to ensure their suitability for 
use. 
In-process Sampling and Controls 
Written procedures should be established to monitor the 
progress and control the performance of processing
Production Operations 
Raw materials for intermediate and API manufacturing should be 
weighed or measured under appropriate conditions that do not 
affect their suitability for use. 
The processing status of major units of equipment should be 
indicated either on the individual units of equipment 
Materials to be reprocessed or reworked should be appropriately 
controlled to prevent unauthorized use. 
Time Limits 
time limits should be met to ensure the quality of 
intermediates and APIs 
Intermediates held for further processing should be stored 
under appropriate conditions to ensure their suitability for 
use. 
In-process Sampling and Controls 
Written procedures should be established to monitor the 
progress and control the performance of processing
Blending Batches 
Blending is defined as the process of combining materials within 
the same specification to produce a homogeneous intermediate 
or API. 
Blending processes should be adequately controlled, tested for 
conformance and documented 
The batch record of the blending process should allow 
traceability back to the individual batches that make up the 
blend. 
Contamination Control 
Residual materials can be carried over into successive 
batches of the same intermediate or API if there is adequate 
control. 
Precautions to avoid and prevent contamination
General 
Packaging and labelling materials should conform to established 
specifications. 
Records should be maintained for each shipment of labels and 
packaging materials 
Packaging Materials 
Containers should be clean, provide adequate protection 
against deterioration or contamination 
If containers are re-used, they should be cleaned in 
accordance with documented procedures 
Label Issuance and Control 
Access to the label storage areas should be limited to 
authorised personnel. 
Obsolete and out-dated labels should be destroyed.
Packaging and Labelling Operations 
Labels used on containers of intermediates or APIs should 
indicate the name or identifying code, the batch number of the 
product, and storage conditions, when such information is 
critical to assure the quality of intermediate or API. 
For intermediates or APIs with a retest date, the retest date 
should be indicated on the label and/or Certificate of 
Analysis.
Warehousing Procedures 
Facilities should be available for the storage of all materials 
under appropriate conditions 
separate storage areas should be assigned for their temporary 
storage until the decision as to their future use has been taken. 
Distribution Procedures 
APIs and intermediates should only be released for 
distribution to third parties after they have been released 
by the quality unit(s). 
transported in a manner that does not adversely affect their 
quality. 
Special transport or storage conditions for an API or 
intermediate should be stated on the label. 
A system should be in place by which the distribution can be 
readily determined to permit its recall.
General Controls 
adequate laboratory facilities. 
documented procedures describing sampling, testing, approval 
or rejection of materials 
Any out-of-specification result obtained should be 
investigated and documented according to a procedure 
primary reference standard & Secondary reference standards, 
reagents and standard solutions 
Testing of Intermediates and APIs 
An impurity profile describing the identified and unidentified 
impurities present should normally be established for each API. 
Appropriate microbiological tests should be conducted on each 
batch
Validation of Analytical Procedures 
Certificates of Analysis 
Authentic Certificates of Analysis should be issued for each batch 
The Certificate should list each test performed in accordance 
with compendial or customer requirements, including the 
acceptance limits, and the numerical results obtained (if test 
results are numerical). 
Stability Monitoring of APIs 
A documented, on-going testing program should be designed to 
monitor the stability characteristics of APIs, 
Expiry and Retest Dating 
API expiry or retest date should be based on an evaluation of 
data derived from stability studies. 
Reserve/Retention Samples
Validation Policy 
The company's overall policy, intentions, and approach to 
validation, 
The critical parameters/attributes should normally be identified 
during the development stage or from historical data, 
Validation Documentation 
A written validation protocol should specify critical process steps 
and acceptance criteria as well as the type of validation to be 
conducted 
A validation report cross-referencing the validation protocol 
summarising the results obtained, commenting on any 
deviations observed, should be prepared 
Qualification 
Before starting process validation activities, appropriate qualification 
of critical equipment and ancillary systems should be completed. 
Design Qualification (DQ), Installation Qualification (IQ), Operational 
Qualification (OQ) & Performance Qualification (PQ)
Approaches to Process Validation 
There are three approaches to validation. 
Process Validation (PV), Prospective validation & Concurrent 
validation 
retrospective validation 
Process Validation Program 
The number of process runs 
Critical process parameters 
Process validation should confirm that the impurity profile for 
each API is within the limits specified. 
Periodic Review of Validated Systems 
Systems and processes should be periodically evaluated to verify 
that they are still operating in a valid manner.
Cleaning Validation 
In general, cleaning validation should be directed to situations 
or process steps where contamination or carryover of materials 
poses the greatest risk to API quality. 
Validation of cleaning procedures should reflect actual 
equipment usage patterns 
cleaning validation protocol 
Sampling should include swabbing, rinsing, or alternative 
methods 
Validation of Analytical Methods 
Analytical methods should be validated unless the method 
employed is included in the relevant pharmacopoeia or other 
recognised standard reference. 
Appropriate qualification of analytical equipment
CHANGE CONTROL 
change control system 
Any proposals for GMP relevant changes should be drafted, 
reviewed, and approved 
Evaluate potential impact of the proposed change on the quality 
When implementing approved changes, measures should be 
taken to ensure that all documents affected by the changes are 
revised.
REJECTION 
Intermediates and APIs failing to meet established specifications 
should be identified as such and quarantined. The final 
disposition of rejected materials should be recorded. 
REPROCESSING 
Introducing back into the process and reprocessing by repeating 
a crystallization step or other appropriate chemical or physical 
manipulation steps is generally considered acceptable. 
REWORKING 
Before a decision is taken to rework batches that do not conform 
to established standards or specifications, an investigation into 
the reason for non-conformance should be performed.
All quality related complaints, whether received orally or in 
writing, should be recorded and investigated according to a 
written procedure. 
There should be a written procedure that defines the 
circumstances under which a recall of an intermediate or API 
should be considered. 
The recall procedure should designate who should be involved in 
evaluating the information, how a recall should be initiated, who 
should be informed about the recall, and how the recalled 
material should be treated.
Recovery of Materials and Solvents 
Solvents can be recovered and reused in the same processes or 
in different processes, 
Fresh and recovered solvents and reagents can be combined if 
adequate testing has shown 
Solvents can be recovered and reused in the same processes or 
in different processes, 
Returns 
Returned intermediates or APIs should be identified as such and 
quarantined. 
Records of returned intermediates or APIs should be maintained. 
If the conditions under which returned intermediates or APIs 
have been stored casts doubt on their quality, the returned 
intermediates or APIs should be reprocessed, reworked, or 
destroyed, as appropriate.
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Quality control laboratory.
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role of quality system and audit in pharmaceutical manufacturing environment....role of quality system and audit in pharmaceutical manufacturing environment....
role of quality system and audit in pharmaceutical manufacturing environment....
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Gmp presentation

  • 1. Good Manufacturing Practice Guidelines ICH Q7A Presented by Malangsha S
  • 2. Obj ect i ve of β€’ To produce products conforming to predetermined specification β€’ To produce Product of consistent quality β€’ To minimize contamination
  • 3.
  • 4. Regul at or y Agenci es | International Conference on Harmonization. This consist of EU, US and Japan. The United States Food and Drug Administration European Directorate of Quality Medicines
  • 5. I CH Modul es Q1 - Stability testing Q2 – Validation of Analytical Procedures Q3 – Impurities Q4 – Evaluation – Pharmacopoeia Texts Q5 – Biotechnology Products Q6 – Specifications Q7 – Good Manufacturing Practices Q8 – Pharmaceutical Development Q9 – Quality Risk Management Q10 – Pharmaceutical Quality System
  • 6. Principles Quality should be the responsibility of all persons involved in manufacturing. Responsibilities of the Quality Unit(s) involved in all quality-related matters. review and approve Establishing a system to release packaging and labeling materials Performing product quality reviews Internal Audits (Self Inspection) Regular internal audits should be performed in accordance with an approved schedule. Document audit findings and corrective actions Agreed corrective actions should be completed in a timely and effective manner.
  • 7. Responsibility for Production Activities The responsibility for production activities should be described in writing All deviations are reported and critical deviations are investigated and the conclusions recorded production facilities are clean and when appropriate disinfected the necessary calibrations are performed and records kept validation protocols and reports are reviewed and approved new and, when appropriate, modified facilities and equipment are qualified. Product Quality Review Regular quality reviews of APIs should be conducted with the objective of verifying the consistency of the process.
  • 8. Personnel Qualifications There should be an adequate number of personnel qualified by appropriate education, training and/or experience to perform and supervise the manufacture of intermediates and APIs. Personnel Hygiene should practice good sanitation and health habits. should avoid direct contact with intermediates or APIs. Personnel suffering from an infectious disease or having open lesions on the exposed surface of the body should not engage in activities that could result in compromising the quality of APIs. Consultants Consultants should have sufficient education, training, and experience, or any combination thereof, to advise on the subject
  • 9. Buildings and facilities should be: Located, Designed, and Constructed to facilitate cleaning, maintenance, and operations as appropriate to the type and stage of manufacture minimize potential contamination. designed to limit exposure to objectionable microbiological contaminants Utilities should be: Qualified and appropriately monitored action should be taken when limits are exceeded.. Drawings for these utility systems should be available Water should be: Water used in the manufacture of APIs should be demonstrated to be suitable for its intended use.
  • 10. Containment Dedicated production areas, air handling equipment and/or process equipment, should be employed in the production of highly sensitizing materials, such as penicillins or cephalosporins. Lighting should be: Adequate lighting should be provided in all areas to facilitate cleaning, maintenance, and proper operations. Sewage should be: disposed of in a safe, timely, and sanitary manner. Containers and/or pipes for waste material should be clearly identified. Sanitation and Maintenance: Buildings should be properly maintained and repaired and kept in a clean condition and establish written procedures
  • 11. Design and Construction Equipment should be of appropriate design and adequate size, and suitably located for its intended use Equipment Maintenance and Cleaning preventative maintenance of equipment. Written procedures should be established Cleaning procedures should contain sufficient details to clean each type of equipment in a reproducible and effective manner Equipment should be identified as to its contents and its cleanliness status Acceptance criteria should be defined and justified.
  • 12. Calibration Control, weighing, measuring, monitoring and test equipment that is critical for assuring the quality of intermediates or APIs should be calibrated according to written procedures and an established schedule. Computerized Systems GMP related computerized systems should be validated installation qualification and operational qualification should demonstrate the suitability to perform assigned Ctaosmkpsuterized systems should have sufficient controls to prevent unauthorized access or changes to data. Changes to the computerized system should be made according to a change procedure If system breakdowns or failures would result in the permanent loss of records, a back-up system should be provided.
  • 13. Documentation System and Specifications All documents related to the manufacture of intermediates or APIs should be prepared, reviewed, approved and distributed according to written procedures. Such documents can be in paper or electronic form. Equipment Cleaning and Use Record Records of major equipment use, cleaning, sanitization and/or sterilization and maintenance should show the date, time (if appropriate), product, and batch number of each batch processed in the equipment, and the person who performed the cleaning and maintenance. Raw Material Records Records should be maintained including: name, identity, quantity; name of the supplier; supplier's control number(s), the number allocated on receipt & date of receipt; Master (approved) labels should be maintained for comparison to issued labels.
  • 14. Master Production and Control Records) To ensure uniformity from batch to batch, master production instructions for each intermediate and API should be prepared, dated, and signed by one person and independently checked, dated, and signed by a person in the quality unit(s). Batch Production and Control Records) Batch production records should include complete information relating to the production and control of each batch. These records should be numbered with a unique batch or identification number, dated and signed when issued. Documentation of completion of each significant step in the batch production Laboratory Control Records Laboratory control records should include complete data derived from all tests conducted to ensure compliance with established specifications and standards, including examinations and assays,
  • 15. General Controls There should be written procedures describing the receipt, identification, quarantine, storage, handling, sampling, testing, and approval or rejection of materials. should have a system for evaluating the suppliers of critical materials. Changing the source of supply of critical raw materials should be treated according to Change Control. Receipt and Quarantine each container or grouping of containers of materials should be examined visually Materials should be held under quarantine until they have been sampled, examined or tested as appropriate, and released for use. Each container or grouping of containers (batches) of materials should be assigned and identified with a distinctive code, batch, or receipt number.
  • 16. Sampling and Testing Sampling should be conducted at defined locations Containers from which samples are withdrawn should be marked to indicate that a sample has been taken. At least one test to verify the identity of each batch of material should be conducted, A supplier's Certificate of Analysis can be used in place of performing other tests Storage Materials should be handled and stored in a manner to prevent degradation, contamination, and cross-contamination. Rejected materials should be identified and controlled under a quarantine system Re-evaluation Materials should be re-evaluated as appropriate to determine their suitability for use
  • 17. Production Operations Raw materials for intermediate and API manufacturing should be weighed or measured under appropriate conditions that do not affect their suitability for use. The processing status of major units of equipment should be indicated either on the individual units of equipment Materials to be reprocessed or reworked should be appropriately controlled to prevent unauthorized use. Time Limits time limits should be met to ensure the quality of intermediates and APIs Intermediates held for further processing should be stored under appropriate conditions to ensure their suitability for use. In-process Sampling and Controls Written procedures should be established to monitor the progress and control the performance of processing
  • 18. Production Operations Raw materials for intermediate and API manufacturing should be weighed or measured under appropriate conditions that do not affect their suitability for use. The processing status of major units of equipment should be indicated either on the individual units of equipment Materials to be reprocessed or reworked should be appropriately controlled to prevent unauthorized use. Time Limits time limits should be met to ensure the quality of intermediates and APIs Intermediates held for further processing should be stored under appropriate conditions to ensure their suitability for use. In-process Sampling and Controls Written procedures should be established to monitor the progress and control the performance of processing
  • 19. Blending Batches Blending is defined as the process of combining materials within the same specification to produce a homogeneous intermediate or API. Blending processes should be adequately controlled, tested for conformance and documented The batch record of the blending process should allow traceability back to the individual batches that make up the blend. Contamination Control Residual materials can be carried over into successive batches of the same intermediate or API if there is adequate control. Precautions to avoid and prevent contamination
  • 20. General Packaging and labelling materials should conform to established specifications. Records should be maintained for each shipment of labels and packaging materials Packaging Materials Containers should be clean, provide adequate protection against deterioration or contamination If containers are re-used, they should be cleaned in accordance with documented procedures Label Issuance and Control Access to the label storage areas should be limited to authorised personnel. Obsolete and out-dated labels should be destroyed.
  • 21. Packaging and Labelling Operations Labels used on containers of intermediates or APIs should indicate the name or identifying code, the batch number of the product, and storage conditions, when such information is critical to assure the quality of intermediate or API. For intermediates or APIs with a retest date, the retest date should be indicated on the label and/or Certificate of Analysis.
  • 22. Warehousing Procedures Facilities should be available for the storage of all materials under appropriate conditions separate storage areas should be assigned for their temporary storage until the decision as to their future use has been taken. Distribution Procedures APIs and intermediates should only be released for distribution to third parties after they have been released by the quality unit(s). transported in a manner that does not adversely affect their quality. Special transport or storage conditions for an API or intermediate should be stated on the label. A system should be in place by which the distribution can be readily determined to permit its recall.
  • 23. General Controls adequate laboratory facilities. documented procedures describing sampling, testing, approval or rejection of materials Any out-of-specification result obtained should be investigated and documented according to a procedure primary reference standard & Secondary reference standards, reagents and standard solutions Testing of Intermediates and APIs An impurity profile describing the identified and unidentified impurities present should normally be established for each API. Appropriate microbiological tests should be conducted on each batch
  • 24. Validation of Analytical Procedures Certificates of Analysis Authentic Certificates of Analysis should be issued for each batch The Certificate should list each test performed in accordance with compendial or customer requirements, including the acceptance limits, and the numerical results obtained (if test results are numerical). Stability Monitoring of APIs A documented, on-going testing program should be designed to monitor the stability characteristics of APIs, Expiry and Retest Dating API expiry or retest date should be based on an evaluation of data derived from stability studies. Reserve/Retention Samples
  • 25. Validation Policy The company's overall policy, intentions, and approach to validation, The critical parameters/attributes should normally be identified during the development stage or from historical data, Validation Documentation A written validation protocol should specify critical process steps and acceptance criteria as well as the type of validation to be conducted A validation report cross-referencing the validation protocol summarising the results obtained, commenting on any deviations observed, should be prepared Qualification Before starting process validation activities, appropriate qualification of critical equipment and ancillary systems should be completed. Design Qualification (DQ), Installation Qualification (IQ), Operational Qualification (OQ) & Performance Qualification (PQ)
  • 26. Approaches to Process Validation There are three approaches to validation. Process Validation (PV), Prospective validation & Concurrent validation retrospective validation Process Validation Program The number of process runs Critical process parameters Process validation should confirm that the impurity profile for each API is within the limits specified. Periodic Review of Validated Systems Systems and processes should be periodically evaluated to verify that they are still operating in a valid manner.
  • 27. Cleaning Validation In general, cleaning validation should be directed to situations or process steps where contamination or carryover of materials poses the greatest risk to API quality. Validation of cleaning procedures should reflect actual equipment usage patterns cleaning validation protocol Sampling should include swabbing, rinsing, or alternative methods Validation of Analytical Methods Analytical methods should be validated unless the method employed is included in the relevant pharmacopoeia or other recognised standard reference. Appropriate qualification of analytical equipment
  • 28. CHANGE CONTROL change control system Any proposals for GMP relevant changes should be drafted, reviewed, and approved Evaluate potential impact of the proposed change on the quality When implementing approved changes, measures should be taken to ensure that all documents affected by the changes are revised.
  • 29. REJECTION Intermediates and APIs failing to meet established specifications should be identified as such and quarantined. The final disposition of rejected materials should be recorded. REPROCESSING Introducing back into the process and reprocessing by repeating a crystallization step or other appropriate chemical or physical manipulation steps is generally considered acceptable. REWORKING Before a decision is taken to rework batches that do not conform to established standards or specifications, an investigation into the reason for non-conformance should be performed.
  • 30. All quality related complaints, whether received orally or in writing, should be recorded and investigated according to a written procedure. There should be a written procedure that defines the circumstances under which a recall of an intermediate or API should be considered. The recall procedure should designate who should be involved in evaluating the information, how a recall should be initiated, who should be informed about the recall, and how the recalled material should be treated.
  • 31. Recovery of Materials and Solvents Solvents can be recovered and reused in the same processes or in different processes, Fresh and recovered solvents and reagents can be combined if adequate testing has shown Solvents can be recovered and reused in the same processes or in different processes, Returns Returned intermediates or APIs should be identified as such and quarantined. Records of returned intermediates or APIs should be maintained. If the conditions under which returned intermediates or APIs have been stored casts doubt on their quality, the returned intermediates or APIs should be reprocessed, reworked, or destroyed, as appropriate.