16. Functional Analysis 14
5.3 X: Banach, T ∈ L(X) . ∥T∥ < 1 R(I−T) = X , ∃
(I−T)−1
∈
L(X); (I − T)−1
=
∞
n=0
Tn
= I + T + T2
+ · · · (T0
= I). (Neumann
series) , L(X) . ∥(I − T)−1
∥ ≤
∞
n=0
∥Tn
∥ ≤ 1/(1 − ∥T∥)
. ∥T∥ < 1
∞
n=0
∥Tn
∥ < ∞ , ,
. ∥(I − T)−1
∥ ≤
∞
n=0
∥Tn
∥ < ∞ .
∥T∥ < 1
∞
n=0
∥Tn
∥ ≤
∞
n=0
∥T∥n
= 1/(1 − ∥T∥) < ∞ ,
. X , L(X) .
n
k=0
Tk
−
m
k=0
Tk
≤
n
k=m+1
∥Tk
∥ → 0 (n > m → ∞)
,
n
k=0
Tk
L(X) Cauchy , ∃
S =
∞
k=0
Tk
∈ L(X).
TS = ST =
∞
n=0
Tn+1
=
∞
n=0
Tn
− I = S − I
, (I−T)S = S(I−T) = I, i.e., ∃
(I−T)−1
= S =
∞
n=0 Tn
. ∥(I − T)−1
∥ ≤
∞
n=0
∥Tn
∥
.
5.4 ( ) −∞ < a < b < ∞, y ∈ C[a, b] .
y(t) = x(t) −
b
a
k(t, s)x(s)ds
x ∈ C[a, b] . k(t, s) ∈ C([a, b]2
) , M := maxt,s∈[a,b] |k(t, s)| ,
M(b − a) < 1 . (X, ∥ · ∥) := (C[a, b], ∥ · ∥∞) x ∈ X ,
(Kx)(t) =
b
a
k(t, s)x(s)ds
, K ∈ L(X) , ∥Kx∥ ≤ M(b − a)∥x∥, i.e., ∥K∥ ≤ M(b − a) < 1 .
y = (I − K)x , ∃
(I − K)−1
; x = (I − K)−1
y = y + Ky + K2
y + · · · .
k1(t, s) = k(t, s), kn(t, s) =
b
a
k1(t, r)kn−1(r, s)dr (n ≥ 2)
|kn(t, s)| ≤ Mn
(b − a)n−1
, Kn
y(t) =
b
a
kn(t, s)y(s)ds
. h(t, s) := n≥1 kn(t, s) , ,
h(t, s) ∈ C([a, b]2
) ,
x(t) = y(t) +
∞
n=1
b
a
kn(t, s)y(s)ds = y(t) +
b
a
h(t, s)y(s)ds
17. Functional Analysis 15
5.2 x ∈ C[a, b] Kx ∈ C[a, b] .
5.5 ( ) , t .
y(t) = x(t) −
t
a
k(t, s)x(s)ds
x ∈ C[a, b] . , M(b − a) < 1 . x
. , (Kx)(t) =
t
a
k(t, s)x(s)ds
k1(t, s) = k(t, s), kn(t, s) =
t
s
k1(t, r)kn−1(r, s)dr (n ≥ 2)
|kn(t, s)| ≤ Mn (t − s)n−1
(n − 1)!
≤ Mn (b − a)n−1
(n − 1)!
Kn
y(t) =
t
a
kn(t, s)y(s)ds
.
∞
n=1
∥Kn
∥ ≤
∞
n=1
Mn (b − a)n−1
(n − 1)!
< ∞ ,
∃
(I − K)−1
; x = (I − K)−1
y = y + Ky + K2
y + · · · . h(t, s) := n≥1 kn(t, s)
, h(t, s) ∈ C([a, b]2
) , x(t) = y(t) +
t
a
h(t, s)y(s)ds.
5.3 |kn(t, s)| ≤ Mn
(t − s)n−1
/(n − 1)! .
6 ( , , )
3 , , ,
. .
6.1 ( (Baire’s category theorem)) (X, d)
, Xn ⊂ X (n ≥ 1). X =
∞
n=1 Xn , 1 Xn X
, i.e., X ∃
B ⊂ ∃
Xn.
. Xn . X1
X1 ̸= X (X ). ∃
x1 ∈ X X1. X1 closed , d1 := d(x1, X1) =
infx∈X1 d(x1, x) > 0. ρ1 := 1 ∧ (d1/2) ≤ 1, B1 := B(x1, ρ1) B1 ∩ X1 = ∅.
X2 , ∃
x2 ∈ B1 X2, d2 := d(x2, X2) > 0. x2 /∈ X B1
( ) , d′
2 := d(x2, X B1) > 0. ρ2 := min{1/2, d2/2, d′
2/2} ≤ 1/2, B2 := B(x2, ρ2)
B2 ⊂ B1, B2 ∩ X2 = ∅. B1 ⊃ B2 ⊃ · · · , Bk ∩ Xk = ∅, ρk ≤ 1/k
{Bk} . Bk xk k < m d(xk, xm) ≤ ρk ≤ 1/k
, Cauchy . X ∃
x ∈ X; xk → x. ∀
k, x ∈ Bk Bk ∩ Xk = ∅ ,
x /∈ Xk, i.e., x /∈
∞
k=1 Xk ,
∞
k=1 Xk = X .
18. Functional Analysis 16
6.1 (Uniform bounded principle)
6.2 ( ) X Banach sp., Y normed sp. . {Tλ}λ∈Λ ⊂
L(X, Y ) ,
∀
x ∈ X, sup
λ∈Λ
∥Tλx∥ < ∞ =⇒ sup
λ∈Λ
∥Tλ∥ < ∞.
Xn := λ∈Λ{x ∈ X; ∥Tλx∥ ≤ n} Tλ Xn ,
∞
n=1 Xn = X . X Baire , Xn0
,
i.e., ∃
x0 ∈ X, ρ0 > 0; B(x0, ρ0) ⊂ Xn0 . ∀
y ∈ B(0, ρ0), y + x0 ∈ B(x0, ρ0) , y = (y + x0) − x0
∥Tλy∥ ≤ ∥Tλ(y + x0)∥ + ∥Tλx0∥ ≤ 2n0. ∀
x ∈ X , µ = 2∥x∥/ρ0
∥µ−1
x∥ = ρ0/2 < ρ0 µ−1
x ∈ B(0, ρ0) , ∥Tλx∥ = µ∥Tλ(µ−1
x)∥ ≤ 2n0µ = 4n0∥x∥/ρ0.
, supλ ∥Tλ∥ ≤ 4n0/ρ0 .
6.3 (Banach-Steinhaus theorem) X Banach sp., Y normed sp. {Tn} ⊂
L(X, Y ) . ∀
x ∈ X, {Tnx} , Tx := lim
n→∞
Tnx T ∈ L(X, Y )
∥T∥ ≤ limn→∞ ∥Tn∥.
γ := limn→∞ ∥Tn∥ . {Tnx} , supn ∥Tnx∥ < ∞. X Banach ,
supn ∥Tn∥ < ∞. γ < ∞. ∀
ε > 0 , ∃
{nk}; ∥Tnk
∥ ≤ γ + ε.
∀
x ∈ X , ∥Tx∥ = limk→∞ ∥Tnk
x∥ ≤ (γ + ε)∥x∥. T ∈ L(X, Y ) ,
∥T∥ ≤ γ + ε. ε ∥T∥ ≤ γ.
6.2 (Open mapping theorem)
6.4 ( ) X, Y Banach sps . T ∈ L(X, Y ) , R(T) = Y
T , i.e., ∀
U ⊂ X; open, T(U) ⊂ Y ; open.
(1st Step) ∃
ρ > 0; BY (0, ρ) ⊂ TBX(0, 1) . R(T) = Y ,
Y = T(X) =
∞
n=1
TBX(0, n) =
∞
n=1
TBX(0, n) , Y Baire ,
∃
n ≥ 1, a ∈ Y, δ > 0; BY (a, δ) ⊂ TBX(0, n). ∀
y ∈ BY (0, δ) . y + a, a ∈ BY (a, δ) ⊂
TBX(0, n) , ∃
yk, y′
k ∈ TBX(0, n); yk → y + a, y′
k → a. yk − y′
k ∈ TBX (0, 2n) ,
, y = (y + a) − a = lim(yk − y′
k) ∈ TBX(0, 2n). BY (0, δ) ⊂ TBX (0, 2n).
ρ = δ/(2n) T BY (0, ρ) ⊂ TBX (0, 1).
(2nd Step) ρ , η = ρ/2 > 0 BY (0, η) ⊂ TBX(0, 1) .
BY (0, ρ) ⊂ TBX (0, 2), i.e, ∀
y ∈ BY (0, ρ) , ∃
x ∈ BX(0, 2); y = Tx .
εk = 2−k
(k ≥ 0) , BY (0, εkρ) ⊂ TBX(0, εk). y ∈ BY (0, ρ) ⊂
TBX(0, 1) ∃
x0,n ∈ BX (0, 1); Tx0,n → y , ∃
x0 ∈ BX(0, 1); ∥y − Tx0∥ < ε1ρ.
y − Tx0 ∈ BY (0, ε1ρ) , ∃
x1 ∈ BX(0, ε1); ∥y − Tx0 − Tx1∥ < ε2ρ. ,
∃
xk ∈ BX (0, εk); ∥y −
k
j=0
Txj∥ < εk+1ρ. ∥
m
j=k
xj∥ ≤
m
j=k
∥xj∥ ≤
m
j=k
εj → 0 (m >
k → ∞) , {
k
j=0
xj} Cauchy in X , ∃
x =
∞
k=0
xk ∈ X. T
19. Functional Analysis 17
Tx =
∞
k=0
Txk. ∥x∥ ≤ ∥x0∥ +
∞
k=1
∥xk∥ < ∥x0∥ +
∞
k=1
εk < 1 + 1 = 2. x ∈ BX (0, 2).
∥y −
k
j=0
Txj∥ < εk+1ρ k → ∞ y =
∞
k=0
Txk = Tx.
(3rd Step) T , i.e., ∀
U ⊂ X; open, T(U) ⊂ Y ; open . T
, ∀
α > 0, BY (0, αη) ⊂ TBX (0, α). ∀
y0 ∈ T(U) . ∃
x0 ∈ U; y0 = Tx0. U open ,
∃
δ > 0; x0 + BX (0, δ) = BX(x0, δ) ⊂ U. ∀
y ∈ BY (y0, δη) , y′
:= y − y0 ∈ BY (0, δη)
. BY (0, δη) ⊂ TBX(0, δ) ∃
x′
∈ BX (0, δ); y′
= Tx′
. x0 + x′
∈ U ,
y = y0 + y′
= Tx0 + Tx′
= T(x0 + x′
) ∈ T(U). BY (y0, δη) ⊂ T(U) , T(U) open.
6.5 ( (range theorem)) X, Y Banach sps. . T ∈ L(X, Y )
, R(T) = Y T 1 to 1 T−1
∈ L(Y, X).
T−1
, Y X .
. ∀
U ⊂ X; open , S := T−1
S−1
(U) = {y ∈ Y ; Sy = T−1
y ∈
U} = {y ∈ Y ; y ∈ T(U)} T(U) . , T(U) open. , S−1
(U)
open , S = T−1
. T−1
∈ L(Y, X).
6.3 (Closed graph theorem)
, T D(T) ̸= X .
6.1 (X, ∥ · ∥X), (Y, ∥ · ∥Y ) normed sps. . T X Y
(closed op.) T : D(T) ⊂ X → Y , T G(T) = {(x, Tx) ∈
X × Y ; x ∈ D(T)} ∥(x, Tx)∥G = ∥x∥X + ∥Tx∥Y ,
xn ∈ D(T) → x in X, Txn → y in Y (x, y) ∈ G(T), i.e., x ∈ D(T) y = Tx.
D = D(T) , T
def
⇐⇒ xn → x in D Txn → Tx in Y ,
T D .
6.6 (i) D(T) closed , T : D(T) ⊂ X → Y (= ) T .
D(T) = X .
(ii) Y Banach , T : D(T) ⊂ X → Y , T D(T) T
, , T .
(iii) X, Y Banach , T ⇐⇒ D(T) ∥x∥G := ∥x∥X + ∥Tx∥Y
.
(i) xn ∈ D(T) → x ∈ X, Txn → y ∈ Y D(T) closed , x ∈ D(T) ,
y = Tx, T .
(ii) xn ∈ D(T) → x ∈ X . {Txn} Y Cauchy , Y
Txn → ∃
y ∈ Y . Tx := y , T D(T) , T = T on D(T),
∥T∥ = ∥T∥ . (i) , T .
(iii) (⇒) {xn} ⊂ D(T); ∥xn − xm∥G → 0 (m, n → ∞) . X, Y xn → ∃
x in
X, Txn → ∃
y in Y . x ∈ D(T), y = Tx. ∥xn − x∥G = ∥xn − x∥X +
∥Txn − Tx∥Y → 0 , D(T) .
20. Functional Analysis 18
(⇐) xn ∈ D(T) → x ∈ X, Txn → y ∈ Y {xn} D(T) ∥·∥G Cauchy
. ∃
x∗
∈ D(T); ∥xn − x∗
∥G → 0. x∗
= x, Tx = Tx∗
= y
, T closed .
D(T) closed , Y Banach , T
.
6.1 X = C[0, 1], D(T) = C1
[0, 1] (Tx)(t) = x′
(t) , ,
.
6.7 ( ) X, Y Banach sps, T X Y .
D(T) = X T ∈ L(X, Y ).
Z = G(T) = {(x, Tx) ∈ X × Y ; x ∈ D(T) = X} . T
X, Y Banach , ∥(x, Tx)∥Z := ∥x∥ + ∥Tx∥ Banach
. S : Z → X; S(x, Tx) = x S ∈ L(Z, X) ,
R(S) = X S 1 to 1 . X Banach , S−1
. ∥Tx∥ ≤ ∥(x, Tx)∥Z = ∥S−1
x∥Z ≤ ∃
M∥x∥. T , i.e., T ∈ L(X, Y )
.
7 (Linear Functionals)
normed sp X K = R or C
(bdd lin. functional) . , (conti. lin. functional)
. X∗
:= L(X, K) , X (dual sp.) .
K = R or C , X∗
. f ∈ X∗
,
i.e., f : X → K; f(αx + βy) = αf(x) + βf(y) (α, β ∈ K, x, y ∈ X), ∥f∥ < ∞.
7.1 (Dual spaces)
X Hilbert sp. H , H∗
= H . Rn
, Cn
, L2
(Ω), l2
dual sps
. .
7.1 ( (Riesz’s representation theorem)) X = H Hilbert
sp. . ∀
f ∈ H∗
, ∃1
y ∈ H; f(x) = ⟨x, y⟩ (∀
x ∈ H). ∥f∥ = ∥y∥ .
H∗
= H .
f ≡ 0 y = 0 . f ̸≡ 0 . N = {x ∈ H; f(x) = 0}
. ( , x ∈ N, α ∈ K f(αx) = αf(x) = 0 , αx ∈ N. x, x′
∈ N
f(x + x′
) = f(x) + f(x′
) = 0 , x + x′
∈ N. . xn ∈ N → x ∈ H
f(x) = lim f(xn) = 0 x ∈ N. N .) H = N ⊕ N⊥
. f ̸≡ 0
, N⊥
̸= ∅. y0 ∈ N⊥
; y0 ̸= 0 1 . f(y0) ̸= 0. y := (f(y0)/∥y0∥2
)y0 , y ∈ N⊥
, . , ∀
x ∈ H , f(y0)x − f(x)y0 ∈ N ,
0 = ⟨f(y0)x − f(x)y0, y⟩ = f(y0)⟨x, y⟩ − f(x)⟨y0, y⟩ = f(y0)(⟨x, y⟩ − f(x))
21. Functional Analysis 19
, f(x) = ⟨x, y⟩. ∃
y′
∈ H; f(x) = ⟨x, y⟩ = ⟨x, y′
⟩ ∀
x ∈ H, ⟨x, y−y′
⟩ = 0
, x = y − y′
∥y − y′
∥ = 0, i.e., y = y′
. y . ∥x∥ = 1
, Schwartz , |f(x)| = |⟨x, y⟩| ≤ ∥x∥∥y∥ = ∥y∥. ∥f∥ ≤ ∥y∥. x0 = y/∥y∥
f(x0) = ⟨x0, y⟩ = ∥y∥ ∥y∥ = f(x0) ≤ sup
∥x∥=1
|f(x)| = ∥f∥. ∥f∥ = ∥y∥.
Banach sp. X , X∗
, .
7.1 1 ≤ p < ∞ . q p , i.e., 1/p + 1/q = 1 ( , p = 1
q = ∞). (i) Ω ⊂ Rn
(Lp
(Ω))∗
= Lq
(Ω). (ii) (lp
)∗
= lq
.
7.2 l∞
0 := {(xn) ∈ l∞
; limn→∞ xn = 0} l∞
0 l∞
∥ · ∥∞
Banach , (l∞
0 )∗
= l1
.
7.2 (Hahn-Banach’s extension thoerem)
7.2 ( ) X , L ⊂ X . f
L . ∃
p : X → R; , p(λx) = λp(x) (λ > 0, x ∈ X),
p(x + y) ≤ p(x) + p(y) (x, y ∈ X) , f ≤ p on L , ∃
F ∈ X∗
= L(X, R); F = f
on L, F ≤ p on X . , f X , f ≤ p
.
L = X , L ̸= X . x0 ∈ X L ,
L1 = L + Rx0 . .
x = y + tx0 ∈ L1 .
f L1 , c ∈ R , F(x) = F(y + tx0) := f(y) + tc .
F L1 .
c F ≤ p on L1.
Zorn f X F ≤ p .
L1 , x = y+tx0 = y′
+t′
x0 (y, y′
∈ L, t, t′
∈ R)
0 = (y−y′
)+(t−t′
)x0, i.e, (t−t′
)x0 = y′
−y ∈ L. t ̸= t′
x0 = (y′
−y)/(t−t′
) ∈ L
, . t = t′
, y = y′
.
xi = yi + tix0 ∈ L1 (yi ∈ L, ti ∈ R) αi ∈ R , F(α1x1 + α2x2) = F((α1y1 +
α2y2)+(α1t1 +α2t2)x0) = f(α1y1 +α2y2)+(α1t1 +α2t2)c = α1(f(y1)+t1c)+α2(f(y2)+t2c) =
α1F(x1) + α2F(x2).
y, y′
∈ L , f(y) + f(y′
) = f(y + y′
) ≤ p(y + y′
) = p(y + x0 + y′
− x0) ≤
p(y + x0) + p(y′
− x0) , f(y′
) − p(y′
− x0) ≤ p(y + x0) − f(y). β1 := supy′∈L(f(y′
) −
p(y′
− x0)), β2 := infy∈L(p(y + x0) − f(y)) , β1 ≤ β2 β1 ≤ c ≤ β2 c
, f(y) + c ≤ p(y + x0), f(y′
) − c ≤ p(y′
− x0) (y, y′
∈ L). t > 0
F(x) = F(y + tx0) = f(y) + tc = t(f(y/t) + c) ≤ tp(y/t + x0) = p(y + tx0) = p(x). t < 0
F(x) = F(y + tx0) = f(y) + tc = (−t)(f(−y/t) − c) ≤ −tp(−y/t − x0) = p(y + tx0) = p(x).
t = 0 F(x) = F(y) = f(y) ≤ p(y) = p(x). F ≤ p on L1.
g ∈ Φ
def
⇐⇒ g : Lg → R; , L ⊂ Lg, g = f on L, g ≤ p on Lg .
Φ ̸= ∅ . Φ ( ) . g, g′
∈ Phi , g ≼ g′ def
⇐⇒
Lg ⊂ Lg′ , g = g′
on Lg . Φ {gλ} . Lλ := Lgλ
22. Functional Analysis 20
. L0 := Lλ , g0 on L0 g0 = gλ on Lλ , g0 ∈ Φ {gλ}
. Φ . Zorn , ∃
F ∈ Φ
, i.e, g ∈ Φ; F ≼ g g = F. F X .
, , F Φ . F
.
7.3 ( ) X , L ⊂ X . f L
. ∃
p : X → C; , p(λx) = |λ|p(x) (λ ∈ C, x ∈ X),
p(x + y) ≤ p(x) + p(y) (x, y ∈ X) , |f| ≤ p on L , ∃
F ∈ X∗
= L(X, C);
F = f on L, |F| ≤ p on X . , f X , f ≤ p
.
. f(x) = g(x) + ih(x)
. g, h L .
g, h ≤ |f| ≤ p on L. g X G; G ≤ p on X
. −G(x) = G(−x) ≤ p(−x) = p(x) |G| ≤ p. , g(ix) + ih(ix) =
f(ix) = if(x) = ig(x) − h(x) , h(x) = −g(ix). F(x) := G(x) − iG(ix)
, . , F = f on L F(x1 + x2) = F(x1) + F(x2) ,
F(ix) = G(ix)−iG(−x) = i(−iG(ix)+G(x)) = iF(x) a ∈ R F(ax) = aF(x) , α ∈ C
F(αx) = αF(x) . F(x) = reiθ
F(e−iθ
x) = e−iθ
F(x) ∈ R ,
G(e−iθ
x) , |F(x)| = |eiθ
F(x)| = |G(e−iθ
x)| ≤ p(e−iθ
x) = |e−iθ
|p(x) = p(x).
7.1 X ( ) , L ⊂ X . f L ( )
. ∃
F ∈ X∗
; F = f on L, ∥F∥X = ∥f∥L.
p(x) = ∥f∥L∥x∥ , .
7.2 X . ∀
x0 ∈ X, ̸= 0, ∃
g ∈ X∗
; g(x0) = ∥x0∥, ∥g∥ = 1.
L := ⟨x0⟩ = {tx0; t ∈ K} f(x) = f(tx0) := t∥x0∥ (x = tx0 ∈ L) ,
. |f(x)| = |t|∥x0∥ = ∥tx0∥ = ∥x∥ ∥f∥ = 1.
7.3 X , L X . x0 ∈ X L , d := infy∈L ∥x0 −
y∥ > 0 . ∃
f ∈ X∗
; f = 0 on L, f(x0) = 1, ∥f∥ ≤ 1/d.
L1 := L + Rx0 g(x) = t (x = y + tx0 ∈ L1) g = 0 on L, g(x0) = 1,
∥g∥L1 ≤ 1/d. .
, . 2 , Banach sp., ,
, , , (= compact ) ,
, . ,
, , , .
23. Functional Analysis 21
A
, .
A.1 Lp
(X, F, µ) (X a set, F σ-field on X, µ = µ(dx) on X) , H¨older
, Minkovsky .
f ∈ Lp
(X) (or Lp
(X, dµ) or Lp
(X, F, µ) ) ∥f∥Lp < ∞ .
,
∥f∥Lp =
X
|f(x)|p
µ(dx)
1/p
(1 ≤ p < ∞),
∥f∥∞ = ess.supx∈X|f(x)| := inf{α; |f(x)| ≤ α µ-a.e}.
, 1 ≤ p ≤ ∞ , 1 ≤ q ≤ ∞ 1/p + 1/q = 1 . ,
p = 1 q = ∞, p = ∞ q = 1 . H¨older .
∥fg∥L1 ≤ ∥f∥Lp ∥g∥Lq , ∥fg∥L1 ≤ ∥f∥L1 ∥g∥∞ (∥fg∥L1 ≤ ∥f∥∞∥g∥L1 ).
Minkovsky ∥f + g∥Lp ≤ ∥f∥Lp + ∥g∥Lp , Lp
(X)
.
(X, F) = (N, 2N
) µ = n≥1 δn counting measure ( ) , N
f(n) ,
N
f(n)µ(dn) =
n≥1
f(n) . x = (x1, x2, . . . ) ,
f(n) = |xn|p
n≥1
|xn|p
. lp
Banach sp.
.
A.2
A.1 X , ∃
X Banach sp., ∃
J : X → X ; ∥Jx∥ = ∥x∥
(x ∈ X), J(X) dense in X
J(X) X , X ⊂ X X = X . X X
(completion) .
X X Cauchy . {xn}, {yn} ∈ X , {xn} ∼ {yn} ⇐⇒
xn − yn → 0 (n → ∞) . , x = [{xn}] ∈
X := X/ ∼ .
x = [{xn}], y = [{yn}] ∈ X, α ∈ K , αx := [{αxn}], x + y := [{xn + yn}]
, X . x = [{xn}] ∈ X , |∥xn∥ − ∥xm∥| ≤ ∥xn − xm∥ → 0
, {∥x∥} R Cauchy , ∃
lim
n→∞
∥xn∥ =: ∥x∥ . X
( ).
x ∈ X , xn = x , Jx := [{xn = x}] x
, X ⊂ X . , J : X → X , ∥Jx∥ = ∥x∥ . ∀
x ∈ X ,
24. Functional Analysis 22
{xn} ∀
ε > 0, ∃
N; ∀
n, m ≥ N, ∥xm − xn∥ < ε , n ≥ N ,
Jxn ∈ X , x − Jxn = [{xm − xn}m≥1]
∥x − Jxn∥ = lim
m→∞
∥xm − xn∥ ≤ ε
∥x − Jxn∥ → 0 (n → ∞). , J(X) dense in X.
X . {xn} X Cauchy . xn {x
(n)
k }k≥1
Cauchy ∃
kn; ∀
m > kn, ∥x
(n)
m − x
(n)
kn
∥ ≤ 1/n. x := [{x
(n)
kn
}]
, x ∈ X , {xn} . , x ∈ X {x
(n)
kn
} ∈ X (i.e., X
Cauchy ) .
(A.1) ∥xn − Jx
(n)
kn
∥ = lim
m→∞
∥x
(n)
km
− x
(n)
kn
∥ ≤
1
n
.
∥x
(n)
kn
− x
(m)
km
∥ = ∥Jx
(n)
kn
− Jx
(m)
km
∥ ≤ ∥Jx
(n)
kn
− xn∥ + ∥xn − xm∥ + ∥xm − Jx
(m)
km
∥
≤ ∥xn − xm∥ +
1
n
+
1
m
→ 0 (n, m → ∞).(A.2)
{x
(n)
kn
} ∈ X. (A.1) ,
∥x − xn∥ ≤ ∥x − Jx
(n)
kn
∥ + ∥Jx
(n)
kn
− xn∥ ≤ ∥x − Jx
(n)
kn
∥ +
1
n
.
(A.2) ,
∥x − Jx
(n)
kn
∥ = lim
p→∞
∥x
(p)
kp
− x
(n)
kn
∥ ≤ lim
p→∞
∥xp − xn∥ +
1
n
. , 2 ,
lim
n→∞
∥x − xn∥ ≤ lim
n→∞
∥x − Jx
(n)
kn
∥ ≤ lim
n,p→∞
∥xp − xn∥ = 0,
xn → x in X , X .
A.3 Hk,p
(Ω)
Ω ⊂ Rn
, Ck
(Ω) k . α =
(α1, . . . , αn) (multi-index ) , |α| := α1 + · · · + αn, ∂α
x := ∂α1
1 · · · ∂αn
n . ,
∂j = ∂/∂xj .
Ck,p
(Ω) :=
⎧
⎪⎨
⎪⎩
u ∈ Ck
(Ω); ∥u∥k,p :=
⎛
⎝
α;|α|≤k Ω
|∂α
x u(x)|p
dx
⎞
⎠
1/p
< ∞
⎫
⎪⎬
⎪⎭
. (Ck,p
(Ω), ∥ · ∥k,p) Hp,k
(Ω) , Sobolev sp. .
{un} Cauchy in Ck,p
(Ω) ⇐⇒ ∀
α; 1 ≤ |α| ≤ k,
Ω
|∂α
x un(x) − ∂α
x um(x)|p
dx → 0 (m, n →
∞). Lp
(Ω) , ∃
uα
∈ Lp
(Ω);
Ω
|∂α
x un(x) − ∂α
x uα
(x)|p
dx → 0 (n → ∞).
(uα
)|α|≤k Hp,k
(Ω) , uα
= ∂α
x u .
25. Functional Analysis 23
A.4
A.2 [a, b] f(t) Pn(t) ,
i.e., ∃
{Pn(t)}; Pn
→
→ f on [a, b], i.e., lim
n→∞
sup
t∈[a,b]
|Pn(t) − f(t)| = 0.
t′
= (t − a)/(b − a) , [a, b] [0, 1] , (
) , [a, b] = [0, 1] . t ∈ [0, 1] ,
n
k=0
(k − nt)2 n
k
tk
(1 − t)n−k
= nt(1 − t) ≤
1
4
n
. ( t(1 − t) ≤ (t + (1 − t))/2 = 1/2 .) ,
,
n
k=0
n
k
xk
yn−k
= (x + y)n
,
n
k=0
n
k
tk
(1 − t)n−k
= 1
, x , x ,
n
k=0
k
n
k
xk
yn−k
= nx(x + y)n−1
,
n
k=0
k2 n
k
xk
yn−k
= nx(nx + y)(x + y)n−2
x = t, y = 1 − t (k − nt)2
= k2
− 2ntk + n2
t2
.
Pn(t) =
n
k=0
f
k
n
n
k
tk
(1 − t)n−k
Pn [0, 1] , f .
|f(t) − Pn(t)| ≤
n
k=0
f(t) − f
k
n
n
k
tk
(1 − t)n−k
, f [0, 1] , ∀
ε > 0, ∃
δ > 0; ∀
t, t′
∈ [0, 1]; |t−t′
| < δ, |f(t)−f(t′
)| < ε.
t , k |t−k/n| < δ |t−k/n| ≥ δ , S1, S2
,
|f(t) − Pn(t)| ≤ S1 + S2, , S1 ≤ ε
n
k=0
n
k
tk
(1 − t)n−k
= ε.
M = maxt∈[0,1] |f(t)| |f(t) − f(k/n)| ≤ 2M, |t − k/n| ≥ δ 1 ≤
|nt − k|/(nδ) ,
S2 ≤ 2M
n
k=0
|nt − k|
nδ
2
n
k
tk
(1 − t)n−k
≤
M
2nδ2
.
|f(t) − Pn(t)| ≤ ε +
M
2nδ2
.
t ∈ [0, 1] , supt∈[0,1] , n → ∞
lim
n→∞
sup
t∈[0,1]
|f(t) − Pn(t)| ≤ ε
, ε > 0 , ( )= 0 .
28. Functional Analysis 26
B ,
X , X∗∗
:= (X∗
)∗
X 2 . X ⊂ X∗∗
. X∗∗
= X X Banach sp. . 1 < p < ∞ , LP
(Ω)
lp
Banach sps .
B.1
X normed ps. . ,
.
xn → x (strong) in X
def
⇐⇒ ∥xn − x∥ → 0. s-limn→∞ xn = x .
xn → x (weak) in X
def
⇐⇒ ∀
f ∈ X∗
, f(xn) → f(x). w-limn→∞ xn = x
.
.
B.1 xn → x (weak) , .
[ ] xn → x′
(weak) . x ̸= x′
, ∃
f ∈ X∗
; f(x − x′
) =
∥x − x′
∥ ̸= 0, ∥f∥ = 1. f(x − x′
) = f(x) − f(x′
) = w- lim(f(xn) − f(xn)) = 0 ,
. qed
B.1 X = l2
f ∈ l2
, ∃1
y = (yk) ∈ l2
; f(x) = xkyk (x = (xk) ∈ l2
).
x(n)
= (x
(n)
k = δn,k) ∈ l2
f(x(n)
) = yn → 0 , x(n)
→ 0 (weak).
∥x(n)
− x(m)
∥l2 =
√
2 (m ̸= n). {x(n)
} .
B.1 X , xn → x (weak) in X . {∥xn∥}
∥x∥ ≤ lim inf ∥xn∥ .
∀
f ∈ X∗
, Tn(f) := f(xn) Tn ∈ X∗∗
. , {Tn(f)} . X∗
Banach , , sup ∥Tn∥ < ∞. T(f) := f(x) = lim f(xn) = lim Tn(f)
T ∈ X∗∗
, ∥T∥ = ∥x∥. ∥Tn∥ = ∥xn∥ , Banach-Steinhaus
, ∥x∥ = ∥T∥ ≤ lim inf ∥Tn∥ = lim inf ∥xn∥.
B.2 H Hilbert sp. . xn → x (weak) in H, , ∥xn∥ → ∥x∥
xn → x (strong) in H.
xn → x (weak) in H Riesz , ∀
y ∈ H, ⟨xn, y⟩ → ⟨x, y⟩
. ∥xn − x∥2
= ∥xn∥2
+ ∥x∥2
− 2ℜ⟨xn, x⟩ →
∥x∥2
+ ∥x∥2
− 2ℜ⟨x, x⟩ = 0.
X .
fn → f (weak*) in X∗
: ( * )
def
⇐⇒ ∀
x ∈ X, fn(x) → f(x).
B.3 X , fn → f (weak*) in X∗
. ∥f∥ ≤ lim inf ∥fn∥.
B.2 .
29. Functional Analysis 27
B.2
B.1 X, Y . T : D(T) ⊂ X → Y , D(T)
dense in X . g ∈ D(T∗
) ⊂ Y ∗ ∃
f ∈ X∗
; g ◦ T = f on D(T) ,
T∗
: D(Y ∗
) ⊂ Y ∗
→ X∗
T∗
(g) = f . , T∗
(g) = g ◦ T. T∗
T (adjoint op.) .
g ◦ T = f f g , . , g ◦ T = f′
, f = f′
on D(T) , D(T) dense , f, f′
f = f′
on X .
T , T X ,
D(T) = X . ∀
g ∈ Y ∗
, f := g ◦ T f ∈ X∗
,
D(T∗
) = Y ∗
.
X = H, Y = H′
Hilbert ⟨x, T∗
y⟩ = ⟨Tx, y⟩ (x ∈ D(T), y ∈ D(T∗
)) .
D(T∗
) = D(T) T = T∗
on D(T) T (self-adjoint
op.) . D(T) ⊂ D(T∗
) T = T∗
on D(T) , , ⟨x, Tx⟩ = ⟨Tx, y⟩
(x, y ∈ D(T)) T (symmetric op.) .
B.2 X = Y = Rn
, T Rn
Rn
tj,k := ⟨Tej, ek⟩
, T = (tj,k) . T∗
= t
T; T . X = Y = Cn
T∗
= t
T; .
B.3 H = L2
(0, 1) . k(t, s) [0, 1]2
, x ∈ H ,
Tx(t) =
[0,1]
k(t, s)x(s)ds T H , D(T) = D(T∗
) = H.
T∗
y(t) =
[0,1]
k(t, s)y(s)ds .
C
T n , ∃
λ ∈ C, ∃
x ∈ Rn
; x ̸= 0, Tx = λx λ
T , x T . λ ⇐⇒ det(λI − T) = 0.
λ , , (λI − T)x = 0 x 0 (Ker(λI − T) = {0}, i.e.,
λI − T 1 to 1) , det(λI − T) ̸= 0 , ∃
(λI − T)−1
.
, T X ,
z ∈ ρ(T)
def
⇐⇒ z ∈ C; Ker(zI − T) = {0} (zI − T 1 to 1) (zI − T)−1
∈ L(X).
, ρ(T) T (resolvent set) . R(z) := (zI − T)−1
T
. σ(T) := C ρ(T) T (spectrum) .
∃
x ∈ D(T); x ̸= 0, Tx = zx, i.e., (zI − T)x = 0 z ∈ C T ,
σp(T) , (point spectrum) . N(zI − T) := Ker(zI − T)
z , z . σp(T) ⊂ σ(T).
z1, z2 ∈ ρ(T) R(z1) − R(z2) = (z1 − z2)R(z1)R(z2) (resolvent eqution) .
ρ(T) . σ(T) .
R(z): holmorphic on ρ(T).
T ∈ L(X) , r(T) := lim sup n
∥Tn∥ (spectral radius) .
30. Functional Analysis 28
(i) |z| > r(T) =⇒ z ∈ ρ(T), R(z) =
k≥0
1
zk+1
Tk
=
1
z
+
1
z2
T +
1
z3
T2
+ · · ·.
(ii) ∃
z ∈ σ(T); |z| = r(T).
D
X, Y Banach sps .
T : X → Y compact (or )
def
⇐⇒ ∀
{xn} ⊂ X: bdd, ∃
{xnk
}; Txnk
→ ∃
y ∈ Y .
compact op. . ( , ∃
xn ∈ X; ∥xn∥ = 1, ∥Txn∥ ≥
n → ∞ , compact )
T: compact =⇒ xn → x (weak) in X Txn → Tx (strong) in Y .
D.1 H: Hilbert, T : H → H: compact self adj. op. ,
{λn} ⊂ R ONS {xn} ,
∀
x ∈ H, ∃
ck ∈ K, ∃
x′
∈ H; Tx′
= 0, x = ckxk + x′
, Tx = λkckxk.
λn → 0 dim N(λnI − T) < ∞ (∀
n).