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Seven Years of U.S. Defense
Acquisition Research: Analysis of
Proposals & Projects
Karey Shaffer and Keith Snider
Organization/Event Year Established
Army Procurement Research Office 1969
Procurement Research Coordinating Committee 1971
Annual Federal Acquisition Research Symposium 1972
Air Force Business Research Management Center 1973
Federal Acquisition Institute 1977
Naval Center for Acquisition Research 1977
U.S. Defense Acquisition Research Initiatives
BACKGROUND
• Recurring problems in acquisition of large
complex weapons systems
• Lack of scholarly research
• 2006 – Establishment of sponsored research
program by U.S. Defense Acquisition Executive
– Naval Postgraduate School as agent
– 319 proposals with 128 funded awards
• This study: Analyze proposals’ content and
sources
METHOD
• Systematic review of proposals using content analysis to
identify patterns and themes (or absence thereof)
• Replicated methods of:
– Carter, C., & Ellram, L. (2003). “Thirty Five Years of Journal
of Supply Chain Management: Where Have We Been and
Where Are We Going,” Journal of Supply Chain
Management, 27-39.
– Elder, M. (2005). An Eleven Year Retrospective of
Acquisition Review Journal. Master’s thesis. Wright-
Patterson Air Force Base, OH: Air Force Institute of
Technology.
– Miranda, C., & Spann, C. (2006). A Critical Analysis of the
Acquisition Review Journal: Are We in Step with the Field?
MBA Professional Report. Monterey, CA: Naval
Postgraduate School.
Proposals (n=319) and Awards (n=128) 2007–2013
Proposal Subject Categories
Acquisition Strategy
Analysis & Decision Making
Contracting
Cost, Schedule, Performance
Defense Industry
International
Interoperability
Logistics
Management & Organizational
Policy & Regulations
Risk Management
Technology
From Elder, 2005; Miranda & Spann, 2006
Research Definition
Exploratory Research that makes observations for the purposes of
developing theories, but leaves testing of the theories for
other studies.
Hypothesis Research that introduces and then tests research hypotheses
or propositions.
Literature Research that reviews and synthesizes existing literature, the
result of which is the development of a framework,
propositions, or normative prescriptions grounded in existing
literature.
Methodology Research which reviews methodologies in the field. A “how-to”
proposal.
Normative Research where literature might be cited, but the point of the
inclusion is to support the opinions/assertions of the author.
From Carter & Ellram, 2003
Types of Research
Research Design Definition
Archival Research is designed with the primary use of data that already exists
and has been collected by others.
Case Study Research is designed to use in-depth data gathered from a specific
program or event.
Experiment Research is designed to collect data through an experimental process.
Interviews Research is designed to collect data through interviews with subject
matter experts.
Modelling Research involves proposing or developing a simplified framework
designed to illustrate complex processes, often but not always using
mathematical techniques.
Surveys Research is designed to collect data through the use of surveys.
Topic Presentation There is no discernable research design methodology.
Types of Research Design
From Elder, 2005
Data Analysis Definition
Anecdotal Based on incidental observations or reports rather than a
systematic evaluation
Comparative Analysis Utilizing comparison as a method of analysis (e.g., outlining
results with a comparison between DOD restricting to that of a
civilian organization)
Content Analysis A detailed systematic evaluation of a particular body of material
for the purpose of identifying patterns, themes, or biases
No Analysis No discernible analysis proposed
Statistical Analysis Uses statistical methods to analyze data. These methods include
ANOVA, correlation analysis, regression analysis, descriptive
statistics, and factor analysis.
Types of Data Analysis
From Elder, 2005
Proposals and Awards by Research
Subject Categories
2007–2013.
Proposals and Awards by
Type of Research
2007–2013.
Proposals and Awards by
Type of Research Design
2007–2013.
Proposals and Awards by
Type of Data Analysis
2007–2013.
Type of Institutions
2007–2013
Top Proposing Universities 2007–2013.
University Department
of Lead Researchers
Annual Distribution of Proposals
by Institution Type
2007–2013
Discussion
• Defense acquisition is a limited niche research
topic.
– Acquisition as a military function
– Acquisition as an Interdisciplinary Activity
– Acquisition: training vs. education
• Conclusion: Defense acquisition is mainly an
interdisciplinary field of professional practice with
neither an explicit underlying theory nor much
evident interest in the development of theory.

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Ippc2014 shaffer snider

  • 1. Seven Years of U.S. Defense Acquisition Research: Analysis of Proposals & Projects Karey Shaffer and Keith Snider
  • 2. Organization/Event Year Established Army Procurement Research Office 1969 Procurement Research Coordinating Committee 1971 Annual Federal Acquisition Research Symposium 1972 Air Force Business Research Management Center 1973 Federal Acquisition Institute 1977 Naval Center for Acquisition Research 1977 U.S. Defense Acquisition Research Initiatives
  • 3. BACKGROUND • Recurring problems in acquisition of large complex weapons systems • Lack of scholarly research • 2006 – Establishment of sponsored research program by U.S. Defense Acquisition Executive – Naval Postgraduate School as agent – 319 proposals with 128 funded awards • This study: Analyze proposals’ content and sources
  • 4. METHOD • Systematic review of proposals using content analysis to identify patterns and themes (or absence thereof) • Replicated methods of: – Carter, C., & Ellram, L. (2003). “Thirty Five Years of Journal of Supply Chain Management: Where Have We Been and Where Are We Going,” Journal of Supply Chain Management, 27-39. – Elder, M. (2005). An Eleven Year Retrospective of Acquisition Review Journal. Master’s thesis. Wright- Patterson Air Force Base, OH: Air Force Institute of Technology. – Miranda, C., & Spann, C. (2006). A Critical Analysis of the Acquisition Review Journal: Are We in Step with the Field? MBA Professional Report. Monterey, CA: Naval Postgraduate School.
  • 5. Proposals (n=319) and Awards (n=128) 2007–2013
  • 6. Proposal Subject Categories Acquisition Strategy Analysis & Decision Making Contracting Cost, Schedule, Performance Defense Industry International Interoperability Logistics Management & Organizational Policy & Regulations Risk Management Technology From Elder, 2005; Miranda & Spann, 2006
  • 7. Research Definition Exploratory Research that makes observations for the purposes of developing theories, but leaves testing of the theories for other studies. Hypothesis Research that introduces and then tests research hypotheses or propositions. Literature Research that reviews and synthesizes existing literature, the result of which is the development of a framework, propositions, or normative prescriptions grounded in existing literature. Methodology Research which reviews methodologies in the field. A “how-to” proposal. Normative Research where literature might be cited, but the point of the inclusion is to support the opinions/assertions of the author. From Carter & Ellram, 2003 Types of Research
  • 8. Research Design Definition Archival Research is designed with the primary use of data that already exists and has been collected by others. Case Study Research is designed to use in-depth data gathered from a specific program or event. Experiment Research is designed to collect data through an experimental process. Interviews Research is designed to collect data through interviews with subject matter experts. Modelling Research involves proposing or developing a simplified framework designed to illustrate complex processes, often but not always using mathematical techniques. Surveys Research is designed to collect data through the use of surveys. Topic Presentation There is no discernable research design methodology. Types of Research Design From Elder, 2005
  • 9. Data Analysis Definition Anecdotal Based on incidental observations or reports rather than a systematic evaluation Comparative Analysis Utilizing comparison as a method of analysis (e.g., outlining results with a comparison between DOD restricting to that of a civilian organization) Content Analysis A detailed systematic evaluation of a particular body of material for the purpose of identifying patterns, themes, or biases No Analysis No discernible analysis proposed Statistical Analysis Uses statistical methods to analyze data. These methods include ANOVA, correlation analysis, regression analysis, descriptive statistics, and factor analysis. Types of Data Analysis From Elder, 2005
  • 10. Proposals and Awards by Research Subject Categories 2007–2013.
  • 11. Proposals and Awards by Type of Research 2007–2013.
  • 12. Proposals and Awards by Type of Research Design 2007–2013.
  • 13. Proposals and Awards by Type of Data Analysis 2007–2013.
  • 17. Annual Distribution of Proposals by Institution Type 2007–2013
  • 18. Discussion • Defense acquisition is a limited niche research topic. – Acquisition as a military function – Acquisition as an Interdisciplinary Activity – Acquisition: training vs. education • Conclusion: Defense acquisition is mainly an interdisciplinary field of professional practice with neither an explicit underlying theory nor much evident interest in the development of theory.