CITY OF PHOENIX
Law Department
REQUEST FOR QUALIFICATIONS (RFQ)
15-LAW-002
INVESTIGATION SERVICES
DEADLINE FOR RECEIVING PROPOSAL
Monday, November 9, 2015 at 3:00 p.m. MST
City of Phoenix Law Department
200 W. Washington Street, Suite 1300
Phoenix, AZ 85003
DEADLINE FOR WRITTEN QUESTIONS
Questions regarding this RFQ should be submitted to Monica
Gonzalez via email at [email protected], no later
than October 14, 2015, by 3:00 p.m., MST. Answers will be
provided in the form of addenda and posted to the RFQ Internet
site by October 16, 2015.
CITY OF PHOENIX
RFQ NO. 15-LAW-002
INVESTIGATION SERVICES
Page 2 of 27
1198072_1.doc
TABLE OF CONTENTS
SECTION PAGE
SECTION I – BACKGROUND .............................................................................................................. 4
A. Introduction ...........................................................................................................4
SECTION II – SOLICITATION TRANSPARENCY POLICY ................................................................ 4
SECTION III – RFQ RESPONSE INFORMATION............................................................................... 5
A. RFQ Response Submittal .....................................................................................5
B. Scope of Work ......................................................................................................6
C. Special Requirements ...........................................................................................8
D. Qualification Criteria..............................................................................................8
E. Submittal Instructions............................................................................................9
F. Evaluation and Selection Process.......................................................................10
G. General Information ............................................................................................10
H. Protests ...............................................................................................................10
I. Agreement with Selected Respondent ................................................................11
J. Reservation of Rights by City ..............................................................................11
K. Right to Disqualify ...............................................................................................11
L. Applicable Law ....................................................................................................11
M. Organization Employment Disclaimer .................................................................12
N. Respondent(s) Incurred Costs ............................................................................12
O. Violations Disclosure...........................................................................................12
SECTION IV – CONTRACT TERMS AND CONDITIONS ......................................... ...
PSYPACT- Practicing Over State Lines May 2024.pptx
CITY OF PHOENIXLaw DepartmentREQUEST FOR QUALIFICATIONS .docx
1. CITY OF PHOENIX
Law Department
REQUEST FOR QUALIFICATIONS (RFQ)
15-LAW-002
INVESTIGATION SERVICES
DEADLINE FOR RECEIVING PROPOSAL
Monday, November 9, 2015 at 3:00 p.m. MST
City of Phoenix Law Department
200 W. Washington Street, Suite 1300
Phoenix, AZ 85003
DEADLINE FOR WRITTEN QUESTIONS
Questions regarding this RFQ should be submitted to Monica
Gonzalez via email at [email protected], no later
than October 14, 2015, by 3:00 p.m., MST. Answers will be
provided in the form of addenda and posted to the RFQ Internet
site by October 16, 2015.
CITY OF PHOENIX
RFQ NO. 15-LAW-002
INVESTIGATION SERVICES
Page 2 of 27
1198072_1.doc
2. TABLE OF CONTENTS
SECTION PAGE
SECTION I – BACKGROUND
...............................................................................................
............... 4
A. Introduction
...............................................................................................
............4
SECTION II – SOLICITATION TRANSPARENCY POLICY
................................................................ 4
SECTION III – RFQ RESPONSE
INFORMATION......................................................................
......... 5
A. RFQ Response Submittal
.....................................................................................5
B. Scope of Work
...............................................................................................
.......6
C. Special Requirements
...........................................................................................8
D. Qualification
Criteria...................................................................................
...........8
E. Submittal
Instructions.............................................................................
...............9
F. Evaluation and Selection
Process.......................................................................10
G. General Information
............................................................................................1
0
3. H. Protests
...............................................................................................
................10
I. Agreement with Selected Respondent
................................................................11
J. Reservation of Rights by City
..............................................................................11
K. Right to Disqualify
...............................................................................................
11
L. Applicable Law
...............................................................................................
.....11
M. Organization Employment Disclaimer
.................................................................12
N. Respondent(s) Incurred Costs
............................................................................12
O. Violations
Disclosure...............................................................................
............12
SECTION IV – CONTRACT TERMS AND CONDITIONS
................................................................. 12
A. Payment
...............................................................................................
...............12
B. Invoices
...............................................................................................
................13
C. Reimbursable Expenses
.....................................................................................13
D. Indemnification clause:
.......................................................................................13
E. Insurance requirements:
.....................................................................................14
F. Approval
4. ...............................................................................................
...............16
G. Contact With Third Parties
..................................................................................16
H. Independent Contractor Status; Employment
Disclaimer....................................16
I. Legal Worker Requirements
...............................................................................16
J. Confidentiality and Data Security
........................................................................17
K. Equal Employment Opportunity Requirement
.....................................................17
L. SBE/ DBE Utilization
...........................................................................................18
M.
Audit/Records.........................................................................
.............................18
N. Compliance With Laws
.......................................................................................18
O. Contractor and Subcontractor Worker Background Screening
...........................18
P. Contract Worker Access Controls, Badge and Key Access
Requirements.........19
Q. Contractor’s Default; Liquidated Damages; Reservation of
Remedies for Material
Breach....................................................................................
.............................20
R. Amendments
.......................................................................................... .....
........21
S. Non-Assignability
...............................................................................................
.21
T. No Oral
Alterations..............................................................................
5. ................21
U. Notices
...............................................................................................
.................21
CITY OF PHOENIX
RFQ NO. 15-LAW-002
INVESTIGATION SERVICES
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V. Integration
...............................................................................................
............22
W. Governing Law; Forum; Venue
...........................................................................22
X. Fiscal Year Clause
..............................................................................................
22
Y. Responsibility for Compliance with Legal Requirements
....................................23
Z. Transactional Conflicts of
Interest.......................................................................23
AA. Non-waiver of Liability
.........................................................................................23
BB. Fund Appropriation
Contingency.........................................................................2
3
CC. Termination Or Suspension Of Services
.............................................................23
DD. Professional Competency
...................................................................................24
6. EE. Specific Performance
..........................................................................................24
FF. Force Majeure
...............................................................................................
......25
GG. Documentation
...............................................................................................
.....25
HH. Release Of Information - Advertising And Promotion
.........................................26
II. Conflicts Of Interest
............................................................................... .............2
6
JJ. Claims Or Demands Against The
City.................................................................27
KK. Waiver Of Claims For Anticipated
Profits............................................................27
LL. Continuation During Disputes
.............................................................................27
MM. Third Party Beneficiary
Clause............................................................................27
ATTACHMENTS
EXHIBIT A – City of Phoenix Administrative Regulation 3.41 –
Business, Conference and
Training Travel and Related Expenses
EXHIBIT B*- Business Certification and Other Information
*Note: Exhibit B must be returned with Submittal.
CITY OF PHOENIX
RFQ NO. 15-LAW-002
7. INVESTIGATION SERVICES
Page 4 of 27
1198072_1.doc
SECTION I – BACKGROUND
A. Introduction
The City of Phoenix is requesting detailed information
concerning the qualifications of
individuals and firms willing to provide investigation services
according to the provisions,
specifications and instructions set forth in this Request for
Qualifications (RFQ).
The City of Phoenix will establish a list of qualified individuals
and firms to perform investigation
services for various departments of the City of Phoenix on an
as-needed basis. The list shall be
in effect from January 1, 2016 until December 31, 2017, and
may, in the sole discretion of the
City Attorney, be updated with additional vendors after one
year.
Investigation services may be needed in the following areas but
not limited to:
8. o tenants
o witnesses
o victims
o property interest holders
o others
boards and
agencies
The City Attorney will enter into contracts with qualified
individuals or firms. However, the
execution of a contract does not guarantee that any case or
matter, or any minimum number of
cases or matters, will be assigned to any particular individual or
firm. The City will pay not pay
any costs incurred in preparation of a submittal to this request
or in subsequent negotiations.
SECTION II – SOLICITATION TRANSPARENCY POLICY
Beginning on the date the solicitation is issued and until the
date the contract is awarded
or the solicitation withdrawn, all persons or entities that
respond to the solicitation for court
reporting services, including their employees, agents,
representatives, proposed partner(s),
subcontractor(s), joint venturer(s), member(s), or any of their
9. lobbyists or attorneys,
(collectively, the Proposer) must refrain, from any direct or
indirect contact with any person
CITY OF PHOENIX
RFQ NO. 15-LAW-002
INVESTIGATION SERVICES
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(other than the designated contracting officer) who may play a
part in the selection process,
including members of the evaluation panel, the City Manager,
Assistant City Manager, Deputy
City Managers, Department heads, the Mayor and other
members of the Phoenix City Council.
As long as the solicitation is not discussed, Proposers may
continue to conduct business with
the City and discuss business that is unrelated to the solicitation
with the City staff.
Proposers may discuss their proposal or the solicitation with the
Mayor or one or more
members of the Phoenix City Council, provided such meetings
are scheduled through Brad
Holm, City Attorney, conducted in person at 200 West
Washington, Phoenix, Arizona 85003,
and are posted as open meetings with the City Clerk at least
twenty-four (24) hours prior to the
scheduled meetings. The City Clerk will be responsible for
posting the meetings. The posted
notice shall identify the participants and the subject matter, as
10. well as invite the public to
participate.
With respect to the selection of the successful Proposer/Bidder,
the City Manager and/or
City Manager's Office will continue the past practice of
exerting no undue influence on the
process. In all solicitations of bids and proposals, any direction
on the selection from the City
Manager and/or City Manager's Office and Department Head (or
representative) to the proposal
review panel or selecting authority must be provided in writing
to all prospective proposers.
This policy is intended to create a level playing field for all
Proposers, assure that
contracts are awarded in public, and protect the integrity of the
selection process.
PROPOSERS THAT VIOLATE THIS POLICY SHALL BE
DISQUALIFIED.
SECTION III – RFQ RESPONSE INFORMATION
A. RFQ Response Submittal
1. Submittals shall be received no later than 3:00 p.m., Monday,
November 9, 2015 at the
following location:
Monica Gonzalez
Phoenix City Attorney’s Office
200 West Washington, 13
th
Floor
Phoenix, AZ 85003-1611
(602) 262-6761
11. 2. Firms must submit an original and three (3) copies of the
RFQ response (an electronic
submission must also be sent to [email protected]).
3. In order to do business with the City, Contractor must comply
with Phoenix City Code, 1969,
Chapter 18, Article V, as amended, Equal Employment
Opportunity Requirements. Contractor
may direct any questions in regard to these requirements to the
Equal Opportunity Department,
(602) 262-6790.
4. The City extends to each individual, firm, vendor, supplier,
contractor and subcontractor an
equal economic opportunity to compete for City business and
strongly encourages voluntary
utilization of small and/or disadvantaged businesses to reflect
both the industry and community
ethnic composition. The use of such businesses is encouraged
whenever practical.
CITY OF PHOENIX
RFQ NO. 15-LAW-002
INVESTIGATION SERVICES
Page 6 of 27
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5. A response to this solicitation is an offer to contract with the
City based upon the terms,
conditions, and specifications contained in this solicitation.
Such a proposal does not become a
12. contract until it is executed by the City Attorney. The terms,
conditions and specifications
contained in this solicitation, unless any of the terms,
conditions, or specifications is modified by
an addendum or contract amendment, and the proposer’s
response shall form the basis for a
contract between the City and the Contractor.
The information in this RFQ is not intended to completely
define the proposed contractual
relationship to be entered into by the City and the successful
Respondent. Respondent is
advised to read the contract terms and conditions (Section III)
carefully. These contract terms
may be amended at the sole discretion of the City at any time
during the RFQ process and prior
to execution.
6. It is anticipated that many non-exclusive contracts will result
from this process. Typical
contracts are for a period of two (2) years and may contain one
(1) year options for renewal, up
to a maximum of five (5) years. The option to renew the
contract for an additional year is at the
sole discretion of the City Attorney and will be exercised only
if it is in the City’s best interest to
do so.
B. Scope of Work
The City desires to engage qualified offerors to provide
investigative services to the City
of Phoenix on an as needed assignment basis.
1. The Offeror shall list in their proposal the areas in which
they are qualified, including,
but not limited to:
13. and titling issues
o tenants
o witnesses
o victims
o property interest holders
o others
boards and
agencies
ces issues
CITY OF PHOENIX
RFQ NO. 15-LAW-002
INVESTIGATION SERVICES
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14. 2. Qualified offerors shall be capable, at a minimum, of
providing the following services:
nts from each
individual involved, and
from the appropriate files. The investigator will also be
expected to interpret the
documents and/or records obtained, and use them accordingly;
all other sources of
information including the courts, recorder’s office, assessors,
drivers licenses,
etc.;
but not be limited to:
written, recorded, or paraphrased reports depending upon the
instructions
given;
which may be
obtained during surveillance;
City Attorney;
er
parties involved;
follow up on
suggestions, and further develop new theories;
15. regulations, and pertinent
case law that relates to the facts;
for later
testimony;
the matter under
investigation;
guidelines/standards are
being met;
instructions, maintain all
confidentialities, and work product protection according to the
state statutes, and
court rules of procedure, and case law; and
diagrams of vehicles and intersections in a
CAD format.
CITY OF PHOENIX
RFQ NO. 15-LAW-002
INVESTIGATION SERVICES
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16. C. Special Requirements
1. Key Personnel: It is essential that the Respondent provide an
adequate staff of
experienced personnel, capable of and devoted to the successful
accomplishment of work to be
performed for the City of Phoenix Law Department.
Accordingly, the Respondent may be
required by the Law Department to assign specific individuals
to the key positions. Changes in
key personnel will be required to be stated in reports (which
include resumes) to the Law
Department at the point in time of any change of key personnel.
Key personnel are defined as
those parties providing full-time effort for the Respondent.
Changes in overflow personnel need
not be reported.
2. Suspension or Debarment Status: If the Respondent to this
RFQ has been decertified,
suspended or otherwise lawfully precluded from participating in
any public procurement activity
with any federal, state or local government, the Respondent
must include a letter with its
response setting forth the name and address of the governmental
unit, the effective date of the
suspension or decertification, the duration of the suspension or
decertification, and the relevant
circumstances relating to the suspension or decertification.
Failure to supply the letter or to
disclose in the letter all pertinent information regarding a
suspension or debarment shall result in
rejection of the Respondent’s response or removal of
Respondent from the City's approved
Qualified Vendors List.
3. Suspension or Decertification: The Respondent to this RFQ
17. must certify that the
Respondent has not been debarred, suspended or otherwise
lawfully precluded from
participating in any public procurement activity with any
federal, state or local government.
Failure to disclose all pertinent information about a debarment
or suspension shall result in
rejection of the Respondent’s response or removal of
Respondent from the City's approved
Court Reporter List.
4. Licenses: Respondent must maintain, in current status, all
federal, state, and local
licenses and permits required for the operation of the business
conducted by the Respondent.
5. Respondent Obligations: All employees furnished by
Respondent under any contract
resulting from this RFQ shall be considered employees of
Respondent and Respondent shall be
responsible for payments of all workers’ compensation claims,
unemployment compensation
claims, unemployment disability claims or claims under similar
laws. Respondent will be
responsible for providing all health, accident, liability and other
appropriate insurance for
Respondent’s employees in connection with the performance of
service for the City of Phoenix.
6. Confidentiality of Records: Respondent must establish and
maintain procedures and
controls that are acceptable to the City for the purpose of
assuring that no information contained
in its records or obtained from the City or from others in
performance of the contract shall be
used or disclosed by it, its agents, officers, or employees,
18. except as required to efficiently
perform services for the City. Persons requesting such
information shall be referred to the City
of Phoenix Law Department. Respondent also must agree that
any information pertaining to
individual persons shall not be divulged other than to employees
or officers of Respondent as
needed for the performance of services for the City, unless
otherwise agreed to in writing by the
Law Department.
D. Qualification Criteria
Respondents shall provide:
CITY OF PHOENIX
RFQ NO. 15-LAW-002
INVESTIGATION SERVICES
Page 9 of 27
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1. General background information with respect to the firm with
special focus on primary
services provided, areas of specialization and relevant
experience:
a. the size and experience of the firm;
b. the overall areas of service of the firm, including fields
specialized or particularly
experienced in.
2. For each person who may be assigned on a City matter, the
19. specific information with
respect to:
1. the number of years the individual has been working
professionally in the legal
field, and in which particular areas of law;
2. their position in the firm hierarchy for billing purposes (e.g.,
Lead Investigator,
Junior Investigator, etc.);
3. professional certifications and degrees;
4. references from current and/or former clients.
E. Submittal Instructions
The Respondent’s submittal for each area shall include the
following:
1. Response Submittal: Respondent’s submittal shall be
submitted in an original in an
8 ½ x 11-inch loose-leaf three-ring binder, plus three (3) copies
not in binders. A letter of
submission including the name of the person to be contacted
shall be the first page of the
response. Please indicate the legal support service(s) to which
you are responding. The
package shall be marked on the outside with “Submittal,
Investigation Services, RFQ 15-LAW-
002” and contain the submitter’s name.
2. Response Format: Each response shall be submitted in the
format specified in the
RFQ. The original copy of the response should be clearly
labeled "ORIGINAL." The material
should be in sequence and related to the RFQ. The City will not
provide any reimbursement for
20. the cost of developing or presenting responses to this RFQ.
Failure to include the requested
information may have a negative impact on the evaluation of the
Respondent’s response. The
response shall include at least the following information in the
order specified below with
sections separated by tabs:
3. Price Proposal: Pricing for services must be itemized by
service on an hourly basis.
Charges that are not calculated on an hourly basis must be
separately itemized. Price
proposals shall be irrevocable offers for 90 days after the
response due date.
4. Experience/Reliability of Firm(s): The response shall contain
the following:
1. Information on the Respondent’s related experience. This
shall include specific
information on the type of services provided, the dates of
performance,
demonstrated timeliness of similar work completion, and
experience.
2. A list of references. References must be verifiable and must
be able to comment
on the Respondent’s related experience. The Respondent must
submit three (3)
similar-type professional service references.
3. If the Respondent is a firm, the Respondent shall provide an
organizational chart
showing the staffing and lines of authority for the personnel to
be used in the
project. The relationship of the project leader to management
21. and to support
CITY OF PHOENIX
RFQ NO. 15-LAW-002
INVESTIGATION SERVICES
Page 10 of 27
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personnel should be clearly illustrated.
5. Experience/Expertise of Assigned Personnel: The response
shall contain:
1. A resume and data related to previous work assignments as
may relate to this
RFQ for each of the key personnel to be assigned to the project.
2. The Respondent must list all subcontractors, if applicable.
3. The response may include any additional information that
reflects on the
Respondent’s ability to perform the required services.
6. Ownership: The response shall indicate whether Respondent
is certified by the City of
Phoenix as a Minority or Women Owned Business Enterprise.
For information on how to be
certified, please contact the City of Phoenix Equal Opportunity
Department.
7. Submittal Authorization: The written Submittal shall be
signed by an individual
22. authorized to bind the respondent. The submittal shall provide
the name, email, title, address
and telephone number of individuals with authority to
contractually bind the company and who
may be contacted during the period of the contract.
F. Evaluation and Selection Process
A Selection Committee established by the City Attorney will
evaluate all Responses to
the RFQ. The Selection Committee will develop a recommended
Qualified Vendor List
(hereinafter QVL) based upon the responses to the RFQ and the
need for court reporting
services. The City Attorney may immediately select specific
firms and/or individuals from the
QVL and enter into contracts with them to address current and
pending matters. Price will
not be the controlling factor in making a selection but will be
given due consideration.
Additional selections will be made as the need for such services
develops. However, the
execution of a contract does not guarantee that any case or any
minimum number of cases
will be assigned to any particular firm. Firms not selected for
the QVL will receive a Notice of
Rejection.
G. General Information
If you have any questions concerning this RFQ, please contact:
e-mail: [email protected]
phone: (602) 262-6761
H. Protests
Protests of the City’s decision shall be made in writing and
received by the City within
23. ten (10) days from the date on which the notice of rejection is
mailed or faxed to the
Respondent. Protests shall be delivered to:
Mike Roberts
City of Phoenix
City Attorney’s Office
200 West Washington Street, 13
th
Floor
Phoenix, Arizona 85003-1611
P: (602) 262-6761; F: (602) 534-9866
CITY OF PHOENIX
RFQ NO. 15-LAW-002
INVESTIGATION SERVICES
Page 11 of 27
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I. Agreement with Selected Respondent
1. The City will require the selected Respondent to participate
in negotiations and to
submit such cost, technical or other revisions of the submittals
as may result from negotiations.
The City shall draft all final contracts and documents that result
from this RFQ.
2. The language contained in this RFQ and the Respondent's
24. statement of qualifications
will form the basis of any resulting Contract. However, this
RFQ does not commit the City to
enter into a Contract, to pay any costs incurred in the
preparation of a submittal to this request
or in subsequent negotiations, or to procure a contract for the
project(s).
J. Reservation of Rights by City
1. The City is not obligated to accept any submittal or to
negotiate with any Respondent.
The City reserves the right to accept submittals which are
deemed most favorable and in the
best interests of the City after all submittals have been
examined and canvassed, to reject any
or all submittals, and to be the sole judge of the best
Respondent suited for the City.
2. The issuance of this RFQ and the acceptance of an RFQ
response does not
constitute an agreement by the City that any contract shall
actually be entered into by the City.
The City expressly reserves the right to:
4. Waive any immaterial defect or informality in any RFQ
response or proposal
procedure.
5. Reject any or all RFQ responses.
6. Reissue a RFQ.
7. Procure any service by any other means.
8. Request additional information and data from any or all
companies.
9. Negotiate with any qualified Respondent.
25. 3. The City may confirm any information provided in the
Respondent’s submittal, or
inspect any of the Respondent’s facilities that would be utilized
in connection with performing
services under any resulting contract.
K. Right to Disqualify
The City reserves the right to disqualify any Respondent who
fails to provide information
or data requested or who provides materially inaccurate or
misleading information or data. The
City further reserves the right to disqualify any Respondent on
the basis of any real or apparent
conflict of interest that is disclosed by the Respondent or any
other data or information available
to the City. This disqualification is at the sole discretion of the
City. By submission of an RFQ
response hereunder, the Respondent waives any right to object
now or at any future time,
before any body or agency including, but not limited to, the
City Council of the City or any court
as to the exercise by the City of such right to disqualify or as to
any disqualification by reason of
real or apparent conflict of interest determined by the City. The
City reserves the right to replace
the disqualified Respondent.
L. Applicable Law
Any and all disputes arising under any contract or out of the
RFQ herein called for, shall
be governed according to the laws of the State of Arizona, and
the Respondent submitting an
26. CITY OF PHOENIX
RFQ NO. 15-LAW-002
INVESTIGATION SERVICES
Page 12 of 27
1198072_1.doc
RFQ response agrees that the venue for any such action brought
to enforce provisions of the
Contract shall be in the State of Arizona.
M. Organization Employment Disclaimer
Any contract entered into as a result of this RFQ shall set forth
the relationship between
the City and the Respondent, and the rights and obligations of
the parties shall only be those
expressly set forth therein. The Respondent will be required to
agree as part of any contract
entered into as the result hereof that no person supplied by it in
the performance of the contract
is an employee of the City, and further agrees that no rights of
the City's Civil Service,
Retirement or Personnel Rules accrue to any such persons. Any
contracting party shall have
the total responsibility for all salaries, wages, bonuses,
retirement, withholdings, worker's
compensation and occupational disease compensation insurance,
unemployment
compensation, other benefits and taxes and premiums
appurtenant thereto concerning such
persons provided by such Respondents in the performance of the
contract, and shall save and
hold the City harmless with respect thereto.
27. N. Respondent(s) Incurred Costs
Each Respondent will be responsible for all costs incurred in or
preparing for a response
to this RFQ. All materials and documents submitted by the
Respondent in response to this RFQ
or any additional requests for materials and documents made by
the City for evaluation pursuant
to this RFQ will become the property of the City and will not be
returned. The selected
Respondents shall be responsible for all costs incurred by it
during negotiations.
O. Violations Disclosure
1. Each time the Respondents enter into a contract with the
City, the Respondents shall
notify the City and specifically identify any notices from any
regulatory authority with respect to
any violation or alleged violation of any law or regulation by
the Respondents or any
subcontractor.
2. Further, the Respondents must immediately notify the City of
any inspection, audit, or
review by any regulatory authority of records or procedure of
the Respondents or its
subcontractors and provide the City with a copy of any written
findings prepared by such
regulatory authority in connection with such inspection, audit,
or review.
SECTION IV – CONTRACT TERMS AND CONDITIONS
Included in Section III are sample terms and conditions upon
which a contract will be drafted for
those individuals or firms that are selected to do business with
28. the City. Respondents to the
RFQ should determine that they can adhere to these terms and
conditions prior to responding to
the RFQ.
A. Payment
The total amount to be remitted by the City to Contractor for all
Services satisfactorily
performed under this Agreement may include reasonable and
necessary travel expenses, if
approved in advance by the City and included in the Fee
Schedule. Under this Agreement, City
will pay for services at the rate(s) specified in the Fee Schedule,
with no additional charges for
overhead, benefits, local travel or administrative support.
Payments shall be made in proportion
to the services performed.
CITY OF PHOENIX
RFQ NO. 15-LAW-002
INVESTIGATION SERVICES
Page 13 of 27
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B. Invoices
Contractor must submit invoices monthly or as incurred.
Requests for payment must be
submitted with documentation of dates and hours worked,
hourly rate charged, and a detailed
description of the Services performed. Invoices must be
29. accompanied by itemized receipts. The
invoice shall be submitted free of mathematical errors and/or
missing supporting documentation.
All appropriate documentation that support the charges reflected
in the invoice must be
provided. Upon finding of an error and/or missing
documentation, the City may return the
invoice to the Contractor. Contractor must promptly resubmit
the revised invoice to the City.
Each revised invoice must document the date that the revised
invoice is submitted to the City.
Failure of City to identify an error does not waive any of the
City’s rights.
C. Reimbursable Expenses
Generally, Reimbursable Expenses include:
1. Business Expenses: Receipts for business expenses must be
submitted with all
requests for payment. Business expenses that require receipts
include, but are not limited to
express mail; delivery services; messenger services; and outside
printing.
2. Office Expenses: Requests for reimbursement of office
expenses must be submitted
with a description of the task, which includes how the expense
was incurred. Examples of office
expenses needing documentation include, but are not limited to
telephone; internal printing
/copies (not to exceed 0.15 cents per page for black & white
copies); postage; facsimiles (long
distance charges only); and supplies.
3. Travel Expenses: Travel expenses must be approved in
advance by the City and
30. must be included in the Fee Schedule. Contractor must comply
with City of Phoenix
Administrative Regulation 3.41 – Business, Conference and
Training Travel and Related
Expenses, revised September 1, 2006, as it may be amended, as
to the eligible and ineligible
expenses for reimbursement and required documentation as set
forth in Exhibit A attached
hereto and incorporated herein.
Contractor must demonstrate good judgment when incurring
costs that are considered a
Reimbursable Expense while conducting business for the City.
All Reimbursable Expenses shall
be reasonable and prudent.
D. Indemnification clause:
Contractor must indemnify, defend, save and hold harmless the
City of Phoenix and its
officers, officials, agents, and employees (“Indemnitee”) from
and against any and all claims,
actions, liabilities, damages, losses, or expenses (including
court costs, attorneys’ fees, and
costs of claim processing, investigation and litigation)
(“Claims”) caused, or alleged to be
caused, in whole or in part, by the negligent or willful acts or
omissions of Contractor or any of its
owners, officers, directors, agents, employees or subcontractors
in connection with this
Contract. This indemnity includes any Claims arising out of or
recovered under the Workers’
Compensation Law or arising out of the failure of such
Contractor to conform to any federal,
state or local law, statute, ordinance, rule, regulation or court
decree. It is the specific intention
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of the parties that Indemnitee will, in all instances, except for
Claims arising solely from the
negligent or willful acts or omissions of the Indemnitee, be
indemnified by Contractor from and
against any and all claims. Contractor will be responsible for
primary loss investigation, defense
and judgment costs where this indemnification is applicable. In
consideration of the award of
this contract, Contractor agrees to waive all rights of
subrogation against the City, its officers,
officials, agents and employees for losses arising from the work
performed by the Contractor for
the City.
E. Insurance requirements:
Contractor and subcontractors shall procure and maintain until
all of their obligations have
been discharged, including any warranty periods under this
Contract are satisfied, insurance
against claims for injury to persons or damage to property
which may arise from or in connection
with the performance of the work hereunder by the Contractor,
his agents, representatives,
employees or subcontractors.
32. The insurance requirements herein are minimum requirements
for this Contract and in no
way limit the indemnity covenants contained in this Contract.
The City in no way warrants that
the minimum limits contained herein are sufficient to protect
the Contractor from liabilities that
might arise out of the performance of the work under this
contract by the Contractor, his agents,
representatives, employees or subcontractors and Contractor is
free to purchase additional
insurance as may be determined necessary.
A. MINIMUM SCOPE AND LIMITS OF INSURANCE:
Contractor shall provide coverage with limits of liability not
less than those stated below.
An excess liability policy or umbrella liability policy may be
used to meet the minimum liability
requirements provided that the coverage is written on a
“following form” basis.
1. Commercial General Liability – Occurrence Form
a. Policy shall include bodily injury, property damage and broad
form contractual liability
coverage.
roducts – Completed Operations Aggregate $1,000,000
b. The policy shall be endorsed to include the following
additional insured language:
"The City of Phoenix shall be named as an additional insured
with respect to liability arising out
33. of the activities performed by, or on behalf of the Contractor".
2. Worker's Compensation and Employers' Liability
Workers' Compensation Statutory
Employers' Liability
Each Accident $100,000
Disease – Each Employee $100,000
Disease – Policy Limit $500,000
a. Policy shall contain a waiver of subrogation against the City
of Phoenix.
b. This requirement shall not apply when a contractor or
subcontractor is exempt under
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A.R.S. 23-901, AND when such contractor or subcontractor
executes the appropriate sole
proprietor waiver form.
3. Professional Liability (Errors and Omissions Liability)
The policy shall cover professional misconduct or lack of
ordinary skill for those positions
defined in the Scope of Services of this contract.
Each Claim $1,000,000
Annual Aggregate $2,000,000
34. In the event that the professional liability insurance required by
this Contract is written on
a claims-made basis, Contractor warrants that any retroactive
date under the policy shall
precede the effective date of this Contract; and that either
continuous coverage will be
maintained or an extended discovery period will be exercised
for a period of two (2) years
beginning at the time work under this Contract is completed.
B. ADDITIONAL INSURANCE REQUIREMENTS: The
policies shall include, or be
endorsed to include, the following provisions:
1. On insurance policies where the City of Phoenix is named as
an additional insured, the City of
Phoenix shall be an additional insured to the full limits of
liability purchased by the Contractor
even if those limits of liability are in excess of those required
by this Contract.
2. The Contractor's insurance coverage shall be primary
insurance and non-contributory with
respect to all other available sources.
C. NOTICE OF CANCELLATION: Each insurance policy
required by the
insurance provisions of this Contract shall provide the required
coverage and shall not be
suspended, voided or canceled except after thirty (30) days
prior written notice has been given
to the City, except when cancellation is for non-payment of
premium, then ten (10) days prior
notice may be given. Such notice shall be sent directly to the
City of Phoenix representative for
this contract.
35. D. ACCEPTABILITY OF INSURERS: Insurance is to be placed
with insurers duly
licensed or authorized to do business in the state of Arizona and
with an “A.M. Best” rating of not
less than B+ VI. The City in no way warrants that the above-
required minimum insurer rating is
sufficient to protect the Contractor from potential insurer
insolvency.
E. VERIFICATION OF COVERAGE: Contractor shall furnish
the City with certificates
of insurance (ACORD form or equivalent approved by the City)
as required by this Contract.
The certificates for each insurance policy are to be signed by a
person authorized by that insurer
to bind coverage on its behalf.
1. All certificates and any required endorsements are to be
received and approved by the City
before work commences. Each insurance policy required by this
Contract must be in effect at
or prior to commencement of work under this Contract and
remain in effect for the duration of
the project. Failure to maintain the insurance policies as
required by this Contract or to
provide evidence of renewal is a material breach of contract.
2. All certificates required by this Contract shall be sent
directly to the City of Phoenix
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representative for this contract. The City project/contract
number and project description shall
be noted on the certificate of insurance. The City reserves the
right to require complete,
certified copies of all insurance policies required by this
Contract at any time. DO NOT SEND
CERTIFICATES OF INSURANCE TO THE CITY'S RISK
MANAGEMENT DIVISION.
F. Approval
Any modification or variation from the insurance requirements
in this Contract shall be
made by the Law Department, whose decision shall be final.
Such action will not require a
formal Contract amendment, but may be made by administrative
action.
G. Contact With Third Parties
Contractor or its subcontractors must not contact third parties to
provide any information
in connection to the Services provided under this Agreement
without the prior written consent of
the City. Should Contractor or its subcontractors be contacted
by any person requesting
information or requiring testimony relative to the Services
provided under this Agreement or any
other prior or existing Agreement with the City, Contractor or
its subcontractors shall promptly
inform the City giving the particulars of the information sought
37. and shall not disclose such
information or give such testimony without the written consent
of the City or court order. The
obligations of Contractor and its subcontractors under this
Section shall survive the termination
of this Agreement.
Contractor agrees that the requirements of this Section shall be
incorporated into all
subcontractor agreements entered into by the Contractor. It is
further agreed that a violation of
this Section shall be deemed to cause irreparable harm that
justifies injunctive relief in court. A
violation of this Section may result in immediate termination of
this Agreement without notice.
H. Independent Contractor Status; Employment Disclaimer
a. The parties agree that Contractor is providing the Services
under this Agreement on a
part-time and/or temporary basis and that the relationship
created by this Agreement is that of
independent contractors. Neither Contractor nor any of
Contractor’s agents, employees or
helpers shall be deemed to be the employee, agent, or servant of
the City. The City is only
interested in the results obtained under this Agreement; the
manner, means and mode of
completing the same are under the sole control of Contractor.
b. This Agreement is not intended to constitute, create, give rise
to, or otherwise
recognize a joint venture, partnership or formal business
association or organization of any kind,
and the rights and obligations of the parties shall be only those
expressly set forth in this
38. Agreement. The parties agree that no individual performing
under this Agreement on behalf of
Contractor will be considered a City employee, and that no
rights of City Civil Service, City
retirement or City personnel rules shall accrue to such
individual. Contractor shall have total
responsibility for all salaries, wages, bonuses, retirement,
withholdings, worker’s compensation,
other employee benefits, and all taxes and premiums
appurtenant thereto concerning such
individuals and shall save and hold harmless the City with
respect thereto.
I. Legal Worker Requirements
The City is prohibited by Arizona Revised Statutes § 41-4401
from awarding an
agreement to any contractor who fails, or whose subcontractors
fail, to comply with Arizona
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Revised Statutes § 23-214(A). Therefore, Contractor agrees
that:
a. Contractor and each subcontractor it uses warrants their
compliance with all federal
immigration laws and regulations that relate to their employees
39. and their compliance with
Arizona Revised Statutes § 23-214, subsection A.
b. A breach of warranty under paragraph A shall be deemed a
material breach of the
Agreement and is subject to penalties up to and including
termination of the Agreement.
c. The City retains the legal right to inspect the papers of the
Contractor or subcontractor
employee(s) who work(s) on this Agreement to ensure that
Contractor or subcontractor is
complying with the warranty under paragraph A.
J. Confidentiality and Data Security
a. All data, regardless of form, including originals, images and
reproductions, prepared
by, obtained by, or transmitted to Contractor in connection with
this Agreement is confidential,
proprietary information owned by the City. Except as
specifically provided in this Agreement, the
Contractor shall not disclose data generated in the performance
of the Services to any third
person without the prior written consent of the City Manager, or
his/her designee.
b. Personal identifying information, financial account
information, or restricted City
information, whether electronic format or hard copy, must be
secured and protected at all times
to avoid unauthorized access. At a minimum, Contractor must
encrypt and/or password protect
electronic files. This includes data saved to laptop computers,
computerized devices or
removable storage devices. When personal identifying
40. information, financial account
information, or restricted City information, regardless of its
format, is no longer necessary, the
information must be redacted or destroyed through appropriate
and secure methods that ensure
the information cannot be viewed, accessed, or reconstructed.
c. In the event that data collected or obtained by the Contractor
in connection with this
Agreement is believed to have been compromised, Contractor
must notify the City Privacy
Officer immediately. Contractor agrees to reimburse the City
for any costs incurred by the City
to investigate potential breaches of this data and, where
applicable, the cost of notifying
individuals who may be impacted by the breach.
d. Contractor agrees that the requirements of this Section shall
be incorporated into all
subcontractor/subcontractor agreements entered into by the
Contractor. It is further agreed that
a violation of this Section shall be deemed to cause irreparable
harm that justifies injunctive
relief in court. A violation of this Section may result in
immediate termination of this Agreement
without notice.
e. The obligations of Contractor under this Section shall survive
the termination of this
Agreement.
K. Equal Employment Opportunity Requirement
In order to do business with the City, Contractor must comply
with Phoenix City Code,
1969, Chapter 18, Article V, as amended, Equal Employment
41. Opportunity Requirements.
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Contractor will direct any questions in regard to these
requirements to the Equal Opportunity
Department, (602) 262-6790.
Any contractor in performing under this contract shall not
discriminate against any worker,
employee or applicant, or any member of the public, because of
race, color, religion, sex,
national origin, age, or disability nor otherwise commit an
unfair employment practice. The
contractor shall ensure that applicants are employed, and
employees are dealt with during
employment without regard to their race, color, religion, sex,
national origin, age, or disability.
Such action shall include but not be limited to the following:
Employment, promotion, demotion
or transfer; recruitment or recruitment advertising; layoff or
termination; rate of pay or other
forms of compensation; and selection for training; including
apprenticeship. The contractor
further agrees that this clause will be incorporated in all
subcontracts with all labor organizations
furnishing skilled, unskilled and union labor, or who may
perform any such labor or services in
42. connection with this contract.
L. SBE/ DBE Utilization
The City extends to each individual, firm, vendor, supplier,
contractor and subcontractor
an equal economic opportunity to compete for City business and
strongly encourages voluntary
utilization of small and/or disadvantaged businesses to reflect
both the industry and community
ethnic composition. The use of such businesses is encouraged
whenever practical.
M. Audit/Records
The City reserves the right, at reasonable times, to audit
Contractor’s books and records
relative to the performance of service under this Agreement. All
records pertaining to this
Agreement shall be kept on a generally accepted accounting
basis for a period of three (3) years
following termination of the Agreement.
N. Compliance With Laws
Contractor shall comply with all existing and subsequently
enacted federal, state and local
laws, ordinances, codes, and regulations that are, or become
applicable to this Agreement. If a
subsequently enacted law imposes substantial additional costs
on Contractor, a request for an
amendment may be submitted pursuant to Paragraph 16.
O. Contractor and Subcontractor Worker Background Screening
a. Contract Worker Background Screening. Contractor agrees
that all contract
43. workers and subcontractors (collectively “Contract Worker(s)”)
that Contractor furnishes to the
City pursuant to this Agreement shall be subject to background
and security checks and
screening (collectively “Background Screening”) at
Contractor’s sole cost and expense as set
forth in this Section. The Background Screening provided by
Contractor shall comply with all
applicable laws, rules and regulations. Contractor further agrees
that the Background Screening
required in this Section is necessary to preserve and protect
public health, safety and welfare.
The Background Screening requirements set forth in this
Section are the minimum requirements
for this Agreement. The City in no way warrants that these
minimum requirements are sufficient
to protect Contractor from any liabilities that may arise out of
Contractor’s services under this
Agreement or Contractor’s failure to comply with this Section.
Therefore, in addition to the
specific measures set forth below, Contractor and its Contract
Workers shall take such other
reasonable, prudent and necessary measures to further preserve
and protect public health,
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44. safety and welfare when providing services under this
Agreement.
b. Background Screening Requirements and Criteria. Because of
the varied types of
services performed, the City has established three levels of risk
and associated Background
Screening. The risk level and Background Screening required
for this Agreement is:
1. Minimum Risk and Background Screening (“Minimum
Risk”).
A minimum risk Background Screening shall be performed
when the Contract Worker:
(i) will not have direct access to City facilities or information
systems; or (ii) will not work with
vulnerable adults or children; or (iii) when access to City
facilities is escorted by City workers.
The Background Screening for minimum risk shall consist of
the screening required by Arizona
Revised Statutes §§ 41-4401 and following to verify legal
Arizona worker status.
Contractor Certification; City Approval of Maximum Risk
Background Screening. By
executing this Agreement, Contractor certifies and warrants that
Contractor has read the
Background Screening requirements and criteria in this Section,
understands them and that all
Background Screening information furnished to the City is
accurate and current. Also, by
executing this Agreement, Contractor further certifies and
warrants that Contractor has satisfied
all such Background Screening requirements for the Minimum
Risk and Standard Risk
45. Background Screenings as required.
Terms of This Section Applicable to all of Contractor’s
Contracts and Subcontracts.
Contractor shall include the terms of this Section for Contract
Worker Background Screening in
all contracts and subcontracts for services furnished under this
Agreement including, but not
limited to, supervision and oversight services.
c. Materiality of Background Screening Requirements;
Indemnity. The Background
Screening requirements of this Section are material to City’s
entry into this Agreement and any
breach of this Section by Contractor shall be deemed a material
breach of this Agreement. In
addition to the indemnity provisions set forth in Section 4 of
this Agreement, Contractor shall
defend, indemnify and hold harmless the City for any and all
Claims (as defined in Section 4)
arising out of this Background Screening Section including, but
not limited to, the
disqualification of a Contract Worker by Contractor or the City
for failure to satisfy this Section.
d. Continuing Duty; Audit. Contractor’s obligations and
requirements that Contract
Workers satisfy this Background Screening Section shall
continue throughout the entire term of
this Agreement. Contractor shall notify the City immediately of
any change to a Maximum Risk
Background Screening of a Contract Worker previously
approved by the City. Contractor shall
maintain all records and documents related to all Background
Screenings and the City reserves
the right to audit Contractor’s compliance with this Section
46. pursuant to Section 13.
P. Contract Worker Access Controls, Badge and Key Access
Requirements
A contract worker shall not be allowed to begin work in any
city facility without: (1) the
prior completion and city’s acceptance of the required
background screening; and (2) when
required, the contract worker’s receipt of a city issued badge. A
badge will be issued to a
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contract worker solely for access to the city facility(s) to which
the contract worker is assigned.
Each contract worker who enters a city facility must use the
badge issued to the contract worker.
Badge Access Procedures. An authorized City of Phoenix badge
application form is
available at the City of Phoenix Badging Office, 251 W.
Washington St., 2nd Floor, Phoenix, AZ
85003-1611. Each Contract Worker (as defined herein) who is
furnishing Standard Risk (as
defined herein) or Maximum Risk (as defined herein) services
under this Agreement shall submit
to the City of Phoenix, Banking & Cashiering Division, 251 W.
47. Washington, 3rd Floor, Phoenix,
AZ 85003-1611: (i) a fully completed and authorized City of
Phoenix badge application form; (ii)
a check in the initial badge fee amount listed below made
payable to the “City of Phoenix”; and
(iii) two forms of identification. One form of identification
must be a government issued
credential with an accompanying photograph. The second form
of identification must be a valid
passport; military issued identification card; immigration and
naturalized services identification
card; social security card; or an original birth certificate. After
receipt of the badge application
and payment, the Contract Worker will proceed to the badging
office for processing of the badge
application and issuance of the badge. The City will not process
the badge application until the
Contract Worker satisfies the required Background Screening
(as defined herein). The Contract
Worker shall comply with all requirements and furnish all
requested information within five (5)
business days from initial submission of the badge application
or the subject Contract Worker’s
badge application shall be rejected.
Q. Contractor’s Default; Liquidated Damages; Reservation of
Remedies for
Material Breach.
Contractor’s default under this Section shall include, but is not
limited to the following:
(i) Contract Worker gains access to a City facility(s) without
the proper badge or key; (ii)
Contract Worker uses a badge or key of another to gain access
to a City facility; (iii) Contract
Worker commences services under this Agreement without the
48. proper badge, key or
Background Screening; (iv) Contract Worker or Contractor
submits false information or
negligently submits wrong information to the City to obtain a
badge, key or applicable
Background Screening; or (v) Contractor fails to collect and
timely return Contract Worker’s
badge or key upon termination of Contract Worker’s
employment, reassignment of Contract
Worker to another City facility or upon the expiration,
cancellation or termination of this
Agreement. Contractor acknowledges and agrees that the access
control, badge and key
requirements in this Section are necessary to preserve and
protect public health, safety and
welfare. Accordingly, Contractor agrees to properly cure any
default under this Section within
three (3) business days from the date notice of default is sent by
the City. The parties agree
that Contractor’s failure to properly cure any default under this
Section shall constitute a
breach of this Section. In addition to any other remedy available
to the City at law or in
equity, the Contractor shall be liable for and shall pay to the
City the sum of one thousand
dollars ($1,000.00) [department may insert other amount] for
each breach by Contractor of
this Section. The parties further agree that the sum fixed above
is reasonable and
approximates the actual or anticipated loss to the City at the
time and making of this
Agreement in the event that Contractor breaches this Section.
Further, the parties expressly
acknowledge and agree to the fixed sum set forth above because
of the difficulty of proving
the City's actual damages in the event that Contractor breaches
49. this Section. The parties
further agree that three (3) breaches by Contractor of this
Section arising out of any default
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within a consecutive period of three (3) months or three (3)
breaches by Contractor of this
Section arising out of the same default within a period of twelve
(12) consecutive months
shall constitute a material breach of this Agreement by
Contractor and the City expressly
reserves all of its rights, remedies and interests under this
Agreement, at law and in equity
including, but not limited to, termination of this Agreement.
R. Amendments
Whenever an addition, deletion or alteration to the Services
substantially changes the
Scope of Work thereby materially increasing or decreasing the
cost of performance, a
supplemental agreement must first be approved in writing by the
City and Contractor before
such addition, deletion or alteration shall be performed.
Changes to the Services may be
made and the compensation to be paid to Contractor may be
adjusted by mutual agreement,
50. but in no event may the compensation exceed the amount
authorized without further written
authorization. It is specifically understood and agreed that no
claim for extra work done or
materials furnished by Contractor will be allowed except as
provided herein, nor shall
Contractor do any work or furnish any materials not covered by
this Agreement unless first
authorized in writing. Any work or materials furnished by
Contractor without prior written
authorization shall be at Contractor’s risk, cost and expense,
and Contractor agrees to
submit no claim for compensation or reimbursement for
additional work done or materials
furnished without prior written authorization.
S. Non-Assignability
This Agreement is in the nature of a personal services
agreement and Contractor
shall have no power to assign its rights and obligations under
this Agreement without the
prior written consent of the City. Any attempt to assign without
such prior written consent
shall be void.
An essential consideration provided to the City by Contractor to
induce the City to
enter into the Agreement is Contractor’s representation that the
individual(s) performing
services shall include Contractor’s principals, and
. Therefore, should any of the above named individuals sever
their relationship with
the Contractor, or otherwise be unavailable to carry out
Contractor’s duties under this
51. Agreement for an extended period of time, which period shall
be determined at the sole
discretion of the City, then the City, without notice, may
immediately terminate this
Agreement for cause.
T. No Oral Alterations
No alteration or variation of the terms of this Agreement shall
be binding on the
parties herein unless such alteration or variation is in writing
and signed by each of the
parties to this Agreement. No oral understanding or agreement
not incorporated in this
Agreement shall be binding on any of the parties herein.
U. Notices
Any notice, consent or other communication (“Notice”) required
or permitted under
this Agreement shall be in writing and either: (1) delivered in
person; (2) sent via e-mail,
return receipt requested; (3) sent via facsimile transmission; (4)
deposited with any
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commercial air courier or express delivery service; or (5)
52. deposited in the United States mail,
postage prepaid.
If to Contractor: If to City:
Telephone: Telephone:
Facsimile: Facsimile:
E-Mail E-Mail:
Notice shall be deemed received: (1) at the time it is personally
served; (2) on the day
it is sent via e-mail; (3) on the day it is sent by facsimile
transmission; (4) on the second
day after its deposit with any commercial air courier or express
delivery service; or (5)
five business days after the Notice is deposited in the United
States mail as above
provided. Any time period stated in a Notice will be computed
from the time the Notice
is deemed received.
Notices sent by e-mail and facsimile transmission will also be
sent by regular mail to the
recipient at the above address. This requirement for duplicate
Notice is not intended to
change the effective date of the Notice sent by e-mail or
facsimile transmission.
V. Integration
This Agreement constitutes and embodies the full and complete
understanding
and agreement of the parties hereto and supersedes all prior
understandings,
agreements, discussions, proposals, bids, negotiations,
communications, and
53. correspondence, whether oral or written. No representation,
promise, inducement or
statement of intention has been made by any party hereto which
is not embodied in this
Agreement, and no party hereto shall be bound by or liable for
any statement of
intention not so set forth.
W. Governing Law; Forum; Venue
This Agreement is executed and delivered in the State of
Arizona, and the
substantive laws of the State of Arizona (without reference to
choice of law principles)
shall govern their interpretation and enforcement. Any action
brought to interpret or
enforce any provision of this Agreement that cannot be
administratively resolved, or
otherwise related to or arising from this Agreement, shall be
commenced and
maintained in the state or federal courts of the State of Arizona,
Maricopa County, and
each of the parties, to the extent permitted by law, consents to
jurisdiction and venue in
such courts for such purposes.
X. Fiscal Year Clause
The City’s fiscal year begins July 1st and ends June 30th each
calendar year.
The City may make payment for services rendered or costs
encumbered only during a
fiscal year and for a period of sixty (60) days immediately
following the close of the
54. Page 23 of 27
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fiscal year, under the provisions of Arizona Revised Statutes
§42-17108. Therefore,
Contractor must submit billings for services performed or costs
incurred prior to the
close of a fiscal year within ample time to allow payment within
this 60-day period.
Y. Responsibility for Compliance with Legal Requirements
The Respondent's products, services, and facilities shall be in
full compliance with
all applicable federal, state, and local health, environmental,
and safety laws, regulations,
standards, and ordinances, regardless of whether or not they are
referred to by the City.
Z. Transactional Conflicts of Interest
The Respondents acknowledge that any contract resulting from
this RFQ submittal
is subject to cancellation by the City pursuant to the provisions
of Section 38-511, Arizona
Revised Statutes.
AA. Non-waiver of Liability
The City, as a public entity supported by tax monies, in
execution of its public trust,
cannot agree to waive any lawful or legitimate right to recover
monies lawfully due it.
Therefore, any Respondent submitting an RFQ response agrees
that it will not insist upon
55. or demand any statement whereby the City agrees to limit in
advance or waive any right
the City might have to recover actual lawful damages in any
court of law under applicable
Arizona law.
BB. Fund Appropriation Contingency
The Respondent recognizes that any agreement entered into
shall commence upon
the day first provided and continue in full force and effect until
termination in accordance
with its provisions. The Respondents herein recognize that the
continuation of any
agreement after the close of any given fiscal year of the City of
Phoenix, which fiscal years
end on June 30 of each year, shall be subject to the approval of
the budget of the City of
Phoenix providing for or covering such agreement item as an
expenditure therein. The City
does not represent that said budget item will be actually
adopted, said determination being
the determination of the City Council at the time of the adoption
of the budget.
CC. Termination Or Suspension Of Services
a. City’s Right to Terminate
The City reserves the right to terminate this Agreement without
cause, or to
abandon the Services, or any part of the Services not then
completed, by notifying
Contractor in writing. Immediately upon receiving a written
notice to terminate or
suspend Services, Contractor shall:
56. 1. Discontinue advancing the work in progress, or such part that
is described in
the notice.
2. Deliver to the City all collected raw data, draft reports,
preliminary reports,
working papers, estimates and forecasts entirely or partially
completed,
together with all unused materials supplied by the City.
3. Appraise the work it has completed and submit its appraisal
to the City for
evaluation.
4. Be paid in full the pro rata value for services performed to
the date of its
receipt of the Notice of Termination, including reimbursement
for all
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reasonable costs and expenses incurred by Contractor in
terminating the
work, including demobilization of field service. No payment
shall be made
for loss of anticipated profits or unperformed services.
b. Final Payment
The City shall make final payment for all Services performed
and accepted within
sixty (60) days after Contractor has delivered to the City any
57. final progress reports,
documentation, materials and evidence of costs and
disbursement as required under
this Agreement. Any use by the City of preliminary reports, raw
data or other
incomplete material returned by Contractor shall be at the
City’s sole risk for such use.
c. Temporary Suspension
The City may, by written notice, direct Contractor to suspend
performance on all
or any part of the Services for such period of time as may be
determined by the City to
be necessary or desirable for its convenience. If such
suspension causes additional
expense to Contractor in performance, and not due to fault or
negligence of Contractor,
the payment will be adjusted on the basis of actual costs
resulting directly from the
suspension, and the period for performance of the Services will
be extended by mutual
agreement. Any claim by Contractor for a price adjustment must
be supported by
appropriate documentation asserted promptly after Contractor
has been notified to
suspend performance.
DD. Professional Competency
a. Qualifications
Contractor represents that it is familiar with the nature and
extent of this
Agreement, the Services, and any conditions that may affect its
performance under this
Agreement. Contractor further represents that it is fully
58. experienced and properly
qualified, is in compliance with all applicable license
requirements, and is equipped,
organized, and financed to perform such Services.
b. Level of Care and Skill
Services provided by Contractor will be performed in a manner
consistent with
that level of care and skill ordinarily exercised by members of
Contractor’s profession
currently practicing in the same industry under similar
conditions. Acceptance or
approval by the City of Contractor’s work shall in no way
relieve Contractor of liability to
the City for damages suffered or incurred arising from the
failure of Contractor to
adhere to the aforesaid standard of professional competence.
EE. Specific Performance
Contractor agrees that in the event of a breach by Contractor of
any material
provision of this Agreement, the City shall, upon proper action
instituted by it, be entitled
to a decree of specific performance thereof according to the
terms of this Agreement.
In the event the City shall elect to treat any such breach on the
part of Contractor as a
discharge of the Agreement, the City may nevertheless maintain
an action to recover
damages arising out of such breach. This paragraph is not
intended as a limitation of
such other remedies as may be available to the City under law
or equity.
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FF. Force Majeure
Contractor shall not be responsible or liable for, or deemed in
breach hereof
because of any delay in the performance of its obligations
hereunder to the extent
caused by circumstances beyond its control, without its fault or
negligence, and that
could not have been prevented by the exercise of due diligence,
including but not
limited to fires, natural disasters, riots, wars, unavoidable and
unforeseeable site
conditions, failure of the City to provide data within the City’s
possession or to make
necessary decisions or provide necessary comments in
connection with any required
reports prepared by Contractor in connection with the Services
and the unforeseeable
inability to obtain necessary site access, authorization, permits,
licenses, certifications
and approvals (such causes hereafter referred to as “Force
Majeure”).
GG. Documentation
a. Title
All documents including but not limited to artwork, copy,
posters, billboards,
photographs, video tapes, audio tapes, systems designs,
drawings, estimates, field
notes, investigations, software, reports, diagrams, surveys,
60. analyses, studies or any
other original works of authorship created by Contractor in the
performance of this
Agreement are to be and remain “works for hire” under Title 17,
United States Code,
and the property of the City and all copyright ownership and
authorship rights in the
work(s) shall belong to the City pursuant to 17 U.S.C. § 201(b).
In the event that the
work(s) that is/are the subject matter of this Agreement is
deemed to not be work for
hire, then Contractor hereby assigns to the City all of the right,
title and interest for the
entire world in and to the work(s) and the copyright therein.
Contractor agrees to
cooperate and execute additional documents reasonably
necessary to conform to its
obligations under this paragraph.
All documents, together with all unused materials supplied by
the City, are to be
delivered to the City upon termination of this Agreement before
the final payment is
made to Contractor.
b. Dissemination and Retention
There shall be no dissemination or publication of any
information gathered, or
documents prepared in the course of the performance of the
Services without the prior
written consent of the City. Should the City, upon advice of
counsel, deem it necessary,
due to existing or anticipated litigation, to assert a legal
privilege of protection and non-
disclosure with regard to the subject matter of this Agreement,
61. then, and in that event,
upon written demand, Contractor shall relinquish to the
possession and control of the
City its entire file related to this Agreement and only those
portions of said file deemed
by the City to be not privileged shall be returned to Contractor
pending the resolution of
the existing or anticipated litigation.
c. Format and Quality
All documents prepared by Contractor shall be prepared in a
format and at a
quality approved by the City.
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d. Document Review
Contractor shall review all documents provided by the City
related to the
performance of the Services and shall promptly notify the City
of any defects or
deficiencies discovered in such review.
e. Submittals
Contractor shall provide timely and periodic submittals of all
documents required
of Contractor, including subcontracts, if any, as such become
available to the City for
review.
62. HH. Release Of Information - Advertising And Promotion
Contractor shall not publish, release, disclose or announce to
any member of the
public, press, official body, or any other third party: (1) any
information concerning this
Agreement, the Services, or any part thereof; or (2) any
documentation or the contents
thereof, without the prior written consent of the City, except as
required by law. The
name of any site on which Services are performed shall not be
used in any advertising
or other promotional context by Contractor without the prior
written consent of the City.
II. Conflicts Of Interest
a. Contractor acknowledges that, to the best of its knowledge,
information
and belief, no person has been employed or retained to solicit or
secure this Agreement
upon a promise of a commission, percentage, brokerage, or
contingent fee, and that no
member of the Phoenix City Council or any employee of the
City has any financial
interest in the consulting firm. For breach of violation of this
warranty, the City shall
have the right to annul this Agreement without liability,
including any such commission,
percentage, brokerage or contingent fee.
b. The City reserves the right to disqualify Contractor in the
event that the
City determines that Contractor has an actual or apparent
conflict of interest with the
purposes of this Agreement and the provisions and procedures
63. set forth in Paragraph
24 shall apply.
c. Upon a finding by the City that gratuities in the form of
entertainment, gifts
or inducements were offered or given by Contractor, or any
agent or representative of
Contractor, to any officer or employee of the City for the
purpose of securing this
Agreement, or securing favorable treatment with respect to the
awarding, amending, or
making of any determination with respect to the performance of
this Agreement, the
City may, by one (1) calendar day written notice to Contractor,
terminate the right of
Contractor to proceed under this Agreement, provided that the
existence of the facts
upon which the City made such finding shall be an issue and
may be litigated in an
Arizona court of competent jurisdiction. In the event of such
termination, the City shall
be entitled to the same remedies against Contractor as could be
pursued in the event of
default by Contractor.
d. This Agreement is subject to the requirements of Arizona
Revised
Statutes §38-511.
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JJ. Claims Or Demands Against The City
Contractor acknowledges and accepts the provisions of Chapter
64. 18, Section 14
of the Charter of the City of Phoenix, pertaining to claims or
demands against the City,
including provisions therein for set-off of indebtedness to the
City against demands on
the City, and Contractor agrees to adhere to the prescribed
procedure for presentation
of claims and demands. Nothing in Chapter 18, Section 14 of
the Charter of the City of
Phoenix alters, amends or modifies the supplemental and
complementary requirements
of the State of Arizona Notice of Claim statutes, Arizona
Revised Statutes §§ 12-821
and 12-821.01, pertaining to claims or demands against the
City. If for any reason it is
determined that the City Charter and state law conflict, then
state law shall control.
Moreover, nothing in this Agreement shall constitute a dispute
resolution
process, an administrative claims process, or contractual term as
used in Arizona
Revised Statutes§ 12-821.01(C), sufficient to affect the date on
which the cause of
action accrues within Arizona Revised Statutes § 12-821.01(A)
and (B).
KK. Waiver Of Claims For Anticipated Profits
Contractor waives any claims against the City and its officers,
officials, agents
and employees for loss of anticipated profits caused by any suit
or proceeding, directly
or indirectly, involving any part of this Agreement.
65. LL. Continuation During Disputes
Contractor agrees as a condition of this Agreement that in the
event of any
dispute between the parties, provided no Notice of Termination
has been given by the
City, and if it is feasible under the terms of this Agreement each
party shall continue to
perform the obligations not related to the dispute required of it
during the resolution of
such dispute, unless enjoined or prohibited by a court of
competent jurisdiction.
Failure or delay by either party to exercise any right, power or
privilege specified
in or appurtenant to this Agreement shall not be deemed a
waiver thereof.
MM. Third Party Beneficiary Clause
The parties expressly agree that this Agreement is not intended
by any of its
provisions to create any right of the public or any member
thereof as a third party
beneficiary nor to authorize anyone not a party to this
Agreement to maintain a suit for
personal injuries or property damage pursuant to the terms or
provisions of this
Agreement.