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Human Settlements and Climate Change Mitigation
1. Working Group III contribution to the
IPCC Fifth Assessment Report
Human Settlements and Climate
Change Mitigation:
Key findings from the latest IPCC WG3
report
Shobhakar Dhakal, shobhakar@ait.ac.th
Coordinating Lead Author, WGIII
Associate Professor, Asian Institute of Technology
IPCC Fifth Assessment Report Outreach Event
17-18 August 2015, United Nations Conference Centre, Bangkok, Thailand
2. Working Group III contribution to the
IPCC Fifth Assessment Report
Key messages
Our ability reduce global GHG depends on what kind of cities and
towns we will build and how urban dwellers embrace carbon
mitigation
A large window of mitigation opportunities lie in guiding new
urbanization in next 2-3 decades- urban areas are yet to be built
Existing city initiatives are meaningful but results are yet unclear,
actions are yet limited in scope but there are large
opportunities to mitigate through
( a) systemic and integrated mitigation options, and
b) considerations to co-benefits and best practices
For designing and implementing climate policies effectively -
institutional arrangements, governance mechanisms, and
financial resources all should be aligned with the goals of
reducing urban GHG emissions
3. Working Group III contribution to the
IPCC Fifth Assessment Report
Urbanization is associated with increases in
income and higher urban incomes correlated with
higher energy and GHG emissions
71-76% of energy-related global CO2 emissions are from urban
areas/cities
City consumption driven upstream emissions makes cities even
more important
Cities in developing countries have, generally, higher per capita
CO2 emissions than respective national averages – majority of
new urbanization will be in these areas
Emissions and contribution of sources vary greatly across cities
– direct comparison often does not tell us much - cities are
different from nation states
4. Working Group III contribution to the
IPCC Fifth Assessment Report
No single factor explains the large variations in
city per-capita city emissions within and
across countries
Influenced by physical, economic
and social drivers specific to each
city
Individual technology drivers and
activities are relatively better
understood- systemic factors and
integrated effects of drivers are less
understood
Spatial drivers are important-
especially the collective influence of
urban density, land-use mix,
connectivity and accessibility
Density is necessary but not
sufficient condition for
lowering urban emissions
Higher density
Mixed land-
use
Better
connectivity
Better
accessibility to
people and
places
5. Working Group III contribution to the
IPCC Fifth Assessment Report
Thousands of cities are undertaking Climate
Action Plans and mitigation commitments
• Little systematic
assessment on their
level of implementation
& the extent to which
reduction targets are
being achieved
• Focused largely on
energy efficiency
• Limited consideration
to land‐use planning
strategies and other
cross‐sectoral, cross
boundary measures
Yet, their aggregate impact on urban emissions is uncertain
6. Working Group III contribution to the
IPCC Fifth Assessment Report
In urban decisions making, policy leverages do not often
match with largest mitigation opportunities in cities
7. Working Group III contribution to the
IPCC Fifth Assessment Report
Action on urban-scale mitigation often depends on the
ability to relate climate change mitigation efforts to local
co-benefits
• Successful implementation of urban-scale climate change mitigation
strategies can provide health, economic and air quality co-benefits
8. Working Group III contribution to the
IPCC Fifth Assessment Report
Implications of future urbanization
Within
city
Outside
city
66%
30%
54%
3.2 bn
2.46 bn 51% Asia
36% Africa
3.88 bn
6.34 bn
700 mn
Source: UN DESA World Urbanization Prospects 2014
>10 mn city-agglomeration
1-5 mn city-agglomeration
< 300 th city-agglomeration
Urban land could expand up-to 3 time in 2000-30
55% of global land in 2030 is expected to be developed in 2000-30
Schneider et al., 2009; Angel et al., 2011; Seto et al., 2011, 2012
• Two sources of emissions: Materials stock; usage of infrastructure
• Problem of “Lock-in”of energy and emissions pathways
9. Working Group III contribution to the
IPCC Fifth Assessment Report
• The existing infrastructure stock of the
average Annex-I resident (2008) is @
• 3 times of the world average
• 5 times of the average non-Annex I
resident
• If non-Annex I countries catch up with
Annex-I for per capita infrastructure
stock will result in significant future
emissions
Amount to over 1/3rd of total
emission budget that we have left
in 2000-2050 to stay under 2°C
Future infrastructure in rapidly urbanizing regions
demand large emissions
10. Working Group III contribution to the
IPCC Fifth Assessment Report
‘Governance paradox’
‘Systemic changes’ have large mitigation opportunities but hindered
by current patterns of urban governance, policy leverages and
persisting policy fragmentation
Governance and institutional capacity are scale and income
dependent
The largest opportunities for GHG emission where bulk of urban
growth will take place (small cities and low income areas) where
governance and institutional capacities are weakest.
The feasibility of spatial planning instruments for climate change
mitigation is highly dependent on a city’s financial and governance
capability
11. Working Group III contribution to the
IPCC Fifth Assessment Report
Key opportunities
Guiding new urbanization in next 2-3 decades large opportunity but
fast closing too
Going beyond Incremental change to transformative change
Better climate change action plans and implementations
Deploying far-reaching market-based solutions coupled with planning, such as
pricing
Large opportunities for systemic and integrated solutions
Overcoming the size, governance and income dependency of
successful mitigation options, possibly through capacity building
Overcoming the governance limitations and policy fragmentations
Smoothening the entry points to climate agenda: Demonstrating the
best practice technologies and local co-benefits of urban-scale
mitigation actions
12. Working Group III contribution to the
IPCC Fifth Assessment Report
For further information
www.mitigation2014.org
13. Working Group III contribution to the
IPCC Fifth Assessment Report
Implications of urbanization
Urbanization-income nexus higher urban incomes correlated with
higher energy and GHG emissions
Cities in developing countries have, generally, higher per capita final
energy use and CO2 emissions than respective national averages –
majority of new urbanization will be in non-Annex
Based on 254 cities
final energy use
14. Working Group III contribution to the
IPCC Fifth Assessment Report
The feasibility of spatial planning instruments for climate
change mitigation is highly dependent on a city’s financial
and governance capability
Editor's Notes
no single factor explains emissions and they are influenced by a variety of physical, technological, infrastructural, economic and social factors and their nexus specific to the each city.
In particular, relatively less-understood are integrated effect of spatial factors, such as density (population, job, building, etc.), land use, connectivity, and accessibility (regional, CBD distance, job/shopping by auto and transit etc.) and consumption. Cities influence a large indirect carbon flow, which often out-weigh the direct flows due to consumption and export-import relations- and, without considering this, a low carbon city definition is incomplete.
Creutzig et. al, 2013, PNAS (for final energy use): Highest per capita energy use occurred in rich cities with low gasoline price and low urban density; Lowest per capita energy use occurred in poor cities with high population density and warmer climate- income, density, gasoline price
There has been little systematic assessment on their implementation, the extent to which emission reduction targets are being achieved, or emissions reduced. Current climate action plans focus largely on energy efficiency. Fewer climate action plans consider land‐use planning strategies and cross‐sectoral measures to reduce sprawl and promote transit‐oriented development. [12.6, 12.7, 12.9]
With further urbanization, urban land will dramatically expand (55% of the total urban land in 2030 is expected to be built in the first three decades of the 21st century), large share of global GDP will come from cities, large fraction of global population will live in cities (likely 60% by 2050), more fossil energy will be consumed in cities and consequently, a greater share of global CO2 will come from cities. Further, a majority of global population additions will take place in cities of the developing world and, generally, per capita CO2 emissions in cities in developing countries are higher than the national averages. There are significant uncertainties on ‘quality’ of urbanization of what kind of cities and town that the current urbanization process leads into.
About CRV: Quoting Müller (2013):
In accounting, the value of an asset can be expressed, among others, as the historical cost (original monetary value) or as the replacement cost (cost of replacing an asset with current prices). Similarly, the carbon footprint of a stock can be defined as the historical emissions produced to build up the stock, or as the carbon emissions that would be generated if the existing stock was replaced using current technologies. As emissions per ton of material produced tend to decline, the replacement value expressed in carbon (here called “carbon replacement value, CRV”) is generally smaller than the historical value expressed in carbon (here called “CHV”). In this study, we determine the CRV of stocks, because this value is better suited when using the stocks in industrialized countries as a benchmark for stocks in developing countries.
The CRVP was determined for the year 2008 using the three key materials steel, cement, and aluminum as a proxy. In 2008, these materials accounted for nearly half of industrial emissions (25% steel, 19% cement, and 3% aluminum) and 17% of total energy- and process-related CO2 emissions.16 Emissions of other materials are either less significant for infrastructure stocks (e.g., plastic and paper, which together constitute about 3% energy- and process-related emissions) or contribute significantly smaller amounts of emissions (e.g., other metals, gravel).
Talking points:
Concerning emissions from building urban structures (building up stocks) it is important to understand the magnitude of future emissions awaiting us if the developing world would mimic the pathway western countries have taken.
The y-axis shows the amount of emissions (per person) needed to build the infrastructures (houses, transport (streets, railways, bridges), industry plants) existing in respective countries. You can see that developed countries (Annex I) have a far greater stock than Non-Annex I countries.
Addressing system level changes such as land‐use planning, integrated energy system, and other cross‐sectoral measures with large mitigation opportunities such as consumption-
Feasibility of spatial planning instruments and systemic solutions is highly dependent on a city’s financial and governance capability
Large future mitigation opportunity in rapidly urbanizing, economically growing, small and mid-size cities- where capacity and governance is weaker