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Claudia C. Carabajal1,
                                                                             
                                                            David J. Harding2,
                                                                             
                                                         and Vijay P. Suchdeo1
                                                                             

1 Sigma   Space Corp. @ NASA/GSFC – Planetary Geodynamics Laboratory
             2NASA/GSFC - Planetary Geodynamics Laboratory

                 Carabajal et al. - IGARSS 2010 - Honolulu, HI, July 25-31, 2010
Globally-distributed Repeated Profiles
                    Geoscience Laser Altimeter System (GLAS)
                   Footprint: ~70 m (lasers 1 & 2), ~50 m (laser 3)
                             Along-track spacing: 170 m
                       Vertical Precision: 3 cm (flat surfaces)
                      Vertical Accuracy: ~10 cm (flat surfaces)
                             Horizontal Accuracy: < 6 m

                                                    Primary Objectives
                                                 Ice sheet elevation change
                                                  Sea ice thickness change

                                                 Secondary Objectives
                                                Cloud and aerosol profiles
                                             Geodetic land topography profiles
                                              Forest canopy height sampling



Carabajal et al. - IGARSS 2010 - Honolulu, HI, July 25-31, 2010 
             2
•  The high accuracy of the ICESat elevation measurements in
   a consistent reference frame provides a unique, globally
   distributed Ground Control Point (GCP) data set
   Vertical Accuracy: 10 cm (flat surface) Horizontal Accuracy: < 6 m
•  Three main applications of ICESat geodetic control are:
  Independent assessment of the accuracy of DEMs
      defining their random and systematic error characteristics.

  Correction of systematic errors in DEMs
      improving their utility scientific and applied purposes
      including detection of elevation change

  Use as ground control points in the production of DEMs
      either by stereo photogrammetric or interferometric SAR techniques


                 Carabajal et al. - IGARSS 2010 - Honolulu, HI, July 25-31, 2010
1A                                                2A       2A
                                      2B                       2C                                    3A
                                      3B                       3C                                       3D
                                       3E                      3F                                       3G
                                             3H                                                     3I
                                      3J                                                           3K        2D
                                             2E

                             L1 & L2 8-day                Laser 2 – 91 day                         Laser 3 – 91 day

                                 Laser Energy Corrected for                        ICESat was in a precisely
Mean per Pulse Energy (mJ)




                                   FOV Shadowing Effects
                                                                                   repeated orbit (±86°),
                                                                                   acquiring data along the
                                                                                   same 491 orbit tracks in
                                                             Laser 3               ~33-day long periods.
                                   Laser 2
                                                                                   Laser energy dropped
                                                                                   significantly during the
                                      Observation Period                           course of the mission
                                        Carabajal et al. - IGARSS 2010 - Honolulu, HI, July 25-31, 2010 
             4
•  ICESat Land/Canopy Product (GLA14), Release 31
   GLAS waveform-derived elevations
     highest detected signal
     signal centroid (average)
     inferred ground peak
     lowest detected signal
   Each Laser 2 and 3 month-long observation periods used separately
     to assess reproducibility of the results

•  SRTM Finished Product
   DEM elevation interpolated to laser footprint location, provided on GLA14
     geoid corrected to be in ICESat reference frame
   Elevation standard deviation (relief) from 3 x 3 cells at footprint location

•  ESA’s MERIS Globcover
   Global land cover at 300 m resolution (Regional products)
   51 land cover classes possible

                  Carabajal et al. - IGARSS 2010 - Honolulu, HI, July 25-31, 2010 
   5
After Harding & Carabajal, 2005.
                    Carabajal et al. - IGARSS 2010 - Honolulu, HI, July 25-31, 2010 
   6
Stringent editing applied to identify appropriate returns:
     Low within-footprint slope and roughness
     Vegetation absent or very low stature
     Not impacted by measurement artifacts

•  Surface returns not from cloud tops
   ICESat - SRTM DEM elevations < 50 m
•  Non-saturated returns
   Saturation index ≤ 2
•  Data acquired near nadir
   Incidence angle ≤ 1°
•  No potential range delay due to atmospheric forward scattering
   When correction available, in the mm range
•  No broadened returns from high relief or vegetation cover
   Width ≥ 0.5 m and ≤ 5 m

                 Carabajal et al. - IGARSS 2010 - Honolulu, HI, July 25-31, 2010 
   7
•  Negative elevation differences: SRTM biased high relative to ICESat
   absolute datum by several meters, on average, across western Australia.
•  The along-profile variations reveal undulating elevation errors in the
   SRTM DEM at the 100s of kilometer length scale and ~5 m amplitude.
                  Carabajal et al. - IGARSS 2010 - Honolulu, HI, July 25-31, 2010 
   8
•  We quantify differences between ICESat GCP’s and SRTM
   along the ICESat ground tracks using a sliding 1 degree box-
   car filter.

•  We compute average 1 degree gridded ICESat-SRTM
   elevation differences.

•  We evaluate spatial patterns of mean elevation differences
   (biases) and standard deviations (noise component).

•  We do this using each ICESat observation period separately,
   testing the reproducibility of ICESat elevation
   measurements with different laser energies.

•  We include topographic relief and land cover information to
   establish empirical relationships between ICESat - SRTM
   elevation differences with respect terrain characteristics.
              Carabajal et al. - IGARSS 2010 - Honolulu, HI, July 25-31, 2010 
   9
•  Difference histograms for ICESat’s highest, centroid,
               inferred ground and lowest elevations show well-defined
               normal distributions.
            •  ICESat centroid and inferred ground are essentially
               equivalent for the narrow waveforms selected by editing
            •  SRTM elevation bias ~ 2 m above ICESat’s centroid.
                15
Frequency (%)




                10
                                                                                      Highest
                                                                                      Centroid
                5                                                                     Ground
                                                                                      Lowest

                0
                       -10                        0                                      10
                                       ICESat – SRTM Elevation (m)
                         Carabajal et al. - IGARSS 2010 - Honolulu, HI, July 25-31, 2010 
       10
L2A                         L2B                                   L2C




   L3A                         L3D                                   L3G


The along-profile smoothed differences show long wavelength
undulations in the SRTM DEM, of several meters magnitude, that are
consistent for all observation periods and lasers.
                Carabajal et al. - IGARSS 2010 - Honolulu, HI, July 25-31, 2010 
   11
Along-track    differences  show    large
wavelength     undulations   (100s     of
kilometers) for the various periods, not
correlated with relief.

The      along-track   differences      are
independent of the ICESat observation
period, and are therefore characteristic of
SRTM.

                    Carabajal et al. - IGARSS 2010 - Honolulu, HI, July 25-31, 2010 
   12
Along-track    differences  show    large
wavelength     undulations   (100s     of
kilometers) for the various periods, not
correlated with relief.

The      along-track   differences      are
independent of the ICESat observation
period, and are therefore characteristic of
SRTM.

                    Carabajal et al. - IGARSS 2010 - Honolulu, HI, July 25-31, 2010 
   13
Along-track    differences  show    large
wavelength     undulations   (100s     of
kilometers) for the various periods, not
correlated with relief.

The      along-track   differences      are
independent of the ICESat observation
period, and are therefore characteristic of
SRTM.

                    Carabajal et al. - IGARSS 2010 - Honolulu, HI, July 25-31, 2010 
   14
Residual height error of the
SRTM X-band DEM.

(a)  Error along a particular
     data take acquired over the
     pacific   for    calibration
     purposes.

Shown is the band of the
relative and absolute vertical
accuracy requirement.

(b) Schematic distribution of
SRTM error sources across
spatial    scales in  azimuth
direction.

The largest error contribution
comes from roll angle firings
used to counteract the torque
exerted on the mast by the
earth gravity field gradient.
                                                                                         Rabus et al., 2003

                     Carabajal et al. - IGARSS 2010 - Honolulu, HI, July 25-31, 2010 
                     15
points/cell                    mean                               st. dev.


0                1000        -20                      20          0               10




rmse                           minimum                            maximum


0                 10         -20                      20        -20               20
              Carabajal et al. - IGARSS 2010 - Honolulu, HI, July 25-31, 2010 
        16
Laser 2            Laser 3                     2m




                                                 -2 m




                                                 -6 m

•  Centroid differences for all laser periods show very consistent means
   of ~ -2m, a demonstration of ICESat’s highly accurate and
   reproducible absolute elevations.
•  There is a slightly decreasing trend with laser energy decay,
   especially for Laser 2. It is not related to editing of saturated
   returns during high energy periods.
•  The origin of this ICESat L2 drift and the associated increase in
   standard deviation requires further investigation.
                Carabajal et al. - IGARSS 2010 - Honolulu, HI, July 25-31, 2010 
   17
sparse
                     vegetation
                                                                                                       Water


            grassland/
cropland/   short
grass/      stature
shrubs      vegetation          bare
                                areas




                                                                             grassland/
                                               Cropland/                     short
                                               grass/                        stature
                                               shrubs                        vegetation



                                                                                          Bare areas
                                                                 Sparse Vegetation

                Carabajal et al. - IGARSS 2010 - Honolulu, HI, July 25-31, 2010 
                          18
5m

                                                       0m

                                                      -5m




Histograms    of    differences   between                                          Mean: -1.91 m
ICESat and SRTM 90 m elevations at the                                             St. Dev.: 2.12 m
ICESat footprint locations for bare ground
land cover.     The Mean and Standard
Deviation of the distribution are -1.91 m
and 2.12 m, respectively, for a population
of 46271 laser returns.

                   Carabajal et al. - IGARSS 2010 - Honolulu, HI, July 25-31, 2010 
                   19
Narrow ICESat Waveforms
                                L2B (Feb.-Mar., 2003) 
                        Waveforms       with   narrow
                                                                               pulse-widths (0 to 5 m), are
                                                                               consistent with low relief
                                                                               surfaces having no or only
                                                                               short-stature       vegetation
                                                                               cover, and are suitable for
                                                                               use as ground elevation
Waveform Pulse Width (m)




                             5.0
                                              control points.
                             4.5
                             4.0
                                              Approximately 30%-35% of
                                                                               the data acquired in North
                             3.5
                                                                               America fits this criteria
                            ≤3.0
                                              (however, a large fraction
                                                                               are at higher latitudes
                                                                               where the ground track
                                                                               spacing is smaller).

                                         Carabajal et al. - IGARSS 2010 - Honolulu, HI, July 25-31, 2010 
      20
Identify narrow last peaks in broad waveforms that are likely
  to be returns from the ground beneath the vegetation to
             increase the number of global GCPs.




Use of last peaks as GCPs in vegetated terrain must be restricted to areas of
low topographic relief due to the complex merging of ground and canopy returns
in waveforms from areas moderate to steep relief. (Harding & Carabajal, 2005)
                 Carabajal et al. - IGARSS 2010 - Honolulu, HI, July 25-31, 2010 
   21
•  Using careful editing of ICESat elevation data, we are developing a
   Global Geodetic Control database for a variety of Solid Earth
   applications.
•  Edited data apply to locations of low relief and absent to short
   stature vegetation cover (< a few meters).
•  As an application of ICESat for Ground Control, we have performed a
   comprehensive analysis of the spatial distribution and magnitude of
   the ICESat - SRTM differences for Australia.
•  A negative mean difference of ~ 2 m (SRTM on average higher than
   ICESat) is observed for Australia, but there are regionally correlated
   mean differences that vary from about -10m to 5m. These might be
   associated with differences in land cover type.
•  We have investigated the repeatability of the results for all ICESat
   observation periods, exploring possible intra-period instrument/
   pointing biases remaining in the ICESat elevation data.
•  Identification of ground peaks in broadened waveforms will expand
   the number of GCPs for vegetated regions.
                 Carabajal et al. - IGARSS 2010 - Honolulu, HI, July 25-31, 2010
•  Methodologies developed to use ICESat data for global geodetic
   control purposes are a pathfinder for similar use of the data to be
   produced by the Lidar component of the DESDynI mission.
•  With substantially improved sampling as compared to ICESat
   DESDynI will provide a more comprehensive set of global GCPs
    - Multiple beams spaced across track by ~ 1 km
    - Smaller footprints (25 m) that are contiguous along track
    - Continuous, rather than episodic, operation
•  Differencing the densely sampled DESDynI Lidar data through
   time with respect to a common DEM should reveal surface elevation
   changes at the decimeter level during the course of the mission on
   a local to regional (TBD) scales, including for surfaces that are
   decorrelated at radar wavelengths
     E.G. seasonal snow accumulation; soil loss in agricultural regions




                Carabajal et al. - IGARSS 2010 - Honolulu, HI, July 25-31, 2010

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WE2.L09 - ICESAT LIDAR AND GLOBAL DIGITAL ELEVATION MODELS: APPLICATIONS TO DESDYNI

  • 1. Claudia C. Carabajal1, David J. Harding2, and Vijay P. Suchdeo1 1 Sigma Space Corp. @ NASA/GSFC – Planetary Geodynamics Laboratory 2NASA/GSFC - Planetary Geodynamics Laboratory Carabajal et al. - IGARSS 2010 - Honolulu, HI, July 25-31, 2010
  • 2. Globally-distributed Repeated Profiles Geoscience Laser Altimeter System (GLAS) Footprint: ~70 m (lasers 1 & 2), ~50 m (laser 3) Along-track spacing: 170 m Vertical Precision: 3 cm (flat surfaces) Vertical Accuracy: ~10 cm (flat surfaces) Horizontal Accuracy: < 6 m Primary Objectives Ice sheet elevation change Sea ice thickness change Secondary Objectives Cloud and aerosol profiles Geodetic land topography profiles Forest canopy height sampling Carabajal et al. - IGARSS 2010 - Honolulu, HI, July 25-31, 2010 2
  • 3. •  The high accuracy of the ICESat elevation measurements in a consistent reference frame provides a unique, globally distributed Ground Control Point (GCP) data set Vertical Accuracy: 10 cm (flat surface) Horizontal Accuracy: < 6 m •  Three main applications of ICESat geodetic control are: Independent assessment of the accuracy of DEMs defining their random and systematic error characteristics. Correction of systematic errors in DEMs improving their utility scientific and applied purposes including detection of elevation change Use as ground control points in the production of DEMs either by stereo photogrammetric or interferometric SAR techniques Carabajal et al. - IGARSS 2010 - Honolulu, HI, July 25-31, 2010
  • 4. 1A 2A 2A 2B 2C 3A 3B 3C 3D 3E 3F 3G 3H 3I 3J 3K 2D 2E L1 & L2 8-day Laser 2 – 91 day Laser 3 – 91 day Laser Energy Corrected for ICESat was in a precisely Mean per Pulse Energy (mJ) FOV Shadowing Effects repeated orbit (±86°), acquiring data along the same 491 orbit tracks in Laser 3 ~33-day long periods. Laser 2 Laser energy dropped significantly during the Observation Period course of the mission Carabajal et al. - IGARSS 2010 - Honolulu, HI, July 25-31, 2010 4
  • 5. •  ICESat Land/Canopy Product (GLA14), Release 31 GLAS waveform-derived elevations highest detected signal signal centroid (average) inferred ground peak lowest detected signal Each Laser 2 and 3 month-long observation periods used separately to assess reproducibility of the results •  SRTM Finished Product DEM elevation interpolated to laser footprint location, provided on GLA14 geoid corrected to be in ICESat reference frame Elevation standard deviation (relief) from 3 x 3 cells at footprint location •  ESA’s MERIS Globcover Global land cover at 300 m resolution (Regional products) 51 land cover classes possible Carabajal et al. - IGARSS 2010 - Honolulu, HI, July 25-31, 2010 5
  • 6. After Harding & Carabajal, 2005. Carabajal et al. - IGARSS 2010 - Honolulu, HI, July 25-31, 2010 6
  • 7. Stringent editing applied to identify appropriate returns: Low within-footprint slope and roughness Vegetation absent or very low stature Not impacted by measurement artifacts •  Surface returns not from cloud tops ICESat - SRTM DEM elevations < 50 m •  Non-saturated returns Saturation index ≤ 2 •  Data acquired near nadir Incidence angle ≤ 1° •  No potential range delay due to atmospheric forward scattering When correction available, in the mm range •  No broadened returns from high relief or vegetation cover Width ≥ 0.5 m and ≤ 5 m Carabajal et al. - IGARSS 2010 - Honolulu, HI, July 25-31, 2010 7
  • 8. •  Negative elevation differences: SRTM biased high relative to ICESat absolute datum by several meters, on average, across western Australia. •  The along-profile variations reveal undulating elevation errors in the SRTM DEM at the 100s of kilometer length scale and ~5 m amplitude. Carabajal et al. - IGARSS 2010 - Honolulu, HI, July 25-31, 2010 8
  • 9. •  We quantify differences between ICESat GCP’s and SRTM along the ICESat ground tracks using a sliding 1 degree box- car filter. •  We compute average 1 degree gridded ICESat-SRTM elevation differences. •  We evaluate spatial patterns of mean elevation differences (biases) and standard deviations (noise component). •  We do this using each ICESat observation period separately, testing the reproducibility of ICESat elevation measurements with different laser energies. •  We include topographic relief and land cover information to establish empirical relationships between ICESat - SRTM elevation differences with respect terrain characteristics. Carabajal et al. - IGARSS 2010 - Honolulu, HI, July 25-31, 2010 9
  • 10. •  Difference histograms for ICESat’s highest, centroid, inferred ground and lowest elevations show well-defined normal distributions. •  ICESat centroid and inferred ground are essentially equivalent for the narrow waveforms selected by editing •  SRTM elevation bias ~ 2 m above ICESat’s centroid. 15 Frequency (%) 10 Highest Centroid 5 Ground Lowest 0 -10 0 10 ICESat – SRTM Elevation (m) Carabajal et al. - IGARSS 2010 - Honolulu, HI, July 25-31, 2010 10
  • 11. L2A L2B L2C L3A L3D L3G The along-profile smoothed differences show long wavelength undulations in the SRTM DEM, of several meters magnitude, that are consistent for all observation periods and lasers. Carabajal et al. - IGARSS 2010 - Honolulu, HI, July 25-31, 2010 11
  • 12. Along-track differences show large wavelength undulations (100s of kilometers) for the various periods, not correlated with relief. The along-track differences are independent of the ICESat observation period, and are therefore characteristic of SRTM. Carabajal et al. - IGARSS 2010 - Honolulu, HI, July 25-31, 2010 12
  • 13. Along-track differences show large wavelength undulations (100s of kilometers) for the various periods, not correlated with relief. The along-track differences are independent of the ICESat observation period, and are therefore characteristic of SRTM. Carabajal et al. - IGARSS 2010 - Honolulu, HI, July 25-31, 2010 13
  • 14. Along-track differences show large wavelength undulations (100s of kilometers) for the various periods, not correlated with relief. The along-track differences are independent of the ICESat observation period, and are therefore characteristic of SRTM. Carabajal et al. - IGARSS 2010 - Honolulu, HI, July 25-31, 2010 14
  • 15. Residual height error of the SRTM X-band DEM. (a)  Error along a particular data take acquired over the pacific for calibration purposes. Shown is the band of the relative and absolute vertical accuracy requirement. (b) Schematic distribution of SRTM error sources across spatial scales in azimuth direction. The largest error contribution comes from roll angle firings used to counteract the torque exerted on the mast by the earth gravity field gradient. Rabus et al., 2003 Carabajal et al. - IGARSS 2010 - Honolulu, HI, July 25-31, 2010 15
  • 16. points/cell mean st. dev. 0 1000 -20 20 0 10 rmse minimum maximum 0 10 -20 20 -20 20 Carabajal et al. - IGARSS 2010 - Honolulu, HI, July 25-31, 2010 16
  • 17. Laser 2 Laser 3 2m -2 m -6 m •  Centroid differences for all laser periods show very consistent means of ~ -2m, a demonstration of ICESat’s highly accurate and reproducible absolute elevations. •  There is a slightly decreasing trend with laser energy decay, especially for Laser 2. It is not related to editing of saturated returns during high energy periods. •  The origin of this ICESat L2 drift and the associated increase in standard deviation requires further investigation. Carabajal et al. - IGARSS 2010 - Honolulu, HI, July 25-31, 2010 17
  • 18. sparse vegetation Water grassland/ cropland/ short grass/ stature shrubs vegetation bare areas grassland/ Cropland/ short grass/ stature shrubs vegetation Bare areas Sparse Vegetation Carabajal et al. - IGARSS 2010 - Honolulu, HI, July 25-31, 2010 18
  • 19. 5m 0m -5m Histograms of differences between Mean: -1.91 m ICESat and SRTM 90 m elevations at the St. Dev.: 2.12 m ICESat footprint locations for bare ground land cover. The Mean and Standard Deviation of the distribution are -1.91 m and 2.12 m, respectively, for a population of 46271 laser returns. Carabajal et al. - IGARSS 2010 - Honolulu, HI, July 25-31, 2010 19
  • 20. Narrow ICESat Waveforms L2B (Feb.-Mar., 2003) Waveforms with narrow pulse-widths (0 to 5 m), are consistent with low relief surfaces having no or only short-stature vegetation cover, and are suitable for use as ground elevation Waveform Pulse Width (m) 5.0 control points. 4.5 4.0 Approximately 30%-35% of the data acquired in North 3.5 America fits this criteria ≤3.0 (however, a large fraction are at higher latitudes where the ground track spacing is smaller). Carabajal et al. - IGARSS 2010 - Honolulu, HI, July 25-31, 2010 20
  • 21. Identify narrow last peaks in broad waveforms that are likely to be returns from the ground beneath the vegetation to increase the number of global GCPs. Use of last peaks as GCPs in vegetated terrain must be restricted to areas of low topographic relief due to the complex merging of ground and canopy returns in waveforms from areas moderate to steep relief. (Harding & Carabajal, 2005) Carabajal et al. - IGARSS 2010 - Honolulu, HI, July 25-31, 2010 21
  • 22. •  Using careful editing of ICESat elevation data, we are developing a Global Geodetic Control database for a variety of Solid Earth applications. •  Edited data apply to locations of low relief and absent to short stature vegetation cover (< a few meters). •  As an application of ICESat for Ground Control, we have performed a comprehensive analysis of the spatial distribution and magnitude of the ICESat - SRTM differences for Australia. •  A negative mean difference of ~ 2 m (SRTM on average higher than ICESat) is observed for Australia, but there are regionally correlated mean differences that vary from about -10m to 5m. These might be associated with differences in land cover type. •  We have investigated the repeatability of the results for all ICESat observation periods, exploring possible intra-period instrument/ pointing biases remaining in the ICESat elevation data. •  Identification of ground peaks in broadened waveforms will expand the number of GCPs for vegetated regions. Carabajal et al. - IGARSS 2010 - Honolulu, HI, July 25-31, 2010
  • 23. •  Methodologies developed to use ICESat data for global geodetic control purposes are a pathfinder for similar use of the data to be produced by the Lidar component of the DESDynI mission. •  With substantially improved sampling as compared to ICESat DESDynI will provide a more comprehensive set of global GCPs - Multiple beams spaced across track by ~ 1 km - Smaller footprints (25 m) that are contiguous along track - Continuous, rather than episodic, operation •  Differencing the densely sampled DESDynI Lidar data through time with respect to a common DEM should reveal surface elevation changes at the decimeter level during the course of the mission on a local to regional (TBD) scales, including for surfaces that are decorrelated at radar wavelengths E.G. seasonal snow accumulation; soil loss in agricultural regions Carabajal et al. - IGARSS 2010 - Honolulu, HI, July 25-31, 2010