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PPrreesseennttaattiioonn PPrroo 
© 22000011 bbyy PPrreennttiiccee HHaallll,, IInncc.. 
MMaaggrruuddeerr’’ss 
AAmmeerriiccaann GGoovveerrnnmmeenntt 
C H A P T E R 1 
Principles of Government
C H A P T E R 1 
PPrriinncciipplleess ooff GGoovveerrnnmmeenntt 
SECTION 1 Government and the State 
SECTION 2 Forms of Government 
SECTION 3 Basic Concepts of Democracy 
GGoo TToo 11 22 33 
SSeeccttiioonn::
S E C T I O N 1 
GGoovveerrnnmmeenntt aanndd tthhee SSttaattee 
• How is government defined? 
• What are the basic powers that every 
government holds? 
• What are the four defining characteristics of 
the state? 
• How have we attempted to explain the origin 
of the state? 
• What is the purpose of government in the 
United States and other countries? 
GGoo TToo 11 22 33 
SSeeccttiioonn::
Government is the 
institution through which a 
society makes and enforces 
its public policies. 
GGoo TToo 11 22 33 
SSeeccttiioonn:: 
WWhhaatt IIss GGoovveerrnnmmeenntt?? 
CChhaapptteerr 11 SSeeccttiioonn 11
The state can be defined as having these four 
characteristics: 
GGoo TToo 11 22 33 
SSeeccttiioonn:: 
TThhee SSttaattee 
Population 
A state must have people, 
the number of which does 
not directly relate to its 
existence. 
Territory 
A state must be comprised 
of land—territory with known 
and recognized boundaries. 
Sovereignty 
Every state is sovereign. It 
has supreme and absolute 
power within its own 
territory and decides its own 
foreign and domestic 
policies. 
Government 
Every state has a 
government — that is, it is 
politically organized.
GGoo TToo 11 22 33 
SSeeccttiioonn:: 
OOrriiggiinnss ooff tthhee SSttaattee 
The Force Theory 
• The force theory states that one person or a small group took 
control of an area and forced all within it to submit to that 
person’s or group’s rule. 
The Evolutionary Theory 
• The evolutionary theory argues that the state evolved naturally 
out of the early family. 
The Divine Right Theory 
• The theory of divine right holds that God created the state and 
that God gives those of royal birth a “divine right” to rule. 
The Social Contract Theory 
• The social contract theory argues that the state arose out of a 
voluntary act of free people.
TThhee PPuurrppoossee ooff GGoovveerrnnmmeenntt 
The main purposes of government are described in the 
Preamble of the Constitution of the United States: 
“We the People of the United States, in Order to form a 
more perfect Union, establish Justice, insure domestic 
Tranquility, provide for the common defence, promote 
the general Welfare, and secure the Blessings of Liberty 
to ourselves and our Posterity, do ordain and establish 
this Constitution for the United States of America.” 
GGoo TToo 11 22 33 
SSeeccttiioonn:: 
CChhaapptteerr 11,, SSeeccttiioonn 11
GGoo TToo 11 22 33 
SSeeccttiioonn:: 
SSeeccttiioonn 11 RReevviieeww 
1. A government is 
(a) the institution through which a society makes and enforces 
its public policies. 
(b) a collection of people. 
(c) always democratic. 
(d) the organization representing farms and industries. 
2. A state has the following four characteristics: 
(a) population, territory, sovereignty, and government. 
(b) sovereignty, a perfect union, welfare, and territory. 
(c) people, places, force, and divine right. 
(d) justice, defense, liberty, and domestic tranquility.
Creates 
the law 
Enforces 
the law 
Interprets 
the law
S E C T I O N 2 
FFoorrmmss ooff GGoovveerrnnmmeenntt 
• How can we classify governments? 
• How are systems of government defined in 
terms of who can participate? 
• How is power distributed within a state? 
• How are governments defined by the 
relationship between the legislative and 
executive branches? 
GGoo TToo 11 22 33 
SSeeccttiioonn::
CCllaassssiiffyyiinngg GGoovveerrnnmmeennttss 
Governments can be classified by three 
GGoo TToo 11 22 33 
SSeeccttiioonn:: 
different standards: 
(1) Who can participate in the governing process. 
(2) The geographic distribution of the governmental 
power within the state. 
(3) The relationship between the legislative 
(lawmaking) and the executive (law-executing) 
branches of the government.
CCllaassssiiffiiccaattiioonn bbyy WWhhoo CCaann PPaarrttiicciippaattee 
Democracy 
• In a democracy, supreme 
political authority rests with 
the people. 
• A direct democracy exists 
where the will of the people is 
translated into law directly by 
the people themselves. 
• In an indirect democracy, a 
small group of persons, 
chosen by the people to act 
as their representatives, 
expresses the popular will. 
GGoo TToo 11 22 33 
SSeeccttiioonn:: 
Dictatorship 
• A dictatorship exists where 
those who rule cannot be 
held responsible to the will of 
the people. 
• An autocracy is a 
government in which a 
single person holds unlimited 
political power. 
• An oligarchy is a 
government in which the 
power to rule is held by a 
small, usually self-appointed 
elite.
CCllaassssiiffiiccaattiioonn bbyy GGeeooggrraapphhiicc 
GGoo TToo 11 22 33 
SSeeccttiioonn:: 
DDiissttrriibbuuttiioonn ooff PPoowweerr 
Unitary Government 
• A unitary government has 
all powers held by a single, 
central agency. 
Confederate Government 
• A confederation is an 
alliance of independent 
states. 
Federal Government 
• A federal government is one in which the powers of 
government are divided between a central government and 
several local governments. 
• An authority superior to both the central and local 
governments makes this division of power on a 
geographic basis.
CCllaassssiiffiiccaattiioonn bbyy tthhee RReellaattiioonnsshhiipp BBeettwweeeenn 
LLeeggiissllaattiivvee aanndd EExxeeccuuttiivvee BBrraanncchheess 
GGoo TToo 11 22 33 
SSeeccttiioonn::
GGoo TToo 11 22 33 
SSeeccttiioonn:: 
FFoorrmmss ooff GGoovveerrnnmmeenntt
GGoo TToo 11 22 33 
SSeeccttiioonn::
GGoo TToo 11 22 33 
SSeeccttiioonn:: 
SSeeccttiioonn 22 RReevviieeww 
1. In a democracy, 
(a) independent states form an alliance. 
(b) supreme political authority rests with the people. 
(c) those who rule cannot be held responsible to the will of the people. 
(d) the rule by a few, select individuals regulates the will of the people. 
2. The United States government has the following 
characteristics: 
(a) confederate, parliamentary, and dictatorship. 
(b) unitary, presidential, and democracy. 
(c) federal, presidential, and democracy. 
(d) unitary, parliamentary, and dictatorship.
S E C T I O N 3 
BBaassiicc CCoonncceeppttss ooff DDeemmooccrraaccyy 
• What are the foundations of democracy? 
• What are the connections between 
democracy and the free enterprise system? 
• How has the Internet affected democracy? 
GGoo TToo 11 22 33 
SSeeccttiioonn::
GGoo TToo 11 22 33 
SSeeccttiioonn:: 
FFoouunnddaattiioonnss 
The American concept of democracy rests on these 
basic notions: 
(1) A recognition of the fundamental worth and dignity of every 
person; 
(2) A respect for the equality of all persons; 
(3) A faith in majority rule and an insistence upon minority 
rights; 
(4) An acceptance of the necessity of compromise; and 
(5) An insistence upon the widest possible degree of individual 
freedom.
DDeemmooccrraaccyy aanndd tthhee FFrreeee EEnntteerrpprriissee SSyysstteemm 
• The free enterprise system is an economic system 
characterized by private or corporate ownership of 
capital goods; investments that are determined by 
private decision rather than by state control; and 
determined in a free market. 
• Decisions in a free enterprise system are determined 
by the law of supply and demand. 
• An economy in which private enterprise exists in 
combination with a considerable amount of 
government regulation and promotion is called a 
mixed economy. 
GGoo TToo 11 22 33 
SSeeccttiioonn::
DDeemmooccrraaccyy aanndd tthhee IInntteerrnneett 
• Democracy demands that the people be 
widely informed about their government. 
• Theoretically, the Internet makes 
knowledgeable participation in democratic 
process easier than ever before. 
• However, all data on the World Wide Web is 
not necessarily true, and the long-term 
effects of the Internet on democracy has yet 
to be determined. 
GGoo TToo 11 22 33 
SSeeccttiioonn::
GGoo TToo 11 22 33 
SSeeccttiioonn:: 
SSeeccttiioonn 33 RReevviieeww 
1. All of the following are basic notions found in the 
American concept of democracy EXCEPT 
(a) a recognition of the fundamental worth and dignity of every 
person. 
(b) a respect for the equality of all persons. 
(c) the rule of government by a single individual. 
(d) an acceptance of the necessity of compromise. 
2.In a free enterprise system, the means of capital 
are owned 
(a) by only the agricultural sector. (c) by private and corporate entities. 
(b) by government agencies. (d) equally by the collective 
citizenry.
GGoo TToo 11 22 33 
SSeeccttiioonn::
Chapter 1: Principles of Government 
Opener
In framing a government which is to be administrated by 
men over men, the great difficulty lies in this: You must first 
enable the government to control the governed; and in the 
next place oblige it to control itself. 
-The Federalist No. 51
Essential Question 
•Is government necessary?
Guiding Questions 
•Section 1: Government and the 
State 
•What is government and what is its 
purpose? 
•Government is the institution that allows a 
society to make and enforce public policies 
such as taxation, defense, law enforcement, 
education, and healthcare.
Guiding Questions 
•Section 2: Forms of Government 
•What are some forms of government in the 
world today? 
• Forms of government today include democracies and 
dictatorships as well as confederate, federal, unitary, 
parliamentary, and presidential.
Guiding Questions 
•Section 3: Basic Concepts of 
Democracy 
•What are the basic concepts of 
democracy? 
•Democracy is based upon the recognition of 
the fundamental worth and equality of every 
person, faith in majority rule and respect for 
minority rights, acceptance of compromise, 
and insistence upon the widest possible degree 
of individual freedom.
Chapter1AmGov
Chapter1AmGov
Chapter1AmGov
Chapter1AmGov
Chapter1AmGov

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Chapter1AmGov

  • 1. PPrreesseennttaattiioonn PPrroo © 22000011 bbyy PPrreennttiiccee HHaallll,, IInncc.. MMaaggrruuddeerr’’ss AAmmeerriiccaann GGoovveerrnnmmeenntt C H A P T E R 1 Principles of Government
  • 2. C H A P T E R 1 PPrriinncciipplleess ooff GGoovveerrnnmmeenntt SECTION 1 Government and the State SECTION 2 Forms of Government SECTION 3 Basic Concepts of Democracy GGoo TToo 11 22 33 SSeeccttiioonn::
  • 3. S E C T I O N 1 GGoovveerrnnmmeenntt aanndd tthhee SSttaattee • How is government defined? • What are the basic powers that every government holds? • What are the four defining characteristics of the state? • How have we attempted to explain the origin of the state? • What is the purpose of government in the United States and other countries? GGoo TToo 11 22 33 SSeeccttiioonn::
  • 4. Government is the institution through which a society makes and enforces its public policies. GGoo TToo 11 22 33 SSeeccttiioonn:: WWhhaatt IIss GGoovveerrnnmmeenntt?? CChhaapptteerr 11 SSeeccttiioonn 11
  • 5. The state can be defined as having these four characteristics: GGoo TToo 11 22 33 SSeeccttiioonn:: TThhee SSttaattee Population A state must have people, the number of which does not directly relate to its existence. Territory A state must be comprised of land—territory with known and recognized boundaries. Sovereignty Every state is sovereign. It has supreme and absolute power within its own territory and decides its own foreign and domestic policies. Government Every state has a government — that is, it is politically organized.
  • 6.
  • 7. GGoo TToo 11 22 33 SSeeccttiioonn:: OOrriiggiinnss ooff tthhee SSttaattee The Force Theory • The force theory states that one person or a small group took control of an area and forced all within it to submit to that person’s or group’s rule. The Evolutionary Theory • The evolutionary theory argues that the state evolved naturally out of the early family. The Divine Right Theory • The theory of divine right holds that God created the state and that God gives those of royal birth a “divine right” to rule. The Social Contract Theory • The social contract theory argues that the state arose out of a voluntary act of free people.
  • 8.
  • 9.
  • 10. TThhee PPuurrppoossee ooff GGoovveerrnnmmeenntt The main purposes of government are described in the Preamble of the Constitution of the United States: “We the People of the United States, in Order to form a more perfect Union, establish Justice, insure domestic Tranquility, provide for the common defence, promote the general Welfare, and secure the Blessings of Liberty to ourselves and our Posterity, do ordain and establish this Constitution for the United States of America.” GGoo TToo 11 22 33 SSeeccttiioonn:: CChhaapptteerr 11,, SSeeccttiioonn 11
  • 11.
  • 12. GGoo TToo 11 22 33 SSeeccttiioonn:: SSeeccttiioonn 11 RReevviieeww 1. A government is (a) the institution through which a society makes and enforces its public policies. (b) a collection of people. (c) always democratic. (d) the organization representing farms and industries. 2. A state has the following four characteristics: (a) population, territory, sovereignty, and government. (b) sovereignty, a perfect union, welfare, and territory. (c) people, places, force, and divine right. (d) justice, defense, liberty, and domestic tranquility.
  • 13.
  • 14. Creates the law Enforces the law Interprets the law
  • 15.
  • 16. S E C T I O N 2 FFoorrmmss ooff GGoovveerrnnmmeenntt • How can we classify governments? • How are systems of government defined in terms of who can participate? • How is power distributed within a state? • How are governments defined by the relationship between the legislative and executive branches? GGoo TToo 11 22 33 SSeeccttiioonn::
  • 17. CCllaassssiiffyyiinngg GGoovveerrnnmmeennttss Governments can be classified by three GGoo TToo 11 22 33 SSeeccttiioonn:: different standards: (1) Who can participate in the governing process. (2) The geographic distribution of the governmental power within the state. (3) The relationship between the legislative (lawmaking) and the executive (law-executing) branches of the government.
  • 18.
  • 19. CCllaassssiiffiiccaattiioonn bbyy WWhhoo CCaann PPaarrttiicciippaattee Democracy • In a democracy, supreme political authority rests with the people. • A direct democracy exists where the will of the people is translated into law directly by the people themselves. • In an indirect democracy, a small group of persons, chosen by the people to act as their representatives, expresses the popular will. GGoo TToo 11 22 33 SSeeccttiioonn:: Dictatorship • A dictatorship exists where those who rule cannot be held responsible to the will of the people. • An autocracy is a government in which a single person holds unlimited political power. • An oligarchy is a government in which the power to rule is held by a small, usually self-appointed elite.
  • 20.
  • 21.
  • 22. CCllaassssiiffiiccaattiioonn bbyy GGeeooggrraapphhiicc GGoo TToo 11 22 33 SSeeccttiioonn:: DDiissttrriibbuuttiioonn ooff PPoowweerr Unitary Government • A unitary government has all powers held by a single, central agency. Confederate Government • A confederation is an alliance of independent states. Federal Government • A federal government is one in which the powers of government are divided between a central government and several local governments. • An authority superior to both the central and local governments makes this division of power on a geographic basis.
  • 23.
  • 24.
  • 25.
  • 26. CCllaassssiiffiiccaattiioonn bbyy tthhee RReellaattiioonnsshhiipp BBeettwweeeenn LLeeggiissllaattiivvee aanndd EExxeeccuuttiivvee BBrraanncchheess GGoo TToo 11 22 33 SSeeccttiioonn::
  • 27. GGoo TToo 11 22 33 SSeeccttiioonn:: FFoorrmmss ooff GGoovveerrnnmmeenntt
  • 28. GGoo TToo 11 22 33 SSeeccttiioonn::
  • 29.
  • 30. GGoo TToo 11 22 33 SSeeccttiioonn:: SSeeccttiioonn 22 RReevviieeww 1. In a democracy, (a) independent states form an alliance. (b) supreme political authority rests with the people. (c) those who rule cannot be held responsible to the will of the people. (d) the rule by a few, select individuals regulates the will of the people. 2. The United States government has the following characteristics: (a) confederate, parliamentary, and dictatorship. (b) unitary, presidential, and democracy. (c) federal, presidential, and democracy. (d) unitary, parliamentary, and dictatorship.
  • 31. S E C T I O N 3 BBaassiicc CCoonncceeppttss ooff DDeemmooccrraaccyy • What are the foundations of democracy? • What are the connections between democracy and the free enterprise system? • How has the Internet affected democracy? GGoo TToo 11 22 33 SSeeccttiioonn::
  • 32.
  • 33. GGoo TToo 11 22 33 SSeeccttiioonn:: FFoouunnddaattiioonnss The American concept of democracy rests on these basic notions: (1) A recognition of the fundamental worth and dignity of every person; (2) A respect for the equality of all persons; (3) A faith in majority rule and an insistence upon minority rights; (4) An acceptance of the necessity of compromise; and (5) An insistence upon the widest possible degree of individual freedom.
  • 34.
  • 35.
  • 36.
  • 37. DDeemmooccrraaccyy aanndd tthhee FFrreeee EEnntteerrpprriissee SSyysstteemm • The free enterprise system is an economic system characterized by private or corporate ownership of capital goods; investments that are determined by private decision rather than by state control; and determined in a free market. • Decisions in a free enterprise system are determined by the law of supply and demand. • An economy in which private enterprise exists in combination with a considerable amount of government regulation and promotion is called a mixed economy. GGoo TToo 11 22 33 SSeeccttiioonn::
  • 38. DDeemmooccrraaccyy aanndd tthhee IInntteerrnneett • Democracy demands that the people be widely informed about their government. • Theoretically, the Internet makes knowledgeable participation in democratic process easier than ever before. • However, all data on the World Wide Web is not necessarily true, and the long-term effects of the Internet on democracy has yet to be determined. GGoo TToo 11 22 33 SSeeccttiioonn::
  • 39. GGoo TToo 11 22 33 SSeeccttiioonn:: SSeeccttiioonn 33 RReevviieeww 1. All of the following are basic notions found in the American concept of democracy EXCEPT (a) a recognition of the fundamental worth and dignity of every person. (b) a respect for the equality of all persons. (c) the rule of government by a single individual. (d) an acceptance of the necessity of compromise. 2.In a free enterprise system, the means of capital are owned (a) by only the agricultural sector. (c) by private and corporate entities. (b) by government agencies. (d) equally by the collective citizenry.
  • 40. GGoo TToo 11 22 33 SSeeccttiioonn::
  • 41.
  • 42. Chapter 1: Principles of Government Opener
  • 43. In framing a government which is to be administrated by men over men, the great difficulty lies in this: You must first enable the government to control the governed; and in the next place oblige it to control itself. -The Federalist No. 51
  • 44. Essential Question •Is government necessary?
  • 45. Guiding Questions •Section 1: Government and the State •What is government and what is its purpose? •Government is the institution that allows a society to make and enforce public policies such as taxation, defense, law enforcement, education, and healthcare.
  • 46. Guiding Questions •Section 2: Forms of Government •What are some forms of government in the world today? • Forms of government today include democracies and dictatorships as well as confederate, federal, unitary, parliamentary, and presidential.
  • 47. Guiding Questions •Section 3: Basic Concepts of Democracy •What are the basic concepts of democracy? •Democracy is based upon the recognition of the fundamental worth and equality of every person, faith in majority rule and respect for minority rights, acceptance of compromise, and insistence upon the widest possible degree of individual freedom.