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How to Reduce Earthquake Effects on Buildings?
Earthquake Tip 24
Learning
Earthquake Design
and
Construction
Why Earthquake Effects are to be Reduced
Conventional seismic design attempts to make
buildings that do not collapse under strong earthquake
shaking, but may sustain damage to non-structural
elements (like glass facades) and to some structural
members in the building. This may render the building
non-functional after the earthquake, which may be
problematic in some structures, like hospitals, which
need to remain functional in the aftermath of the
earthquake. Special techniques are required to design
buildings such that they remain practically
undamaged even in a severe earthquake. Buildings
with such improved seismic performance usually cost
more than normal buildings do. However, this cost is
justified through improved earthquake performance.
Two basic technologies are used to protect
buildings from damaging earthquake effects. These are
Base Isolation Devices and Seismic Dampers. The idea
behind base isolation is to detach (isolate) the building
from the ground in such a way that earthquake
motions are not transmitted up through the building,
or at least greatly reduced. Seismic dampers are special
devices introduced in the building to absorb the
energy provided by the ground motion to the building
(much like the way shock absorbers in motor vehicles
absorb the impacts due to undulations of the road).
Base Isolation
The concept of base isolation is explained through
an example building resting on frictionless rollers
(Figure 1a). When the ground shakes, the rollers freely
roll, but the building above does not move. Thus, no
force is transferred to the building due to shaking of
the ground; simply, the building does not experience the
earthquake. Now, if the same building is rested on
flexible pads that offer resistance against lateral
movements (Figure 1b), then some effect of the ground
shaking will be transferred to the building above. If
the flexible pads are properly chosen, the forces
induced by ground shaking can be a few times smaller
than that experienced by the building built directly on
ground, namely a fixed base building (Figure 1c).
The flexible pads are called base-isolators, whereas
the structures protected by means of these devices are
called base-isolated buildings. The main feature of the
base isolation technology is that it introduces
flexibility in the structure. As a result, a robust
medium-rise masonry or reinforced concrete building
becomes extremely flexible. The isolators are often
designed to absorb energy and thus add damping to
the system. This helps in further reducing the seismic
response of the building. Several commercial brands of
base isolators are available in the market, and many of
them look like large rubber pads, although there are
other types that are based on sliding of one part of the
building relative to the other. A careful study is
required to identify the most suitable type of device
for a particular building. Also, base isolation is not
suitable for all buildings. Most suitable candidates for
base-isolation are low to medium-rise buildings rested
on hard soil underneath; high-rise buildings or
buildings rested on soft soil are not suitable for base
isolation.
Figure 1: Building on flexible supports shakes
lesser – this technique is called Base Isolation.
Building on rollers without any friction
– building will not move with ground
Building on flexible pads connected to building
and foundation – building will shake less
Building resting directly on ground
– building will shake violently
Base Isolated
Building
If the gap between the
building and vertical wall of
the foundation pit is small,
the vertical wall of the pit
may hit the building, when
the ground moves under
the building.
Flexible pads
Rollers
Fixed-Base
Building
Hypothetical
Building
(a)
(b)
(c)
Forces induced can be up to
5-6 times smaller than those
in a regular building resting
directly on ground.
Forces induced are large.
Small
movement
of building
Large
movement
of building
Large
movement
in isolators
Isolator during Earthquake
Original
Isolator
Stainless
steel plates
Flexible
Material
Lead plug
IITK-BMTPC Earthquake Tip 24
How to Reduce Earthquake Effects on Buildings? page 2
Base Isolation in Real Buildings
Seismic isolation is a relatively recent and evolving
technology. It has been in increased use since the
1980s, and has been well evaluated and reviewed
internationally. Base isolation has now been used in
numerous buildings in countries like Italy, Japan, New
Zealand, and USA. Base isolation is also useful for
retrofitting important buildings (like hospitals and
historic buildings). By now, over 1000 buildings across
the world have been equipped with seismic base
isolation. In India, base isolation technique was first
demonstrated after the 1993 Killari (Maharashtra)
Earthquake [EERI, 1999]. Two single storey buildings
(one school building and another shopping complex
building) in newly relocated Killari town were built
with rubber base isolators resting on hard ground. Both
were brick masonry buildings with concrete roof. After the
2001 Bhuj (Gujarat) earthquake, the four-storey Bhuj
Hospital building was built with base isolation
technique (Figure 2).
Seismic Dampers
Another approach for controlling seismic damage
in buildings and improving their seismic performance
is by installing seismic dampers in place of structural
elements, such as diagonal braces. These dampers act
like the hydraulic shock absorbers in cars – much of
the sudden jerks are absorbed in the hydraulic fluids
and only little is transmitted above to the chassis of the
car. When seismic energy is transmitted through them,
dampers absorb part of it, and thus damp the motion of
the building. Dampers were used since 1960s to
protect tall buildings against wind effects. However, it
was only since 1990s, that they were used to protect
buildings against earthquake effects. Commonly used
types of seismic dampers include viscous dampers
(energy is absorbed by silicone-based fluid passing
between piston-cylinder arrangement), friction dampers
(energy is absorbed by surfaces with friction between
them rubbing against each other), and yielding dampers
(energy is absorbed by metallic components that yield)
(Figure 3). In India, friction dampers have been
provided in a 18-storey RC frame structure in Gurgaon
(See http://www.palldynamics.com/main.htm).
Related - Earthquake Tip
Tip 5: What are the Seismic Effects on Structures?
Tip 8: What is the Seismic Design Philosophy for Buildings?
Resource Material
EERI, (1999), Lessons Learnt Over Time – Learning from Earthquakes
Series: Volume II Innovative Recovery in India, Earthquake
Engineering Research Institute, Oakland (CA), USA; also
available at http://www.nicee.org/readings/EERI_Report.htm.
Hanson,R.D., and Soong,T.T., (2001), Seismic Design with
Supplemental Energy Dissipation Devices, Earthquake Engineering
Research Institute, Oakland (CA), USA.
Skinner,R.I., Robinson,W.H., and McVerry,G.H., (1999), An
Introduction to Seismic Isolation, John Wiley & Sons, New York.
Authored by:
C.V.R.Murty
Indian Institute of Technology Kanpur
Kanpur, India
Sponsored by:
Building Materials and Technology Promotion
Council, New Delhi, India
This release is a property of IIT Kanpur and BMTPC New
Delhi. It may be reproduced without changing its contents
and with due acknowledgement. Suggestions/comments
may be sent to: eqtips@iitk.ac.in. Visit www.nicee.org or
www.bmtpc.org, to see previous IITK-BMTPC Earthquake Tips.
March 2004
Figure 2: View of Basement in Bhuj Hospital
building – built with base isolators after the
original District Hospital building at Bhuj
collapsed during the 2001 Bhuj earthquake.
Basement columns
supporting base isolators
Base Isolator
Figure 3: Seismic Energy Dissipation Devices –
each device is suitable for a certain building.
(c) Yielding Dampers
Yield location
of metal
Viscous
Fluid
Piston
(a) Viscous Damper
(b) Friction Damper
Steel
Plate
Bolt
Photo Courtesy:
Marjorie Greene, EERI, USA

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24

  • 1. How to Reduce Earthquake Effects on Buildings? Earthquake Tip 24 Learning Earthquake Design and Construction Why Earthquake Effects are to be Reduced Conventional seismic design attempts to make buildings that do not collapse under strong earthquake shaking, but may sustain damage to non-structural elements (like glass facades) and to some structural members in the building. This may render the building non-functional after the earthquake, which may be problematic in some structures, like hospitals, which need to remain functional in the aftermath of the earthquake. Special techniques are required to design buildings such that they remain practically undamaged even in a severe earthquake. Buildings with such improved seismic performance usually cost more than normal buildings do. However, this cost is justified through improved earthquake performance. Two basic technologies are used to protect buildings from damaging earthquake effects. These are Base Isolation Devices and Seismic Dampers. The idea behind base isolation is to detach (isolate) the building from the ground in such a way that earthquake motions are not transmitted up through the building, or at least greatly reduced. Seismic dampers are special devices introduced in the building to absorb the energy provided by the ground motion to the building (much like the way shock absorbers in motor vehicles absorb the impacts due to undulations of the road). Base Isolation The concept of base isolation is explained through an example building resting on frictionless rollers (Figure 1a). When the ground shakes, the rollers freely roll, but the building above does not move. Thus, no force is transferred to the building due to shaking of the ground; simply, the building does not experience the earthquake. Now, if the same building is rested on flexible pads that offer resistance against lateral movements (Figure 1b), then some effect of the ground shaking will be transferred to the building above. If the flexible pads are properly chosen, the forces induced by ground shaking can be a few times smaller than that experienced by the building built directly on ground, namely a fixed base building (Figure 1c). The flexible pads are called base-isolators, whereas the structures protected by means of these devices are called base-isolated buildings. The main feature of the base isolation technology is that it introduces flexibility in the structure. As a result, a robust medium-rise masonry or reinforced concrete building becomes extremely flexible. The isolators are often designed to absorb energy and thus add damping to the system. This helps in further reducing the seismic response of the building. Several commercial brands of base isolators are available in the market, and many of them look like large rubber pads, although there are other types that are based on sliding of one part of the building relative to the other. A careful study is required to identify the most suitable type of device for a particular building. Also, base isolation is not suitable for all buildings. Most suitable candidates for base-isolation are low to medium-rise buildings rested on hard soil underneath; high-rise buildings or buildings rested on soft soil are not suitable for base isolation. Figure 1: Building on flexible supports shakes lesser – this technique is called Base Isolation. Building on rollers without any friction – building will not move with ground Building on flexible pads connected to building and foundation – building will shake less Building resting directly on ground – building will shake violently Base Isolated Building If the gap between the building and vertical wall of the foundation pit is small, the vertical wall of the pit may hit the building, when the ground moves under the building. Flexible pads Rollers Fixed-Base Building Hypothetical Building (a) (b) (c) Forces induced can be up to 5-6 times smaller than those in a regular building resting directly on ground. Forces induced are large. Small movement of building Large movement of building Large movement in isolators Isolator during Earthquake Original Isolator Stainless steel plates Flexible Material Lead plug
  • 2. IITK-BMTPC Earthquake Tip 24 How to Reduce Earthquake Effects on Buildings? page 2 Base Isolation in Real Buildings Seismic isolation is a relatively recent and evolving technology. It has been in increased use since the 1980s, and has been well evaluated and reviewed internationally. Base isolation has now been used in numerous buildings in countries like Italy, Japan, New Zealand, and USA. Base isolation is also useful for retrofitting important buildings (like hospitals and historic buildings). By now, over 1000 buildings across the world have been equipped with seismic base isolation. In India, base isolation technique was first demonstrated after the 1993 Killari (Maharashtra) Earthquake [EERI, 1999]. Two single storey buildings (one school building and another shopping complex building) in newly relocated Killari town were built with rubber base isolators resting on hard ground. Both were brick masonry buildings with concrete roof. After the 2001 Bhuj (Gujarat) earthquake, the four-storey Bhuj Hospital building was built with base isolation technique (Figure 2). Seismic Dampers Another approach for controlling seismic damage in buildings and improving their seismic performance is by installing seismic dampers in place of structural elements, such as diagonal braces. These dampers act like the hydraulic shock absorbers in cars – much of the sudden jerks are absorbed in the hydraulic fluids and only little is transmitted above to the chassis of the car. When seismic energy is transmitted through them, dampers absorb part of it, and thus damp the motion of the building. Dampers were used since 1960s to protect tall buildings against wind effects. However, it was only since 1990s, that they were used to protect buildings against earthquake effects. Commonly used types of seismic dampers include viscous dampers (energy is absorbed by silicone-based fluid passing between piston-cylinder arrangement), friction dampers (energy is absorbed by surfaces with friction between them rubbing against each other), and yielding dampers (energy is absorbed by metallic components that yield) (Figure 3). In India, friction dampers have been provided in a 18-storey RC frame structure in Gurgaon (See http://www.palldynamics.com/main.htm). Related - Earthquake Tip Tip 5: What are the Seismic Effects on Structures? Tip 8: What is the Seismic Design Philosophy for Buildings? Resource Material EERI, (1999), Lessons Learnt Over Time – Learning from Earthquakes Series: Volume II Innovative Recovery in India, Earthquake Engineering Research Institute, Oakland (CA), USA; also available at http://www.nicee.org/readings/EERI_Report.htm. Hanson,R.D., and Soong,T.T., (2001), Seismic Design with Supplemental Energy Dissipation Devices, Earthquake Engineering Research Institute, Oakland (CA), USA. Skinner,R.I., Robinson,W.H., and McVerry,G.H., (1999), An Introduction to Seismic Isolation, John Wiley & Sons, New York. Authored by: C.V.R.Murty Indian Institute of Technology Kanpur Kanpur, India Sponsored by: Building Materials and Technology Promotion Council, New Delhi, India This release is a property of IIT Kanpur and BMTPC New Delhi. It may be reproduced without changing its contents and with due acknowledgement. Suggestions/comments may be sent to: eqtips@iitk.ac.in. Visit www.nicee.org or www.bmtpc.org, to see previous IITK-BMTPC Earthquake Tips. March 2004 Figure 2: View of Basement in Bhuj Hospital building – built with base isolators after the original District Hospital building at Bhuj collapsed during the 2001 Bhuj earthquake. Basement columns supporting base isolators Base Isolator Figure 3: Seismic Energy Dissipation Devices – each device is suitable for a certain building. (c) Yielding Dampers Yield location of metal Viscous Fluid Piston (a) Viscous Damper (b) Friction Damper Steel Plate Bolt Photo Courtesy: Marjorie Greene, EERI, USA