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“BROKER VS
DEALER”
Aidan Narvaez
Eduardo Quintero
BUSINESS & COMMERCIAL ENGLISH
Colegio Bilingue Vista Alegre
10 E
Introduction
A broker is an individual or
financial services company that
enables the trading of
securities for other individuals.
A dealer is an individual or
financial services company that
enables the trading of
securities for themselves.
Purpose
The purpose of this work is that
we learn and investigate what
role brokers and distributors play
in a company and also what their
qualities are and know what the
difference is between the two so
that they are not confused when
mentioning.
Question and objetives
What is a broker?
A broker is basically an intermediary who
helps make a transaction go smoothly
between the buyer and the seller.
What is a dealer?
Distributors are very important entities in
the market. A trader is an individual who is
willing to buy and sell securities on his own
behalf with his money.
What is the difference between a broker and
a dealer?
The main difference between brokers and
dealers is that brokers act as an
intermediary between the buyer and seller to
make a transaction while brokers act as
market makers for securities.
The main responsibility of a broker is to bring
the buyer and the seller closer and help make
their transaction go smoothly.
Dealers are market makers who create
liquidity and help promote long-term growth
in the market.
A broker executes a deal/transaction on
behalf of his client, in simple words a broker
trades on behalf of others while a broker
executes a deal/transaction on behalf of
himself, in simple words a broker trades on
behalf of himself same.
.
One of the findings we managed to achieve in this project is that A broker is
an individual or a financial service company that provides the service of
enabling the trading of securities for other individuals, while a dealer is an
individual or a financial service company that enables the trading of securities
for themselves.
Findings
Conclusion
Both terms are used very frequently in
the financial market of our country.
The main difference between brokers
and dealers is that brokers act as an
intermediary between the buyer and
seller to make a transaction while
brokers act as market makers for
securities.
Resources
Youtube Google Canva
Appendices

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broker vs dealer.pdf

  • 1. “BROKER VS DEALER” Aidan Narvaez Eduardo Quintero BUSINESS & COMMERCIAL ENGLISH Colegio Bilingue Vista Alegre 10 E
  • 2. Introduction A broker is an individual or financial services company that enables the trading of securities for other individuals. A dealer is an individual or financial services company that enables the trading of securities for themselves.
  • 3. Purpose The purpose of this work is that we learn and investigate what role brokers and distributors play in a company and also what their qualities are and know what the difference is between the two so that they are not confused when mentioning.
  • 4. Question and objetives What is a broker? A broker is basically an intermediary who helps make a transaction go smoothly between the buyer and the seller. What is a dealer? Distributors are very important entities in the market. A trader is an individual who is willing to buy and sell securities on his own behalf with his money. What is the difference between a broker and a dealer? The main difference between brokers and dealers is that brokers act as an intermediary between the buyer and seller to make a transaction while brokers act as market makers for securities. The main responsibility of a broker is to bring the buyer and the seller closer and help make their transaction go smoothly. Dealers are market makers who create liquidity and help promote long-term growth in the market. A broker executes a deal/transaction on behalf of his client, in simple words a broker trades on behalf of others while a broker executes a deal/transaction on behalf of himself, in simple words a broker trades on behalf of himself same. .
  • 5. One of the findings we managed to achieve in this project is that A broker is an individual or a financial service company that provides the service of enabling the trading of securities for other individuals, while a dealer is an individual or a financial service company that enables the trading of securities for themselves. Findings
  • 6. Conclusion Both terms are used very frequently in the financial market of our country. The main difference between brokers and dealers is that brokers act as an intermediary between the buyer and seller to make a transaction while brokers act as market makers for securities.