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IJRET: International Journal of Research in Engineering and Technology eISSN: 2319-1163 | pISSN: 2321-7308
_______________________________________________________________________________________
Volume: 04 Issue: 01 | Jan-2015, Available @ http://www.ijret.org 407
OPTICAL CHARACTER RECOGNITION: AN ENCOMPASSING
REVIEW
Nikhil Pai1
, Vijaykumar S. Kolkure2
1
M.E. (Electronics, Appeared), Department Of Electronics Engineering, Bharatratna Indira Gandhi College of
Engineering, Affiliated to Solapur University, Solapur, Maharashtra, India.
2
Assistant Professor, Department Of Electronics Engineering, Bharatratna Indira Gandhi College of Engineering,
Affiliated to Solapur University, Solapur, Maharashtra, India.
Abstract
Optical character recognition (OCR) is becoming a powerful tool in the field of Character Recognition, now a days. In the
existing globalized environment, OCR can play a vital role in different application fields. Basically, OCR technique converts
images into editable format. This technique converts images in the form of documents such as we can edit, modify and store data
more safely for longtime. This paper presents basic of OCR technique with its components such as pre-processing, Feature
Extraction, Classification, post-processing etc. There are various techniques have been implemented for the recognition of
character. This Review also discusses different ideas implemented earlier for recognition of a character. This paper may act as a
supportive material for those who wish to know about OCR.
Keywords- OCR, Feature Extraction
----------------------------------------------------------------------***--------------------------------------------------------------------
1. INTRODUCTION
Now a days, globalization is reaching to a great level. In this
globalized environment, character recognition techniques
also getting a valuable demand in number of application
areas. OCR is an effective technique which converts image
into suitable format such that data can be edit, modify and
stored. This technique performs several operations such as,
scans the input image, processes over the scanned image
thereby image gets converted into portable formats .For
instance, the hard copy of old historical books, novels, etc.
.cannot be stored safely for a long time. Rather, its safety has
limitations. If we apply OCR technique for such cases, the
different historical documents can be stored, modified for a
longtime. OCR also having variety of applications in almost
all fields, including security. OCR implementation helps us to
edit, store and process over the scanned data more
effectively. User can handle the stored data whenever he
wants with the internet support. So Optical character
recognition is most successful application used in pattern
recognition. A typical OCR system consists of the following
basic components:
1. Input scanned Image
2. Pre-processing
3. Feature Extraction
4. Classification
5. Post- processing
Fig- 1.1: Processing Stages of OCR Technique
IJRET: International Journal of Research in Engineering and Technology eISSN: 2319-1163 | pISSN: 2321-7308
_______________________________________________________________________________________
Volume: 04 Issue: 01 | Jan-2015, Available @ http://www.ijret.org 408
1. Input Scanned Image
Firstly, image of input data is optically scanned. The scanned
image can be any document of different dimensions. This
scanned input image is fed to pre-processing section so as to
process over that scanned image.
2. Pre-Processing
Pre-processing includes several operations over the scanned
image, so that input image becomes suitable and comfortable
for applying to further sub sections. Basically the objective of
pre-processing is to improve the quality of scanned input
image. Noise removal, mathematical operations can also be
processed in this Pre-processing section. It includes
binarization, boundary detection, segmentation, thinning. It
performs the several operations over the scanned input data.
2.1 Binarization
Binarization plays an important role in pre-processing. It is
necessary to convert a color image into black and white
format. So we can process over that black and white image.
Basically separation of background and actual image area
referred as foreground of a scanned image is called
binarization.
2.2 Boundary Detection
The binarized image is now applicable for boundary
detection. In this operation the boundaries of scanned image
is detected. It detects all the boundaries of image. It is
necessary to detect the boundaries so as to select an
individual character.
2.3 Segmentation
This is important operation of OCR as rate of recognition is
directly proportional to segmentation. In this process, every
individual character is separated. This isolates the different
sub-parts of an image. It is used to separate pixels of an
image as per the contents in data like words, paragraph etc.
2.4 Thinning
Thinning is used to clean the scanned input image. This
process deletes the dark points in the image.
3. Feature Extraction
For the accuracy of OCR system, the appropriate Feature
Extraction method should be selected. While processing over
the image some features should be separated. The typical
features are Edges, Corners, Ridges, etc. This method of
separation is called as Feature Extraction. The accuracy of an
OCR technique depends on selection of proper feature
extraction method.
4. Classification
The feature extracted data must have gone through the
process of Classification. This process classifies the extracted
individual character in proper way.
5. Post-Processing
This is the last and an important phase of OCR technique. It
includes different operations like Grouping, Error detection
and correction. Whatever the data being operated through
different operations such as, binarization, segmentation,
Feature extraction, Classification etc. is fed to post-
processing. That means different features of input scanned
image are extracted. That feature extracted data is an
individual character. It is unable to get detailed information
from that individual character. So, it is necessary to collect
individual character in appropriate and sequential manner.
The process of collecting individual characters of the same
contents to form a string is termed as Grouping. By using
error detecting and correcting algorithms, errors can also be
eliminated.
Finally, we get the recognized output character.
2. LITERATURE REVIEW ON OPTICAL
CHARACTER RECOGNITION
As per reference, IJETAE Volume 4, Issue 5, May 2014[1]
this paper explains comparative analysis between Random
Transform and Hough Transform, which are applied for error
detection and correction. This paper explains implementation
of OCR in Matlab, compared with current working method of
OCR. This system achieved recognition rate near about 92%.
As per reference, IJSR Publications, Volume 2, Issue 6, June
2012 [2]
this paper discusses recognition of off-line English
character. This explains a new model Hidden Markov Model
(HMM) for character recognition. The Novel feature
Extraction method is used for implementing HMM. By
collecting 13000 samples from 100 writers they have tested
performance of OCR technique and got accuracy of near
about 94%.
As per reference, IJARECE Volume 2, Issue 5, May 2013 [3]
this paper implements the OCR technique in Matlab. This
paper explains how matlab is more convenient and effective
for OCR technique. The performance of OCR has been tested
with samples in this approach.
As per reference, European Academic Research, Volume I,
Issue 5/ August 2013 [4]
this paper discusses the OCR
technique with its components. This achieved a good
recognition rate by implementing Particle Swarm
Optimization Approach.
As per reference, International Journal of Research in
Computer and Communication Technology, Volume 2, Issue
9, September -2013 [5]
This explains basic of OCR technique
with its components including Pre-processing, Segmentation,
Feature Extraction and Classification.
As per reference, Applied Computational Intelligence and
Soft Computing Volume 2012, Article ID 897127 [6]
This
paper proposes comparative study of new ideas, Particle
Swarm Optimization (PSO) and Bacterial Foraging
IJRET: International Journal of Research in Engineering and Technology eISSN: 2319-1163 | pISSN: 2321-7308
_______________________________________________________________________________________
Volume: 04 Issue: 01 | Jan-2015, Available @ http://www.ijret.org 409
Optimization (BFO). In this proposal PSO and BFO are used
to achieve most advantageous harmonic compensation. This
paper also discusses the efficiency of both approaches PSO
and BFO by comparing them.
As per reference , IJERA Volume 1, Issue 4, pp. 1736-1739
[7]
this paper presents an overview of the various O.C.R.
systems for Gurumukhi which are developed for handwritten
isolated Gurumukhi text. This paper discusses details of
different feature extraction methods with its comparative
analysis.
As per reference, International Journal of Advanced
Research in Computer Science and Software Engineering
Volume 4, Issue 1, January 2014[8]
this explains OCR
technique for both handwritten and printed Guajarati script.
For this implementation, linear recognition technique has
been used. This paper explains how linear recognition
technique is efficient in OCR for error detection and
correction.
As per reference, International Journal of Computer
Application, volume 23, no.1, pp. 21-24, 2011.[9]
This paper
not only explain OCR for different font size and style, but
also tests the performance of proposed OCR system with
four groups of different font size and style. This proposed
system achieved recognition rate near about 96%.
3. CONCLUSION
This paper presents detailed description of OCR system. It
includes discussion of various sub-parts of OCR technique
such as, pre-processing, segmentation, Feature Extraction.
The different papers having new algorithms and approaches
so as to recognize a character accurately have been discussed
in this review. Each technique has its own uniqueness and
level of accuracy, but still some modifications have to be
done for characters of different size and fonts.
REFERENCES
[1]. Jagruti Chandarana, Mayank Kapadia Optical Character
Recognition International Journal of Emerging Technology
and Advanced Engineering Volume 4, Issue 5, May 2014
[2]. Binod Kumar Prasad, GoutamSanyal A model Approach
to Off-line English Character Recognition International
Journal of Scientific and Research Publications, Volume 2,
Issue 6, June 2012
[3]. Sandeep Tiwari, Shivangi Mishra, Priyank Bhatia,
Praveen Km. Yadav[May 2013] Optical Character
Recognition using MATLAB International Journal of
Advanced Research in Electronics and Communication
Engineering (IJARECE)Volume 2, Issue 5, May 2013
[4]. Majida Ali Abed Hamid Ali Abed Alasadi Simplifying
Handwritten Characters Recognition Using a Particle Swarm
Optimization Approach European Academic Research,
Volume I, Issue 5/ August 2013
[5]. Mahesh Goyani, Harsh Dani, Chahna Dixit Handwritten
Character Recognition – A Comprehensive Review
International Journal of Research in Computer and
Communication Technology, Volume 2, Issue 9, September -
2013
[6]. Sushree Sangita Patnaik and Anup Kumar Panda Particle
Swarm Optimization and Bacterial Foraging Optimization
Techniques for Optimal Current Harmonic Mitigation by
Employing Active Power Filter Applied Computational
Intelligence and Soft Computing Volume 2012, Article ID
897127.
[7]. Pritpal Singh, Sumit Budhiraja Feature Extraction and
Classification Techniques in O.C.R. Systems for Handwritten
Gurumukhi Script – A Survey International Journal of
Engineering Research and Applications (IJERA) Volume 1,
Issue 4, pp. 1736-1739.
[8]. Lipi Shah, Ripal Patel, Shreyal Patel, Jay Maniar Skew
Detection and Correction for Gujarati Printed and
Handwritten Character using Linear Regression International
Journal of Advanced Research in Computer Science and
Software Engineering Volume 4, Issue 1, January 2014
[9]. Ritesh Kapoor, Sonia Gupta, and C.M. Sharma, “Multi-
font/size character recognition and document scanning,” Int.
J. of Computer Application, volume 23, no.1, pp. 21-24,
2011.
BIOGRAPHIES
Nikhil Pai 1
currently pursuing M.E.
(Electronics) From Bharatratna Indira
Gandhi College of Engineering, Solapur,
Maharashtra, India. His area of interest is
image processing, MATlab.
Vijaykumar S. Kolkure 2
has completed M.E. (Electronics)
from W.C. Sangli, Maharashtra, India. He has 10 years of
teaching experience. Currently he is working as Assistant
Professor at Bharatratna Indira Gandhi College of
Engineering, Solapur, Maharashtra, India. His area of interest
is Image Processing, Video Processing.

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Optical character recognition an encompassing review

  • 1. IJRET: International Journal of Research in Engineering and Technology eISSN: 2319-1163 | pISSN: 2321-7308 _______________________________________________________________________________________ Volume: 04 Issue: 01 | Jan-2015, Available @ http://www.ijret.org 407 OPTICAL CHARACTER RECOGNITION: AN ENCOMPASSING REVIEW Nikhil Pai1 , Vijaykumar S. Kolkure2 1 M.E. (Electronics, Appeared), Department Of Electronics Engineering, Bharatratna Indira Gandhi College of Engineering, Affiliated to Solapur University, Solapur, Maharashtra, India. 2 Assistant Professor, Department Of Electronics Engineering, Bharatratna Indira Gandhi College of Engineering, Affiliated to Solapur University, Solapur, Maharashtra, India. Abstract Optical character recognition (OCR) is becoming a powerful tool in the field of Character Recognition, now a days. In the existing globalized environment, OCR can play a vital role in different application fields. Basically, OCR technique converts images into editable format. This technique converts images in the form of documents such as we can edit, modify and store data more safely for longtime. This paper presents basic of OCR technique with its components such as pre-processing, Feature Extraction, Classification, post-processing etc. There are various techniques have been implemented for the recognition of character. This Review also discusses different ideas implemented earlier for recognition of a character. This paper may act as a supportive material for those who wish to know about OCR. Keywords- OCR, Feature Extraction ----------------------------------------------------------------------***-------------------------------------------------------------------- 1. INTRODUCTION Now a days, globalization is reaching to a great level. In this globalized environment, character recognition techniques also getting a valuable demand in number of application areas. OCR is an effective technique which converts image into suitable format such that data can be edit, modify and stored. This technique performs several operations such as, scans the input image, processes over the scanned image thereby image gets converted into portable formats .For instance, the hard copy of old historical books, novels, etc. .cannot be stored safely for a long time. Rather, its safety has limitations. If we apply OCR technique for such cases, the different historical documents can be stored, modified for a longtime. OCR also having variety of applications in almost all fields, including security. OCR implementation helps us to edit, store and process over the scanned data more effectively. User can handle the stored data whenever he wants with the internet support. So Optical character recognition is most successful application used in pattern recognition. A typical OCR system consists of the following basic components: 1. Input scanned Image 2. Pre-processing 3. Feature Extraction 4. Classification 5. Post- processing Fig- 1.1: Processing Stages of OCR Technique
  • 2. IJRET: International Journal of Research in Engineering and Technology eISSN: 2319-1163 | pISSN: 2321-7308 _______________________________________________________________________________________ Volume: 04 Issue: 01 | Jan-2015, Available @ http://www.ijret.org 408 1. Input Scanned Image Firstly, image of input data is optically scanned. The scanned image can be any document of different dimensions. This scanned input image is fed to pre-processing section so as to process over that scanned image. 2. Pre-Processing Pre-processing includes several operations over the scanned image, so that input image becomes suitable and comfortable for applying to further sub sections. Basically the objective of pre-processing is to improve the quality of scanned input image. Noise removal, mathematical operations can also be processed in this Pre-processing section. It includes binarization, boundary detection, segmentation, thinning. It performs the several operations over the scanned input data. 2.1 Binarization Binarization plays an important role in pre-processing. It is necessary to convert a color image into black and white format. So we can process over that black and white image. Basically separation of background and actual image area referred as foreground of a scanned image is called binarization. 2.2 Boundary Detection The binarized image is now applicable for boundary detection. In this operation the boundaries of scanned image is detected. It detects all the boundaries of image. It is necessary to detect the boundaries so as to select an individual character. 2.3 Segmentation This is important operation of OCR as rate of recognition is directly proportional to segmentation. In this process, every individual character is separated. This isolates the different sub-parts of an image. It is used to separate pixels of an image as per the contents in data like words, paragraph etc. 2.4 Thinning Thinning is used to clean the scanned input image. This process deletes the dark points in the image. 3. Feature Extraction For the accuracy of OCR system, the appropriate Feature Extraction method should be selected. While processing over the image some features should be separated. The typical features are Edges, Corners, Ridges, etc. This method of separation is called as Feature Extraction. The accuracy of an OCR technique depends on selection of proper feature extraction method. 4. Classification The feature extracted data must have gone through the process of Classification. This process classifies the extracted individual character in proper way. 5. Post-Processing This is the last and an important phase of OCR technique. It includes different operations like Grouping, Error detection and correction. Whatever the data being operated through different operations such as, binarization, segmentation, Feature extraction, Classification etc. is fed to post- processing. That means different features of input scanned image are extracted. That feature extracted data is an individual character. It is unable to get detailed information from that individual character. So, it is necessary to collect individual character in appropriate and sequential manner. The process of collecting individual characters of the same contents to form a string is termed as Grouping. By using error detecting and correcting algorithms, errors can also be eliminated. Finally, we get the recognized output character. 2. LITERATURE REVIEW ON OPTICAL CHARACTER RECOGNITION As per reference, IJETAE Volume 4, Issue 5, May 2014[1] this paper explains comparative analysis between Random Transform and Hough Transform, which are applied for error detection and correction. This paper explains implementation of OCR in Matlab, compared with current working method of OCR. This system achieved recognition rate near about 92%. As per reference, IJSR Publications, Volume 2, Issue 6, June 2012 [2] this paper discusses recognition of off-line English character. This explains a new model Hidden Markov Model (HMM) for character recognition. The Novel feature Extraction method is used for implementing HMM. By collecting 13000 samples from 100 writers they have tested performance of OCR technique and got accuracy of near about 94%. As per reference, IJARECE Volume 2, Issue 5, May 2013 [3] this paper implements the OCR technique in Matlab. This paper explains how matlab is more convenient and effective for OCR technique. The performance of OCR has been tested with samples in this approach. As per reference, European Academic Research, Volume I, Issue 5/ August 2013 [4] this paper discusses the OCR technique with its components. This achieved a good recognition rate by implementing Particle Swarm Optimization Approach. As per reference, International Journal of Research in Computer and Communication Technology, Volume 2, Issue 9, September -2013 [5] This explains basic of OCR technique with its components including Pre-processing, Segmentation, Feature Extraction and Classification. As per reference, Applied Computational Intelligence and Soft Computing Volume 2012, Article ID 897127 [6] This paper proposes comparative study of new ideas, Particle Swarm Optimization (PSO) and Bacterial Foraging
  • 3. IJRET: International Journal of Research in Engineering and Technology eISSN: 2319-1163 | pISSN: 2321-7308 _______________________________________________________________________________________ Volume: 04 Issue: 01 | Jan-2015, Available @ http://www.ijret.org 409 Optimization (BFO). In this proposal PSO and BFO are used to achieve most advantageous harmonic compensation. This paper also discusses the efficiency of both approaches PSO and BFO by comparing them. As per reference , IJERA Volume 1, Issue 4, pp. 1736-1739 [7] this paper presents an overview of the various O.C.R. systems for Gurumukhi which are developed for handwritten isolated Gurumukhi text. This paper discusses details of different feature extraction methods with its comparative analysis. As per reference, International Journal of Advanced Research in Computer Science and Software Engineering Volume 4, Issue 1, January 2014[8] this explains OCR technique for both handwritten and printed Guajarati script. For this implementation, linear recognition technique has been used. This paper explains how linear recognition technique is efficient in OCR for error detection and correction. As per reference, International Journal of Computer Application, volume 23, no.1, pp. 21-24, 2011.[9] This paper not only explain OCR for different font size and style, but also tests the performance of proposed OCR system with four groups of different font size and style. This proposed system achieved recognition rate near about 96%. 3. CONCLUSION This paper presents detailed description of OCR system. It includes discussion of various sub-parts of OCR technique such as, pre-processing, segmentation, Feature Extraction. The different papers having new algorithms and approaches so as to recognize a character accurately have been discussed in this review. Each technique has its own uniqueness and level of accuracy, but still some modifications have to be done for characters of different size and fonts. REFERENCES [1]. Jagruti Chandarana, Mayank Kapadia Optical Character Recognition International Journal of Emerging Technology and Advanced Engineering Volume 4, Issue 5, May 2014 [2]. Binod Kumar Prasad, GoutamSanyal A model Approach to Off-line English Character Recognition International Journal of Scientific and Research Publications, Volume 2, Issue 6, June 2012 [3]. Sandeep Tiwari, Shivangi Mishra, Priyank Bhatia, Praveen Km. Yadav[May 2013] Optical Character Recognition using MATLAB International Journal of Advanced Research in Electronics and Communication Engineering (IJARECE)Volume 2, Issue 5, May 2013 [4]. Majida Ali Abed Hamid Ali Abed Alasadi Simplifying Handwritten Characters Recognition Using a Particle Swarm Optimization Approach European Academic Research, Volume I, Issue 5/ August 2013 [5]. Mahesh Goyani, Harsh Dani, Chahna Dixit Handwritten Character Recognition – A Comprehensive Review International Journal of Research in Computer and Communication Technology, Volume 2, Issue 9, September - 2013 [6]. Sushree Sangita Patnaik and Anup Kumar Panda Particle Swarm Optimization and Bacterial Foraging Optimization Techniques for Optimal Current Harmonic Mitigation by Employing Active Power Filter Applied Computational Intelligence and Soft Computing Volume 2012, Article ID 897127. [7]. Pritpal Singh, Sumit Budhiraja Feature Extraction and Classification Techniques in O.C.R. Systems for Handwritten Gurumukhi Script – A Survey International Journal of Engineering Research and Applications (IJERA) Volume 1, Issue 4, pp. 1736-1739. [8]. Lipi Shah, Ripal Patel, Shreyal Patel, Jay Maniar Skew Detection and Correction for Gujarati Printed and Handwritten Character using Linear Regression International Journal of Advanced Research in Computer Science and Software Engineering Volume 4, Issue 1, January 2014 [9]. Ritesh Kapoor, Sonia Gupta, and C.M. Sharma, “Multi- font/size character recognition and document scanning,” Int. J. of Computer Application, volume 23, no.1, pp. 21-24, 2011. BIOGRAPHIES Nikhil Pai 1 currently pursuing M.E. (Electronics) From Bharatratna Indira Gandhi College of Engineering, Solapur, Maharashtra, India. His area of interest is image processing, MATlab. Vijaykumar S. Kolkure 2 has completed M.E. (Electronics) from W.C. Sangli, Maharashtra, India. He has 10 years of teaching experience. Currently he is working as Assistant Professor at Bharatratna Indira Gandhi College of Engineering, Solapur, Maharashtra, India. His area of interest is Image Processing, Video Processing.