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Multi-rate Modulation: 
A Bandwidth and Power efficient 
Modulation Scheme 
By: Khalid Ibrahim 
MS Electronics Engg. (IIUI)
Modulation 
• Binary sequence can't be transmitted 
• Compatible format 
• Mapping the information sequence into the 
signal waveforms. 
(Also called Digital modulation)
Multirate Modulation 
• Resembles Block Codded Modulation. 
• Encoding matrices are used for transformation. 
– y = C x 
• To provide 
– Spectral Shaping: H(-1)=0 
– Euclidean distance: 2 2 
– Encoding Matrix is implemented using MR digital 
filters of low complexity.
Multirate Modulation 
• Resembles Partial Response Modulation. 
• Both use doubinary signaling. 
• An Extension of Partial Response Modulation.
PR 
• BW efficient 
• Use Doubinary signaling 
– Can transmit 2 times the minimum BW W(sym/s) 
– With controlled ISI
Continued…. 
• Yk= xk + xk-1 
– [input signal + its delayed version] 
– H(z)=1+z-1 
– Using Sinc(πt/T) pulse (controlled ISI) 
– Precoding is needed to avoid error propagation
Advantages of 
MR over PR Modulation 
• NO Loss of synchronization or Gain control. 
• NO Error propagation 
• Improved Gain of 1.5dB 
• Improved BW efficiency
Multirate 
• Output sampling rate of MR varies from input 
sampling rate. 
• Similar to PR,MR Filter give spectral Null at 
Nyquist frequencies. ( f=1/2T ) 
MR Digital 
filter 
Ideal Low 
Pass Analog 
Filter 
Dobinary 
Impulse 
response
Main Idea of MR 
• Transformation of input block ta a different 
output block [using Matrix C] 
– y = C x 
• To create a NYQUIST NULL
Example 
• Input sequence {+1,-1} [+(2k-1),-(2k-1)] 
• Input Block length x=3 
• Output Block length y =4 {-2,0,+2} 
• [+(2k+1-2),0,-(2k+1-2)] 
• 3T=4T’ 
• Using y= 퐶 푥
• No Output block 
contain all 0’s. No loss 
of synchronization 
• dH=2, dmin=2 2 
• Nyquist Null at:
MR filter structure for matrix 
transformation
Cascade of MR filter with Analog filter
• Impulse response of ideal low pass filter 
• Impulse response of cascaded system.
• Fourrier transform
Spectral Null 
• Spectral null is obtained when 
• Condition on y
Matrix C 
• Every column correspond to system function 
that is zero for z=-1 
• Each row contains zero entries except two 
entries from {+1,-1}
Generalized MR Filter
Decoding 
• Remove last component of y and last row of C 
to make C a k-1 x k-1 Matrix.
Bandwidth efficiency: 
퐾−1 
퐾
BW Efficiency 
• For k=10 
• Slightly higher bandwidth 
• For K>10 
• Better bandwidth efficiency
Power Efficiency for M=2
Power Efficiency for M=4
Improved Gain of 1.5dB 
• Computer simulations [ciacci] 
– For K=10 
– AWGN channel 
– BER = 10-6 
• MR with Wagner Decoding: 
– Better Gain of 1.3dB(M=2) & 1.5dB(M=4) 
• PR with symbol by symbol detection
Thanks!

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Multi-rate Modulation: A Bandwidth and Power Efficient Modulation Scheme

  • 1. Multi-rate Modulation: A Bandwidth and Power efficient Modulation Scheme By: Khalid Ibrahim MS Electronics Engg. (IIUI)
  • 2.
  • 3. Modulation • Binary sequence can't be transmitted • Compatible format • Mapping the information sequence into the signal waveforms. (Also called Digital modulation)
  • 4. Multirate Modulation • Resembles Block Codded Modulation. • Encoding matrices are used for transformation. – y = C x • To provide – Spectral Shaping: H(-1)=0 – Euclidean distance: 2 2 – Encoding Matrix is implemented using MR digital filters of low complexity.
  • 5. Multirate Modulation • Resembles Partial Response Modulation. • Both use doubinary signaling. • An Extension of Partial Response Modulation.
  • 6. PR • BW efficient • Use Doubinary signaling – Can transmit 2 times the minimum BW W(sym/s) – With controlled ISI
  • 7. Continued…. • Yk= xk + xk-1 – [input signal + its delayed version] – H(z)=1+z-1 – Using Sinc(πt/T) pulse (controlled ISI) – Precoding is needed to avoid error propagation
  • 8. Advantages of MR over PR Modulation • NO Loss of synchronization or Gain control. • NO Error propagation • Improved Gain of 1.5dB • Improved BW efficiency
  • 9. Multirate • Output sampling rate of MR varies from input sampling rate. • Similar to PR,MR Filter give spectral Null at Nyquist frequencies. ( f=1/2T ) MR Digital filter Ideal Low Pass Analog Filter Dobinary Impulse response
  • 10. Main Idea of MR • Transformation of input block ta a different output block [using Matrix C] – y = C x • To create a NYQUIST NULL
  • 11. Example • Input sequence {+1,-1} [+(2k-1),-(2k-1)] • Input Block length x=3 • Output Block length y =4 {-2,0,+2} • [+(2k+1-2),0,-(2k+1-2)] • 3T=4T’ • Using y= 퐶 푥
  • 12. • No Output block contain all 0’s. No loss of synchronization • dH=2, dmin=2 2 • Nyquist Null at:
  • 13. MR filter structure for matrix transformation
  • 14. Cascade of MR filter with Analog filter
  • 15. • Impulse response of ideal low pass filter • Impulse response of cascaded system.
  • 17. Spectral Null • Spectral null is obtained when • Condition on y
  • 18. Matrix C • Every column correspond to system function that is zero for z=-1 • Each row contains zero entries except two entries from {+1,-1}
  • 20. Decoding • Remove last component of y and last row of C to make C a k-1 x k-1 Matrix.
  • 22. BW Efficiency • For k=10 • Slightly higher bandwidth • For K>10 • Better bandwidth efficiency
  • 25. Improved Gain of 1.5dB • Computer simulations [ciacci] – For K=10 – AWGN channel – BER = 10-6 • MR with Wagner Decoding: – Better Gain of 1.3dB(M=2) & 1.5dB(M=4) • PR with symbol by symbol detection