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Leadership Ethics
Chapter 13
Northouse, Leadership 8e. © SAGE Publications, 2019.
2
2
Overview
Leadership Ethics Perspective
Practical Ethical Theory
Ethical Theories
Principles of Ethical Leadership
Diverse Ethical Perspectives
How Does the Leadership Ethical Perspective Work?
3
Northouse, Leadership 8e. © SAGE Publications, 2019.
3
Leadership Ethics Description
Definition and Theory
Ethics
Is a derivative of the Greek word ethos, meaning customs,
conduct, or character
Is concerned with the kinds of values and morals an individual
or society ascribes as desirable or appropriate
Focuses on the virtuousness of individuals and their motives
Example: Journalists’ respect for others, professional duty,
concern for harm, proactive social engagement (Plaisance,
2017)
4
Northouse, Leadership 8e. © SAGE Publications, 2019.
4
Development of ethocal theory goes back to Plato and Aristotle.
Practical Ethical Theory
Kohlberg’s Stages of Moral Development
Level 1. Pre-conventional morality
Stage 1--Obedience and Punishment: Rules are fixed and handed
down by authority
Stage 2--Individualism and Exchange: An action is right if it
serves the individual
Level 2. Conventional morality
Stage 3--Interpersonal Accord and Conformity: Conforming to
the expectations of others
5
Northouse, Leadership 8e. © SAGE Publications, 2019.
Kohlberg’s Stages of Moral Development
Stage 4--Maintaining the Social Order: Moral decisions show
concern for society as a whole
Level 3. Post-conventional Morality
Stage 5--Social Contract and Individual Rights: Moral decisions
based on what a good society should be like
Stage 6--Universal Principles: Moral decisions based on
internalized universal principles of justice that apply to
everyone
6
Northouse, Leadership 8e. © SAGE Publications, 2019.
Ethics Defined
7
Northouse, Leadership 8e. © SAGE Publications, 2019.
Add table
Table 13.1: Kohlberg’s Stages of Moral Development
7
Leadership Ethics Description
Definition and Theory
Ethical Theory
Provides a system of rules or principles as a guide in making
decisions about what is right/wrong and good/bad in a specific
situation
Provides a basis for understanding what it means to be a
morally decent human being
8
Northouse, Leadership 8e. © SAGE Publications, 2019.
8
Development of ethocal theory goes back to Plato and Aristotle.
Ethical Theories
Two Broad Domains: Theories about leaders’ conduct and about
leaders’ character
9
Northouse, Leadership 8e. © SAGE Publications, 2019.
9
Table 13.2: Domains of Ethical Theories
Ethical Theories
10
Northouse, Leadership 8e. © SAGE Publications, 2019.
10
Page 304 in text. Figure number incorrect?
Figure 13.1: Ethical Theories Based on Self-Interest Versus
Interest for Others
Ethical Theories
Conduct
Ethical egoism (create greatest good for the leader)
Closely related to transactional leadership theories
Example: leader takes a political stand on an issue for no
other reason than to get re-elected
Utilitarianism (create greatest good for greatest number)
Example: Leader distributes scarce resources so as to
maximize benefit to everyone, while hurting the fewest;
preventive health care vs. catastrophic illnesses
Altruism (show concern for best interests of others)
Authentic transformational leadership is based on altruistic
principles
Example: The work of Mother Teresa, who gave her entire
life to help the poor
11
Teleological Theories:
focus on consequences of actions and results
Northouse, Leadership 8e. © SAGE Publications, 2019.
11
Teleological--consequences of actions and results
Ethical Theories
Conduct
Deontological Theories
Duty driven, for example, relates not only to consequences but
also to whether action itself is good
Focus on the actions of the leader and his/her moral obligation
and responsibilities to do the right thing
Example: telling the truth, keeping promises, being fair
12
Northouse, Leadership 8e. © SAGE Publications, 2019.
12
Teleological – consequenses of
Ethical Theories
Character
Virtue-based Theories: About leader’s character
Focus on who people are as people
Rather than tell people what to do, tell people what to be
Help people become more virtuous through training and
development
Virtues are present within person’s disposition; practice makes
good values habitual
Examples: Courage, honesty, fairness, justice, integrity,
humility
13
Northouse, Leadership 8e. © SAGE Publications, 2019.
13
Centrality of Ethics to Leadership
Influence dimension of leadership requires the leader to have an
impact on the lives of followers
Power and control differences create enormous ethical
responsibility for leaders
Respect for persons--sensitive to followers’ own interests and
needs
Leaders help to establish and reinforce organizational values--
an ethical climate
14
Northouse, Leadership 8e. © SAGE Publications, 2019.
14
Ethics plays a central role in the leadership process.
Diverse Perspectives of Leadership
Heifetz’s Perspective
Emphasizes how leaders help followers to confront conflicting
values and to effect change from conflict
Ethical perspective that speaks directly to
Values of workers
Values of organizations and the communities in which they
work
15
Northouse, Leadership 8e. © SAGE Publications, 2019.
15
Several prominent scholars--Heifetz, Burns, and Greenleaf--
they’ve made unique contributions to our understanding of
ethical leadership.
The theme that is common to all three--is an ethic of caring--
which pays attention to followers’ needs and the importance of
leader–follower relationships.
Diverse Perspectives of Leadership
Heifetz’s Perspective
Leaders use authority to mobilize followers to
Get people focused on issues
Act as a reality test regarding information
Manage and frame issues
Orchestrate conflicting perspectives
Facilitate the decision-making process
16
Northouse, Leadership 8e. © SAGE Publications, 2019.
16
Diverse Perspectives of Leadership
Heifetz’s Perspective
Leaders use authority to mobilize followers to
Get people focused on issues
Act as a reality test regarding information
Manage and frame issues
Orchestrate conflicting perspectives
Facilitate the decision-making process
Leader provides a holding environment, a supportive context in
which there is
Trust, nurturance, & empathy
Leader’s duties
Assist the follower in struggling with change and personal
growth
17
Northouse, Leadership 8e. © SAGE Publications, 2019.
17
Several prominent scholars--Heifetz, Burns, and Greenleaf--
they’ve made unique contributions to our understanding of
ethical leadership.
The theme that is common to all three--is an ethic of caring--
which pays attention to followers needs and the importance of
leader-follower relationships.
Diverse Perspectives of Leadership
Burns’s Perspective
Theory of Transformational Leadership
Strong emphasis on followers’ needs, values, and morals
Leaders help followers in their personal struggles concerning
conflicting values
Stressing values such as liberty, justice, and equality
Connection between leader and follower
Raises level of morality of both
Leader’s Role
Assist followers in assessing their values & needs
Help followers to rise to a higher level of functioning
18
Northouse, Leadership 8e. © SAGE Publications, 2019.
18
Several prominent scholars--Heifetz, Burns, and Greenleaf--
they’ve made unique contributions to our understanding of
ethical leadership.
The theme that is common to all three--is an ethic of caring--
which pays attention to followers needs and the importance of
leader–follower relationships.
The Dark Side of Leadership
Pseudotransformational leadership
Characterized by destructive behaviors, such as violating basic
human rights (Lipman-Blumen, 2005)
Characterized by personal characteristics, such as lack of
integrity, insatiable ambition, arrogance (Lipman-Blumen)
Eight factors of perceived toxicity in leaders: managerial
incompetency, dark traits, derisive supervision, impervious
despotic leadership, dearth of ethics, erratic behavior,
narcissism, and self-promoting (Singh et al., 2017)
Associated with workplace outcomes such as negative attitudes
in followers toward jobs and organization as a whole (Schyns
and Schilling, 2013)
19
Northouse, Leadership 8e. © SAGE Publications, 2019.
Add date to citation in third bullet point
19
The Dark Side of Leadership
20
Northouse, Leadership 8e. © SAGE Publications, 2019.
Figure 13.2: The Toxic Triangle
20
The Toxic Triangle
Destructive Leaders
Charismatic, narcissistic, self-absorbed
Susceptible Followers
Conformers and colluders
Conducive Environments
Unstable environments may grant leader more authority
21
Northouse, Leadership 8e. © SAGE Publications, 2019.
Ethical Leaders Respect Others
Ethics--is central to leadership because of
The process of influence
The need to engage followers to accomplish mutual goals
The impact leaders have on establishing the organization’s
values
22
Northouse, Leadership 8e. © SAGE Publications, 2019.
22
Figure 13.3: Principles of Ethical Leadership
Discussion of five principles of ethical leadership--These
principles provide a foundation for the development of sound
ethical leadership
Incorrect figure number?
In addition I am emphasizing three points that reinforce the
impact a leader has on followers, and the responsibility leaders
have to be sensitive to how their leadership affects followers
lives and why Ethics is central to leadership, because of--
Principles of Ethical Leadership
Leader behaviors:
Listens closely to subordinates
Is empathic
Is tolerant of opposing viewpoints
Leader shall:
Treat other people’s values and decisions with respect
Allow others to be themselves with creative wants and desires
Approach others with a sense of unconditional worth and value
individual differences
23
Respects
Others
Treating others as ends (their own goals) rather than as means
(to leaders’ personal goals)
Northouse, Leadership 8e. © SAGE Publications, 2019.
23
Principles of Ethical Leadership
Leader behaviors
Mentoring behaviors
Empowerment behaviors
Team-building behaviors
Citizenship behaviors
Leaders have
A duty to help others pursue their own legitimate interests and
goals
To be stewards of the organization’s vision; in serving others
they: clarify, nurture, and integrate the vision with, not for,
organization members
An ethical responsibility to make decisions that are beneficial to
their followers’ welfare
24
Follower centered--Based on the altruistic principle of placing
followers foremost in the leader’s plans
Serves
Others
Northouse, Leadership 8e. © SAGE Publications, 2019.
24
Principles of Ethical Leadership
Leaders shall:
Adhere to principles of distributive justice
Leader behaviors
All subordinates are treated in an equal manner
In special treatment/special consideration situations, grounds
for differential treatment are clear, reasonable, and based on
sound moral values
25
Ethical leaders are concerned with issues of fairness and justice;
they place issues of fairness at the center of their decision
making
Shows
Justice
Northouse, Leadership 8e. © SAGE Publications, 2019.
Principles of Ethical Leadership
26
Northouse, Leadership 8e. © SAGE Publications, 2019.
Table 13.3: Principles of Distributive Justice
26
Principles of Ethical Leadership
Leaders:
Are not deceptive
Tell the truth with a balance of openness and candor while
monitoring what is appropriate to disclose in a particular
situation
Leader behaviors
Don’t promise what you can’t deliver
Don’t suppress obligations
Don’t evade accountability
Don’t accept “survival of the fittest” pressures
Acknowledge and reward honest behavior in the organization
27
Honest leaders are authentic but also sensitive to the feelings
and attitudes of others
Manifests
Honesty
Northouse, Leadership 8e. © SAGE Publications, 2019.
Principles of Ethical Leadership
Concern for common good means leaders cannot impose their
will on others; they search for goals that are compatible with
everyone.
28
Ethical leaders & followers
take into account purposes of everyone in the group, and
reach out beyond their own mutually defined goals to wider
community
Leader behaviors
Takes into account purposes of everyone in the group
Is attentive to interests of the community and culture
Does not force others or ignore intentions of others
Builds
Community
Northouse, Leadership 8e. © SAGE Publications, 2019.
How Does the Ethical Leadership Perspective Work?
Strengths
Criticisms
Application
29
Northouse, Leadership 8e. © SAGE Publications, 2019.
Strengths
Provides a body of timely research on ethical issues
Provides direction on how to think about ethical leadership and
how to practice it
Suggests that leadership is not an amoral phenomenon and that
ethics should be considered as integral to the broader domain of
leadership
Highlights principles and virtues that are important in ethical
leadership development
30
Northouse, Leadership 8e. © SAGE Publications, 2019.
Criticisms
Lacks a strong body of traditional research findings to
substantiate the theoretical foundations. Conceptual confusion
regarding the concept; hard to measure (Exception is Yukl et
al., 2013)
Relies heavily on writings of just a few individuals that are
primarily descriptive and anecdotal in nature and are strongly
influenced by personal opinion and a particular worldview.
Most research based on Western world and Anglo-American
countries
Generational differences in ethical perspectives
31
Northouse, Leadership 8e. © SAGE Publications, 2019.
Application
Can be applied to individuals at all levels of organization and in
all walks of life.
Because leadership has a moral dimension, being a leader
demands awareness on our part of the way our ethics define our
leadership.
Managers and leaders can use information on ethics to
understand themselves and strengthen their own leadership.
Leaders can use ethical principles as benchmarks for their own
behavior.
Leaders can learn that leader-follower relationship is central to
ethical leadership.
32
Northouse, Leadership 8e. © SAGE Publications, 2019.

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Leadership Ethics Perspectives

  • 1. 1 Leadership Ethics Chapter 13 Northouse, Leadership 8e. © SAGE Publications, 2019. 2 2 Overview Leadership Ethics Perspective Practical Ethical Theory Ethical Theories Principles of Ethical Leadership Diverse Ethical Perspectives How Does the Leadership Ethical Perspective Work? 3 Northouse, Leadership 8e. © SAGE Publications, 2019. 3 Leadership Ethics Description Definition and Theory
  • 2. Ethics Is a derivative of the Greek word ethos, meaning customs, conduct, or character Is concerned with the kinds of values and morals an individual or society ascribes as desirable or appropriate Focuses on the virtuousness of individuals and their motives Example: Journalists’ respect for others, professional duty, concern for harm, proactive social engagement (Plaisance, 2017) 4 Northouse, Leadership 8e. © SAGE Publications, 2019. 4 Development of ethocal theory goes back to Plato and Aristotle. Practical Ethical Theory Kohlberg’s Stages of Moral Development Level 1. Pre-conventional morality Stage 1--Obedience and Punishment: Rules are fixed and handed down by authority Stage 2--Individualism and Exchange: An action is right if it serves the individual Level 2. Conventional morality Stage 3--Interpersonal Accord and Conformity: Conforming to the expectations of others 5 Northouse, Leadership 8e. © SAGE Publications, 2019. Kohlberg’s Stages of Moral Development Stage 4--Maintaining the Social Order: Moral decisions show concern for society as a whole
  • 3. Level 3. Post-conventional Morality Stage 5--Social Contract and Individual Rights: Moral decisions based on what a good society should be like Stage 6--Universal Principles: Moral decisions based on internalized universal principles of justice that apply to everyone 6 Northouse, Leadership 8e. © SAGE Publications, 2019. Ethics Defined 7 Northouse, Leadership 8e. © SAGE Publications, 2019. Add table Table 13.1: Kohlberg’s Stages of Moral Development 7 Leadership Ethics Description Definition and Theory Ethical Theory Provides a system of rules or principles as a guide in making decisions about what is right/wrong and good/bad in a specific situation Provides a basis for understanding what it means to be a morally decent human being 8 Northouse, Leadership 8e. © SAGE Publications, 2019.
  • 4. 8 Development of ethocal theory goes back to Plato and Aristotle. Ethical Theories Two Broad Domains: Theories about leaders’ conduct and about leaders’ character 9 Northouse, Leadership 8e. © SAGE Publications, 2019. 9 Table 13.2: Domains of Ethical Theories Ethical Theories 10 Northouse, Leadership 8e. © SAGE Publications, 2019.
  • 5. 10 Page 304 in text. Figure number incorrect? Figure 13.1: Ethical Theories Based on Self-Interest Versus Interest for Others Ethical Theories Conduct Ethical egoism (create greatest good for the leader) Closely related to transactional leadership theories Example: leader takes a political stand on an issue for no other reason than to get re-elected Utilitarianism (create greatest good for greatest number) Example: Leader distributes scarce resources so as to maximize benefit to everyone, while hurting the fewest; preventive health care vs. catastrophic illnesses Altruism (show concern for best interests of others) Authentic transformational leadership is based on altruistic principles Example: The work of Mother Teresa, who gave her entire life to help the poor 11 Teleological Theories: focus on consequences of actions and results Northouse, Leadership 8e. © SAGE Publications, 2019. 11 Teleological--consequences of actions and results Ethical Theories Conduct Deontological Theories
  • 6. Duty driven, for example, relates not only to consequences but also to whether action itself is good Focus on the actions of the leader and his/her moral obligation and responsibilities to do the right thing Example: telling the truth, keeping promises, being fair 12 Northouse, Leadership 8e. © SAGE Publications, 2019. 12 Teleological – consequenses of Ethical Theories Character Virtue-based Theories: About leader’s character Focus on who people are as people Rather than tell people what to do, tell people what to be Help people become more virtuous through training and development Virtues are present within person’s disposition; practice makes good values habitual Examples: Courage, honesty, fairness, justice, integrity, humility 13 Northouse, Leadership 8e. © SAGE Publications, 2019. 13 Centrality of Ethics to Leadership Influence dimension of leadership requires the leader to have an
  • 7. impact on the lives of followers Power and control differences create enormous ethical responsibility for leaders Respect for persons--sensitive to followers’ own interests and needs Leaders help to establish and reinforce organizational values-- an ethical climate 14 Northouse, Leadership 8e. © SAGE Publications, 2019. 14 Ethics plays a central role in the leadership process. Diverse Perspectives of Leadership Heifetz’s Perspective Emphasizes how leaders help followers to confront conflicting values and to effect change from conflict Ethical perspective that speaks directly to Values of workers Values of organizations and the communities in which they work 15 Northouse, Leadership 8e. © SAGE Publications, 2019. 15 Several prominent scholars--Heifetz, Burns, and Greenleaf-- they’ve made unique contributions to our understanding of ethical leadership. The theme that is common to all three--is an ethic of caring-- which pays attention to followers’ needs and the importance of leader–follower relationships.
  • 8. Diverse Perspectives of Leadership Heifetz’s Perspective Leaders use authority to mobilize followers to Get people focused on issues Act as a reality test regarding information Manage and frame issues Orchestrate conflicting perspectives Facilitate the decision-making process 16 Northouse, Leadership 8e. © SAGE Publications, 2019. 16 Diverse Perspectives of Leadership Heifetz’s Perspective Leaders use authority to mobilize followers to Get people focused on issues Act as a reality test regarding information Manage and frame issues Orchestrate conflicting perspectives Facilitate the decision-making process Leader provides a holding environment, a supportive context in which there is Trust, nurturance, & empathy Leader’s duties Assist the follower in struggling with change and personal growth 17 Northouse, Leadership 8e. © SAGE Publications, 2019.
  • 9. 17 Several prominent scholars--Heifetz, Burns, and Greenleaf-- they’ve made unique contributions to our understanding of ethical leadership. The theme that is common to all three--is an ethic of caring-- which pays attention to followers needs and the importance of leader-follower relationships. Diverse Perspectives of Leadership Burns’s Perspective Theory of Transformational Leadership Strong emphasis on followers’ needs, values, and morals Leaders help followers in their personal struggles concerning conflicting values Stressing values such as liberty, justice, and equality Connection between leader and follower Raises level of morality of both Leader’s Role Assist followers in assessing their values & needs Help followers to rise to a higher level of functioning 18 Northouse, Leadership 8e. © SAGE Publications, 2019. 18 Several prominent scholars--Heifetz, Burns, and Greenleaf-- they’ve made unique contributions to our understanding of ethical leadership. The theme that is common to all three--is an ethic of caring-- which pays attention to followers needs and the importance of leader–follower relationships.
  • 10. The Dark Side of Leadership Pseudotransformational leadership Characterized by destructive behaviors, such as violating basic human rights (Lipman-Blumen, 2005) Characterized by personal characteristics, such as lack of integrity, insatiable ambition, arrogance (Lipman-Blumen) Eight factors of perceived toxicity in leaders: managerial incompetency, dark traits, derisive supervision, impervious despotic leadership, dearth of ethics, erratic behavior, narcissism, and self-promoting (Singh et al., 2017) Associated with workplace outcomes such as negative attitudes in followers toward jobs and organization as a whole (Schyns and Schilling, 2013) 19 Northouse, Leadership 8e. © SAGE Publications, 2019. Add date to citation in third bullet point 19 The Dark Side of Leadership 20 Northouse, Leadership 8e. © SAGE Publications, 2019. Figure 13.2: The Toxic Triangle 20 The Toxic Triangle Destructive Leaders Charismatic, narcissistic, self-absorbed Susceptible Followers
  • 11. Conformers and colluders Conducive Environments Unstable environments may grant leader more authority 21 Northouse, Leadership 8e. © SAGE Publications, 2019. Ethical Leaders Respect Others Ethics--is central to leadership because of The process of influence The need to engage followers to accomplish mutual goals The impact leaders have on establishing the organization’s values 22 Northouse, Leadership 8e. © SAGE Publications, 2019. 22 Figure 13.3: Principles of Ethical Leadership Discussion of five principles of ethical leadership--These principles provide a foundation for the development of sound ethical leadership Incorrect figure number? In addition I am emphasizing three points that reinforce the impact a leader has on followers, and the responsibility leaders have to be sensitive to how their leadership affects followers lives and why Ethics is central to leadership, because of-- Principles of Ethical Leadership Leader behaviors: Listens closely to subordinates Is empathic
  • 12. Is tolerant of opposing viewpoints Leader shall: Treat other people’s values and decisions with respect Allow others to be themselves with creative wants and desires Approach others with a sense of unconditional worth and value individual differences 23 Respects Others Treating others as ends (their own goals) rather than as means (to leaders’ personal goals) Northouse, Leadership 8e. © SAGE Publications, 2019. 23 Principles of Ethical Leadership Leader behaviors Mentoring behaviors Empowerment behaviors Team-building behaviors Citizenship behaviors Leaders have A duty to help others pursue their own legitimate interests and goals To be stewards of the organization’s vision; in serving others they: clarify, nurture, and integrate the vision with, not for, organization members An ethical responsibility to make decisions that are beneficial to their followers’ welfare 24 Follower centered--Based on the altruistic principle of placing
  • 13. followers foremost in the leader’s plans Serves Others Northouse, Leadership 8e. © SAGE Publications, 2019. 24 Principles of Ethical Leadership Leaders shall: Adhere to principles of distributive justice Leader behaviors All subordinates are treated in an equal manner In special treatment/special consideration situations, grounds for differential treatment are clear, reasonable, and based on sound moral values 25 Ethical leaders are concerned with issues of fairness and justice; they place issues of fairness at the center of their decision making Shows Justice Northouse, Leadership 8e. © SAGE Publications, 2019. Principles of Ethical Leadership 26 Northouse, Leadership 8e. © SAGE Publications, 2019.
  • 14. Table 13.3: Principles of Distributive Justice 26 Principles of Ethical Leadership Leaders: Are not deceptive Tell the truth with a balance of openness and candor while monitoring what is appropriate to disclose in a particular situation Leader behaviors Don’t promise what you can’t deliver Don’t suppress obligations Don’t evade accountability Don’t accept “survival of the fittest” pressures Acknowledge and reward honest behavior in the organization 27 Honest leaders are authentic but also sensitive to the feelings and attitudes of others Manifests Honesty Northouse, Leadership 8e. © SAGE Publications, 2019. Principles of Ethical Leadership Concern for common good means leaders cannot impose their will on others; they search for goals that are compatible with everyone. 28 Ethical leaders & followers take into account purposes of everyone in the group, and reach out beyond their own mutually defined goals to wider community Leader behaviors Takes into account purposes of everyone in the group
  • 15. Is attentive to interests of the community and culture Does not force others or ignore intentions of others Builds Community Northouse, Leadership 8e. © SAGE Publications, 2019. How Does the Ethical Leadership Perspective Work? Strengths Criticisms Application 29 Northouse, Leadership 8e. © SAGE Publications, 2019. Strengths Provides a body of timely research on ethical issues Provides direction on how to think about ethical leadership and how to practice it Suggests that leadership is not an amoral phenomenon and that ethics should be considered as integral to the broader domain of leadership Highlights principles and virtues that are important in ethical leadership development 30 Northouse, Leadership 8e. © SAGE Publications, 2019. Criticisms Lacks a strong body of traditional research findings to substantiate the theoretical foundations. Conceptual confusion regarding the concept; hard to measure (Exception is Yukl et al., 2013)
  • 16. Relies heavily on writings of just a few individuals that are primarily descriptive and anecdotal in nature and are strongly influenced by personal opinion and a particular worldview. Most research based on Western world and Anglo-American countries Generational differences in ethical perspectives 31 Northouse, Leadership 8e. © SAGE Publications, 2019. Application Can be applied to individuals at all levels of organization and in all walks of life. Because leadership has a moral dimension, being a leader demands awareness on our part of the way our ethics define our leadership. Managers and leaders can use information on ethics to understand themselves and strengthen their own leadership. Leaders can use ethical principles as benchmarks for their own behavior. Leaders can learn that leader-follower relationship is central to ethical leadership. 32 Northouse, Leadership 8e. © SAGE Publications, 2019.