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Cryptography and
Network Security
Chapter 4
Introduction
 will now introduce Algebraic structures
 of increasing importance in cryptography



1.
2.
3.

AES, Elliptic Curve, IDEA, Public Key
Common algebraic structures are:
Groups
Rings
Fields
Group
 a set of elements or “numbers”


may be finite or infinite

 with some operation whose result is also

in the set (closure)
 obeys:




associative law: (a.b).c = a.(b.c)
has identity e:
e.a = a.e = a
has inverses a-1: a.a-1 = e

 if commutative


a.b = b.a

then forms an abelian group
 The set of residue integers with the

addition operator, G = <Zn, +>, is a
commutative group. We can perform
addition and subtraction on the elements
of this set without moving out of the set.
 Checking the properties:
1. Closure is satisfied. 3+5 = 8
2. Associativity is satisfied. (3+5)+ 4=
3+(5+4)= 12
3. Commutativity is satisfied. 3+5= 5+3
4. Identity element exists. 3+0=0+3=3
5. Inverse exists for 3 its -3
 Finite group: A group is called a finite

group if the set has a finite number of
elements; other wise it is an infinte group.
 Order of a group: NO. of elements present
in the group.
 Subgroup: A subset H of a group G is a
subgroup of G if H itself is a group , with
respect to the operations on G.
 Is the group H= <Z10, +> a subgroup of
the group G= <Z12,+>????
Cyclic Group
 define exponentiation

as repeated

application of operator


example:

a3 = a.a.a

 and let identity be:

e=a0
 a group is cyclic if every element is a
power of some fixed element


ie b = ak

for some a and every b in group

 a is said to be a generator of the group
Cyclic Sub group
 If a subgroup can be generated using the

power of an element, the subgroup is
called the cyclic subgroup.




example: an = a.a.a.a.......a(n times)
The set made from this process is
referred to as <a>.
a0 = e.
 Four cyclic subgroups can be made from

group G= <Z6, +>
 They are H1=<{0},+>
 H2=<{0,2,4},+>
 H3=<{0,3},+>
 H4=G
 Suppose a group has only 4 elements

{1,3,7,9} and is denoted by Z10*.
 Find the elements of these subgroups.
 Suppose a group has only 4 elements

{1,3,7,9} and is denoted by Z10*.
 Find the elements of these subgroups.
H1=1
H2=1,9
H3=1,3,9,7
Ring





a set of “numbers”
with two operations (addition and multiplication)
which form:
an abelian group with addition operation
and multiplication:







has closure
is associative
distributive over addition:

a(b+c) = ab + ac

if multiplication operation is commutative, it
forms a commutative ring
if multiplication operation has an identity(a1 =
1a= a) and no zero divisors(ab=0 either a or
b=0), it forms an integral domain
Field
 a set of numbers
 with two operations(addition,

multiplication) which follows all the rules of
groups and rings and one more condition:
 MI= For each a in F, except zero, there is
an element a.a(^-1)= a(^-1).a =1
 have hierarchy with more axioms/laws


group -> ring -> field
Finite (Galois) Fields
 finite fields play a key role in cryptography
 can show number of elements in a finite

field must be a power of a prime pn
 known as Galois fields
 denoted GF(pn)
 in particular often use the fields:



GF(p)
GF(2n)
Galois Fields GF(p)
 GF(p) is the set of integers {0,1, … , p-1}

with arithmetic operations modulo prime p
 these form a finite field



since have multiplicative inverses
find inverse with Extended Euclidean algorithm

 hence arithmetic is “well-behaved” and can

do addition, subtraction, multiplication, and
division without leaving the field GF(p)
GF(7) Multiplication Example
× 0 1 2 3 4 5 6
0 0 0 0 0 0 0 0
1 0 1 2 3 4 5 6
2 0 2 4 6 1 3 5
3 0 3 6 2 5 1 4
4 0 4 1 5 2 6 3
5 0 5 3 1 6 4 2
6 0 6 5 4 3 2 1
Polynomial Arithmetic
 can compute using polynomials

f(x) = anxn + an-1xn-1 + … + a1x + a0 = ∑ aixi
• nb. not interested in any specific value of x
• which is known as the indeterminate

 several alternatives available




ordinary polynomial arithmetic
poly arithmetic with coords mod p
poly arithmetic with coords mod p and
polynomials mod m(x)
Ordinary Polynomial Arithmetic
 add or subtract corresponding coefficients
 multiply all terms by each other
 eg

let f(x) = x3 + x2 + 2 and g(x) = x2 – x + 1
f(x) + g(x) = x3 + 2x2 – x + 3
f(x) – g(x) = x3 + x + 1
f(x) x g(x) = x5 + 3x2 – 2x + 2
Polynomial Arithmetic with
Modulo Coefficients
 when computing value of each coefficient

do calculation modulo some value


forms a polynomial ring

 could be modulo any prime
 but we are most interested in mod 2



ie all coefficients are 0 or 1
eg. let f(x) = x3 + x2 and g(x) = x2 + x + 1
f(x) + g(x) = x3 + x + 1
f(x) x g(x) = x5 + x2
Polynomial Division
 can write any polynomial in the form:




f(x) = q(x) g(x) + r(x)
can interpret r(x) as being a remainder
r(x) = f(x) mod g(x)

 if have no remainder say

g(x) divides f(x)
 if g(x) has no divisors other than itself & 1
say it is irreducible (or prime) polynomial
 arithmetic modulo an irreducible
polynomial forms a field
Polynomial GCD


can find greatest common divisor for polys




c(x) = GCD(a(x), b(x)) if c(x) is the poly of greatest
degree which divides both a(x), b(x)

can adapt Euclid’s Algorithm to find it:
Euclid(a(x), b(x))
if (b(x)=0) then return a(x);
else return
Euclid(b(x), a(x) mod b(x));



all foundation for polynomial fields as see next
Modular Polynomial
Arithmetic
 can compute in field GF(2 n)




polynomials with coefficients modulo 2
whose degree is less than n
hence must reduce modulo an irreducible poly
of degree n (for multiplication only)

 form

a finite field
 can always find an inverse


can extend Euclid’s Inverse algorithm to find
Example GF(23)
Computational
Considerations
 since coefficients are 0 or 1, can represent

any such polynomial as a bit string
 addition becomes XOR of these bit strings
 multiplication is shift & XOR


cf long-hand multiplication

 modulo reduction done by repeatedly

substituting highest power with remainder
of irreducible poly (also shift & XOR)
Computational Example



in GF(23) have (x2+1) is 1012 & (x2+x+1) is 1112
so addition is





and multiplication is






(x2+1) + (x2+x+1) = x
101 XOR 111 = 0102
(x+1).(x2+1) = x.(x2+1) + 1.(x2+1)
= x3+x+x2+1 = x3+x2+x+1
011.101 = (101)<<1 XOR (101)<<0 =
1010 XOR 101 = 11112

polynomial modulo reduction (get q(x) & r(x)) is



(x3+x2+x+1 ) mod (x3+x+1) = 1.(x3+x+1) + (x2) = x2
1111 mod 1011 = 1111 XOR 1011 = 01002

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11848 ch04(1)

  • 2. Introduction  will now introduce Algebraic structures  of increasing importance in cryptography   1. 2. 3. AES, Elliptic Curve, IDEA, Public Key Common algebraic structures are: Groups Rings Fields
  • 3. Group  a set of elements or “numbers”  may be finite or infinite  with some operation whose result is also in the set (closure)  obeys:    associative law: (a.b).c = a.(b.c) has identity e: e.a = a.e = a has inverses a-1: a.a-1 = e  if commutative  a.b = b.a then forms an abelian group
  • 4.  The set of residue integers with the addition operator, G = <Zn, +>, is a commutative group. We can perform addition and subtraction on the elements of this set without moving out of the set.  Checking the properties: 1. Closure is satisfied. 3+5 = 8 2. Associativity is satisfied. (3+5)+ 4= 3+(5+4)= 12 3. Commutativity is satisfied. 3+5= 5+3 4. Identity element exists. 3+0=0+3=3 5. Inverse exists for 3 its -3
  • 5.  Finite group: A group is called a finite group if the set has a finite number of elements; other wise it is an infinte group.  Order of a group: NO. of elements present in the group.  Subgroup: A subset H of a group G is a subgroup of G if H itself is a group , with respect to the operations on G.  Is the group H= <Z10, +> a subgroup of the group G= <Z12,+>????
  • 6. Cyclic Group  define exponentiation as repeated application of operator  example: a3 = a.a.a  and let identity be: e=a0  a group is cyclic if every element is a power of some fixed element  ie b = ak for some a and every b in group  a is said to be a generator of the group
  • 7. Cyclic Sub group  If a subgroup can be generated using the power of an element, the subgroup is called the cyclic subgroup.    example: an = a.a.a.a.......a(n times) The set made from this process is referred to as <a>. a0 = e.
  • 8.  Four cyclic subgroups can be made from group G= <Z6, +>  They are H1=<{0},+>  H2=<{0,2,4},+>  H3=<{0,3},+>  H4=G
  • 9.  Suppose a group has only 4 elements {1,3,7,9} and is denoted by Z10*.  Find the elements of these subgroups.
  • 10.  Suppose a group has only 4 elements {1,3,7,9} and is denoted by Z10*.  Find the elements of these subgroups. H1=1 H2=1,9 H3=1,3,9,7
  • 11. Ring     a set of “numbers” with two operations (addition and multiplication) which form: an abelian group with addition operation and multiplication:      has closure is associative distributive over addition: a(b+c) = ab + ac if multiplication operation is commutative, it forms a commutative ring if multiplication operation has an identity(a1 = 1a= a) and no zero divisors(ab=0 either a or b=0), it forms an integral domain
  • 12. Field  a set of numbers  with two operations(addition, multiplication) which follows all the rules of groups and rings and one more condition:  MI= For each a in F, except zero, there is an element a.a(^-1)= a(^-1).a =1  have hierarchy with more axioms/laws  group -> ring -> field
  • 13.
  • 14. Finite (Galois) Fields  finite fields play a key role in cryptography  can show number of elements in a finite field must be a power of a prime pn  known as Galois fields  denoted GF(pn)  in particular often use the fields:   GF(p) GF(2n)
  • 15. Galois Fields GF(p)  GF(p) is the set of integers {0,1, … , p-1} with arithmetic operations modulo prime p  these form a finite field   since have multiplicative inverses find inverse with Extended Euclidean algorithm  hence arithmetic is “well-behaved” and can do addition, subtraction, multiplication, and division without leaving the field GF(p)
  • 16. GF(7) Multiplication Example × 0 1 2 3 4 5 6 0 0 0 0 0 0 0 0 1 0 1 2 3 4 5 6 2 0 2 4 6 1 3 5 3 0 3 6 2 5 1 4 4 0 4 1 5 2 6 3 5 0 5 3 1 6 4 2 6 0 6 5 4 3 2 1
  • 17.
  • 18. Polynomial Arithmetic  can compute using polynomials f(x) = anxn + an-1xn-1 + … + a1x + a0 = ∑ aixi • nb. not interested in any specific value of x • which is known as the indeterminate  several alternatives available    ordinary polynomial arithmetic poly arithmetic with coords mod p poly arithmetic with coords mod p and polynomials mod m(x)
  • 19. Ordinary Polynomial Arithmetic  add or subtract corresponding coefficients  multiply all terms by each other  eg let f(x) = x3 + x2 + 2 and g(x) = x2 – x + 1 f(x) + g(x) = x3 + 2x2 – x + 3 f(x) – g(x) = x3 + x + 1 f(x) x g(x) = x5 + 3x2 – 2x + 2
  • 20. Polynomial Arithmetic with Modulo Coefficients  when computing value of each coefficient do calculation modulo some value  forms a polynomial ring  could be modulo any prime  but we are most interested in mod 2   ie all coefficients are 0 or 1 eg. let f(x) = x3 + x2 and g(x) = x2 + x + 1 f(x) + g(x) = x3 + x + 1 f(x) x g(x) = x5 + x2
  • 21. Polynomial Division  can write any polynomial in the form:    f(x) = q(x) g(x) + r(x) can interpret r(x) as being a remainder r(x) = f(x) mod g(x)  if have no remainder say g(x) divides f(x)  if g(x) has no divisors other than itself & 1 say it is irreducible (or prime) polynomial  arithmetic modulo an irreducible polynomial forms a field
  • 22. Polynomial GCD  can find greatest common divisor for polys   c(x) = GCD(a(x), b(x)) if c(x) is the poly of greatest degree which divides both a(x), b(x) can adapt Euclid’s Algorithm to find it: Euclid(a(x), b(x)) if (b(x)=0) then return a(x); else return Euclid(b(x), a(x) mod b(x));  all foundation for polynomial fields as see next
  • 23. Modular Polynomial Arithmetic  can compute in field GF(2 n)    polynomials with coefficients modulo 2 whose degree is less than n hence must reduce modulo an irreducible poly of degree n (for multiplication only)  form a finite field  can always find an inverse  can extend Euclid’s Inverse algorithm to find
  • 25. Computational Considerations  since coefficients are 0 or 1, can represent any such polynomial as a bit string  addition becomes XOR of these bit strings  multiplication is shift & XOR  cf long-hand multiplication  modulo reduction done by repeatedly substituting highest power with remainder of irreducible poly (also shift & XOR)
  • 26. Computational Example   in GF(23) have (x2+1) is 1012 & (x2+x+1) is 1112 so addition is    and multiplication is    (x2+1) + (x2+x+1) = x 101 XOR 111 = 0102 (x+1).(x2+1) = x.(x2+1) + 1.(x2+1) = x3+x+x2+1 = x3+x2+x+1 011.101 = (101)<<1 XOR (101)<<0 = 1010 XOR 101 = 11112 polynomial modulo reduction (get q(x) & r(x)) is   (x3+x2+x+1 ) mod (x3+x+1) = 1.(x3+x+1) + (x2) = x2 1111 mod 1011 = 1111 XOR 1011 = 01002

Editor's Notes

  1. Lecture slides by Lawrie Brown for “Cryptography and Network Security”, 5/e, by William Stallings, Chapter Chapter 4 – “Basic Concepts in Number Theory and Finite Fields”.
  2. Finite fields have become increasingly important in cryptography. A number of cryptographic algorithms rely heavily on properties of finite fields, notably the Advanced Encryption Standard (AES) and elliptic curve cryptography. The main purpose of this chapter is to provide the reader with sufficient background on the concepts of finite fields to be able to understand the design of AES and other cryptographic algorithms that use finite fields. We begin, in the first three sections, with some basic concepts from number theory that are needed in the remainder of the chapter; these include divisibility, the Euclidian algorithm, and modular arithmetic.
  3. Groups, rings, and fields are the fundamental elements of a branch of mathematics known as abstract algebra, or modern algebra. In abstract algebra, we are concerned with sets on whose elements we can operate algebraically; that is, we can combine two elements of the set, perhaps in several ways, to obtain a third element of the set. These operations are subject to specific rules, which define the nature of the set. By convention, the notation for the two principal classes of operations on set elements is usually the same as the notation for addition and multiplication on ordinary numbers. However, it is important to note that, in abstract algebra, we are not limited to ordinary arithmetical operations. A group G, sometimes denoted by {G, • }, is a set of elements with a binary operation, denoted by •, that associates to each ordered pair (a, b) of elements in G an element (a • b) in G, such that the following axioms are obeyed: Closure, Associative, Identity element, Inverse element. Note - we have used . as operator: could be addition +, multiplication x or any other mathematical operator. A group can have a finite (fixed) number of elements, or it may be infinite. Note that integers (+ve, -ve and 0) using addition form an infinite abelian group. So do real numbers using multiplication.
  4. Define exponentiation in a group as the repeated use of the group operator. Note that we are most familiar with it being applied to multiplication, but it is more general than that. If the repeated use of the operator on some value a in the group results in every possible value being created, then the group is said to be cyclic, and a is a generator of (or generates) the group G.
  5. Next describe a ring. In essence, a ring is a set in which we can do addition, subtraction [a – b = a + (–b)], and multiplication without leaving the set, and which obeys the associative and distributive laws. We denote a Ring as {R,+,.} With respect to addition and multiplication, the set of all n-square matrices over the real numbers form a ring. The set of integers with addition &amp; multiplication form an integral domain.
  6. Lastly define a field. In essence, a field is a set in which we can do addition, subtraction, multiplication, and division without leaving the set. Division is defined with the following rule: a/b = a (b–1). We denote a Field as {F,+,.} Examples of fields are: rational numbers, real numbers, complex numbers. Note that integers are NOT a field since there are no multiplicative inverses (except for 1).
  7. Infinite fields are not of particular interest in the context of cryptography. However, finite fields play a crucial role in many cryptographic algorithms. It can be shown that the order of a finite field (number of elements in the field) must be a positive power of a prime, &amp; these are known as Galois fields, in honor of the mathematician who first studied finite fields, &amp; are denoted GF(p^n). We are most interested in the cases where either n=1 - GF(p), or p=2 - GF(2^n).
  8. Start by considering GF(p) over the set of integers {0…p-1} with addition &amp; multiplication modulo p. This forms a “well-behaved” finite field. Can find an inverse using the Extended Euclidean algorithm.
  9. Table 4.5 shows arithmetic operations in GF(7). This is a field of order 7 using modular arithmetic modulo 7. As can be seen, it satisfies all of the properties required of a field (Figure 4.2). Compare this table with Table 4.2. In the latter case, we see that using modular arithmetic modulo 8, is not a field.
  10. Next introduce the interesting subject of polynomial arithmetic, using polynomials in a single variable x, with several variants as listed above. Note we are usually not interested in evaluating a polynomial for any particular value of x, which is thus referred to as the indeterminate.
  11. Polynomial arithmetic includes the operations of addition, subtraction, and multiplication, defined in the usual way, ie add or subtract corresponding coefficients, or multiply all terms by each other. The examples are from the text.
  12. Consider variant where now when computing value of each coefficient do the calculation modulo some value, usually a prime. If the coefficients are computed in a field (eg GF(p)), then division on the polynomials is possible, and we have a polynomial ring. Are most interested in using GF(2) - ie all coefficients are 0 or 1, and any addition/subtraction of coefficients is done mod 2 (ie 2x is the same as 0x!), which is just the common XOR function.
  13. Note that we can write any polynomial in the form of f(x) = q(x) g(x) + r(x), where division of f(x) by g(x) results in a quotient q(x) and remainder r(x). Can then extend the concept of divisors from the integer case, and show that the Euclidean algorithm can be extended to find the greatest common divisor of two polynomials whose coefficients are elements of a field. Define an irreducible (or prime) polynomial as one with no divisors other than itself &amp; 1. If compute polynomial arithmetic modulo an irreducible polynomial, this forms a finite field, and the GCD &amp; Inverse algorithms can be adapted for it.
  14. We can extend the analogy between polynomial arithmetic over a field and integer arithmetic by defining the greatest common divisor as shown. We began this section with a discussion of arithmetic with ordinary polynomials. Arithmetic operations are performed on polynomials (addition, subtraction, multiplication, division) using the ordinary rules of algebra. Polynomial division is not allowed unless the coefficients are elements of a field. Next, we discussed polynomial arithmetic in which the coefficients are elements of GF(p). In this case, polynomial addition, subtraction, multiplication, and division are allowed. However, division is not exact; that is, in general division results in a quotient and a remainder. Finally, we showed that the Euclidean algorithm can be extended to find the greatest common divisor of two polynomials whose coefficients are elements of a field. All of the material in this section provides a foundation for the following section, in which polynomials are used to define finite fields of order pn.
  15. Consider now the case of polynomial arithmetic with coordinates mod 2 and polynomials mod an irreducible polynomial m(x). That is Modular Polynomial Arithmetic uses the set S of all polynomials of degree n-1 or less over the field Zp. With the appropriate definition of arithmetic operations, each such set S is a finite field. The definition consists of the following elements: Arithmetic follows the ordinary rules of polynomial arithmetic using the basic rules of algebra, with the following two refinements. Arithmetic on the coefficients is performed modulo p. If multiplication results in a polynomial of degree greater than n-1, then the polynomial is reduced modulo some irreducible polynomial m(x) of degree n. That is, we divide by m(x) and keep the remainder. This forms a finite field. And just as the Euclidean algorithm can be adapted to find the greatest common divisor of two polynomials, the extended Euclidean algorithm can be adapted to find the multiplicative inverse of a polynomial.
  16. Example shows addition &amp; multiplication in GF(23) modulo (x3+x+1), from Stallings Table 476.
  17. A key motivation for using polynomial arithmetic in GF(2n) is that the polynomials can be represented as a bit string, using all possible bit values, and the calculations only use simple common machine instructions - addition is just XOR, and multiplication is shifts &amp; XOR’s. See text for additional discussion. The shortcut for polynomial reduction comes from the observation that if in GF(2n) then irreducible poly g(x) has highest term xn , and if compute xn mod g(x) answer is g(x)- xn
  18. Show here a few simple examples of addition, multiplication &amp; modulo reduction in GF(23). Note the long form modulo reduction finds p(x)=q(x).m(x)+r(x) with r(x) being the desired remainder.