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Inflation, Stringy Landscape 
and Anthropic Principle
Inflation in String Theory 
The volume stabilization problem: 
A potential of the theory obtained by compactification in 
string theory of type IIB: 
X and Y are canonically normalized field corresponding to the dilaton field 
and to the volume of the compactified space; φ is the field driving inflation 
The potential with respect to X and Y is very steep, these fields rapidly run 
down, and the potential energy V vanishes. We must stabilize these fields. 
Dilaton stabilization: Giddings, Kachru, Polchinski 2001 
Volume stabilization: KKLT construction 
Kachru, Kallosh, A.L., Trivedi 2003
Basic steps of the KKLT scenario: 
1) Start with a theory with runaway potential discussed above 
2) Bend this potential down due to nonperturbative quantum 
effects 
3) Uplift the minimum to the state with a positive vacuum 
energy by adding a positive energy of an anti-D3 brane in 
warped Calabi-Yau space 
V 
100 150 200 250 300 350 400 
s 
0.5 
-0.5 
-1 
-1.5 
-2 
V 
100 150 200 250 300 350 400 
1.2 
1 
0.8 
0.6 
0.4 
AdS minimum Metastable dS minimum 
s 
0.2
It was never easy to discuss anthropic 
principle, even with friends…… 
But recently the concept of the string theory 
landscape came to the rescue
String Theory Landscape 
Perhaps 101000 different minima 
Lerche, Lust, Schellekens 1987 
Bousso, Polchinski; Susskind; Douglas, Denef,………
Two types of string inflflation models: 
Modular Inflation. The simplest class of models. 
They use only the fields that are already present 
in the KKLT model. 
Brane inflflation. The inflaton field corresponds to 
the distance between branes in Calabi-Yau 
space. Historically, this was the first class of 
string inflation models.
Inflation in string theory 
KKLMMT brane-anti-brane inflation 
D3/D7 brane inflation 
Racetrack modular inflation 
DBI inflation (non-minimal kinetic terms)
CMB and Inflation 
Blue and black dots - experimental results (WMAP, ACBAR) 
Brown line - predictions of inflationary theory
Predictions of Inflflation: 
1) The universe should be homogeneous, isotropic and flat, 
Ω = 1 + O(10-4) [Ω=ρ/ρ0] 
Observations: it is homogeneous, isotropic and flat: 
2) Inflationary perturbations should be gaussian and 
adiabatic, with flat spectrum, ns = 1+ O(10-1). Spectral index 
ns slightly differs from 1. (This is an important prediction, 
similar to asymptotic freedom in QCD.) 
Observations: perturbations are gaussian and adiabatic, 
with flat spectrum:
Tensor modes: 
Kallosh, A.L. 2007 
It does make sense to look for tensor modes even if 
none are found at the level r ~ 0.1 (Planck)
STRING COSMOLOGY AND GRAVITINO MASS 
Kallosh, A.L. 2004 
The height of the KKLT barrier is smaller than |VAdS| =m2 
3/2. The 
inflationary potential Vinfl cannot be much higher than the height of the 
barrier. Inflationary Hubble constant is given by H2 = Vinfl/3 < m2 
3/2. 
Constraint on H and r in this class of models: 
H < m3/2 
V 
VAdS 
Modification of 
V at large H
Tensor Modes and GRAVITINO 
Superheavy 
gravitino 
A discovery or non-discovery of tensor modes 
would be a crucial test for string theory
Inflflationary Multiverse 
For a long time, people believed in the cosmological principle, 
which asserted that the universe is everywhere the same. 
This principle is no longer required. Inflationary universe may 
consist of many parts with different properties depending on 
the local values of the scalar fields, compactifications, etc.
Example: SUSY landscape 
V 
Supersymmetric SU(5) 
SU(5) SU(4)xU(1) SU(3)xSU(2)xU(1) 
Weinberg 1982: Supersymmetry forbids tunneling from SU(5) to 
SU(3)xSU(2)XU(1). This implied that we cannot break SU(5) symmetry. 
A.L. 1983: Inflation solves this problem. Inflationary fluctuations bring us to 
each of the three minima. Inflation make each of the parts of the universe 
exponentially big. We can live only in the SU(3)xSU(2)xU(1) minimum.
Landscape of eternal inflflation
String Theory Multiverse 
ΛΛ < 0 
and eternal old inflflation 
ΛΛ = 0 ΛΛ > 0
Discrete and continuous parameters 
Properties of our world (local part of the universe) depend 
on 101000 discrete parameters (topological numbers, 
quantized fluxes, etc.), which describe our vacuum state. 
Beyond the landscape: Our world may depend on 
a continuous set of parameters, which took different 
values during the cosmological evolution far away from 
the vacuum state. 
EXAMPLES: 
a) Axion field could take different values during inflation, which should 
affect the local value of the density of dark matter. 
b) Affleck-Dine fields could take different values in different parts of the 
universe, thus affecting the local value of the baryon asymmetry of the 
universe.
Inflation and Cosmological Constant 
4 steps in finding the anthropic solution of the CC problem: 
1) Anthropic solutions of the CC problem using inflation and 
fluxes of antisymmetric tensor fields (A.L. 1984), multiplicity of KK vacua 
(Sakharov 1984), and slowly evolving scalar field (Banks 1984, A.L. 
1986). We considered it obvious that we cannot live in the universe with 
but the proof was needed for positive . 
2) Derivation of the anthropic constraint 
Weinberg 1987; Martel, Shapiro, Weinberg 1997, …
Inflation and Cosmological Constant 
3) String theory landscape 
Multiplicity of (unstable) vacua: 
Lerche, Lust and Schellekens 1987: 101500 vacuum states 
Duff, 1986, 1987; Bousso, Polchinski 2000 
Vacuum stabilization and statistics: 
KKLT 2003, Susskind 2003, Douglas 2003,… 
perhaps 101000 metastable dS vacuum states - still counting… 
4) Counting probabilities in an eternally 
inflating universe (more about it later)
Anthropic constraints on ΛΛ 
Aguirre, Rees, Tegmark, and Wilczek, astro-ph/0511774 
observed value
Dark Energy (Cosmological Constant) 
is about 74% of the cosmic pie 
Dark Matter constitutes another 22% of 
the pie. Why there is 5 times more dark 
matter than ordinary matter?
Example: Dark matter in the axion fifield 
Old lore: If the axion mass is smaller than 10-5 eV, 
the amount of dark matter in the axion field contradicts 
observations, for a typical initial value of the axion field. 
Can we give a scientifific defifinition of ““typical”” ? 
Anthropic argument: Inflationary fluctuations make the 
amount of the axion dark matter a CONTINUOUS RANDOM 
PARAMETER. We can live only in those parts of the 
universe where the initial value of the axion field was 
sufficiently small (A.L. 1988). 
Recently this possibility was analyzed by Aguirre, Rees, Tegmark, and 
Wilczek.
Anthropic Constraints on Axion Dark Matter 
Aguirre, Rees, Tegmark, and Wilczek, astro-ph/0511774 
observed value 
The situation with Dark Matter is even better than with the CC !
What is so special about our world? 
Problem: Eternal inflflation creates infifinitely many different 
parts of the universe, so we must compare infifinities
Two different approaches: 
1. Study events at a given point, ignoring growth of volume 
Starobinsky 1986, Garriga, Vilenkin 1998, Bousso 2006, A.L. 2006 
No problems with infifinities, but the results depend on initial conditions. 
It is not clear whether these methods are appropriate for description of 
eternal inflflation, where the exponential growth of volume is crucial. 
2. Take into account growth of volume 
A.L. 1986; A.L., D.Linde, Mezhlumian, Garcia-Bellido 1994; 
Garriga, Schwarz-Perlov, Vilenkin, Winitzki 2005; A.L. 2007 
No dependence on initial conditions, but we are still learning how to do 
it properly. I will review some recent progress.
V 
Boltzmann Brains are coming!!! 
BB3 BB1 
Fortunately, normal brains 
are created even faster, due 
to eternal inflflation
Problems with probabilities 
V 
3 
5 4 2 1
Time can be measured in the 
number of oscillations ( ) 
or in the number of e-foldings of 
inflation ( ). The universe 
expands as 
is the 
growth of volume 
during inflation 
Unfortunately, the result depends on the time parametrization.
t21 
t45 
t = 0 
We should compare the “trees of bubbles” not at the time when the trees 
were seeded, but at the time when the bubbles appear
A possible solution of this problem: 
If we want to compare apples to apples, instead of the trunks 
of the trees, we need to reset the time to the moment when 
the stationary regime of exponential growth begins. In this 
case we obtain the gauge-invariant result 
As expected, the probability is proportional to the rate of 
tunneling and to the growth of volume during inflation. 
A.L., arXiv:0705.1160
This result agrees with the expectation that the 
probability to be born in a part of the universe 
which experienced inflation can be very large, 
because of the exponential growth of volume 
during inflation.
Applications: Probabilities and the solution of the 
CC problem in the BP landscape 
Clifton, Shenker, Sivanandam, arXiv:0706:3201 
The main source of volume of new bubbles is the tunneling from the 
fastest growing dS vacua with large vacuum energy towards the 
anthropic sphere with . 
If the tunneling occurs sequentially, between the nearby vacua, the 
process typically moves us to a minor fraction of the anthropic sphere 
with one of the fluxes being much greater than all others. This allows 
sharp predictions. One of the predictions - vacuum decay few billion 
years from now. 
However, if the tunneling with large jumps is possible due to nucleation 
of large stacks of branes (which seems plausible during the tunneling 
from the high energy dS vacua), then the probability distribution on the 
anthropic sphere becomes rather uniform, no doomsday.
The cosmological constant problem is solved in this scenario 
in either case (small or large jumps): the probability 
distribution for the CC is flat and smooth near the anthropic 
sphere. It seems that the solution of the CC problem can be 
achieved with many different probability measures. 
Predictions of other features of our world, including 
stability/instability of our vacuum, depend on the properties 
of the landscape, on the possibility of the nucleation of 
large stacks of branes, on the proper choice of the 
probability measure, and on the duration of the slow-roll 
stage of inflation. 
Hopefully we will learn many new interesting 
things before the next Biermann lectures…

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Linde lecturesmunich3

  • 1. Inflation, Stringy Landscape and Anthropic Principle
  • 2. Inflation in String Theory The volume stabilization problem: A potential of the theory obtained by compactification in string theory of type IIB: X and Y are canonically normalized field corresponding to the dilaton field and to the volume of the compactified space; φ is the field driving inflation The potential with respect to X and Y is very steep, these fields rapidly run down, and the potential energy V vanishes. We must stabilize these fields. Dilaton stabilization: Giddings, Kachru, Polchinski 2001 Volume stabilization: KKLT construction Kachru, Kallosh, A.L., Trivedi 2003
  • 3. Basic steps of the KKLT scenario: 1) Start with a theory with runaway potential discussed above 2) Bend this potential down due to nonperturbative quantum effects 3) Uplift the minimum to the state with a positive vacuum energy by adding a positive energy of an anti-D3 brane in warped Calabi-Yau space V 100 150 200 250 300 350 400 s 0.5 -0.5 -1 -1.5 -2 V 100 150 200 250 300 350 400 1.2 1 0.8 0.6 0.4 AdS minimum Metastable dS minimum s 0.2
  • 4. It was never easy to discuss anthropic principle, even with friends…… But recently the concept of the string theory landscape came to the rescue
  • 5. String Theory Landscape Perhaps 101000 different minima Lerche, Lust, Schellekens 1987 Bousso, Polchinski; Susskind; Douglas, Denef,………
  • 6. Two types of string inflflation models: Modular Inflation. The simplest class of models. They use only the fields that are already present in the KKLT model. Brane inflflation. The inflaton field corresponds to the distance between branes in Calabi-Yau space. Historically, this was the first class of string inflation models.
  • 7. Inflation in string theory KKLMMT brane-anti-brane inflation D3/D7 brane inflation Racetrack modular inflation DBI inflation (non-minimal kinetic terms)
  • 8. CMB and Inflation Blue and black dots - experimental results (WMAP, ACBAR) Brown line - predictions of inflationary theory
  • 9. Predictions of Inflflation: 1) The universe should be homogeneous, isotropic and flat, Ω = 1 + O(10-4) [Ω=ρ/ρ0] Observations: it is homogeneous, isotropic and flat: 2) Inflationary perturbations should be gaussian and adiabatic, with flat spectrum, ns = 1+ O(10-1). Spectral index ns slightly differs from 1. (This is an important prediction, similar to asymptotic freedom in QCD.) Observations: perturbations are gaussian and adiabatic, with flat spectrum:
  • 10. Tensor modes: Kallosh, A.L. 2007 It does make sense to look for tensor modes even if none are found at the level r ~ 0.1 (Planck)
  • 11. STRING COSMOLOGY AND GRAVITINO MASS Kallosh, A.L. 2004 The height of the KKLT barrier is smaller than |VAdS| =m2 3/2. The inflationary potential Vinfl cannot be much higher than the height of the barrier. Inflationary Hubble constant is given by H2 = Vinfl/3 < m2 3/2. Constraint on H and r in this class of models: H < m3/2 V VAdS Modification of V at large H
  • 12. Tensor Modes and GRAVITINO Superheavy gravitino A discovery or non-discovery of tensor modes would be a crucial test for string theory
  • 13. Inflflationary Multiverse For a long time, people believed in the cosmological principle, which asserted that the universe is everywhere the same. This principle is no longer required. Inflationary universe may consist of many parts with different properties depending on the local values of the scalar fields, compactifications, etc.
  • 14. Example: SUSY landscape V Supersymmetric SU(5) SU(5) SU(4)xU(1) SU(3)xSU(2)xU(1) Weinberg 1982: Supersymmetry forbids tunneling from SU(5) to SU(3)xSU(2)XU(1). This implied that we cannot break SU(5) symmetry. A.L. 1983: Inflation solves this problem. Inflationary fluctuations bring us to each of the three minima. Inflation make each of the parts of the universe exponentially big. We can live only in the SU(3)xSU(2)xU(1) minimum.
  • 15. Landscape of eternal inflflation
  • 16. String Theory Multiverse ΛΛ < 0 and eternal old inflflation ΛΛ = 0 ΛΛ > 0
  • 17. Discrete and continuous parameters Properties of our world (local part of the universe) depend on 101000 discrete parameters (topological numbers, quantized fluxes, etc.), which describe our vacuum state. Beyond the landscape: Our world may depend on a continuous set of parameters, which took different values during the cosmological evolution far away from the vacuum state. EXAMPLES: a) Axion field could take different values during inflation, which should affect the local value of the density of dark matter. b) Affleck-Dine fields could take different values in different parts of the universe, thus affecting the local value of the baryon asymmetry of the universe.
  • 18. Inflation and Cosmological Constant 4 steps in finding the anthropic solution of the CC problem: 1) Anthropic solutions of the CC problem using inflation and fluxes of antisymmetric tensor fields (A.L. 1984), multiplicity of KK vacua (Sakharov 1984), and slowly evolving scalar field (Banks 1984, A.L. 1986). We considered it obvious that we cannot live in the universe with but the proof was needed for positive . 2) Derivation of the anthropic constraint Weinberg 1987; Martel, Shapiro, Weinberg 1997, …
  • 19. Inflation and Cosmological Constant 3) String theory landscape Multiplicity of (unstable) vacua: Lerche, Lust and Schellekens 1987: 101500 vacuum states Duff, 1986, 1987; Bousso, Polchinski 2000 Vacuum stabilization and statistics: KKLT 2003, Susskind 2003, Douglas 2003,… perhaps 101000 metastable dS vacuum states - still counting… 4) Counting probabilities in an eternally inflating universe (more about it later)
  • 20. Anthropic constraints on ΛΛ Aguirre, Rees, Tegmark, and Wilczek, astro-ph/0511774 observed value
  • 21. Dark Energy (Cosmological Constant) is about 74% of the cosmic pie Dark Matter constitutes another 22% of the pie. Why there is 5 times more dark matter than ordinary matter?
  • 22. Example: Dark matter in the axion fifield Old lore: If the axion mass is smaller than 10-5 eV, the amount of dark matter in the axion field contradicts observations, for a typical initial value of the axion field. Can we give a scientifific defifinition of ““typical”” ? Anthropic argument: Inflationary fluctuations make the amount of the axion dark matter a CONTINUOUS RANDOM PARAMETER. We can live only in those parts of the universe where the initial value of the axion field was sufficiently small (A.L. 1988). Recently this possibility was analyzed by Aguirre, Rees, Tegmark, and Wilczek.
  • 23. Anthropic Constraints on Axion Dark Matter Aguirre, Rees, Tegmark, and Wilczek, astro-ph/0511774 observed value The situation with Dark Matter is even better than with the CC !
  • 24. What is so special about our world? Problem: Eternal inflflation creates infifinitely many different parts of the universe, so we must compare infifinities
  • 25. Two different approaches: 1. Study events at a given point, ignoring growth of volume Starobinsky 1986, Garriga, Vilenkin 1998, Bousso 2006, A.L. 2006 No problems with infifinities, but the results depend on initial conditions. It is not clear whether these methods are appropriate for description of eternal inflflation, where the exponential growth of volume is crucial. 2. Take into account growth of volume A.L. 1986; A.L., D.Linde, Mezhlumian, Garcia-Bellido 1994; Garriga, Schwarz-Perlov, Vilenkin, Winitzki 2005; A.L. 2007 No dependence on initial conditions, but we are still learning how to do it properly. I will review some recent progress.
  • 26. V Boltzmann Brains are coming!!! BB3 BB1 Fortunately, normal brains are created even faster, due to eternal inflflation
  • 28. Time can be measured in the number of oscillations ( ) or in the number of e-foldings of inflation ( ). The universe expands as is the growth of volume during inflation Unfortunately, the result depends on the time parametrization.
  • 29. t21 t45 t = 0 We should compare the “trees of bubbles” not at the time when the trees were seeded, but at the time when the bubbles appear
  • 30. A possible solution of this problem: If we want to compare apples to apples, instead of the trunks of the trees, we need to reset the time to the moment when the stationary regime of exponential growth begins. In this case we obtain the gauge-invariant result As expected, the probability is proportional to the rate of tunneling and to the growth of volume during inflation. A.L., arXiv:0705.1160
  • 31. This result agrees with the expectation that the probability to be born in a part of the universe which experienced inflation can be very large, because of the exponential growth of volume during inflation.
  • 32. Applications: Probabilities and the solution of the CC problem in the BP landscape Clifton, Shenker, Sivanandam, arXiv:0706:3201 The main source of volume of new bubbles is the tunneling from the fastest growing dS vacua with large vacuum energy towards the anthropic sphere with . If the tunneling occurs sequentially, between the nearby vacua, the process typically moves us to a minor fraction of the anthropic sphere with one of the fluxes being much greater than all others. This allows sharp predictions. One of the predictions - vacuum decay few billion years from now. However, if the tunneling with large jumps is possible due to nucleation of large stacks of branes (which seems plausible during the tunneling from the high energy dS vacua), then the probability distribution on the anthropic sphere becomes rather uniform, no doomsday.
  • 33. The cosmological constant problem is solved in this scenario in either case (small or large jumps): the probability distribution for the CC is flat and smooth near the anthropic sphere. It seems that the solution of the CC problem can be achieved with many different probability measures. Predictions of other features of our world, including stability/instability of our vacuum, depend on the properties of the landscape, on the possibility of the nucleation of large stacks of branes, on the proper choice of the probability measure, and on the duration of the slow-roll stage of inflation. Hopefully we will learn many new interesting things before the next Biermann lectures…