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Ring Compression Test 
ABHSISHEK KUMAR 
12MT10003 
IIT Kharagpur 
Metallurgical & Materials Engineering 
Department
It is well known that friction at the interface of die/workpiece plays an important role in the overall integrity of 
metal forming processes. Friction affects the deformation load, product surface quality, internal structure of 
the product, as well as die wear characteristics. Understanding of the friction phenomenon is, therefore, 
significant for understanding what actually happens at the die/workpiece interface under many different 
conditions and deformation processes.
To date, several methods have been developed for quantitative evaluation of friction in metal forming 
processes. The most accepted one for quantitative characterization of friction is to define a coefficient of 
friction, m, at the die/workpiece interface, specifically, the Coulomb law of friction. In the present study, the 
Coulomb law of friction, expressed as 
=mp 
where , is the frictional shear stress 
p is the normal stress was used to model the interface friction.
The most accepted one is to define either a coefficient of friction, m, specifically; the Coulomb law 
of 
friction or the interface frictional shear factor, m, a value varies from zero for frictionless interface 
to 
one for sticking friction. 
Although neither of them has universal acceptance for general cases, one or the other approach may be useful 
for a particular case. 
Among the methods to measure the coefficient of friction, the ring compression test has gained wide 
acceptance in the last two decades. It was originated by Kunogi and later improved and presented in a usable 
way by Male and Cockcroft . 
This technique utilizes the dimensional changes of a test specimen to arrive at the magnitude of the friction 
coefficient. 
When a flat ring specimen is plastically compressed between two flat platens, increasing friction results in an 
inward flow of the material, while decreasing friction results in an outward flow of the material as schematically 
shown,
For a given percentage of height reduction during compression tests, the corresponding measurement , 
of the internal diameter of the test specimen provides a quantitative knowledge of the magnitude of , 
the prevailing friction coefficient at the die/workpiece interface. If the specimen’s internal diameter 
increases during the deformation, friction is low; if the specimen’s internal diameter decreases during the 
deformation, the friction is high. 
Using this relationship, specific curves, later called friction calibration curves, were generated by Male and 
Cockcroft relating the percentage reduction in the internal diameter of the test specimen to its reduction in 
height for varying degrees of the coefficient of friction as shown in Fig
After Male and Cockcroft published their well-known paper, there has been a great deal of research in order to 
justify its validity. Avitzur and Hawkyard and Johnson analyzed hollow disk theoretically assuming 
uniform distortion, i.e., no barreling, no strain hardening and most important, a constant interface friction 
shear factor, m. 
Male carried out a study in order to obtain variations in the friction coefficient of metal during compressive 
deformation at room temperature. His results showed that the coefficient of friction tended to increase with an 
increasing deformation rate for different metal under dry condition and with a solid lubricant. Male and DePierre 
then investigated the validity of constant interface friction shear factor in order to characterize interfacial friction 
conditions during forging operation of hollow disk. They also found that Avitzur’s solution gave inaccurate values 
for m when the Male and Cockcroft’s standard ring geometry of 6:3:1 was used, in fact, it doubled the true value 
of m. 
It also was found that the ring compression test is an accurate technique to determine true stress-true strain 
curve in typical metal forming operations and its accuracy was shown at high temperature and low strain rates.
Benefits - 
1.To calculate, m, its not necessary to make direct measurement of deformation force or to know flow 
stress 
2. m can easily be measured at high temperature and strain rate typical of hot working process 
3. Its attractive, particularly, for hot forming process where die chilling of work piece make its difficult to 
simulate the test condition to measure the flow stress
OBJECTIVES 
1. To experimental, theoretical and analytical determination of friction factor (m) of aluminium ring under 
various lubrication conditions such as dry condition, lubricant as zinc stearate, molybdenum disulphide and 
graphite powder. 
2. Selection of the specimen dimension for the experimental analysis. 
3. Study and analysis of the effect of load condition applied to the specimen under ring compression test and 
effect of loading in interface friction.
Specimen material and dimensions 
Aluminium is selected as the material. Aluminium rod is machined under lathe. The specimens were cut to 
size as per the specification that is outer diameter: inner diameter: height as 6:3:1.and is all examined in the 
as-received conditions. To ensure similar surface roughness, the same cutting and preparation techniques 
were applied to produce all the specimens. 
Outer diameter, D = 42mm 
Inner diameter, d = 21mm 
Height, H = 7mm 
D: d: H = 6: 3: 1
ď‚´ The method of free ring compression is the most widely applied method for determining contact conditions in bulk 
ď‚´ forming processes; therefore it is treated as the standard, universal method for determining factor of friction. 
ď‚´ The method consists of monitoring the changes of inner diameter of the ring which is being compresses, because the changes are 
considered to be the representatives of the level of sensitivity to active contact friction. 
ď‚´ When a short, hollow cylinder is compressed axially between flat, parallel, rigid platens the diameter of the hole may either 
increase, decrease, or remain constant according to the amount of frictional constraint imposed by the platens. 
ď‚´ Under frictionless conditions the hole size increases proportionately to the outer diameter. 
ď‚´ With increasing frictional constraint, the rate of expansion of the hole decreases and eventually the compressive hoop stress 
developed at the hole is sufficient to cause the hole to contract. 
ď‚´ This has the effect that the hole may initially increase in diameter and then contract. By suitably choosing the initial proportions 
of the cylinder, dimensional changes of the hole can thus provide a sensitive indication of the platen friction. 
ď‚´ Male and Cockcroft established the calibration curves by experimental method, assuming ÎĽ- friction in inter-contact of ring and 
tool. The initial dimensions of the ring in the following ratio, outer diameter: inner diameter: height = 6:3:2 were adopted as 
standard dimensions in ring test method. 
ď‚´ In this test a ring specimen is compressed between the flat parallel tools and the coefficient of friction is determined on the 
basis of the change in the inner diameter of the ring using calibrated curve. 
ď‚´ Since this method does not require the determination of the load, it has been frequently used for estimating friction during 
forging without large expansion of a billet surface.
Ring specimen (a) before compression, (b) after compression with low friction and (c) after 
compression with high friction.
Procedure Steps For Dry Condition 
ď‚´All examined specimens have the same dimension ratio of (OD: ID: H = 6:3:1) 
ď‚´Initial thickness, specimen inner and outer radius (or diameters) were measured and recorded. 
ď‚´Specimen freely placed on the lower die in a way that centre lines of both coincided. 
ď‚´The press then started pressing the specimen at a constant speed of (0.5 mm/min). 
ď‚´When the specimen was compressed, it was released 
ď‚´The new thickness, inner and outer diameters were measured. However, due to barrelling and irregularity on 
both inner and outer cylindrical surfaces of specimen, several diametric readings were taken and an average 
value was recorded.
Procedure Steps For Lubricated Conditions 
ď‚´In addition to the above steps, the specimen and dies contacting surfaces were lubricated before 
compression. Using different lubricants like, Zinc stearate, Molybdenum disulphide (MoS2), Graphite 
powder
Theoretical Procedure 
Aluminum specimen is applied by the load. Deformations take place, the dimensions of specimen 
changes. Substituting the initial undeformed geometries and the changes in the dimensions in 
following equations give the value of the friction factor. 
ď‚´Ettouney and stelson, 1990: Male and depierre, 1970: avitzur, 1986
ď‚´ Rn - Mean radius of specimen. 
ď‚´ Ri -Inner radius of specimen after deformation. 
ď‚´ Ro -External radius of the specimen after deformation. 
 ΔRi -Change in internal radius of the specimen after deformation. 
 ΔRn -Change in external radius of the specimen after deformation. 
ď‚´ T - Height of the specimen. 
ď‚´ m -Friction factor. 
ď‚´ ÎĽ - Coefficient of friction.
Specimen after deformation 
Dry condition 
Zinc Stearate
Graphite powder 
Molybdenum disulphide
ď‚´ RESULT AND DISCUSSION 
Since the metal forming induces high friction and heat generation at the interface between the tools and the 
work piece, interfacial friction has a significant effect on the forging applications, impacting die-wear, forming 
quality, and the deformation loads under both dry and lubricated conditions. The lubricity of lubricants is one 
of the most significant factors since it directly determines the interface friction, which in turn influences the 
stresses, the forging load, and the forging energy. In this study, the interface coefficient of friction and friction 
factor between the work piece and tools was determined under both dry and lubricated conditions. 
The result obtained is as shown in the table. From the table it is clear that the interface friction can vary under 
different lubrication condition. The specimen having dimension as outer diameter 42mm, inner diameter 
21mm and height 14mm,is used for the analysis but the dimension change occurred under the ring 
compression is different for the each lubrication condition. 
The calibrated curve by the Male and Cockcroft of dimension ratio outer dia.: inner dia.: height (6: 3: 2) is used to 
determine the friction coefficient the result as follows
Theoretical determination of friction factors 
Using the equations established by Ettouney and stelson, 1990: Male and depierre, 1970: avitzur, 
1986 the friction factor is determined is shown in table.
Comparison between Theoretical and Experimental results
Conclusion 
ď‚´Friction conditions between die and work piece interface is one of the most important factors in metal forming 
operations. Ring compression test is an effective method for determining the friction coefficient. The friction 
coefficient is sensitive to specimen geometry. It decreases with reduction in height and outer radius, and 
increases with increasing inner radius. This is under both dry and lubricated conditions, also increases with tools 
surface roughness. This roughness is an essentially important factor in dry forming. This is concluded from the 
comparison of dry and lubricated conditions. The presence of lubricant at the interface between the tools and 
work piece reduces the interface friction coefficients. High peak of load tends to appear at the beginning of the 
forging process but the interface friction is independent to the load applied on the specimen. This is concluded 
from the rapid decrease in friction coefficients. Lubrication applied is one of most significant factors for it directly 
determines the interface friction. The calibration curve introduced by Male and Cockcroft can be used to 
determine the friction coefficients for the ring specimen of specified dimension ratio outer dia.: inner dia.: height 
as 6: 3: 2. The lubrication applied on the specimen die interface will reduce the inter face friction it can be vary 
from 0 to 0.577 as by the standards. And the friction factor vary to 0 to 1. 
ď‚´The result of this analysis the two contact surface in between the friction value increased the total deformation 
and max. Stress also reduced. If proper lubricant will apply to reduce the friction value. 
ď‚´From the experimental, theoretical and analytical analysis the minimum friction obtained is for the Molybdenum 
disulphide and Zinc stearate and maximum for the dry condition.
ď‚´Thank You

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Ring Compression Test Determines Friction Coefficients

  • 1. Ring Compression Test ABHSISHEK KUMAR 12MT10003 IIT Kharagpur Metallurgical & Materials Engineering Department
  • 2. It is well known that friction at the interface of die/workpiece plays an important role in the overall integrity of metal forming processes. Friction affects the deformation load, product surface quality, internal structure of the product, as well as die wear characteristics. Understanding of the friction phenomenon is, therefore, significant for understanding what actually happens at the die/workpiece interface under many different conditions and deformation processes.
  • 3. To date, several methods have been developed for quantitative evaluation of friction in metal forming processes. The most accepted one for quantitative characterization of friction is to define a coefficient of friction, m, at the die/workpiece interface, specifically, the Coulomb law of friction. In the present study, the Coulomb law of friction, expressed as =mp where , is the frictional shear stress p is the normal stress was used to model the interface friction.
  • 4. The most accepted one is to define either a coefficient of friction, m, specifically; the Coulomb law of friction or the interface frictional shear factor, m, a value varies from zero for frictionless interface to one for sticking friction. Although neither of them has universal acceptance for general cases, one or the other approach may be useful for a particular case. Among the methods to measure the coefficient of friction, the ring compression test has gained wide acceptance in the last two decades. It was originated by Kunogi and later improved and presented in a usable way by Male and Cockcroft . This technique utilizes the dimensional changes of a test specimen to arrive at the magnitude of the friction coefficient. When a flat ring specimen is plastically compressed between two flat platens, increasing friction results in an inward flow of the material, while decreasing friction results in an outward flow of the material as schematically shown,
  • 5.
  • 6.
  • 7. For a given percentage of height reduction during compression tests, the corresponding measurement , of the internal diameter of the test specimen provides a quantitative knowledge of the magnitude of , the prevailing friction coefficient at the die/workpiece interface. If the specimen’s internal diameter increases during the deformation, friction is low; if the specimen’s internal diameter decreases during the deformation, the friction is high. Using this relationship, specific curves, later called friction calibration curves, were generated by Male and Cockcroft relating the percentage reduction in the internal diameter of the test specimen to its reduction in height for varying degrees of the coefficient of friction as shown in Fig
  • 8.
  • 9. After Male and Cockcroft published their well-known paper, there has been a great deal of research in order to justify its validity. Avitzur and Hawkyard and Johnson analyzed hollow disk theoretically assuming uniform distortion, i.e., no barreling, no strain hardening and most important, a constant interface friction shear factor, m. Male carried out a study in order to obtain variations in the friction coefficient of metal during compressive deformation at room temperature. His results showed that the coefficient of friction tended to increase with an increasing deformation rate for different metal under dry condition and with a solid lubricant. Male and DePierre then investigated the validity of constant interface friction shear factor in order to characterize interfacial friction conditions during forging operation of hollow disk. They also found that Avitzur’s solution gave inaccurate values for m when the Male and Cockcroft’s standard ring geometry of 6:3:1 was used, in fact, it doubled the true value of m. It also was found that the ring compression test is an accurate technique to determine true stress-true strain curve in typical metal forming operations and its accuracy was shown at high temperature and low strain rates.
  • 10. Benefits - 1.To calculate, m, its not necessary to make direct measurement of deformation force or to know flow stress 2. m can easily be measured at high temperature and strain rate typical of hot working process 3. Its attractive, particularly, for hot forming process where die chilling of work piece make its difficult to simulate the test condition to measure the flow stress
  • 11. OBJECTIVES 1. To experimental, theoretical and analytical determination of friction factor (m) of aluminium ring under various lubrication conditions such as dry condition, lubricant as zinc stearate, molybdenum disulphide and graphite powder. 2. Selection of the specimen dimension for the experimental analysis. 3. Study and analysis of the effect of load condition applied to the specimen under ring compression test and effect of loading in interface friction.
  • 12. Specimen material and dimensions Aluminium is selected as the material. Aluminium rod is machined under lathe. The specimens were cut to size as per the specification that is outer diameter: inner diameter: height as 6:3:1.and is all examined in the as-received conditions. To ensure similar surface roughness, the same cutting and preparation techniques were applied to produce all the specimens. Outer diameter, D = 42mm Inner diameter, d = 21mm Height, H = 7mm D: d: H = 6: 3: 1
  • 13. ď‚´ The method of free ring compression is the most widely applied method for determining contact conditions in bulk ď‚´ forming processes; therefore it is treated as the standard, universal method for determining factor of friction. ď‚´ The method consists of monitoring the changes of inner diameter of the ring which is being compresses, because the changes are considered to be the representatives of the level of sensitivity to active contact friction. ď‚´ When a short, hollow cylinder is compressed axially between flat, parallel, rigid platens the diameter of the hole may either increase, decrease, or remain constant according to the amount of frictional constraint imposed by the platens. ď‚´ Under frictionless conditions the hole size increases proportionately to the outer diameter. ď‚´ With increasing frictional constraint, the rate of expansion of the hole decreases and eventually the compressive hoop stress developed at the hole is sufficient to cause the hole to contract. ď‚´ This has the effect that the hole may initially increase in diameter and then contract. By suitably choosing the initial proportions of the cylinder, dimensional changes of the hole can thus provide a sensitive indication of the platen friction. ď‚´ Male and Cockcroft established the calibration curves by experimental method, assuming ÎĽ- friction in inter-contact of ring and tool. The initial dimensions of the ring in the following ratio, outer diameter: inner diameter: height = 6:3:2 were adopted as standard dimensions in ring test method. ď‚´ In this test a ring specimen is compressed between the flat parallel tools and the coefficient of friction is determined on the basis of the change in the inner diameter of the ring using calibrated curve. ď‚´ Since this method does not require the determination of the load, it has been frequently used for estimating friction during forging without large expansion of a billet surface.
  • 14. Ring specimen (a) before compression, (b) after compression with low friction and (c) after compression with high friction.
  • 15. Procedure Steps For Dry Condition ď‚´All examined specimens have the same dimension ratio of (OD: ID: H = 6:3:1) ď‚´Initial thickness, specimen inner and outer radius (or diameters) were measured and recorded. ď‚´Specimen freely placed on the lower die in a way that centre lines of both coincided. ď‚´The press then started pressing the specimen at a constant speed of (0.5 mm/min). ď‚´When the specimen was compressed, it was released ď‚´The new thickness, inner and outer diameters were measured. However, due to barrelling and irregularity on both inner and outer cylindrical surfaces of specimen, several diametric readings were taken and an average value was recorded.
  • 16. Procedure Steps For Lubricated Conditions ď‚´In addition to the above steps, the specimen and dies contacting surfaces were lubricated before compression. Using different lubricants like, Zinc stearate, Molybdenum disulphide (MoS2), Graphite powder
  • 17. Theoretical Procedure Aluminum specimen is applied by the load. Deformations take place, the dimensions of specimen changes. Substituting the initial undeformed geometries and the changes in the dimensions in following equations give the value of the friction factor. ď‚´Ettouney and stelson, 1990: Male and depierre, 1970: avitzur, 1986
  • 18. ď‚´ Rn - Mean radius of specimen. ď‚´ Ri -Inner radius of specimen after deformation. ď‚´ Ro -External radius of the specimen after deformation. ď‚´ ΔRi -Change in internal radius of the specimen after deformation. ď‚´ ΔRn -Change in external radius of the specimen after deformation. ď‚´ T - Height of the specimen. ď‚´ m -Friction factor. ď‚´ ÎĽ - Coefficient of friction.
  • 19. Specimen after deformation Dry condition Zinc Stearate
  • 21. ď‚´ RESULT AND DISCUSSION Since the metal forming induces high friction and heat generation at the interface between the tools and the work piece, interfacial friction has a significant effect on the forging applications, impacting die-wear, forming quality, and the deformation loads under both dry and lubricated conditions. The lubricity of lubricants is one of the most significant factors since it directly determines the interface friction, which in turn influences the stresses, the forging load, and the forging energy. In this study, the interface coefficient of friction and friction factor between the work piece and tools was determined under both dry and lubricated conditions. The result obtained is as shown in the table. From the table it is clear that the interface friction can vary under different lubrication condition. The specimen having dimension as outer diameter 42mm, inner diameter 21mm and height 14mm,is used for the analysis but the dimension change occurred under the ring compression is different for the each lubrication condition. The calibrated curve by the Male and Cockcroft of dimension ratio outer dia.: inner dia.: height (6: 3: 2) is used to determine the friction coefficient the result as follows
  • 22.
  • 23. Theoretical determination of friction factors Using the equations established by Ettouney and stelson, 1990: Male and depierre, 1970: avitzur, 1986 the friction factor is determined is shown in table.
  • 24. Comparison between Theoretical and Experimental results
  • 25. Conclusion ď‚´Friction conditions between die and work piece interface is one of the most important factors in metal forming operations. Ring compression test is an effective method for determining the friction coefficient. The friction coefficient is sensitive to specimen geometry. It decreases with reduction in height and outer radius, and increases with increasing inner radius. This is under both dry and lubricated conditions, also increases with tools surface roughness. This roughness is an essentially important factor in dry forming. This is concluded from the comparison of dry and lubricated conditions. The presence of lubricant at the interface between the tools and work piece reduces the interface friction coefficients. High peak of load tends to appear at the beginning of the forging process but the interface friction is independent to the load applied on the specimen. This is concluded from the rapid decrease in friction coefficients. Lubrication applied is one of most significant factors for it directly determines the interface friction. The calibration curve introduced by Male and Cockcroft can be used to determine the friction coefficients for the ring specimen of specified dimension ratio outer dia.: inner dia.: height as 6: 3: 2. The lubrication applied on the specimen die interface will reduce the inter face friction it can be vary from 0 to 0.577 as by the standards. And the friction factor vary to 0 to 1. ď‚´The result of this analysis the two contact surface in between the friction value increased the total deformation and max. Stress also reduced. If proper lubricant will apply to reduce the friction value. ď‚´From the experimental, theoretical and analytical analysis the minimum friction obtained is for the Molybdenum disulphide and Zinc stearate and maximum for the dry condition.