Over-concentration of Investments (over concentrated portfolio) - Securities Fraud Practices Information)

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The White Law Group is a national securities arbitration and investor protection law firm. For more information about our firm or the information in this presentation feel free to visit our website at http://www.whitesecuritieslaw.com or call our Chicago offices at 312-238-9650. We are proud to present this presentation providing information to the investing public about the risks to certain investors of over-concentration of investments in a particular market sector or product. It is important for investors to understand the way their financial professionals are investing their money and when those practices may be against industry regulations.

Education Economy & Finance Business

Over-concentration Securities Fraud Practices Informational Series Presented By:

What is Over-concentration? Over-concentration is when your investments are entirely, or almost entirely, invested in one product or market sector.

Risks of Over-concentration Brokers have a fiduciary duty to investors to select investments that are appropriate in light of the client’s age, investment experience, investment objectives, and net worth. There are very few instances when an over-concentration of an investor’s portfolio can be prudent due to the risk that the particular investment may decline.

More on Over-concentration One of the best ways to reduce risk in your accounts is through diversification, amongst the various investment sectors (real estate, financial, health care, etc.) and vehicles (mutual funds, equities, bonds, CDs, etc.). As such, an over-concentrated position in any one investment is generally unsuitable.

Contact Us The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Boca Raton, Florida. For more information on The White Law Group, please visit our website at www.whitesecuritieslaw.com or for more information call our offices at (312) 238- 9650.

Legal Disclaimer The information provided in this presentation is not, nor is it intended to be, legal advice. You should consult an attorney for individual advice regarding your own situation.

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Over-concentration of Investments (over concentrated portfolio) - Securities Fraud Practices Information)

1. Over-concentration Securities Fraud Practices Informational Series Presented By:

2. What is Over-concentration? Over-concentration is when your investments are entirely, or almost entirely, invested in one product or market sector.

3. Risks of Over-concentration Brokers have a fiduciary duty to investors to select investments that are appropriate in light of the client’s age, investment experience, investment objectives, and net worth. There are very few instances when an over-concentration of an investor’s portfolio can be prudent due to the risk that the particular investment may decline.

4. More on Over-concentration One of the best ways to reduce risk in your accounts is through diversification, amongst the various investment sectors (real estate, financial, health care, etc.) and vehicles (mutual funds, equities, bonds, CDs, etc.). As such, an over-concentrated position in any one investment is generally unsuitable.

5. Contact Us The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Boca Raton, Florida. For more information on The White Law Group, please visit our website at www.whitesecuritieslaw.com or for more information call our offices at (312) 238- 9650.

6. Legal Disclaimer The information provided in this presentation is not, nor is it intended to be, legal advice. You should consult an attorney for individual advice regarding your own situation.

Over-concentration of Investments (over concentrated portfolio) - Securities Fraud Practices Information)

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