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The 12 Ds: Diversity Principles
for Interaction and Transformative Change
Societal injustices involve humankind’s unrealized potential for living
together optimally in the context of our diversity. Natural human
differences become stratified such that there is asymmetrical access to
valued resources (e.g., safety, health, education, information, etc.), and
rigid “us” vs “them” divisions are created that result in dehumanization.
Optimizing diversity means recognizing its contextualized sociopolitical,
sociocultural and sociohistorical dynamics, while simultaneously
maximizing its strengths and leveraging its benefits to elevate persons,
groups, organizations, and communities towards the highest
manifestation of humanity’s collective potential.
The 12 D’s for Optimizing Diversity are offered as a grounding conceptual
system to inform the development and implementation of interventions
for working across differences toward the ultimate goal of “being human
together”.
The 12 Ds are grouped into three clusters based on a larger model
hypothesizing that three core change processes facilitate development
and transformation on multiple levels of analysis (Harrell, 2015). These
three processes emerged from a review of literature on change and
healing processes across diverse cultural contexts. It was found that
many cultures address personal, relational, and collective challenges
utilizing culturally-embedded strategies that share three common
mechanisms: Contemplative Processes, Communal Processes, and
Empowerment Processes. While there are multiple culturally-embedded
expressions of these processes, there appear to be shared, culture-
transcending aspects of human transformation that can be drawn upon
to inform a range of change efforts.
Shelly P. Harrell, Ph.D.
CONTEMPLATIVE PROCESSES COMMUNAL PROCESSES EMPOWERMENT PROCESSES
Mechanisms of Change: Experiential
awareness, critical consciousness &
meaning-making (Awareness, “Being”,
& Consciousness)
Mechanisms of Change: Relationality
and interconnectedness (Alliances,
“Belonging”, & Connection)
Mechanisms of Change: Creative,
committed and liberatory action (Agency,
“Becoming”, & Choice)
The Developmental Principle
Appreciation for motivation- and emotion-
related developmental processes involved
in multicultural and sociopolitical change.
The Dignity Principle
Emphasizes the worth and value of all
persons, the shared human condition;
embraces diversity as a part of humanity.
The Dream Principle
Vision of optimal personal and collective
processes and outcomes; Allowing space for
hopefulness and visualization of desired
goals.
The Dialectic Principle
The necessity of complex, both/and
thinking; recognizing and struggling with
the co-existence of apparent opposites
(e.g., similarity and difference) and making
room for multiple truths and identities.
The Drawing-Near Principle
Utilizing connectedness to social identity
communities for support, solidarity, and
affirmation; Openness to giving and
receiving support from those who are
different; Nurturing inclusion and
belongingness.
The Declaration Principle
Naming and claiming of personal and
collective truths; affirming social identities;
sharing untold stories; naming oppression
and its effects; speaking truth to power.
The Deconstruction Principle
Engages critical reflection and analysis
that contextualizes difference and
intergroup phenomena in broader cultural,
historical and political contexts; Inquiry into
root causes.
The Dare Principle
Taking risks to bridge and cross
boundaries of difference; tolerate
intergroup anxiety and persist in relational
efforts; stepping in to the vulnerability of
transparency and disclosure.
The Do Principle
Processes that support agency and action;
creative processes that challenge existing
structures and status quo.
The Deepening Principle
Reflective and communal practices that
increase self-other-world awareness
and enhance connectedness;
discovering and revealing layers of
identity and relationship.
The Dialogue Principle
Authentic sharing and deep listening
across differences; emphasizes
mutuality and facilitates empathy;
connectedness through sharing stories,
experiences, and understandings.
The Dynamic Principle
Recognizing the inevitability of change
and evolution that contain possibilities for
transformation; understanding that
identities, relationships, organizations,
etc. evolve and transform over time.
The 12 D’s for Optimizing Diversity
reflect an integration of (1)
empirical research on intergroup
relations and implicit bias, (2)
sociohistorical and sociopolitical
work on conceptualizing the
dynamics of diversity, oppression,
and liberation, (3) efforts to identify
competencies, promising practices,
and features of successful
intergroup work, and (4) the
author’s nearly 30 years of
experience researching and
providing training relevant to
cultural diversity.
Four Ideas On the Path to
the Developing the 12 D’s for
Optimizing Diversity
(1) The 5 Ds of Difference (Denial, Distancing,
Defensiveness, Devaluing, and Discovery), an
articulation of central ways that people manage
the anxiety and discomfort that the experience
of difference can create (Harrell, 1995)
(2) Harrell and Bond’s (2006) three Diversity
Principles for Community Research and Action
(Empowered Humility, Informed Compassion,
and Contextualized Understanding) derived
from thematic analysis of lessons learned and
best practices shared via multiple “diversity
stories” (narratives of intercultural work)
(3) Harrell and Gallardo’s (2008) description
of a multicultural worldview as involving an
attitude of inclusion and the view that
human differences should be valued,
honored, and affirmed. A multicultural
worldview embraces “a view of people of all
cultures as fully human with dignity and a
right to self-determination”, “an awareness of
social and economic asymmetries that confer
privilege based on social location” and “a
belief in the power of interdependencies and
interconnectedness across cultures”.
(4) Positive intergroup relations (Harrell,
2017) is defined as humanizing processes
that emerge from extended, growth-
promoting interactions among people
across stratified social identities where
both differences and commonalities are
embraced and processed with a co-existent
critical consciousness of the historically-
situated, culturally-infused context, and
current sociopolitical dynamics; they are
characterized by intentional and proactive
efforts to honor, welcome, affirm, engage,
enhance, challenge and commit through
meaningful and authentic interactions
towards greater equality and justice.
 honor the inherent dignity and humanity of
others as existing within layered
sociohistorical and sociopolitical contexts;
 affirm and provide opportunities to
highlight both superordinate and distinctive
social identities in ways that make room for
differences and similarities to co-exist;
 welcome, encourage and create space for
authenticity and truth-telling, both one’s
own and others, such that participants
experience being fully seen and heard with
acknowledgement and awareness of their
contextualized experiences;
 engage through interactions and meaningful
dialogue characterized by the presence of
mutuality, recognition of interdependencies
and shared history, positive attributions,
experiences of connectedness, increasing
comfort in interactions, cognitive and
behavioral flexibility, appreciation, humility,
trust, respect, and empathy;
Positive Intergroup Relations
 enhance and contribute to the development and expression
of strengths and promote empowerment, growth and
transformation such that the best of all parties has the
opportunity to emerge toward a larger goal of enhanced
collective well-being;
 challenge preconceptions and projections through the
courage and willingness to identify one’s own biases, as well
as recognize and resist oppressive power dynamics that
may arise in the interaction; and
 commit to tolerating uncertainty and intergroup anxiety,
mobilizing the stamina and sustained engagement
necessary for recovery from relational ruptures, and
utilizing inevitable points of conflict as opportunities for
deepening understanding.
Conclusion
The 12 Ds for Optimizing Diversity are offered as an integrative
framework for interactive processes (e.g., intergroup dialogue)
that contain the potential for transformative change. The
principles build upon the author’s previous work and can be
applied in setting as diverse as classrooms, counseling and
therapy, workplaces, prisons, community-based service
settings, and social action groups. The author has begun using
them more systematically to guide consultation and training
related to diversity and intergroup relations work.
Contact: shelly.harrell@pepperdine.edu

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The 12 Ds: Diversity Principles for Interaction and Transformative Change

  • 1. The 12 Ds: Diversity Principles for Interaction and Transformative Change Societal injustices involve humankind’s unrealized potential for living together optimally in the context of our diversity. Natural human differences become stratified such that there is asymmetrical access to valued resources (e.g., safety, health, education, information, etc.), and rigid “us” vs “them” divisions are created that result in dehumanization. Optimizing diversity means recognizing its contextualized sociopolitical, sociocultural and sociohistorical dynamics, while simultaneously maximizing its strengths and leveraging its benefits to elevate persons, groups, organizations, and communities towards the highest manifestation of humanity’s collective potential. The 12 D’s for Optimizing Diversity are offered as a grounding conceptual system to inform the development and implementation of interventions for working across differences toward the ultimate goal of “being human together”. The 12 Ds are grouped into three clusters based on a larger model hypothesizing that three core change processes facilitate development and transformation on multiple levels of analysis (Harrell, 2015). These three processes emerged from a review of literature on change and healing processes across diverse cultural contexts. It was found that many cultures address personal, relational, and collective challenges utilizing culturally-embedded strategies that share three common mechanisms: Contemplative Processes, Communal Processes, and Empowerment Processes. While there are multiple culturally-embedded expressions of these processes, there appear to be shared, culture- transcending aspects of human transformation that can be drawn upon to inform a range of change efforts. Shelly P. Harrell, Ph.D. CONTEMPLATIVE PROCESSES COMMUNAL PROCESSES EMPOWERMENT PROCESSES Mechanisms of Change: Experiential awareness, critical consciousness & meaning-making (Awareness, “Being”, & Consciousness) Mechanisms of Change: Relationality and interconnectedness (Alliances, “Belonging”, & Connection) Mechanisms of Change: Creative, committed and liberatory action (Agency, “Becoming”, & Choice) The Developmental Principle Appreciation for motivation- and emotion- related developmental processes involved in multicultural and sociopolitical change. The Dignity Principle Emphasizes the worth and value of all persons, the shared human condition; embraces diversity as a part of humanity. The Dream Principle Vision of optimal personal and collective processes and outcomes; Allowing space for hopefulness and visualization of desired goals. The Dialectic Principle The necessity of complex, both/and thinking; recognizing and struggling with the co-existence of apparent opposites (e.g., similarity and difference) and making room for multiple truths and identities. The Drawing-Near Principle Utilizing connectedness to social identity communities for support, solidarity, and affirmation; Openness to giving and receiving support from those who are different; Nurturing inclusion and belongingness. The Declaration Principle Naming and claiming of personal and collective truths; affirming social identities; sharing untold stories; naming oppression and its effects; speaking truth to power. The Deconstruction Principle Engages critical reflection and analysis that contextualizes difference and intergroup phenomena in broader cultural, historical and political contexts; Inquiry into root causes. The Dare Principle Taking risks to bridge and cross boundaries of difference; tolerate intergroup anxiety and persist in relational efforts; stepping in to the vulnerability of transparency and disclosure. The Do Principle Processes that support agency and action; creative processes that challenge existing structures and status quo. The Deepening Principle Reflective and communal practices that increase self-other-world awareness and enhance connectedness; discovering and revealing layers of identity and relationship. The Dialogue Principle Authentic sharing and deep listening across differences; emphasizes mutuality and facilitates empathy; connectedness through sharing stories, experiences, and understandings. The Dynamic Principle Recognizing the inevitability of change and evolution that contain possibilities for transformation; understanding that identities, relationships, organizations, etc. evolve and transform over time.
  • 2. The 12 D’s for Optimizing Diversity reflect an integration of (1) empirical research on intergroup relations and implicit bias, (2) sociohistorical and sociopolitical work on conceptualizing the dynamics of diversity, oppression, and liberation, (3) efforts to identify competencies, promising practices, and features of successful intergroup work, and (4) the author’s nearly 30 years of experience researching and providing training relevant to cultural diversity.
  • 3. Four Ideas On the Path to the Developing the 12 D’s for Optimizing Diversity (1) The 5 Ds of Difference (Denial, Distancing, Defensiveness, Devaluing, and Discovery), an articulation of central ways that people manage the anxiety and discomfort that the experience of difference can create (Harrell, 1995) (2) Harrell and Bond’s (2006) three Diversity Principles for Community Research and Action (Empowered Humility, Informed Compassion, and Contextualized Understanding) derived from thematic analysis of lessons learned and best practices shared via multiple “diversity stories” (narratives of intercultural work)
  • 4. (3) Harrell and Gallardo’s (2008) description of a multicultural worldview as involving an attitude of inclusion and the view that human differences should be valued, honored, and affirmed. A multicultural worldview embraces “a view of people of all cultures as fully human with dignity and a right to self-determination”, “an awareness of social and economic asymmetries that confer privilege based on social location” and “a belief in the power of interdependencies and interconnectedness across cultures”.
  • 5. (4) Positive intergroup relations (Harrell, 2017) is defined as humanizing processes that emerge from extended, growth- promoting interactions among people across stratified social identities where both differences and commonalities are embraced and processed with a co-existent critical consciousness of the historically- situated, culturally-infused context, and current sociopolitical dynamics; they are characterized by intentional and proactive efforts to honor, welcome, affirm, engage, enhance, challenge and commit through meaningful and authentic interactions towards greater equality and justice.
  • 6.  honor the inherent dignity and humanity of others as existing within layered sociohistorical and sociopolitical contexts;  affirm and provide opportunities to highlight both superordinate and distinctive social identities in ways that make room for differences and similarities to co-exist;  welcome, encourage and create space for authenticity and truth-telling, both one’s own and others, such that participants experience being fully seen and heard with acknowledgement and awareness of their contextualized experiences;  engage through interactions and meaningful dialogue characterized by the presence of mutuality, recognition of interdependencies and shared history, positive attributions, experiences of connectedness, increasing comfort in interactions, cognitive and behavioral flexibility, appreciation, humility, trust, respect, and empathy; Positive Intergroup Relations
  • 7.  enhance and contribute to the development and expression of strengths and promote empowerment, growth and transformation such that the best of all parties has the opportunity to emerge toward a larger goal of enhanced collective well-being;  challenge preconceptions and projections through the courage and willingness to identify one’s own biases, as well as recognize and resist oppressive power dynamics that may arise in the interaction; and  commit to tolerating uncertainty and intergroup anxiety, mobilizing the stamina and sustained engagement necessary for recovery from relational ruptures, and utilizing inevitable points of conflict as opportunities for deepening understanding. Conclusion The 12 Ds for Optimizing Diversity are offered as an integrative framework for interactive processes (e.g., intergroup dialogue) that contain the potential for transformative change. The principles build upon the author’s previous work and can be applied in setting as diverse as classrooms, counseling and therapy, workplaces, prisons, community-based service settings, and social action groups. The author has begun using them more systematically to guide consultation and training related to diversity and intergroup relations work. Contact: shelly.harrell@pepperdine.edu