1. Sambhav Gupta
B-504, Silvermist, Dhanori, Porwal Road, Pune-411015
Cell: +91-7028021825, Email: sam_gupta2001@rediffmail.com
Career Summary
Chartered Accountant with 9 years experience in dealing with different clients to understand
their Trading scopes and status of accountings. Managing their financial systems and
budgets. Carrying out periodic risk analysis about the various financial decisions of the
company. Performing periodic financial audit of the company. Providing special advise with
deeper study with the orientation of raising the profitability of the business Conducting
regular meetings with the senior management providing expert financial advice for the
decision making process. Maintained a high standard of precision in all predictions and
calculations. Reviewed tax returns prepared by the staff accountants. Conducted tax
research to support tax compliance and planning as required. Interacted closely with clients
to provide innovative tax planning. Now Controlling the Product Cash Equities and migrating
from London the process Cash Equities.
Qualification
• Become Chartered Accountant:
• Cleared CA PE-II in May 2008 with 8th rank in All Over India.
• Cleared CA Final Group –II in November 2011.
• Cleared CA Final Group-I in May 2012.
• CFA level 1 cleared in June 2015 and pursuing FRM also.
• MBA (Finance) from IIPM, New Delhi in 2006.
• B.Com from S.I.E.S College, Mumbai University in 2000.
Work Experience (9 years)
Company Name Joining Date Till Date
Axa Business Service 27th Aug 2014 Continuing
HSBC Bank 11th Oct 2012
22nd Aug
2014
Suyog Telematics Pvt Ltd 10th May 2009 5th Oct 2012
ICICI Bank 17th July 2006 5th May 2009
Work Detail
Orgainizaton: Axa Business Service
Position: Senior Specialist
Responsibilites
 Dealing in IFRS 9 and IAS 39.
 Doing reconciliation in SAP.
 Posting Accounting entries in SAP.
 Dealing in Risk management.
 Taking care of Equity, Option, Swap and Futures accounting
 Taking care of Equity, Option, Swap and Futures valuations
 Migrating work from Germany
 Cash Flow hedge and Fair value hedge accounting
 Hedge Effectiveness as per Period to Period basis and Cumulative basis.

2. Organization: HSBC Bank
Position : Finance Executive in Product Control
Responsibilites
• Doing reconciliation of Fidessa System, Fiscal System & General Ledger
• Taking care of Accounting Entries in Cash Equites.
• Doing migration from London of Cash equities process.
• Doing Reconciliation of Valuation Controller data with General Ledger
• Preparing the system flow and accounting flow of cash equities process
• Accounting entries as per IAS 32,39 and IFRS 9
• Taking care of reconciliation and Accounting entries of Futures contract.
• Taking care of reconciliation of Non deliverable Forward (NDF) products.
• Working in hedge accounting.
Organization: Suyog Telematics Pvt Ltd
Position: Chief Manager in Accounts & Taxation
Responsibilities
• Handling Accounts of the company. Doing the finalization of the Accounts.
• Taking care of Service Tax, Input Service Tax & their documentations.
• Looking after VAT, WCT, Professional Tax & TDS.
• Taking care of Stock Audit, Invoicing & Coordinating with the Clients.
• Handling the Auditor Queries & ISO Audit.
• Taking care of Tally ERP.
• Making Projection for the new projects for raising loans from banks (Project
Financing).
Achievements
• Brought the refund of TDS from the Income Tax Department.
• Handled Service Tax People and streamlined the service tax procedure.
• Set the procedure to ensure compliance of Statutory requirements.
Organization: ICICI Bank
Position: Assistant Manager
Responsibilities
BULLION BACKOFFICE—ICICI BANK
• Monitoring the deliveries of gold with transaction management of client
accounts.
• Dealing with the Front Office, Monitoring the inflow / outflow of funds; taking
adequate measures to ensure optimum utilization of available funds.
• Authorization of Forward deals - Merchant Deals, Inter Bank Deals, Reversal
Deals & Reversal Inter Bank Deals & Bullion Payment through KONDOR PLUS
( K+).

3. • Preparing Daily MIS Report & handling Lien marking for FD, Delivery and
Pricing Margin.
• Debiting the Account of customers in FINNACLE & making payment to the
Suppliers through SWIFT.
• Taking care of MTM requirement & Pricing Margin requirement & doing Deal
Validation.
• Handling of Gold Coin from importing & distributing coins all over Branches in
India.
• Doing delivery against Loan, charging interest, doing settlement.
• Borrowings – term borrowing, refinance, foreign borrowing payments.
IBG –UK –ICICI bank
• Reporting & Monitoring of Funding balance of various currencies
• Validation of Money market, Fixed Income and Forex deals.
• Settlement of Money market, Fixed Income and Forex Deals.
• Confirmation note and Settlement advices of forex & Derivative deals.
• MIS Reporting to top management regarding the unprocessed.
• Handling issues pertaining to validation & settlements of deals.
• Coordinating with counterparties & nostros.
• Ensuring compliance of various statutory requirements as per audit guidelines
as well as regulations laid down by various acts governing banking
operations.
Professional Certification
• NCFM Modules: -Derivative, Capital Market, Commodity, AMFI, FIMMDA and
Security Market.
• Service Tax Certification Course Of BCAS –With Point Of Taxation Rules.
Articleship
• Bank Audit (Treasury- IBG)
• Account Finalization
• TDS, WCT, Service Tax, VAT
• Statutory Audit & Tax Audit
• ROC matters
Extra Curricular Activities
• Interest in attending seminars, conferencing, workshop, meeting of financial
bodies.
• Updating professional knowledge.
• Reading & Travelling.
• Acquiring the knowledge of IFRS.
SAMBHAV GUPTA