3. SBIR MISSION/GOALS
• Support Scientific
Excellence
• Support Technical
Innovation With The
Investment Of The
Federal Research
Fund
• Build A Strong
National Economy
• Stimulate Technology
Innovation
• Meet Federal Research &
Development Needs
• Foster & Encourage
People In Innovation By
Socially & Economically
Disadvantaged People
• Increase Private Sector
Commercialization
Federal Funding
5. PHASE 1
• Establish Technical Merit & Feasibility
• Commercial Potential Of The R/RD Efforts
• Determine Quality Of Performance Of The
Small Business Prior Further Federal Support
For Phase 2
• The Awards Usually Don’t Exceed $150,000
Total Cost For 6 Months
6. PHASE 1 OPTION
• An option that may be used to fund interim Phase
1 activities while a Phase 2 contract is being
negotiated
• Cover funding up to 4 months
• Phase 1 option counts toward the 25 page limit for
the proposal
• Submit a cost proposal for Phase 1 total of
$100,000 and a option cost proposal for
$50,000.the cost must be shown separately but
presented side by side (don’t count toward 25
page limit).
7. PHASE 2
• Continue The R/R&D Efforts Initiated In
Phase 1
• Funding Is Based On Results From Phase 1 &
The Scientific & Technical Merit &
Commercial Potential Of The Project Proposed
In Phase 2
• Only Phase 1 Awardee Are Eligible For The
Phase 2 Award
• The Funds Don’t Exceed 1 Million Total Cost
For 2 Years
8. PHASE 2 OPTION
• Cover activities up to
24 months
• Cost proposal not
more than 1,000,000
• Phase 2 option cost
not more than
750,000
• Both cost must be
shown separately
• Present side by side
• Cost proposal does
not count toward the
40 –page limit for
phase 2 proposal
9. PHASE 3
• For Small Business To Pursue The Objectives
In Phases 1&2 R/Rd Activities
• SBIR Does Not Fund Phase 3
• DARPA Has Programs That Will Support
Phase 3 Getting Funding From Private
Investors
• You Might Get A Contract From The
Government For Production Or Service
Intended For Use By The U.S.
10. ELIGIBILITY FOR SBIR
PROGRAM
• Organized for profit ,business located in the
U.S.
• 50% owned ,controlled one or more
individuals that are American citizens
• No more than 500 employees , including
affiliates
• Phase one awardees with multiple prior awards
must meet the benchmark requirements for
commercialization
12. Phase 2 format
• Contain A 5 Page
Commercialization
Strategy As Part Of
The Technical
Proposal
• Product Description
/System Application
• Advocacy Letters
• Letters Of
Intent/Commitment
• Business Models
• Marketing/Customer
Sets/Values
Proposition
• Competition
Assessment
• Funding Requirements
• Sales Projections
• Expertise/Qualificatio
ns Of Team/Company
Readiness
13. EVALUATION CRITERIA
• Phase 1
• What's The Benefit
For DARPA
• Award Those
Proposal That Are
The Best Value To
The Government
• Phase 2
• Potential Benefit For
DARPA
• Transition The
Technology Into A
System
• The Best Value To
The Government
15. FED
• Provides Program Development And Technical
Consulting Services To Stimulate Science And
Technology Innovation Being Developed By
Early Stage And Growth Companies
16. Transition And Commercialization
Support Program
Phase 2 awardees
• Work One On One With DARPA SBIR/STTR
• They Will Help You Find Phase 3 Investors Or
Partners
• Help Mature Your Technology To Technology
Readiness Level 7: prototype Demonstration
In A Working Environment
17. CONTINUED
• Address the commercialization & transition
challenges in the US marketing place
• Document transition successes for distribution
at outreach events
• Capture lessons learned ,best practices help
develop and implement process improvement
to increase transition success
• Training sessions
18. IRRADIANCE GLASS
• Phase 2 awardee
• Manufactures glasses for applications in
infrared optical components and optical
systems
• Seeks advanced design and fabrication of new
materials that reduces the size, wait and power
of the optical system
• Scaling the results from the laboratory to the
manufacturing floor
19. ALLURE SECURITY
TECHNOLOGY
• Was Awarded 750,00 Phase 2 Option ,To
Continue It Works On Insider Threat.
• They Also Won A 2 Million DARPAActive
Authentication Phase 2 Award.
20. NEGOTIATIONS
• When your dealing with the government you
have to play by their rules and guide lines.
• They have the last say ,you have to prove to
them that your product or service is to the
best interest of the government. Its going to
be win for them every time
• Follow their format
• Ask for help and support from their support
programs.