Prepared By: Rakeeb Ashraf From - Notre Dame University Bangladesh

1. StockExchange

2. Pre-
Automation
concept
Post –
Automation
concept

3. Functions of Stock Exchange

4. Raise
capital
Settle-
ment
Facility
buyer &
seller
Monitor
market
Investment
opportunity

5. Historyof StockExchange

6. DHAKA STOCK EXCHANGE

7. Broker

8. Rules &Regulations of Brokers

9. The
Depository
Act-1999
Public Issue
Rules-1998
Margin
Rules-1999
Settlement
of Stock
Exchange
Rules-1987
Trust Act-
1882

10. Responsibility of Brokers

11. Handling
the trade
Disclosure
and
advisement
Seeks best
deal
Customer
service and
recruitment
Duty and
fair
dealing
Paid on
commission

12. Dealer

13. Responsibility of dealer

14. Regulations of Dealer