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742 IEEE TRANSACTIONS ON GEOSCIENCE AND REMOTE SENSING, VOL. 55, NO. 2, FEBRUARY 2017
ToA Ranging and Layer Thickness Computation
in Nonhomogeneous Media
Mohsen Jamalabdollahi, Student Member, IEEE, and Seyed Zekavat, Senior Member, IEEE
Abstract—This paper introduces a novel and effective ranging
approach in nonhomogeneous (NH) media consisting of fre-
quency dispersive submedia via time-of-arrival (ToA). Here, the
NH environment consists of sublayers with a specific thickness
that is estimated throughout the ranging process. First, a novel
technique for ToA estimation in the presence of frequency
dispersive submedia via orthogonal frequency division multi-
ple access subcarriers is proposed. In the proposed technique,
preallocated orthogonal subcarriers are utilized to construct a
ranging waveform that enables high-performance ToA estimation
in dispersive NH media in the frequency domain. The proposed
ToA technique is exploited for multiple ToA measurements at
different carrier frequencies, which leads to a system of linear
equations that can be solved to compute the thickness of the
available submedia and calculate the range. Simulation results for
underwater-airborne media and underground channel confirm
that the proposed technique offers high-resolution ranging at
different signal to noise ratio regimes in the NH media.
Index Terms—Angle-of-arrival, frequency dispersion, nonho-
mogeneous (NH) media, orthogonal frequency division multiple
access (OFDMA), ranging, relative permittivity, time-of-
arrival (ToA).
I. INTRODUCTION
RANGE measurement is desired in a variety of appli-
cations in free space such as digital communications,
wireless sensor network, radar, and wireless indoor and
outdoor localization [1]–[7]. Ranging also has diverse applica-
tions in nonhomogeneous (NH) media, mostly for localization
purposes. Here, the term NH refers to a medium composed
of diverse frequency dispersive submedia such as human
body organs, water, soil, rock, and their combinations with
free space. Capsule endoscopy positioning [8], underwater
localization using airborne sensors [9], or underground target
localization via ground penetrating radar (GPR) [10]–[12]
are a few applications of ranging in NH media.
Range-based localization is possible via received signal
strength [13], the signal time-of-arrival (ToA) [14], time-
difference-of-arrival [15], and direction of arrival (DoA) [16]
or their combinations [17]. Range-free methods utilize connec-
tivity information [18]. Although some range-free approaches
Manuscript received June 9, 2016; revised August 11, 2016; accepted
September 26, 2016. Date of publication October 18, 2016; date of cur-
rent version December 29, 2016. This work was supported by National
Science Foundation under Award ECCS 1101843. (Corresponding author:
Mohsen Jamalabdollahi.)
The authors are with the Department of Electrical and Computer Engineer-
ing, Michigan Technological University, Houghton, MI 49930 USA (e-mail:
mjamalab@mtu.edu; rezaz@mtu.edu).
Color versions of one or more of the figures in this paper are available
online at http://ieeexplore.ieee.org.
Digital Object Identifier 10.1109/TGRS.2016.2614263
offer simple methods with acceptable performance, they have
limitations such as network topology and ranging accuracy,
which justify the employment of range-based approaches [19].
Among all the proposed range-based approaches, ToA esti-
mation has received considerable attention because of high
precision and low complexity [13], [14]. ToA estimation
techniques are divided into two different categories, the tra-
ditional matched filter-based techniques, and superresolution
techniques. The former incorporates a predesigned waveform
with autocorrelation properties close to the delta function
at the output of the matched filter. In the latter, ToA is
calculated via maximizing the pseudospectrum of the cor-
responding signal subspace achievable via decomposition of
the matched filter output in the frequency domain [20], [21].
Examples of superresolution techniques are independent com-
ponent analysis [22], maximum likelihood (ML) [23], multiple
signal classification (MUSIC) [24], and estimation of signal
parameter via rotational invariance technique (ESPRIT) [25].
However, the resolution of all the proposed techniques depends
on the transmitted waveform bandwidth [22].
Incorporating wideband waveforms in free space is a feasi-
ble remedy to achieve high ToA resolution. However, increas-
ing the bandwidth of transmitted waveform in frequency
dispersive channels intensifies frequency dispersion [26]–[28].
In the microwave terminology, frequency dispersion refers
to the principle that different frequency components of a
transmitted electromagnetic (EM) waveform propagates with
different velocities due to the frequency dependence of the
medium’s relative permeability and/or permittivity. Therefore,
increasing the transmitted waveform’s bandwidth prompts a
higher frequency dispersion that alleviates the nonlinear dis-
tortion of the transmitted waveform. The nonlinearity nature
of the imposed distortion by frequency dispersion leads to a
received signal that is barely detectable by the matched filter
of transmitted waveform, which dramatically degrades the
ToA estimator performance [27].
To the best of the authors’ knowledge, ranging via high-
resolution ToA estimation exploiting wideband microwave sig-
nals in NH media or single medium in the frequency dispersion
band is an open problem. Many researchers propose acoustics
communication for ToA estimation in underwater or under-
ground media [29]. Although acoustics communication offers
high resolution for underwater ToA estimation, it cannot be
applied to underwater-airborne channels due to strong reflec-
tions and attenuation in the water/air boundary [30]. A few
works [10]–[12], [31]–[33] propose ToA estimation in disper-
sive medium for specific scenarios that cannot be extended
to the NH media. In [10]–[12], time delay estimation of
0196-2892 © 2016 IEEE. Personal use is permitted, but republication/redistribution requires IEEE permission.
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JAMALABDOLLAHI AND ZEKAVAT: ToA RANGING AND LAYER THICKNESS COMPUTATION IN NH MEDIA 743
buried target echoes for GPR is addressed, while the received
echoes do not represent frequency dispersion assuming
low conductivity and small layer thickness of submedia.
Although these assumption can be feasible for dry media,
when the water content of media exceeds 10% by weight,
the frequency dispersion must be considered due to the
dielectric relaxation of water [26]. In [31], the transmitter
location is estimated by combining the measured ToA data
with the knowledge about the shape and position of the
medium, which is not a feasible assumption in NH media.
Sahota and Kumar [32] propose sensor node localization via
ToA measurements but the procedure of ToA estimation in soil
as a frequency dispersive medium is not discussed. In [33],
ToA estimation of short-range seismic signals in dispersive
environments is addressed; however, the system model does
not represent the frequency dispersion due to low bandwidth
of applied seismic signals.
In this paper, first, high-resolution ToA estimation in
NH media consisting of diverse frequency dispersive submedia
is addressed. The proposed technique exploits preallocated
orthogonal frequency division multiple access (OFDMA) sub-
carriers to construct a wideband ranging signal. Here, we show
that each frequency component of the propagated waveform is
received with different time delays and phases, which dramati-
cally increases the number of unknowns in the received signal
system model. Then, we propose a novel approach that reduces
the number of unknowns by linear approximation of imposed
delays and phases to the allocated OFDMA subcarriers in the
frequency domain. These justified approximations replace the
imposed delays with the delay corresponding to the waveform
spectrum center as the desired unknown, which is estimated
exploiting ML estimator. Then, the proposed ToA measure-
ment technique exploits different carrier frequencies combined
with DoA measurements to construct a system of linear equa-
tions as a function of the thickness of the available submedia.
Once the thicknesses of the available submedia are estimated,
the straight-line range between the transmitter and the receiver
is achievable, accordingly.
Here, underwater-airborne channels and underground chan-
nel consisting of several layers with different water con-
tent exploiting wideband microwave signals are considered
as examples of NH media. The proposed NH media are
simulated according to the state-of-the-art channel and prop-
agation models for seawater [28] and underground [34]–[36].
Simulation results prove the feasibility and efficiency of the
proposed technique in terms of ToA resolution and ranging
error compared with the allocated bandwidth of the transmitted
waveform.
The rest of this paper is organized as follows. Section II
introduces the proposed ToA estimation technique. The
proposed ranging approach is presented in Section III.
Section IV represents the simulation results and discussions
and finally Section V concludes this paper.
II. HIGH-RESOLUTION ToA ESTIMATION
A. System Model
The process of ToA estimation initiates with the transmis-
sion of ranging waveform. Here, 2K OFDMA subcarriers
are utilized to construct the ranging waveform corresponding
to
sn =
1
√
N
2K
k=1
Skej2πmk f nTs
, n = 1, 2, . . . , N (1)
where N and Ts are the total number of available subcarriers
or the number of waveform samples, and sampling interval,
respectively, which leads to a ranging waveform of length NTs.
Moreover, mk, f , and Sk are the frequency index of the
kth subcarrier, the OFDMA subcarrier spacing, and the
kth frequency-domain symbol known at both the transmitter
and receiver, respectively. Here, random Quadrature Phase
Shift Keying symbols are allocated to Sk, which leads to a
feasible peak to average power ratio.
To maintain orthogonality across subcarriers, subcarrier
spacing must satisfy f = 1/(NTs) which leads to
sn =
1
√
N
2K
k=1
Skej
2πnmk
N , n = 1, 2, . . . , N (2)
where N, f , Ts, Sk, and mk and K are defined in (1).
In (1), 2K symmetric subcarriers are allocated to construct
the ranging waveform, where mk is the frequency index of
the kth subcarrier such that
mk =
K, K − 1, . . . , 1 for k = 1, 2, . . . , K
N − K, . . . , N − 1 for k = K + 1, . . . , 2K
(3)
where N is defined in (1) and 2K denotes the number of
allocated subcarriers. Here, symmetric subcarriers are selected
to construct a uniform waveform in the frequency domain,
which enables a linear approximation of the imposed delay
to each subcarrier (see Remark 1). The sequence of baseband
waveform samples detailed in (2) are passed through a dual
channel digital-to-analog converter, with sampling interval Ts
to construct the analog form of ranging waveform. The created
baseband signal is transmitted through the NH channel after
upconversion to the carrier frequency fc. The received signal
corresponding to the transmitted waveform in NH channel
consisting of several frequency dispersive submedia can be
represented by the aggregation of the delayed version of
frequency dispersed waveforms from L propagation paths,
that is
r(t) =
L−1
i=0
hi ˜si (t − τi) + v(t) (4)
where r(t) and ˜si (t) are the received signal and the frequency
dispersed version of the ranging waveform propagated at the
ith path of NH medium with channel impulse response (CIR)
{hi }L−1
i=0 . Moreover, τi and v(t) are the time delay of prop-
agation at ith path and additive white zero mean Gaussian
noise, respectively. Here, the line-of-sight (LoS) path is con-
sidered for the received signal due to very high attenuation
corresponding to the reflected copies of transmitted waveform
through non-LoS paths (see Section IV-A for more details on
simulated media) which leads to
r(t) = h˜s(t − τ0) + v(t) (5)
744 IEEE TRANSACTIONS ON GEOSCIENCE AND REMOTE SENSING, VOL. 55, NO. 2, FEBRUARY 2017
where r(t) and ˜s(t) are the received signal and the frequency
dispersed version of the ranging waveform propagated from
the LoS path of NH medium with complex value CIR, h.
Moreover, it is assumed that the relative permeability of
all submedia is equal to unity; however, the relative permit-
tivity changes with the frequency of transmitted waveform.
Pahlavan et al. [27] have discussed the challenges of ToA esti-
mation in media consisting of frequency dispersive submedia
such as the human body. Regarding the dependence of propa-
gation velocity on relative permittivities of available submedia,
(ν( f ) = c/(εr( f ))1/2
) (where c denotes the universal con-
stant speed of light), frequency dispersion of the transmitted
waveform at receiver is inevitable. This leads to a receiving
waveform with higher frequency components that arrive faster
than lower frequency components as the propagation velocity
is the function of the relative permittivity [27]. Thus, for the
dispersed version of the ranging waveform we can write
˜sl(t) =
1
2|ωK |
ωK
−ωK
S(ω)ejω(t−τ(ω))
dω (6)
where S(ω) is the Fourier transform of the transmitted wave-
form s(t), and τ(ω) and 2|ωK | are the time delays imposed by
the LoS path into the waveform component with a frequency
of ω and the bandwidth of transmitted waveform, respectively.
Applying (5) to the dual channel analog-to-digital converter
with sampling interval Ts, leads to
yn =
h
√
N
2K
l=1
Slej
2πml(nTs −τl)
NTs + vn (7)
where N, Ts, Sl, and ml and K are defined in (1) and (3),
respectively. Moreover, yn and vn are the nth sample of
the baseband received signal and additive, white zero-mean
Gaussian noise, respectively, and τl is the delay corresponding
to the lth frequency component propagated from the LoS path.
According to the ToA definition, it is desired to estimate the
delay corresponding to the first arrived component (ml = K)
of the transmitted signal propagated from the shortest path,
which is equivalent to the value of τK . However, here,
a novel technique is proposed, which exploits frequency
domain analysis to estimate τ0 that represents the delay corre-
sponding to the spectrum center of the transmitted waveform
ml = 0, propagated from the LoS path. In Section III, this
value is exploited to estimate the range between the transmitter
and receiver.
B. Proposed ToA Estimation Technique
This section presents the proposed ToA estimation technique
considering that Nr samples of the received signal proposed
in (7) are available at the receiver. Here, the receiver selects Nr
such that the maximum possible range is covered. Considering
the low range propagation of microwave in dispersive
media such as water and soil, here it is assumed that the
τ0 ≤ (N − 1)Ts, which is a feasible assumption considering
the proposed values of N in Section IV.
Considering N possible samples corresponding to propaga-
tion delay and signal expansion due to frequency dispersion,
the receiver selects Nr = 3N samples from the time origin
and converts them into the frequency domain applying discrete
Fourier transform. Here, the time origin is achievable for
both the transmitter and receiver via clock synchronization or
more feasible techniques such as round-trip [37]. Therefore,
2K samples of the received signal in frequency domain are
achievable via
R = ˜Wy (8)
where ˜W = [W, W, W]2K×3N , for W = [wT
1 ; wT
2 ; . . .;
wT
2K ]2K×N and wk is a column vector such that
wk = [e− j((2πmk)/N), e− j((2π2mk)/N), . . . , e− j((2π Nmk)/N)]T .
Moreover, y is 3N samples of the received signal in time
domain defined by y = [y1, y2, . . . , y3N−1]T where yn is
defined in (7).
Considering (7) as the time domain system model for the
received signal, the system model for kth element of the
received signal at frequency domain achievable via (8) can
be written as
Rk =
h
N
N−1
n=0
2K
l=1
Slej
2πml (nTs−τl)
NTs e− j
2πnmk
N + Vk (9)
where N, Ts, Sk, and mk and K are defined in (1) and (3),
and Vk is the kth sample of additive noise at the frequency
domain. Moreover, τl is the delay corresponding to the lth
transmitted subcarrier received from the LoS path. Considering
the orthogonality of transmitted subcarriers (ej((2πnml)/N)) and
columns of ˜W and applying some mathematical manipulation,
(9) corresponds to
Rk = Skhe− j
2πmkτk
NTs + Vk (10)
where N, Ts, Sk, and mk and K are defined in (1) and (3),
and τk and Vk are defined in (9). The proposed system model
in (10) represents 2M nonlinear equations corresponding to
2M allocated subcarriers, each containing (2M +1) unknowns
(2M for τk, for k ∈ κ and one for h). The very fact that
solving a system of 2M nonlinear equations for (2M + 1)
unknowns leads to infinitely many solutions (or no feasible
solution) demands for reducing the number of unknowns.
Considering (10) as the system model for the received sam-
ples in frequency domain and known transmitted OFDMA
symbols (Sk), the receiver calculates Xk = Yk/Yk+K for
Yk = Rk/Sk, which leads to
Xk =
e− j
2πmkτk
NTs
e− j
2πmk+K τk+K
NTs
+ ˜Vk, ∀k = 1, 2, . . . , K (11)
where N, Ts, and τk are defined in (1) and (10), respectively.
Moreover, ˜Vk is the additive measurement noise defined
by ˜Vk = Vk/e− j((2πmk+K τk+K )/(NTs )). Substituting mk+K by
N − mk according to (3), and applying some mathematical
manipulations, (11) can be written as
Xk = e− j
2πmk(τk+τk+K )
NTs ej
2πτk+K
Ts + ˜Vk (12)
where N, Ts , τk, and ˜Vk are defined in (1), (10), and (11),
respectively. Here, a set of K-independent equations includ-
ing 2K unknowns are available, which leads to infinitely
many solutions (if available). However, it can be shown that
JAMALABDOLLAHI AND ZEKAVAT: ToA RANGING AND LAYER THICKNESS COMPUTATION IN NH MEDIA 745
(see Remark 1) the imposed delays to transmitted subcarriers
can be approximated as a line that enables replacing 2M
undesired unknowns with one desired unknown.
Remark 1: The 2M unknowns in (12) corresponding to the
imposed delay by frequency dispersion to the kth subcar-
rier (τk), can be approximated by ˆτk = a(k − 1) + b such
that |τk − ˆτk| ≤ ηTs, k = 0, . . . , 2K − 1, where
a =
1
c
M
m=1
rm(
√
εr,m,K+1 −
√
εr,m,K ) (13a)
b =
1
c
M
m=1
rm
√
εr,m,1 (13b)
and c denotes the universal speed of light, Ts and K are defined
in (1) and (3), respectively, and η is an arbitrary small number
η < 1. Moreover, εr,m,k and rm are the relative permittivity
of the mth media at the kth subcarrier frequency, and its
corresponding propagation range, respectively.
Substituting the actual and approximated values of delays
proposed in Remark 1 into the approximation error bound
(|τk − ˆτk| ≤ ηTs), it can be shown that given any NH media
consisting of M submedia satisfying
1
c
M
m=1
rm
√
εr,m,k −
M
m=1
rm[(
√
εr,m,K+1 −
√
εr,m,K )k
+
√
εr,m,1] ≤ ηTs, k = 0, . . . , 2K − 1. (14)
Remark 1 holds. Here, the slope of approximated line is chosen
according to the slope of the spectrum center of the actual
delays curve τK+1 − τK , while the constant value is selected
to approach the approximated line to the value of τ1. Assuming
all imposed delays (τk) are placed on the approximated line,
the average of all equally spaced delays from line center,
i.e., τk and τk+K are the same and equal to τ0, which is
defined as the delay corresponding to the spectrum center
of the transmitted waveform or the desired ToA. Therefore,
2K unknown delays in (12) can be replaced by applying
(τk + τk+K ) = 2τ0, which leads to
Xk = e− j
4πmkτ0
NTs ej
2πτk+K
Ts + ˜Vk (15)
where N, Ts , τk and ˜Vk are defined in (1), (10), and (11),
respectively. The proposed system model in (15) forms K non-
linear and noisy equations containing one desired unknown τ0,
and K undesired unknowns τk+K for k = 1, 2, . . . , K.
Substituting τk+K with its corresponding coarse and fine
delays such that τk+K = (nk+K + δk+K )Ts, gives
Xk = e− j
4πmkτ0
NTs ej2π(nk+K +δk+K )
+ ˜Vk
= e− j
4πmkτ0
NTs ej2πδk+K + ˜Vk, k = 1, 2, . . . , K (16)
where N and Ts are defined in (1), τ0 is defined in (15), and δk
is the fine delay corresponding to the kth transmitted subcarrier
such that 0 ≤ δk ≤ 1. Although the values of fine delays (δk)
are negligible in terms of delay, ignoring them dramatically
degrades the system model accuracy due to the impact of the
exponential term, or ej2πδk+K . Remark 2 proposes a linear
approximation of the fine delays δk+K for k = 1, 2, . . . , K,
which reduces the number of unknowns proposed in (16).
Here, an approximation in the form of amk + b (for any
constant a and b) is desired, which satisfies an acceptable error
such that |δk+K − ˆδk+K | ≤ ηTs, k = 1, 2, . . . , K. Exploiting
the form amk + b, the proposed system model in (16) is
converted into an exponential term corresponding to a single
frequency that is simply detectable via ML estimator.
Remark 2: The fine delays in (16) can be approximated
linearly as ˆδk+K
∼= −β (mk − 1) + δ2K , ∀k = 1, 2, . . . , K,
such that |δk+K − ˆδk+K | ≤ ηTs, where
β =
1
c
M
m=1
rm(
√
εr,m,K+2 −
√
εr,m,K+1) (17)
and Ts, and K and mk are defined in (1) and (3), respectively,
and c, η, εr,m,k, and rm are defined in (14).
Substituting the actual and approximated values of fine
delays in the approximation error bound regarding Remark 2
(|δk+K − ˆδk+K | ≤ ηTs), it can be shown that given any
NH media consisting M submedia satisfying
τk+K −
τk+K
Ts
Ts +
1
c
M
m=1
rm(
√
εr,m,K+2 −
√
εr,m,K+1)
× (mk − 1) − δ2K ≤ ηTs ∀k = 1, 2, . . . , K (18)
given τk+K = (1/c) M
m=1 rm(εr,m,k+K )1/2
, Remark 2 holds.
Here, the slope of approximated line proposed in Remark 2 is
selected according to the slope of the actual fine delay curve
at the first point δK+2 − δk+1, while the constant value is
selected to approach the approximated line to the last value
of actual fine delay curve δ2K . Exploiting Remark 2, the term
ej2πδk+K in (16), can be approximated by x0e− j((4πmk)/N)β,
for x0 = ej2π(β +δ2K ) and β = ((Nβ )/2). Substituting
x0e− j((4πmk)/N)β into (16), the final approximation of the
proposed system model for the received signal in the frequency
domain corresponds to
Xk = x0e− j
4πmkτ0
NTs e− j
4πmk
N β
+ ˜Vk
= x0e− j
2πmk
N [2(α+β)]
+ ˜Vk ∀k = 1, 2, . . . , K (19)
where α = (τ0)/(Ts), and β, denoting that two unknowns need
to be estimated to reveal τ0.
Defining n(1) = 2(α + β), it can be shown that
(see Appendix A), the ML estimator of n(1) can be
written as
ˆn(1)
= argmax
n
wT
n x (20)
where wn = [ej((2π Kn)/N), ej((2π(K−1)n)/N), . . . , ej((2πn)/N)]T
is K × 1 column vector and x = [X1, X2, . . . , XK ]T for Xk
defined in (19). Exploiting (20), one can estimate (α + β),
however, at least one linearly independent equation in terms of
α and β is required to estimate the desired ToA via τ0 = αTs.
Here, we propose repeating the entire measurement procedure
applying the same number of allocated subcarriers (2K)
and waveform samples (N), while the sampling interval
746 IEEE TRANSACTIONS ON GEOSCIENCE AND REMOTE SENSING, VOL. 55, NO. 2, FEBRUARY 2017
is changed, for instance to T
(p)
s = pTs, where T
(p)
s is the
new sampling interval at the pth (p ≥ 2) measurement.
Considering static channel where the propagation paths and
hence their corresponding delays do not change during P
measurements, the delay corresponding to the spectrum center
of the transmitted waveform τ0, is the same at each mea-
surement, however, the time delays corresponding to other
frequency components change accordingly. This fact reveals
another advantage of estimating the time delay corresponding
to the spectrum center of transmitted waveform in NH media.
Applying T
(p)
s = pTs to (16), the frequency-domain
samples at the pth measurements can be written as
X
(p)
k = x
(p)
0 e
− j
4πmkτ0
NT
(p)
s e− j
4πmk
N β(p)
+ ˜V
(p)
k (21)
where N and τ0 are defined in (1) and (15), respectively,
and T
(p)
s and x
(p)
0 are the applied sample time at transmitter
and receiver, and the constant term x0 = ej2π(β +δ2K ) at the
pth measurement. Writing (17) for β(p) in terms of T
(p)
s
and substituting T
(p)
s = pTs leads to β(p) = β/p. Applying
T
(p)
s = pTs and β(p) = β/p to (21), leads to
X
(p)
k = x
(p)
0 e
− j
4πmkτ0
NpTs e
− j
4πmk
Np β
+ ˜V
(p)
k
= x
(p)
0 e
− j
4πmk
Np α+ β
p
+ ˜V
(p)
k ∀k = 1, 2, . . . , K (22)
where N, K, and mk, and α, β are defined in (9) and (20),
respectively. Therefore, considering P independent measure-
ments applying T
(p)
s = pTs, for p = 1, 2, . . . , P, and
λ = [α, β]T leads to
λ = ( T
)−1 T
n (23a)
=
1 1/2 . . . 1/P
1 1/4 . . . 1/P2 (23b)
n =
ˆn(1)
2
,
ˆn(2)
2
, . . . ,
ˆn(P)
2
T
(23c)
where
ˆn(p)
= argmax
n
wT
n x(p)
(24)
and wT
n is defined in (20).
The performance of the proposed ToA estimator depends on
the precision of the ML estimator in (24), which estimates the
value corresponding to 2(α + (β/p)). However, the returned
value by (24) is the time index and hence 0 ≤ ˆn(p) ≤ N − 1;
meanwhile, the value of 2(α + β) can be a negative num-
ber or larger than N. In this case, the estimated value of
2(α + (β/p)) via (24) would be different from its actual
value. In order to resolve this issue, the estimated ToA via
ˆτ0 = αTs needs to be inspected regarding its acceptable range
0 ≤ ˆτ0 ≤ (N −1)Ts as follows. If 2 (α + β) > N, the returned
value by (24) would be 2 (α + β) − N. Applying this value
to (23c) shifts the estimated α by N point to the left, which
leads to α < 0. Thus, if α < 0, (23a) should be solved again
using
n =
ˆn(1) + N
2
,
ˆn(2)
2
, . . . ,
ˆn(P)
2
T
(25)
Algorithm 1 Summary of the Proposed ToA Estimation
Technique in NH Medium
Require: y, Sk, ∀k = 1, 2, .., 2K
1: return τ0
2: for p = 1, 2, . . . , P do
3: Compute frequency domain samples, R using (8).
4: Compute X
(p)
k = Y
(p)
k /Y
(p)
k+K for Y
(p)
k = R
(p)
k /Sk, ∀k =
1, 2, . . . , K.
5: Compute ˆn(p) using (24).
6: end for
7: Compute λ using (23a)–(23c).
8: if α < 0 then
9: Compute λ using (23a),(23b), and (25).
10: else if α ≥ N then
11: Compute λ using (23a), (23b), and (26).
12: end if
13: ˆτ0 = αTs.
where n
(p)
s and ˆn(p) are defined in (23b) and (24), respectively.
If 2 (α + β) < 0, the returned value by (24) would be
N − 2 (α + β). Applying this value into (23c) shifts the
estimated α by N point to the right which leads to α > N.
Thus, if α > N, (23a) should be solved again using
n =
N − ˆn(1)
2
,
ˆn(2)
2
, . . . ,
ˆn(P)
2
T
(26)
where ˆn(p) is defined in (24). Algorithm 1 details the proposed
high-resolution ToA estimation technique in NH medium
considering ToA measurements applying P different sampling
interval. In the next section, a novel technique exploits the
proposed ToA estimation approach to reveal the range between
the transmitter and receiver nodes.
III. RANGING IN NH MEDIA
Due to varying EM features in NH media, regardless of the
error imposed by EM dispersion, multipath and noise, the ToA
measurement proposed in Section II-B cannot reveal range
between the transmitter and receiver. Fig. 1 depicts an example
where there is an NH channel between the transmitter and
the receiver. Here, the addition of propagation path vectors at
each submedia (ri) is greater than the straight-line propagation
path (r) between the transmitter and receiver.
Moreover, the propagation speed at each medium (vi) is
lower than the free space speed of light (c), which leads to
higher measured ToA. In addition, based on Snell’s law, the
angle of the EM wave changes at the media boundary. Thus,
there is no guarantee that the last measured incident angle at
the receiver ˆθM will be equal to the straight-line propagation
angle, θ. Hence, a straight-line range measurement procedure
needs to be applied, exploiting multiple measured ToA.
A. System Model
Fig. 1 depicts the 3-D model for signal propagation in NH
media. Here, we intend to estimate the range between the
transmitter and receiver, which is the straight-line distance
JAMALABDOLLAHI AND ZEKAVAT: ToA RANGING AND LAYER THICKNESS COMPUTATION IN NH MEDIA 747
Fig. 1. 3-D model of signal propagation in NH media.
referred to as r in Fig. 1. The system model for estimated ToA
via Algorithm 1, can be written as a function of propagated
ranges such that
ˆτ0 =
1
c
M
m=1
rm
√
εr,m + vτ (27)
where ˆτ0, rm, εr,m, and vτ are the estimated ToA, the range of
propagation path and the relative permittivity in mth submedia,
and ToA measurement error, respectively, and c and M are
defined in (14). It can be observed that the proposed system
model in (27) cannot be solved for the desired range r,
regarding M available unknowns {rm}M
m=1. In order to address
this problem, we propose to exploit a frequency-test scheme by
repeating the ToA measurement scenario applying Q different
carrier frequencies. Employing this technique, each ToA mea-
surement provides an independent equation as a function of
propagated ranges as the EM features of available submedia
change by the applied carrier frequency. The qth measured
ToA can be written as
ˆτ
(q)
0 =
1
c
M
m=1
r(q)
m ε
(q)
r,m + v(q)
τ (28)
where ˆτ
(q)
0 , r
(q)
m , ε
(q)
r,m, and v
(q)
τ are the estimated ToA,
the range of propagation path and relative permittivity in
mth submedia and ToA measurement error, all at qth mea-
surement, respectively, and c and M are defined in (14).
It can be observed that each equation in (28) contains a
different set of unknowns or r
(q)
m for m = 1, 2, . . . , M and
q = 1, 2, . . . , Q, which leads to a set of Q independent equa-
tions containing M Q unknowns. However, these unknowns
can be replaced by the thickness of available submedia to
construct a set of Q independent equations as a function
of M available unknowns zm for m = 1, 2, . . . , M as follows.
Applying r
(q)
m = zmcos(θ
(q)
m ), where θ
(q)
m is the inci-
dent angle of mth submedia at qth carrier frequency,
Snell’s law (sin(θ
(q)
m )(ε
(q)
r,m+1)
1/2
= sin(θ
(q)
m+1)(ε
(q)
r,m)
1/2
), and
cos(sin−1(x)) = (1 − x2)
1/2
, (28) can be written as
ˆτ
(q)
0 =
1
c
M
m=1
zm ε
(q)
r,mε
(q)
r,M
ε
(q)
r,M − sin2(θ
(q)
M )ε
(q)
r,m
+ v(q)
τ (29)
where ˆτ
(q)
0 , ε
(q)
r,m, and v
(q)
τ are defined in (28), zm denotes
the thickness of mth submedia, and θ
(q)
M denotes the DoA
corresponding to the qth measurement at Mth submedia
(last submedium including receiver) as shown in Fig. 1.
Considering (29), it can be observed that the set Q measured
ToA can be represented as a linear combination of M available
submedia given the measured DoA at each measurement step.
Here, it is assumed that the receiver enjoys array antenna,
which allows DoA estimation to recreate state-of-the art
techniques such as ESPRIT [20] and Root-MUSIC [38].
These approaches are applicable to NH media consisting
of frequency dispersive channels as they utilize a single
subcarrier that is free from frequency dispersion. For more
information about DoA estimation methods and approaches,
we refer the readers to [22].
B. Proposed Technique
Considering Gaussian distribution with zero mean and vari-
ance σ2
v for ToA measurements noise, the ML estimation of
thickness of the available submedia can be derived by solving
the following optimization problem:
argmin
z1,...,zM
Q
q=1
1
σ2
v
ˆτ
(q)
0 −
1
c
M
m=1
zmγ (q)
m
2
(30)
for
γ (q)
m =
ε
(q)
r,mε
(q)
r,M
ε
(q)
r,M − sin2 θ
(q)
M ε
(q)
r,m
(31)
where ˆτ
(q)
0 and ε
(q)
r,m, and θ
(q)
M and zm are defined in
(28) and (29), respectively. The least square solution for the
proposed ML estimator in (30), can be represented by
ˆz = (ϒT
ϒ)−1
ϒT
τ (32)
where the (.)−1 and (.)T operands denote operands for
matrix inversion and transpose, respectively, and ˆz =
[ˆz1, ˆz2, . . . , ˆzM ]T , τ = [ˆτ
(1)
0 , ˆτ
(2)
0 , . . . , ˆτ
(Q)
0 ]T and ϒ =
[ϒ1, ϒ2, . . . , ϒM ]T , for
ϒm = γ (1)
m , γ (2)
m , . . . , γ (Q)
m
T
(33)
where ˆzm denote the estimation of mth submedia’s thickness,
and ˆτ
(q)
0 and γ
(q)
m are defined in (28) and (31), respectively.
Given the estimated thickness of the available submedia
using (32), it can be shown that (see Appendix B), the
propagation range between the transmitter and receiver is
achievable via ˆr = (1/Q)
Q
q=1 ˆr(q) where
ˆr(q)
= D 1 +
⎡
⎣ 1
D
M
m=1
ˆzmsin θ
(q)
M ε
(q)
r,m
ε
(q)
r,M − sin2 θ
(q)
M ε
(q)
r,m
⎤
⎦
2
(34)
for D = M
m=1 zm. Moreover, ε
(q)
r,m and θ
(q)
M , and ˆzm are
defined in (28) and (32), respectively. In the next section, the
performance of high-resolution ToA estimation and range mea-
surement are discussed, considering different NH channels.
748 IEEE TRANSACTIONS ON GEOSCIENCE AND REMOTE SENSING, VOL. 55, NO. 2, FEBRUARY 2017
Fig. 2. Applied NH media. (a) Underwater-airborne considering rough water
surface. (b) Four-layer underground containing different water contents in
volume ρ.
IV. SIMULATIONS RESULT AND DISCUSSIONS
This section discusses the simulation method, parameters,
and results in three parts. First, details of the applied NH media
and transmitted waveform are introduced in Section IV-A.
Then, simulations results for the proposed high resolution ToA
estimation utilizing Algorithm 1 are proposed in Section IV-B.
Finally, the performance of the proposed range measurement
technique is evaluated at different scenarios.
A. Details of Simulated NH Media
In this paper, two different media with diverse physical
characteristics are considered to evaluate the performance of
the proposed ToA and range estimation techniques in different
scenarios. Fig. 2(a) depicts airborne to shallow underwater
as the first NH media. For the second media, a multilayer
underground channel with different water content (ρ) at each
layer is selected as shown in Fig. 2(b). Table I details the
parameters definition, their corresponding symbols, and sim-
ulations applied value for airborne to water and underground
channels. The applied relative permittivities for seawater are
simulated using the Debye model for saltwater [28]. The
applied values of relative permittivities for underground chan-
nel versus carrier frequency are proposed in Table II, using
soil dielectric spectra for different volumetric water contents
in 20 °C proposed in [34].
Although underwater channel modeling including path-loss
measurements and/or multipath characterization are discussed
for underwater acoustic [39] and optical communications [40],
a few works [28], [30] propose channel modeling and path
loss measurements of wideband microwave propagation in
seawater. In [28], the propagation measurements exploiting
TABLE I
SIMULATION PARAMETERS AND APPLIED VALUES
waveform covering the whole band between 800 MHz and
18 GHz is proposed. It can be observed that the attenuation of
the propagated signal in saltwater can be modeled via e−α( f )d,
where α( f ) and d represent the attenuation coefficient as a
function of carrier frequency and propagation range, respec-
tively [28]. Here, the surface of water is considered rough
due to natural effects such as wind-induced waves. As shown
in Fig. 2(a), a rough interface creates multiple resolvable paths
arriving with different incident angles to the receiver. The
paths are resolvable because the difference in ToA is more
than the sampling time. Moreover, a multipath leads to DoA
estimation error. In this paper, we have included the impact
of error in DoA estimation. We consider multipath channels
with five resolvable paths to evaluate the performance of the
proposed technique in the presence of a rough interface. The
delay corresponding to the transmitted waveform spectrum
center of each path is selected uniformly within [τ0, 2τ0],
where τ0 denote the selected delay of the shortest path. The
path attenuation is calculated exploiting the model proposed
in [28].
For underground medium, the LoS path is considered
and the reflected copies from layer boundaries are neglected
due to very high attenuation. Here, the path loss of under-
ground channels is simulated according to the model proposed
in [35] and [36].
B. Performance Analysis
1) ToA Estimation: Fig. 3(a)–(d) depicts the average error
of estimated ToA for underwater-airborne medium consider-
ing multipath channels. Details of simulation parameters and
underwater-airborne channel are discussed in Section IV-A.
In Fig. 3(a)–(d), the average ToA error is evaluated versus
SNR for N = 512, 1024, 2048, and 4096, respectively, where
N denotes the length of the transmitted waveform. As shown
in Fig. 3, increasing the number of allocated subcarriers
improves the average ToA estimation error at medium to high
SNR regimes [see Fig. 3(a)–(d)]. This improvement is acquired
as allocating a larger number of subcarriers increases the
frequency domain samples in (19). In the proposed technique,
ToA is acquired from estimating the frequency of Xk in (19)
using (20). Exploiting more samples improves the precision of
interpolated signal, Xk, and hence, more accurate estimation
can be proposed by applying (20). Moreover, it is observed
that increasing N by applying the same number of allocated
subcarriers K, decreases the performance of the proposed
JAMALABDOLLAHI AND ZEKAVAT: ToA RANGING AND LAYER THICKNESS COMPUTATION IN NH MEDIA 749
TABLE II
RELATIVE PERMITTIVITIES AT DIFFERENT APPLIED CARRIER FREQUENCIES [34]
Fig. 3. Impact of the number of allocated subcarriers and transmitted signal
length on the estimated ToA average error in underwater-airborne considering
multipath channels. (a) N = 512. (b) N = 1024. (c) N = 2048. (d) N = 4096.
technique as shown in Fig. 3(a) and (b). This is due to the fact
that increasing N decreases the subcarrier spacing at OFDMA
subcarrier, which leads to a lower bandwidth of transmitted
signal. However, the ToA estimation limit is achievable by
increasing the number of allocated subcarriers K, as shown
in Fig. 3(c) and (d). Moreover, in Fig. 3(a) and (b), it can
be observed that the average ToA estimation error increases
at higher allocated subcarriers and low SNR regimes for
shorter waveform lengths. In addition to the positive impact of
increasing the number of allocated subcarriers at medium to
high SNR regimes, exploiting a larger number of subcarriers
extends the in-band noise power, which affects the ToA
estimator performance at low SNR regimes, specifically at
higher subcarrier spacing values (shorter signal length at fixed
sampling time). This outcome is observed in Fig. 3(a) and (b)
for K = 50 and 25 for −4 dB ≤ SNR ≤ 0. Therefore,
it is concluded that the best ToA estimation is achievable
via increasing the number of allocated subcarriers K, and
Fig. 4. Impact of the number of allocated subcarriers and transmitted
signal length on the estimated ToA average error in underground channels.
(a) N = 512. (b) N = 1024. (c) N = 2048. (d) N = 4096.
the transmitted waveform length N, simultaneously as shown
in Fig. 3(c) and (d) for K = 25 and 50. The same
results are observed for the underground medium depicted in
Fig. 4(a)–(d). Here, the same parameters and channel proposed
in Section IV-A are applied. As shown in Fig. 4(a)–(d), the
proposed technique performs accurately at medium to high
SNR regimes, specifically for large numbers of allocated
subcarriers and waveform lengths. Comparing Figs. 3 and 4 it
is observed that the average ToA error converges to the Ts/2,
which is the minimum average error achievable via coarse
ToA estimation.
Moreover, moving from Figs. 3(a)–(d) and 4(a)–(d) we
observe that increasing the transmitted signal bandwidth
improves the ToA estimation error. This observation is con-
sistent with our expectation that increasing the bandwidth in a
flat fading channel improves the ToA estimation performance.
Here, a one-tap channel is considered as shown in Table I,
because Figs. 3 and 4 represent the simulations for underwater
750 IEEE TRANSACTIONS ON GEOSCIENCE AND REMOTE SENSING, VOL. 55, NO. 2, FEBRUARY 2017
Fig. 5. Impact of the number of applied measurements Q and ToA
measurement error on the estimated range. (a) Underwater-airborne channel.
(b) Underground channel.
and underground, where we only consider one path between
the transmitter and receiver as the effect of other paths due to
path loss is ignorable.
2) Range Estimation: Fig. 5(a) and (b) depicts the impact
of the number of applied measurements (ToA and DoA) and
the average ToA measurement error given perfect DoA mea-
surements on the estimated range for underwater-airborne and
underground channels, respectively, considering N = 4096
and K = 50. It is observed [see Figs. 3(d) and 4(d)] that the
average ToA estimation error is less than or equal to 5 ns for
SNR(dB) ≥ 0 for N = 4096 and K = 50. Therefore, applying
the same parameters (N = 4096 and K = 50), here we
have evaluated the average range error versus the average ToA
measurement error less than or equal to 5 ns. It is observed
that the proposed technique offers the average range error less
that 1 m for underwater-airborne and underground channels
at ToA measurement error around or less than 2 ns, which is
achievable at SNR(dB) ≥ 4. Moreover, it is observed that the
average ranging error decreases by increasing the number of
applied measurements as expected.
Fig. 6(a) and (b) depicts the impact of the number of applied
measurements (ToA and DoA) and average DoA measurement
error given perfect ToA measurements on the estimated range
for underwater-airborne and underground channels, respec-
tively, considering N = 4096 and K = 50. It is observed that
the proposed technique offers proper range estimation even
at imperfect DoA measurements. Furthermore, it is observed
that the average ranging error is decreased by increasing
the number of applied measurements for all the applied
DoA measurement errors as expected.
Comparing Figs. 5 and 6, the feasibility of the proposed
technique on different values of the desired range can be
evaluated. As shown in Fig. 5(a) and (b), the ranging error
for two different range values (30 and 150 m for underwater-
airborne and 10 and 25 m for underground) are the same at
perfect DoA measurements. However, it is observed that the
ranging error corresponding to larger range values are higher
as shown in Fig. 6(a) and (b). This is due to the impact of
DoA on ranging utilizing the estimated thicknesses accord-
ing to the final range estimation equation proposed in (34).
Fig. 6. Impact of the number of applied measurements Q and DoA
measurement error on the estimated range. (a) Underwater-airborne channel.
(b) Underground channel.
Therefore, it should be noted that higher precision DoA
measurements are required in scenarios with a larger range
between the transmitter and receiver.
V. CONCLUSION
In this paper, a novel technique for ToA-based range
measurements in NH media consisting of frequency dispersive
submedia via OFDMA subcarriers is proposed. Here, ToA
is measured in frequency domain utilizing OFDMA subcar-
riers and sampling time diversity. Then, considering multiple
ToA/DoA measurements recruiting different carrier frequen-
cies, a set of linear equations is constructed, which is solved
for available submedia’s thickness and hence, straight-line
range between the transmitter and receiver. The performance
of the proposed technique is evaluated via simulations consid-
ering underwater-airborne and multilayer underground scenar-
ios as two NH media with different physical characteristics
according to realistic propagation and channel models. The
simulation results indicate that the proposed technique offers
high-resolution ToA estimation and hence precise ranging,
especially for a large number of allocated subcarriers with
long lengths for low to high SNR regimes.
The proposed technique opens a new research area in
localization and scanning technologies such as Light Detection
and Ranging and GPR in frequency dispersive NH media,
where no resolution restriction is needed to prevent the fre-
quency dispersion of ultrawideband waveforms. Moreover, the
proposed ToA estimation technique approximates the overall
imposed delays into subcarriers by a line and estimates the
delay corresponding to the spectrum center. Applying the same
idea, the slope of the approximated line is estimated to reveal
the imposed delays into each subcarrier and equalize them in
time domain. This enables very high data rate transmission
exploiting OFDMA subcarriers in frequency dispersive NH
media.
APPENDIX A
DERIVATION OF THE ML ESTIMATOR
Substituting 2(α + β) with n in (19), K-independent
measurements correspond to
Xk = z0e− j
2πmk
N n
+ ˜Vk ∀k = 1, 2, . . . , K (35)
JAMALABDOLLAHI AND ZEKAVAT: ToA RANGING AND LAYER THICKNESS COMPUTATION IN NH MEDIA 751
where ˜Vk denote the frequency domain noise. Assuming zero
mean Gaussian distribution for ˜Vk, the likelihood function of
measurements can be written as
f (X1, . . . , XK |z0, n) =
1
2πσ2
V
K/2
K
k=1
e
−
Xk−z0e
− j
2πmk
N
n 2
2σ2
V
(36)
where σ2
V is the variance of frequency domain noise ˜Vk,
∀k = 1, 2, . . . , K and mk, N, and K, and z0 are defined
in (9) and (19), respectively.
The ML estimator of n, can be represented by maximizing
the proposed log-likelihood function with respect to n such
that
ˆn = argmax
z0,n
{ f (X1, . . . , XK |z0, n)} (37)
= argmax
z0,n
ln
1
2πσ2
V
K/2
−
1
2σ2
V
K
k=1
Xk − z0e− j
2πmk
N n 2
(38)
= argmin
z0,n
K
k=1
Xk − z0e− j
2πmk
N n 2
(39)
taking the derivative of (39) and solving it with respect to z0,
leads to
ˆz∗
0 = X∗
k e− j
2πmk
N n
(40)
substituting (40) into (39) and solving for n, leads to
ˆn = argmax
n
2
K
k=1
Xk X∗
k e− j
2πmk
N n
ej
2πmk
N n
(41)
= argmax
n
WT
n x
2
(42)
where wn = [ej((2π Kn)/N), ej((2π(K−1)n)/N), . . . , ej((2πn)/N)]T
is K × 1 column vector and x = [X1, X2, . . . , XK ]T .
APPENDIX B
DERIVING STRAIGHT-LINE RANGE
Considering Fig. 1 we can write r = D/cos(θ), where
D = M
m=1 zm. Therefore, it is desired to find an expression
that substitutes θ as a function of known and estimated
parameters as follows:
tan(θ) =
1
D
M
m=1
zmtan θ(q)
m (43)
where M, zm, θ
(q)
m are defined. Based on Snell’s law, it can
be shown that
θ(q)
m = sin−1
⎛
⎝sin θ
(q)
M
ε
(q)
r,m
ε
(q)
r,M
⎞
⎠. (44)
Substituting (44) into (43) leads to
tan(θ) =
1
D
M
m=1
zmtan
⎛
⎝sin−1
⎛
⎝sin θ
(q)
M
ε
(q)
r,m
ε
(q)
r,M
⎞
⎠
⎞
⎠ (45)
=
1
D
M
m=1
zm
sin θ
(q)
M
ε
(q)
r,m
ε
(q)
r,M
cos sin−1 sin θ
(q)
M
ε
(q)
r,m
ε
(q)
r,M
. (46)
Using cos(sin−1(x)) = (1 − x2)
1/2
and applying some
mathematical manipulations it can be shown that
tan(θ) =
1
D
M
m=1
zmsin θ
(q)
M ε
(q)
r,m
ε
(q)
r,M − sin2 θ
(q)
M ε
(q)
r,m
. (47)
Applying (47) into r = D/cos(θ), and substituting
cos(tan−1(x)) = (1/((1 + x2)
1/2
)), the straight-line range
between the transmitter and receiver as a function of measured
thicknesses and DoAs corresponds to
ˆr(q)
= D 1 +
⎡
⎣ 1
D
M
m=1
zmsin θ
(q)
M ε
(q)
r,m
ε
(q)
r,M − sin2 θ
(q)
M ε
(q)
r,m
⎤
⎦
2
. (48)
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Dec. 2008.
Mohsen Jamalabdollahi (S’15) received the B.Sc.
degree in electrical engineering from the Univer-
sity of Mazandaran, Babol, Iran, in 2003, the
M.Sc. degree from the K. N. Toosi University of
Technology, Tehran, Iran, in 2011, and the Ph.D.
degree from the Department of Electrical and Com-
puter Engineering, Michigan Technological Univer-
sity, Houghton, MI, USA, in 2016.
He was with the Software Radio group of Mobile
Communications Technology Company, Tehran,
from 2006 to 2013. His current research interests
include digital signal processing, wireless communications, and convex
optimization.
Dr. Jamalabdollahi was a recipient of the Matt Wolfe Award for Outstanding
Graduate Research Assistant at the Department of Electrical and Computer
Engineering, Michigan Technological University in 2016.
Seyed (Reza) Zekavat (M’02–SM’10) has been
with Michigan Technological University, Houghton,
MI, USA, since 2002. He is the Editor of the
book Handbook of Position Location: Theory, Prac-
tice, and Advances (Wiley-IEEE). He is the author
of the book Electrical Engineering, Concepts, and
Applications (Pearson) and has also coauthored the
book Multi-Carrier Technologies for Wireless Com-
munications (Kluwer). His current research interests
include wireless communications, positioning sys-
tems, software-defined radio design, dynamic spec-
trum allocation methods, blind signal separation, and MIMO and beam
forming techniques.
Dr. Zekavat was the Founder and Chair of multiple IEEE Space Solar
Power Workshops in 2013–2015. In addition, he is active on the Executive
Committees for several IEEE international conferences. He has served
on the Editorial Board of many journals, including IET Communications,
IET Wireless Sensor System, the International Journal on Wireless Networks
(Springer), and the GSTF Journal on Mobile Communications.

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TGRS2017

  • 1. 742 IEEE TRANSACTIONS ON GEOSCIENCE AND REMOTE SENSING, VOL. 55, NO. 2, FEBRUARY 2017 ToA Ranging and Layer Thickness Computation in Nonhomogeneous Media Mohsen Jamalabdollahi, Student Member, IEEE, and Seyed Zekavat, Senior Member, IEEE Abstract—This paper introduces a novel and effective ranging approach in nonhomogeneous (NH) media consisting of fre- quency dispersive submedia via time-of-arrival (ToA). Here, the NH environment consists of sublayers with a specific thickness that is estimated throughout the ranging process. First, a novel technique for ToA estimation in the presence of frequency dispersive submedia via orthogonal frequency division multi- ple access subcarriers is proposed. In the proposed technique, preallocated orthogonal subcarriers are utilized to construct a ranging waveform that enables high-performance ToA estimation in dispersive NH media in the frequency domain. The proposed ToA technique is exploited for multiple ToA measurements at different carrier frequencies, which leads to a system of linear equations that can be solved to compute the thickness of the available submedia and calculate the range. Simulation results for underwater-airborne media and underground channel confirm that the proposed technique offers high-resolution ranging at different signal to noise ratio regimes in the NH media. Index Terms—Angle-of-arrival, frequency dispersion, nonho- mogeneous (NH) media, orthogonal frequency division multiple access (OFDMA), ranging, relative permittivity, time-of- arrival (ToA). I. INTRODUCTION RANGE measurement is desired in a variety of appli- cations in free space such as digital communications, wireless sensor network, radar, and wireless indoor and outdoor localization [1]–[7]. Ranging also has diverse applica- tions in nonhomogeneous (NH) media, mostly for localization purposes. Here, the term NH refers to a medium composed of diverse frequency dispersive submedia such as human body organs, water, soil, rock, and their combinations with free space. Capsule endoscopy positioning [8], underwater localization using airborne sensors [9], or underground target localization via ground penetrating radar (GPR) [10]–[12] are a few applications of ranging in NH media. Range-based localization is possible via received signal strength [13], the signal time-of-arrival (ToA) [14], time- difference-of-arrival [15], and direction of arrival (DoA) [16] or their combinations [17]. Range-free methods utilize connec- tivity information [18]. Although some range-free approaches Manuscript received June 9, 2016; revised August 11, 2016; accepted September 26, 2016. Date of publication October 18, 2016; date of cur- rent version December 29, 2016. This work was supported by National Science Foundation under Award ECCS 1101843. (Corresponding author: Mohsen Jamalabdollahi.) The authors are with the Department of Electrical and Computer Engineer- ing, Michigan Technological University, Houghton, MI 49930 USA (e-mail: mjamalab@mtu.edu; rezaz@mtu.edu). Color versions of one or more of the figures in this paper are available online at http://ieeexplore.ieee.org. Digital Object Identifier 10.1109/TGRS.2016.2614263 offer simple methods with acceptable performance, they have limitations such as network topology and ranging accuracy, which justify the employment of range-based approaches [19]. Among all the proposed range-based approaches, ToA esti- mation has received considerable attention because of high precision and low complexity [13], [14]. ToA estimation techniques are divided into two different categories, the tra- ditional matched filter-based techniques, and superresolution techniques. The former incorporates a predesigned waveform with autocorrelation properties close to the delta function at the output of the matched filter. In the latter, ToA is calculated via maximizing the pseudospectrum of the cor- responding signal subspace achievable via decomposition of the matched filter output in the frequency domain [20], [21]. Examples of superresolution techniques are independent com- ponent analysis [22], maximum likelihood (ML) [23], multiple signal classification (MUSIC) [24], and estimation of signal parameter via rotational invariance technique (ESPRIT) [25]. However, the resolution of all the proposed techniques depends on the transmitted waveform bandwidth [22]. Incorporating wideband waveforms in free space is a feasi- ble remedy to achieve high ToA resolution. However, increas- ing the bandwidth of transmitted waveform in frequency dispersive channels intensifies frequency dispersion [26]–[28]. In the microwave terminology, frequency dispersion refers to the principle that different frequency components of a transmitted electromagnetic (EM) waveform propagates with different velocities due to the frequency dependence of the medium’s relative permeability and/or permittivity. Therefore, increasing the transmitted waveform’s bandwidth prompts a higher frequency dispersion that alleviates the nonlinear dis- tortion of the transmitted waveform. The nonlinearity nature of the imposed distortion by frequency dispersion leads to a received signal that is barely detectable by the matched filter of transmitted waveform, which dramatically degrades the ToA estimator performance [27]. To the best of the authors’ knowledge, ranging via high- resolution ToA estimation exploiting wideband microwave sig- nals in NH media or single medium in the frequency dispersion band is an open problem. Many researchers propose acoustics communication for ToA estimation in underwater or under- ground media [29]. Although acoustics communication offers high resolution for underwater ToA estimation, it cannot be applied to underwater-airborne channels due to strong reflec- tions and attenuation in the water/air boundary [30]. A few works [10]–[12], [31]–[33] propose ToA estimation in disper- sive medium for specific scenarios that cannot be extended to the NH media. In [10]–[12], time delay estimation of 0196-2892 © 2016 IEEE. Personal use is permitted, but republication/redistribution requires IEEE permission. See http://www.ieee.org/publications_standards/publications/rights/index.html for more information.
  • 2. JAMALABDOLLAHI AND ZEKAVAT: ToA RANGING AND LAYER THICKNESS COMPUTATION IN NH MEDIA 743 buried target echoes for GPR is addressed, while the received echoes do not represent frequency dispersion assuming low conductivity and small layer thickness of submedia. Although these assumption can be feasible for dry media, when the water content of media exceeds 10% by weight, the frequency dispersion must be considered due to the dielectric relaxation of water [26]. In [31], the transmitter location is estimated by combining the measured ToA data with the knowledge about the shape and position of the medium, which is not a feasible assumption in NH media. Sahota and Kumar [32] propose sensor node localization via ToA measurements but the procedure of ToA estimation in soil as a frequency dispersive medium is not discussed. In [33], ToA estimation of short-range seismic signals in dispersive environments is addressed; however, the system model does not represent the frequency dispersion due to low bandwidth of applied seismic signals. In this paper, first, high-resolution ToA estimation in NH media consisting of diverse frequency dispersive submedia is addressed. The proposed technique exploits preallocated orthogonal frequency division multiple access (OFDMA) sub- carriers to construct a wideband ranging signal. Here, we show that each frequency component of the propagated waveform is received with different time delays and phases, which dramati- cally increases the number of unknowns in the received signal system model. Then, we propose a novel approach that reduces the number of unknowns by linear approximation of imposed delays and phases to the allocated OFDMA subcarriers in the frequency domain. These justified approximations replace the imposed delays with the delay corresponding to the waveform spectrum center as the desired unknown, which is estimated exploiting ML estimator. Then, the proposed ToA measure- ment technique exploits different carrier frequencies combined with DoA measurements to construct a system of linear equa- tions as a function of the thickness of the available submedia. Once the thicknesses of the available submedia are estimated, the straight-line range between the transmitter and the receiver is achievable, accordingly. Here, underwater-airborne channels and underground chan- nel consisting of several layers with different water con- tent exploiting wideband microwave signals are considered as examples of NH media. The proposed NH media are simulated according to the state-of-the-art channel and prop- agation models for seawater [28] and underground [34]–[36]. Simulation results prove the feasibility and efficiency of the proposed technique in terms of ToA resolution and ranging error compared with the allocated bandwidth of the transmitted waveform. The rest of this paper is organized as follows. Section II introduces the proposed ToA estimation technique. The proposed ranging approach is presented in Section III. Section IV represents the simulation results and discussions and finally Section V concludes this paper. II. HIGH-RESOLUTION ToA ESTIMATION A. System Model The process of ToA estimation initiates with the transmis- sion of ranging waveform. Here, 2K OFDMA subcarriers are utilized to construct the ranging waveform corresponding to sn = 1 √ N 2K k=1 Skej2πmk f nTs , n = 1, 2, . . . , N (1) where N and Ts are the total number of available subcarriers or the number of waveform samples, and sampling interval, respectively, which leads to a ranging waveform of length NTs. Moreover, mk, f , and Sk are the frequency index of the kth subcarrier, the OFDMA subcarrier spacing, and the kth frequency-domain symbol known at both the transmitter and receiver, respectively. Here, random Quadrature Phase Shift Keying symbols are allocated to Sk, which leads to a feasible peak to average power ratio. To maintain orthogonality across subcarriers, subcarrier spacing must satisfy f = 1/(NTs) which leads to sn = 1 √ N 2K k=1 Skej 2πnmk N , n = 1, 2, . . . , N (2) where N, f , Ts, Sk, and mk and K are defined in (1). In (1), 2K symmetric subcarriers are allocated to construct the ranging waveform, where mk is the frequency index of the kth subcarrier such that mk = K, K − 1, . . . , 1 for k = 1, 2, . . . , K N − K, . . . , N − 1 for k = K + 1, . . . , 2K (3) where N is defined in (1) and 2K denotes the number of allocated subcarriers. Here, symmetric subcarriers are selected to construct a uniform waveform in the frequency domain, which enables a linear approximation of the imposed delay to each subcarrier (see Remark 1). The sequence of baseband waveform samples detailed in (2) are passed through a dual channel digital-to-analog converter, with sampling interval Ts to construct the analog form of ranging waveform. The created baseband signal is transmitted through the NH channel after upconversion to the carrier frequency fc. The received signal corresponding to the transmitted waveform in NH channel consisting of several frequency dispersive submedia can be represented by the aggregation of the delayed version of frequency dispersed waveforms from L propagation paths, that is r(t) = L−1 i=0 hi ˜si (t − τi) + v(t) (4) where r(t) and ˜si (t) are the received signal and the frequency dispersed version of the ranging waveform propagated at the ith path of NH medium with channel impulse response (CIR) {hi }L−1 i=0 . Moreover, τi and v(t) are the time delay of prop- agation at ith path and additive white zero mean Gaussian noise, respectively. Here, the line-of-sight (LoS) path is con- sidered for the received signal due to very high attenuation corresponding to the reflected copies of transmitted waveform through non-LoS paths (see Section IV-A for more details on simulated media) which leads to r(t) = h˜s(t − τ0) + v(t) (5)
  • 3. 744 IEEE TRANSACTIONS ON GEOSCIENCE AND REMOTE SENSING, VOL. 55, NO. 2, FEBRUARY 2017 where r(t) and ˜s(t) are the received signal and the frequency dispersed version of the ranging waveform propagated from the LoS path of NH medium with complex value CIR, h. Moreover, it is assumed that the relative permeability of all submedia is equal to unity; however, the relative permit- tivity changes with the frequency of transmitted waveform. Pahlavan et al. [27] have discussed the challenges of ToA esti- mation in media consisting of frequency dispersive submedia such as the human body. Regarding the dependence of propa- gation velocity on relative permittivities of available submedia, (ν( f ) = c/(εr( f ))1/2 ) (where c denotes the universal con- stant speed of light), frequency dispersion of the transmitted waveform at receiver is inevitable. This leads to a receiving waveform with higher frequency components that arrive faster than lower frequency components as the propagation velocity is the function of the relative permittivity [27]. Thus, for the dispersed version of the ranging waveform we can write ˜sl(t) = 1 2|ωK | ωK −ωK S(ω)ejω(t−τ(ω)) dω (6) where S(ω) is the Fourier transform of the transmitted wave- form s(t), and τ(ω) and 2|ωK | are the time delays imposed by the LoS path into the waveform component with a frequency of ω and the bandwidth of transmitted waveform, respectively. Applying (5) to the dual channel analog-to-digital converter with sampling interval Ts, leads to yn = h √ N 2K l=1 Slej 2πml(nTs −τl) NTs + vn (7) where N, Ts, Sl, and ml and K are defined in (1) and (3), respectively. Moreover, yn and vn are the nth sample of the baseband received signal and additive, white zero-mean Gaussian noise, respectively, and τl is the delay corresponding to the lth frequency component propagated from the LoS path. According to the ToA definition, it is desired to estimate the delay corresponding to the first arrived component (ml = K) of the transmitted signal propagated from the shortest path, which is equivalent to the value of τK . However, here, a novel technique is proposed, which exploits frequency domain analysis to estimate τ0 that represents the delay corre- sponding to the spectrum center of the transmitted waveform ml = 0, propagated from the LoS path. In Section III, this value is exploited to estimate the range between the transmitter and receiver. B. Proposed ToA Estimation Technique This section presents the proposed ToA estimation technique considering that Nr samples of the received signal proposed in (7) are available at the receiver. Here, the receiver selects Nr such that the maximum possible range is covered. Considering the low range propagation of microwave in dispersive media such as water and soil, here it is assumed that the τ0 ≤ (N − 1)Ts, which is a feasible assumption considering the proposed values of N in Section IV. Considering N possible samples corresponding to propaga- tion delay and signal expansion due to frequency dispersion, the receiver selects Nr = 3N samples from the time origin and converts them into the frequency domain applying discrete Fourier transform. Here, the time origin is achievable for both the transmitter and receiver via clock synchronization or more feasible techniques such as round-trip [37]. Therefore, 2K samples of the received signal in frequency domain are achievable via R = ˜Wy (8) where ˜W = [W, W, W]2K×3N , for W = [wT 1 ; wT 2 ; . . .; wT 2K ]2K×N and wk is a column vector such that wk = [e− j((2πmk)/N), e− j((2π2mk)/N), . . . , e− j((2π Nmk)/N)]T . Moreover, y is 3N samples of the received signal in time domain defined by y = [y1, y2, . . . , y3N−1]T where yn is defined in (7). Considering (7) as the time domain system model for the received signal, the system model for kth element of the received signal at frequency domain achievable via (8) can be written as Rk = h N N−1 n=0 2K l=1 Slej 2πml (nTs−τl) NTs e− j 2πnmk N + Vk (9) where N, Ts, Sk, and mk and K are defined in (1) and (3), and Vk is the kth sample of additive noise at the frequency domain. Moreover, τl is the delay corresponding to the lth transmitted subcarrier received from the LoS path. Considering the orthogonality of transmitted subcarriers (ej((2πnml)/N)) and columns of ˜W and applying some mathematical manipulation, (9) corresponds to Rk = Skhe− j 2πmkτk NTs + Vk (10) where N, Ts, Sk, and mk and K are defined in (1) and (3), and τk and Vk are defined in (9). The proposed system model in (10) represents 2M nonlinear equations corresponding to 2M allocated subcarriers, each containing (2M +1) unknowns (2M for τk, for k ∈ κ and one for h). The very fact that solving a system of 2M nonlinear equations for (2M + 1) unknowns leads to infinitely many solutions (or no feasible solution) demands for reducing the number of unknowns. Considering (10) as the system model for the received sam- ples in frequency domain and known transmitted OFDMA symbols (Sk), the receiver calculates Xk = Yk/Yk+K for Yk = Rk/Sk, which leads to Xk = e− j 2πmkτk NTs e− j 2πmk+K τk+K NTs + ˜Vk, ∀k = 1, 2, . . . , K (11) where N, Ts, and τk are defined in (1) and (10), respectively. Moreover, ˜Vk is the additive measurement noise defined by ˜Vk = Vk/e− j((2πmk+K τk+K )/(NTs )). Substituting mk+K by N − mk according to (3), and applying some mathematical manipulations, (11) can be written as Xk = e− j 2πmk(τk+τk+K ) NTs ej 2πτk+K Ts + ˜Vk (12) where N, Ts , τk, and ˜Vk are defined in (1), (10), and (11), respectively. Here, a set of K-independent equations includ- ing 2K unknowns are available, which leads to infinitely many solutions (if available). However, it can be shown that
  • 4. JAMALABDOLLAHI AND ZEKAVAT: ToA RANGING AND LAYER THICKNESS COMPUTATION IN NH MEDIA 745 (see Remark 1) the imposed delays to transmitted subcarriers can be approximated as a line that enables replacing 2M undesired unknowns with one desired unknown. Remark 1: The 2M unknowns in (12) corresponding to the imposed delay by frequency dispersion to the kth subcar- rier (τk), can be approximated by ˆτk = a(k − 1) + b such that |τk − ˆτk| ≤ ηTs, k = 0, . . . , 2K − 1, where a = 1 c M m=1 rm( √ εr,m,K+1 − √ εr,m,K ) (13a) b = 1 c M m=1 rm √ εr,m,1 (13b) and c denotes the universal speed of light, Ts and K are defined in (1) and (3), respectively, and η is an arbitrary small number η < 1. Moreover, εr,m,k and rm are the relative permittivity of the mth media at the kth subcarrier frequency, and its corresponding propagation range, respectively. Substituting the actual and approximated values of delays proposed in Remark 1 into the approximation error bound (|τk − ˆτk| ≤ ηTs), it can be shown that given any NH media consisting of M submedia satisfying 1 c M m=1 rm √ εr,m,k − M m=1 rm[( √ εr,m,K+1 − √ εr,m,K )k + √ εr,m,1] ≤ ηTs, k = 0, . . . , 2K − 1. (14) Remark 1 holds. Here, the slope of approximated line is chosen according to the slope of the spectrum center of the actual delays curve τK+1 − τK , while the constant value is selected to approach the approximated line to the value of τ1. Assuming all imposed delays (τk) are placed on the approximated line, the average of all equally spaced delays from line center, i.e., τk and τk+K are the same and equal to τ0, which is defined as the delay corresponding to the spectrum center of the transmitted waveform or the desired ToA. Therefore, 2K unknown delays in (12) can be replaced by applying (τk + τk+K ) = 2τ0, which leads to Xk = e− j 4πmkτ0 NTs ej 2πτk+K Ts + ˜Vk (15) where N, Ts , τk and ˜Vk are defined in (1), (10), and (11), respectively. The proposed system model in (15) forms K non- linear and noisy equations containing one desired unknown τ0, and K undesired unknowns τk+K for k = 1, 2, . . . , K. Substituting τk+K with its corresponding coarse and fine delays such that τk+K = (nk+K + δk+K )Ts, gives Xk = e− j 4πmkτ0 NTs ej2π(nk+K +δk+K ) + ˜Vk = e− j 4πmkτ0 NTs ej2πδk+K + ˜Vk, k = 1, 2, . . . , K (16) where N and Ts are defined in (1), τ0 is defined in (15), and δk is the fine delay corresponding to the kth transmitted subcarrier such that 0 ≤ δk ≤ 1. Although the values of fine delays (δk) are negligible in terms of delay, ignoring them dramatically degrades the system model accuracy due to the impact of the exponential term, or ej2πδk+K . Remark 2 proposes a linear approximation of the fine delays δk+K for k = 1, 2, . . . , K, which reduces the number of unknowns proposed in (16). Here, an approximation in the form of amk + b (for any constant a and b) is desired, which satisfies an acceptable error such that |δk+K − ˆδk+K | ≤ ηTs, k = 1, 2, . . . , K. Exploiting the form amk + b, the proposed system model in (16) is converted into an exponential term corresponding to a single frequency that is simply detectable via ML estimator. Remark 2: The fine delays in (16) can be approximated linearly as ˆδk+K ∼= −β (mk − 1) + δ2K , ∀k = 1, 2, . . . , K, such that |δk+K − ˆδk+K | ≤ ηTs, where β = 1 c M m=1 rm( √ εr,m,K+2 − √ εr,m,K+1) (17) and Ts, and K and mk are defined in (1) and (3), respectively, and c, η, εr,m,k, and rm are defined in (14). Substituting the actual and approximated values of fine delays in the approximation error bound regarding Remark 2 (|δk+K − ˆδk+K | ≤ ηTs), it can be shown that given any NH media consisting M submedia satisfying τk+K − τk+K Ts Ts + 1 c M m=1 rm( √ εr,m,K+2 − √ εr,m,K+1) × (mk − 1) − δ2K ≤ ηTs ∀k = 1, 2, . . . , K (18) given τk+K = (1/c) M m=1 rm(εr,m,k+K )1/2 , Remark 2 holds. Here, the slope of approximated line proposed in Remark 2 is selected according to the slope of the actual fine delay curve at the first point δK+2 − δk+1, while the constant value is selected to approach the approximated line to the last value of actual fine delay curve δ2K . Exploiting Remark 2, the term ej2πδk+K in (16), can be approximated by x0e− j((4πmk)/N)β, for x0 = ej2π(β +δ2K ) and β = ((Nβ )/2). Substituting x0e− j((4πmk)/N)β into (16), the final approximation of the proposed system model for the received signal in the frequency domain corresponds to Xk = x0e− j 4πmkτ0 NTs e− j 4πmk N β + ˜Vk = x0e− j 2πmk N [2(α+β)] + ˜Vk ∀k = 1, 2, . . . , K (19) where α = (τ0)/(Ts), and β, denoting that two unknowns need to be estimated to reveal τ0. Defining n(1) = 2(α + β), it can be shown that (see Appendix A), the ML estimator of n(1) can be written as ˆn(1) = argmax n wT n x (20) where wn = [ej((2π Kn)/N), ej((2π(K−1)n)/N), . . . , ej((2πn)/N)]T is K × 1 column vector and x = [X1, X2, . . . , XK ]T for Xk defined in (19). Exploiting (20), one can estimate (α + β), however, at least one linearly independent equation in terms of α and β is required to estimate the desired ToA via τ0 = αTs. Here, we propose repeating the entire measurement procedure applying the same number of allocated subcarriers (2K) and waveform samples (N), while the sampling interval
  • 5. 746 IEEE TRANSACTIONS ON GEOSCIENCE AND REMOTE SENSING, VOL. 55, NO. 2, FEBRUARY 2017 is changed, for instance to T (p) s = pTs, where T (p) s is the new sampling interval at the pth (p ≥ 2) measurement. Considering static channel where the propagation paths and hence their corresponding delays do not change during P measurements, the delay corresponding to the spectrum center of the transmitted waveform τ0, is the same at each mea- surement, however, the time delays corresponding to other frequency components change accordingly. This fact reveals another advantage of estimating the time delay corresponding to the spectrum center of transmitted waveform in NH media. Applying T (p) s = pTs to (16), the frequency-domain samples at the pth measurements can be written as X (p) k = x (p) 0 e − j 4πmkτ0 NT (p) s e− j 4πmk N β(p) + ˜V (p) k (21) where N and τ0 are defined in (1) and (15), respectively, and T (p) s and x (p) 0 are the applied sample time at transmitter and receiver, and the constant term x0 = ej2π(β +δ2K ) at the pth measurement. Writing (17) for β(p) in terms of T (p) s and substituting T (p) s = pTs leads to β(p) = β/p. Applying T (p) s = pTs and β(p) = β/p to (21), leads to X (p) k = x (p) 0 e − j 4πmkτ0 NpTs e − j 4πmk Np β + ˜V (p) k = x (p) 0 e − j 4πmk Np α+ β p + ˜V (p) k ∀k = 1, 2, . . . , K (22) where N, K, and mk, and α, β are defined in (9) and (20), respectively. Therefore, considering P independent measure- ments applying T (p) s = pTs, for p = 1, 2, . . . , P, and λ = [α, β]T leads to λ = ( T )−1 T n (23a) = 1 1/2 . . . 1/P 1 1/4 . . . 1/P2 (23b) n = ˆn(1) 2 , ˆn(2) 2 , . . . , ˆn(P) 2 T (23c) where ˆn(p) = argmax n wT n x(p) (24) and wT n is defined in (20). The performance of the proposed ToA estimator depends on the precision of the ML estimator in (24), which estimates the value corresponding to 2(α + (β/p)). However, the returned value by (24) is the time index and hence 0 ≤ ˆn(p) ≤ N − 1; meanwhile, the value of 2(α + β) can be a negative num- ber or larger than N. In this case, the estimated value of 2(α + (β/p)) via (24) would be different from its actual value. In order to resolve this issue, the estimated ToA via ˆτ0 = αTs needs to be inspected regarding its acceptable range 0 ≤ ˆτ0 ≤ (N −1)Ts as follows. If 2 (α + β) > N, the returned value by (24) would be 2 (α + β) − N. Applying this value to (23c) shifts the estimated α by N point to the left, which leads to α < 0. Thus, if α < 0, (23a) should be solved again using n = ˆn(1) + N 2 , ˆn(2) 2 , . . . , ˆn(P) 2 T (25) Algorithm 1 Summary of the Proposed ToA Estimation Technique in NH Medium Require: y, Sk, ∀k = 1, 2, .., 2K 1: return τ0 2: for p = 1, 2, . . . , P do 3: Compute frequency domain samples, R using (8). 4: Compute X (p) k = Y (p) k /Y (p) k+K for Y (p) k = R (p) k /Sk, ∀k = 1, 2, . . . , K. 5: Compute ˆn(p) using (24). 6: end for 7: Compute λ using (23a)–(23c). 8: if α < 0 then 9: Compute λ using (23a),(23b), and (25). 10: else if α ≥ N then 11: Compute λ using (23a), (23b), and (26). 12: end if 13: ˆτ0 = αTs. where n (p) s and ˆn(p) are defined in (23b) and (24), respectively. If 2 (α + β) < 0, the returned value by (24) would be N − 2 (α + β). Applying this value into (23c) shifts the estimated α by N point to the right which leads to α > N. Thus, if α > N, (23a) should be solved again using n = N − ˆn(1) 2 , ˆn(2) 2 , . . . , ˆn(P) 2 T (26) where ˆn(p) is defined in (24). Algorithm 1 details the proposed high-resolution ToA estimation technique in NH medium considering ToA measurements applying P different sampling interval. In the next section, a novel technique exploits the proposed ToA estimation approach to reveal the range between the transmitter and receiver nodes. III. RANGING IN NH MEDIA Due to varying EM features in NH media, regardless of the error imposed by EM dispersion, multipath and noise, the ToA measurement proposed in Section II-B cannot reveal range between the transmitter and receiver. Fig. 1 depicts an example where there is an NH channel between the transmitter and the receiver. Here, the addition of propagation path vectors at each submedia (ri) is greater than the straight-line propagation path (r) between the transmitter and receiver. Moreover, the propagation speed at each medium (vi) is lower than the free space speed of light (c), which leads to higher measured ToA. In addition, based on Snell’s law, the angle of the EM wave changes at the media boundary. Thus, there is no guarantee that the last measured incident angle at the receiver ˆθM will be equal to the straight-line propagation angle, θ. Hence, a straight-line range measurement procedure needs to be applied, exploiting multiple measured ToA. A. System Model Fig. 1 depicts the 3-D model for signal propagation in NH media. Here, we intend to estimate the range between the transmitter and receiver, which is the straight-line distance
  • 6. JAMALABDOLLAHI AND ZEKAVAT: ToA RANGING AND LAYER THICKNESS COMPUTATION IN NH MEDIA 747 Fig. 1. 3-D model of signal propagation in NH media. referred to as r in Fig. 1. The system model for estimated ToA via Algorithm 1, can be written as a function of propagated ranges such that ˆτ0 = 1 c M m=1 rm √ εr,m + vτ (27) where ˆτ0, rm, εr,m, and vτ are the estimated ToA, the range of propagation path and the relative permittivity in mth submedia, and ToA measurement error, respectively, and c and M are defined in (14). It can be observed that the proposed system model in (27) cannot be solved for the desired range r, regarding M available unknowns {rm}M m=1. In order to address this problem, we propose to exploit a frequency-test scheme by repeating the ToA measurement scenario applying Q different carrier frequencies. Employing this technique, each ToA mea- surement provides an independent equation as a function of propagated ranges as the EM features of available submedia change by the applied carrier frequency. The qth measured ToA can be written as ˆτ (q) 0 = 1 c M m=1 r(q) m ε (q) r,m + v(q) τ (28) where ˆτ (q) 0 , r (q) m , ε (q) r,m, and v (q) τ are the estimated ToA, the range of propagation path and relative permittivity in mth submedia and ToA measurement error, all at qth mea- surement, respectively, and c and M are defined in (14). It can be observed that each equation in (28) contains a different set of unknowns or r (q) m for m = 1, 2, . . . , M and q = 1, 2, . . . , Q, which leads to a set of Q independent equa- tions containing M Q unknowns. However, these unknowns can be replaced by the thickness of available submedia to construct a set of Q independent equations as a function of M available unknowns zm for m = 1, 2, . . . , M as follows. Applying r (q) m = zmcos(θ (q) m ), where θ (q) m is the inci- dent angle of mth submedia at qth carrier frequency, Snell’s law (sin(θ (q) m )(ε (q) r,m+1) 1/2 = sin(θ (q) m+1)(ε (q) r,m) 1/2 ), and cos(sin−1(x)) = (1 − x2) 1/2 , (28) can be written as ˆτ (q) 0 = 1 c M m=1 zm ε (q) r,mε (q) r,M ε (q) r,M − sin2(θ (q) M )ε (q) r,m + v(q) τ (29) where ˆτ (q) 0 , ε (q) r,m, and v (q) τ are defined in (28), zm denotes the thickness of mth submedia, and θ (q) M denotes the DoA corresponding to the qth measurement at Mth submedia (last submedium including receiver) as shown in Fig. 1. Considering (29), it can be observed that the set Q measured ToA can be represented as a linear combination of M available submedia given the measured DoA at each measurement step. Here, it is assumed that the receiver enjoys array antenna, which allows DoA estimation to recreate state-of-the art techniques such as ESPRIT [20] and Root-MUSIC [38]. These approaches are applicable to NH media consisting of frequency dispersive channels as they utilize a single subcarrier that is free from frequency dispersion. For more information about DoA estimation methods and approaches, we refer the readers to [22]. B. Proposed Technique Considering Gaussian distribution with zero mean and vari- ance σ2 v for ToA measurements noise, the ML estimation of thickness of the available submedia can be derived by solving the following optimization problem: argmin z1,...,zM Q q=1 1 σ2 v ˆτ (q) 0 − 1 c M m=1 zmγ (q) m 2 (30) for γ (q) m = ε (q) r,mε (q) r,M ε (q) r,M − sin2 θ (q) M ε (q) r,m (31) where ˆτ (q) 0 and ε (q) r,m, and θ (q) M and zm are defined in (28) and (29), respectively. The least square solution for the proposed ML estimator in (30), can be represented by ˆz = (ϒT ϒ)−1 ϒT τ (32) where the (.)−1 and (.)T operands denote operands for matrix inversion and transpose, respectively, and ˆz = [ˆz1, ˆz2, . . . , ˆzM ]T , τ = [ˆτ (1) 0 , ˆτ (2) 0 , . . . , ˆτ (Q) 0 ]T and ϒ = [ϒ1, ϒ2, . . . , ϒM ]T , for ϒm = γ (1) m , γ (2) m , . . . , γ (Q) m T (33) where ˆzm denote the estimation of mth submedia’s thickness, and ˆτ (q) 0 and γ (q) m are defined in (28) and (31), respectively. Given the estimated thickness of the available submedia using (32), it can be shown that (see Appendix B), the propagation range between the transmitter and receiver is achievable via ˆr = (1/Q) Q q=1 ˆr(q) where ˆr(q) = D 1 + ⎡ ⎣ 1 D M m=1 ˆzmsin θ (q) M ε (q) r,m ε (q) r,M − sin2 θ (q) M ε (q) r,m ⎤ ⎦ 2 (34) for D = M m=1 zm. Moreover, ε (q) r,m and θ (q) M , and ˆzm are defined in (28) and (32), respectively. In the next section, the performance of high-resolution ToA estimation and range mea- surement are discussed, considering different NH channels.
  • 7. 748 IEEE TRANSACTIONS ON GEOSCIENCE AND REMOTE SENSING, VOL. 55, NO. 2, FEBRUARY 2017 Fig. 2. Applied NH media. (a) Underwater-airborne considering rough water surface. (b) Four-layer underground containing different water contents in volume ρ. IV. SIMULATIONS RESULT AND DISCUSSIONS This section discusses the simulation method, parameters, and results in three parts. First, details of the applied NH media and transmitted waveform are introduced in Section IV-A. Then, simulations results for the proposed high resolution ToA estimation utilizing Algorithm 1 are proposed in Section IV-B. Finally, the performance of the proposed range measurement technique is evaluated at different scenarios. A. Details of Simulated NH Media In this paper, two different media with diverse physical characteristics are considered to evaluate the performance of the proposed ToA and range estimation techniques in different scenarios. Fig. 2(a) depicts airborne to shallow underwater as the first NH media. For the second media, a multilayer underground channel with different water content (ρ) at each layer is selected as shown in Fig. 2(b). Table I details the parameters definition, their corresponding symbols, and sim- ulations applied value for airborne to water and underground channels. The applied relative permittivities for seawater are simulated using the Debye model for saltwater [28]. The applied values of relative permittivities for underground chan- nel versus carrier frequency are proposed in Table II, using soil dielectric spectra for different volumetric water contents in 20 °C proposed in [34]. Although underwater channel modeling including path-loss measurements and/or multipath characterization are discussed for underwater acoustic [39] and optical communications [40], a few works [28], [30] propose channel modeling and path loss measurements of wideband microwave propagation in seawater. In [28], the propagation measurements exploiting TABLE I SIMULATION PARAMETERS AND APPLIED VALUES waveform covering the whole band between 800 MHz and 18 GHz is proposed. It can be observed that the attenuation of the propagated signal in saltwater can be modeled via e−α( f )d, where α( f ) and d represent the attenuation coefficient as a function of carrier frequency and propagation range, respec- tively [28]. Here, the surface of water is considered rough due to natural effects such as wind-induced waves. As shown in Fig. 2(a), a rough interface creates multiple resolvable paths arriving with different incident angles to the receiver. The paths are resolvable because the difference in ToA is more than the sampling time. Moreover, a multipath leads to DoA estimation error. In this paper, we have included the impact of error in DoA estimation. We consider multipath channels with five resolvable paths to evaluate the performance of the proposed technique in the presence of a rough interface. The delay corresponding to the transmitted waveform spectrum center of each path is selected uniformly within [τ0, 2τ0], where τ0 denote the selected delay of the shortest path. The path attenuation is calculated exploiting the model proposed in [28]. For underground medium, the LoS path is considered and the reflected copies from layer boundaries are neglected due to very high attenuation. Here, the path loss of under- ground channels is simulated according to the model proposed in [35] and [36]. B. Performance Analysis 1) ToA Estimation: Fig. 3(a)–(d) depicts the average error of estimated ToA for underwater-airborne medium consider- ing multipath channels. Details of simulation parameters and underwater-airborne channel are discussed in Section IV-A. In Fig. 3(a)–(d), the average ToA error is evaluated versus SNR for N = 512, 1024, 2048, and 4096, respectively, where N denotes the length of the transmitted waveform. As shown in Fig. 3, increasing the number of allocated subcarriers improves the average ToA estimation error at medium to high SNR regimes [see Fig. 3(a)–(d)]. This improvement is acquired as allocating a larger number of subcarriers increases the frequency domain samples in (19). In the proposed technique, ToA is acquired from estimating the frequency of Xk in (19) using (20). Exploiting more samples improves the precision of interpolated signal, Xk, and hence, more accurate estimation can be proposed by applying (20). Moreover, it is observed that increasing N by applying the same number of allocated subcarriers K, decreases the performance of the proposed
  • 8. JAMALABDOLLAHI AND ZEKAVAT: ToA RANGING AND LAYER THICKNESS COMPUTATION IN NH MEDIA 749 TABLE II RELATIVE PERMITTIVITIES AT DIFFERENT APPLIED CARRIER FREQUENCIES [34] Fig. 3. Impact of the number of allocated subcarriers and transmitted signal length on the estimated ToA average error in underwater-airborne considering multipath channels. (a) N = 512. (b) N = 1024. (c) N = 2048. (d) N = 4096. technique as shown in Fig. 3(a) and (b). This is due to the fact that increasing N decreases the subcarrier spacing at OFDMA subcarrier, which leads to a lower bandwidth of transmitted signal. However, the ToA estimation limit is achievable by increasing the number of allocated subcarriers K, as shown in Fig. 3(c) and (d). Moreover, in Fig. 3(a) and (b), it can be observed that the average ToA estimation error increases at higher allocated subcarriers and low SNR regimes for shorter waveform lengths. In addition to the positive impact of increasing the number of allocated subcarriers at medium to high SNR regimes, exploiting a larger number of subcarriers extends the in-band noise power, which affects the ToA estimator performance at low SNR regimes, specifically at higher subcarrier spacing values (shorter signal length at fixed sampling time). This outcome is observed in Fig. 3(a) and (b) for K = 50 and 25 for −4 dB ≤ SNR ≤ 0. Therefore, it is concluded that the best ToA estimation is achievable via increasing the number of allocated subcarriers K, and Fig. 4. Impact of the number of allocated subcarriers and transmitted signal length on the estimated ToA average error in underground channels. (a) N = 512. (b) N = 1024. (c) N = 2048. (d) N = 4096. the transmitted waveform length N, simultaneously as shown in Fig. 3(c) and (d) for K = 25 and 50. The same results are observed for the underground medium depicted in Fig. 4(a)–(d). Here, the same parameters and channel proposed in Section IV-A are applied. As shown in Fig. 4(a)–(d), the proposed technique performs accurately at medium to high SNR regimes, specifically for large numbers of allocated subcarriers and waveform lengths. Comparing Figs. 3 and 4 it is observed that the average ToA error converges to the Ts/2, which is the minimum average error achievable via coarse ToA estimation. Moreover, moving from Figs. 3(a)–(d) and 4(a)–(d) we observe that increasing the transmitted signal bandwidth improves the ToA estimation error. This observation is con- sistent with our expectation that increasing the bandwidth in a flat fading channel improves the ToA estimation performance. Here, a one-tap channel is considered as shown in Table I, because Figs. 3 and 4 represent the simulations for underwater
  • 9. 750 IEEE TRANSACTIONS ON GEOSCIENCE AND REMOTE SENSING, VOL. 55, NO. 2, FEBRUARY 2017 Fig. 5. Impact of the number of applied measurements Q and ToA measurement error on the estimated range. (a) Underwater-airborne channel. (b) Underground channel. and underground, where we only consider one path between the transmitter and receiver as the effect of other paths due to path loss is ignorable. 2) Range Estimation: Fig. 5(a) and (b) depicts the impact of the number of applied measurements (ToA and DoA) and the average ToA measurement error given perfect DoA mea- surements on the estimated range for underwater-airborne and underground channels, respectively, considering N = 4096 and K = 50. It is observed [see Figs. 3(d) and 4(d)] that the average ToA estimation error is less than or equal to 5 ns for SNR(dB) ≥ 0 for N = 4096 and K = 50. Therefore, applying the same parameters (N = 4096 and K = 50), here we have evaluated the average range error versus the average ToA measurement error less than or equal to 5 ns. It is observed that the proposed technique offers the average range error less that 1 m for underwater-airborne and underground channels at ToA measurement error around or less than 2 ns, which is achievable at SNR(dB) ≥ 4. Moreover, it is observed that the average ranging error decreases by increasing the number of applied measurements as expected. Fig. 6(a) and (b) depicts the impact of the number of applied measurements (ToA and DoA) and average DoA measurement error given perfect ToA measurements on the estimated range for underwater-airborne and underground channels, respec- tively, considering N = 4096 and K = 50. It is observed that the proposed technique offers proper range estimation even at imperfect DoA measurements. Furthermore, it is observed that the average ranging error is decreased by increasing the number of applied measurements for all the applied DoA measurement errors as expected. Comparing Figs. 5 and 6, the feasibility of the proposed technique on different values of the desired range can be evaluated. As shown in Fig. 5(a) and (b), the ranging error for two different range values (30 and 150 m for underwater- airborne and 10 and 25 m for underground) are the same at perfect DoA measurements. However, it is observed that the ranging error corresponding to larger range values are higher as shown in Fig. 6(a) and (b). This is due to the impact of DoA on ranging utilizing the estimated thicknesses accord- ing to the final range estimation equation proposed in (34). Fig. 6. Impact of the number of applied measurements Q and DoA measurement error on the estimated range. (a) Underwater-airborne channel. (b) Underground channel. Therefore, it should be noted that higher precision DoA measurements are required in scenarios with a larger range between the transmitter and receiver. V. CONCLUSION In this paper, a novel technique for ToA-based range measurements in NH media consisting of frequency dispersive submedia via OFDMA subcarriers is proposed. Here, ToA is measured in frequency domain utilizing OFDMA subcar- riers and sampling time diversity. Then, considering multiple ToA/DoA measurements recruiting different carrier frequen- cies, a set of linear equations is constructed, which is solved for available submedia’s thickness and hence, straight-line range between the transmitter and receiver. The performance of the proposed technique is evaluated via simulations consid- ering underwater-airborne and multilayer underground scenar- ios as two NH media with different physical characteristics according to realistic propagation and channel models. The simulation results indicate that the proposed technique offers high-resolution ToA estimation and hence precise ranging, especially for a large number of allocated subcarriers with long lengths for low to high SNR regimes. The proposed technique opens a new research area in localization and scanning technologies such as Light Detection and Ranging and GPR in frequency dispersive NH media, where no resolution restriction is needed to prevent the fre- quency dispersion of ultrawideband waveforms. Moreover, the proposed ToA estimation technique approximates the overall imposed delays into subcarriers by a line and estimates the delay corresponding to the spectrum center. Applying the same idea, the slope of the approximated line is estimated to reveal the imposed delays into each subcarrier and equalize them in time domain. This enables very high data rate transmission exploiting OFDMA subcarriers in frequency dispersive NH media. APPENDIX A DERIVATION OF THE ML ESTIMATOR Substituting 2(α + β) with n in (19), K-independent measurements correspond to Xk = z0e− j 2πmk N n + ˜Vk ∀k = 1, 2, . . . , K (35)
  • 10. JAMALABDOLLAHI AND ZEKAVAT: ToA RANGING AND LAYER THICKNESS COMPUTATION IN NH MEDIA 751 where ˜Vk denote the frequency domain noise. Assuming zero mean Gaussian distribution for ˜Vk, the likelihood function of measurements can be written as f (X1, . . . , XK |z0, n) = 1 2πσ2 V K/2 K k=1 e − Xk−z0e − j 2πmk N n 2 2σ2 V (36) where σ2 V is the variance of frequency domain noise ˜Vk, ∀k = 1, 2, . . . , K and mk, N, and K, and z0 are defined in (9) and (19), respectively. The ML estimator of n, can be represented by maximizing the proposed log-likelihood function with respect to n such that ˆn = argmax z0,n { f (X1, . . . , XK |z0, n)} (37) = argmax z0,n ln 1 2πσ2 V K/2 − 1 2σ2 V K k=1 Xk − z0e− j 2πmk N n 2 (38) = argmin z0,n K k=1 Xk − z0e− j 2πmk N n 2 (39) taking the derivative of (39) and solving it with respect to z0, leads to ˆz∗ 0 = X∗ k e− j 2πmk N n (40) substituting (40) into (39) and solving for n, leads to ˆn = argmax n 2 K k=1 Xk X∗ k e− j 2πmk N n ej 2πmk N n (41) = argmax n WT n x 2 (42) where wn = [ej((2π Kn)/N), ej((2π(K−1)n)/N), . . . , ej((2πn)/N)]T is K × 1 column vector and x = [X1, X2, . . . , XK ]T . APPENDIX B DERIVING STRAIGHT-LINE RANGE Considering Fig. 1 we can write r = D/cos(θ), where D = M m=1 zm. Therefore, it is desired to find an expression that substitutes θ as a function of known and estimated parameters as follows: tan(θ) = 1 D M m=1 zmtan θ(q) m (43) where M, zm, θ (q) m are defined. Based on Snell’s law, it can be shown that θ(q) m = sin−1 ⎛ ⎝sin θ (q) M ε (q) r,m ε (q) r,M ⎞ ⎠. (44) Substituting (44) into (43) leads to tan(θ) = 1 D M m=1 zmtan ⎛ ⎝sin−1 ⎛ ⎝sin θ (q) M ε (q) r,m ε (q) r,M ⎞ ⎠ ⎞ ⎠ (45) = 1 D M m=1 zm sin θ (q) M ε (q) r,m ε (q) r,M cos sin−1 sin θ (q) M ε (q) r,m ε (q) r,M . (46) Using cos(sin−1(x)) = (1 − x2) 1/2 and applying some mathematical manipulations it can be shown that tan(θ) = 1 D M m=1 zmsin θ (q) M ε (q) r,m ε (q) r,M − sin2 θ (q) M ε (q) r,m . (47) Applying (47) into r = D/cos(θ), and substituting cos(tan−1(x)) = (1/((1 + x2) 1/2 )), the straight-line range between the transmitter and receiver as a function of measured thicknesses and DoAs corresponds to ˆr(q) = D 1 + ⎡ ⎣ 1 D M m=1 zmsin θ (q) M ε (q) r,m ε (q) r,M − sin2 θ (q) M ε (q) r,m ⎤ ⎦ 2 . (48) REFERENCES [1] C. H. Knapp and G. C. Carter, “The generalized correlation method for estimation of time delay,” IEEE Trans. Acoust., Speech Signal Process., vol. 24, no. 4, pp. 320–327, Aug. 1976. [2] F. X. Ge, D. Shen, Y. Peng, and V. O. K. Li, “Super-resolution time delay estimation in multipath environments,” IEEE Trans. Circuits Syst. I, Reg. Papers, vol. 54, no. 9, pp. 1977–1986, Sep. 2007. [3] J. P. Ianniello, “High-resolution multipath time delay estimation for broad-band random signals,” IEEE Trans. Acoust., Speech Signal Process., vol. 36, no. 3, pp. 320–327, Mar. 1988. [4] M. Jamalabdollahi and S. A. R. Zekavat, “Joint neighbor discovery and time of arrival estimation in wireless sensor networks via OFDMA,” IEEE Sensors J., vol. 15, no. 10, pp. 5821–5833, Oct. 2015. [5] S. T. Goh, O. Abdelkhalik, and S. A. R. Zekavat, “A weighted measure- ment fusion Kalman filter implementation for UAV navigation,” Aerosp. Sci. Technol., vol. 28, no. 1, pp. 315–323, Jul. 2013. [6] H. Tong and S. A. Zekavat, “A novel wireless local positioning system via a merger of DS-CDMA and beamforming: Probability-of-detection performance analysis under array perturbations,” IEEE Trans. Veh. Technol., vol. 56, no. 3, pp. 1307–1320, May 2007. [7] A. H. Quazi, “An overview on the time delay estimate in active and passive systems for target localization,” IEEE Trans. Acoust., Speech, Signal Process., vol. 29, no. 3, pp. 527–533, Jun. 1981. [8] S. T. Goh, S. R. Zekavat, and K. Pahlavan, “DOA-based endoscopy capsule localization and orientation estimation via unscented Kalman filter,” IEEE Sensors J., vol. 14, no. 11, pp. 3819–3829, Nov. 2014. [9] V. Mitra, C.-J. Wang, and S. Banerjee, “Lidar detection of underwater objects using a neuro-SVM-based architecture,” IEEE Trans. Neural Netw., vol. 17, no. 3, pp. 717–731, May 2006. [10] L. Qu, Q. Sun, T. Yang, L. Zhang, and Y. Sun, “Time-delay estimation for ground penetrating radar using ESPRIT with improved spatial smoothingtechnique,” IEEE Geosci. Remote Sens. Lett., vol. 11, no. 8, pp. 1315–1319, Aug. 2014. [11] S. Zheng, X. Pan, A. Zhang, Y. Jiang, and W. Wang, “Estimation of echo amplitude and time delay for OFDM-based ground-penetrating radar,” IEEE Geosci. Remote Sens. Lett., vol. 12, no. 12, pp. 2384–2388, Dec. 2015.
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Mohsen Jamalabdollahi (S’15) received the B.Sc. degree in electrical engineering from the Univer- sity of Mazandaran, Babol, Iran, in 2003, the M.Sc. degree from the K. N. Toosi University of Technology, Tehran, Iran, in 2011, and the Ph.D. degree from the Department of Electrical and Com- puter Engineering, Michigan Technological Univer- sity, Houghton, MI, USA, in 2016. He was with the Software Radio group of Mobile Communications Technology Company, Tehran, from 2006 to 2013. His current research interests include digital signal processing, wireless communications, and convex optimization. Dr. Jamalabdollahi was a recipient of the Matt Wolfe Award for Outstanding Graduate Research Assistant at the Department of Electrical and Computer Engineering, Michigan Technological University in 2016. Seyed (Reza) Zekavat (M’02–SM’10) has been with Michigan Technological University, Houghton, MI, USA, since 2002. He is the Editor of the book Handbook of Position Location: Theory, Prac- tice, and Advances (Wiley-IEEE). He is the author of the book Electrical Engineering, Concepts, and Applications (Pearson) and has also coauthored the book Multi-Carrier Technologies for Wireless Com- munications (Kluwer). His current research interests include wireless communications, positioning sys- tems, software-defined radio design, dynamic spec- trum allocation methods, blind signal separation, and MIMO and beam forming techniques. Dr. Zekavat was the Founder and Chair of multiple IEEE Space Solar Power Workshops in 2013–2015. In addition, he is active on the Executive Committees for several IEEE international conferences. He has served on the Editorial Board of many journals, including IET Communications, IET Wireless Sensor System, the International Journal on Wireless Networks (Springer), and the GSTF Journal on Mobile Communications.