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Ear as a biometric
By
Farah
Introduction
• The potential of the human ear for personal
identification was recognized and advocated as long
ago as 1890 by the French criminologist Alphonse
Bertillon.
• Ear biometrics has received scant attention compared
to the more popular techniques of face, eye, or
fingerprint recognition.
• ears have played a significant role in forensic science
for many years, especially in the United States, where
an ear classifcation system based on manual
measurementswas developed by Iannarelli, and has
been in use for more than 40 years.
advantages
• have a rich and stable structure that changes
little with age.
• The ear does not suffer from changes in facial
expression.
• is firmly fixed in the middle of the side of the
head so that the immediate background is
more predictable than is the case for face
recognition which usually requires the face to
be captured against a controlled background.
advantages
• unlikely to cause anxiety as may happen with
iris and retina measurements. The ear is large
compared with the iris, retina, and fingerprint
and therefore is more easily captured at a
distance.
Anatomy of the ear.
• Helix : the outer rim.
• inner helix or antihelix:which
runs roughly parallel to the outer
helix but forks into two branches.
• Concha:The inner helix and the
lower of these two branches
forms the top and left side.
• intertragic notch:bottom of the
concha merges into the very
distinctive which due to its very
sharp bend at the bottom
• the crus of helix where the helix
intersects with the lower branch
of the antihelix.
• antitragus or the little bump on
the left of the intertragic notch.
• ear canal or acoustic.
• Examples of the human
ear shape. Notice that
helices, concha,
intertragic notch are
present in all the
examples, but that some
ears have so called
attached
• lobes, where the lobes
are poorly formed or are
almost non-existent.
Approaches to Ear Biometrics
1- Iannarelli and Forensic Ears:
• Alfred Iannarelli developed a system of ear
classification used by American law enforcement
agencies. 1949 He developed the Iannarelli
System of Ear Identification his system essentially
consists of taking a number measurements
around the ear by placing a transparent compass
with 8 spokes at equal 45 intervals over an
enlarged photograph of the ear.
•The first part of registration is
achieved by ensuring that a
reference line touches the crus of
helix at the top and touches the
innermost point on the tragus at
the bottom.
•the second step of registration
are accomplished by adjusting the
enlargement mechanism until a
second reference line exactly
spans the concha from top to
bottom.
Approaches to Ear Biometrics
2-Burge and Burger Proof of Concept:
• were the first to investigate the human ear as a biometric in the
context of machine vision.
• Each subject's ear was modeled as an adjacency graph built from
the Voronoi diagram of its Canny extracted curve segments.
• They devised a novel graph matching algorithm for authentication
which takes into account the erroneous curve segments which can
occur in the ear image due to changes such as lighting, shadowing,
and occlusion .
• They found that the features are robust and could be reliably
extracted from a distance.
• They identified the problem of occlusion by hair as a major obstacle
and proposed the use of thermal imagery to overcome this
obstacle.
Approaches to Ear Biometrics
3 - Principal Components Analysis (PCA)
• Principal Components Analysis, closely related to
Singular Value Decomposition, has been one of
the most popular approaches to ear recognition.
• images can be looked upon as vectors, and any
picture can be constructed as a summation of
elementary picture-vectors
• PCA can process these vectors to achieve image
compression, and how this in turn can be used
for biometrics
Approaches to Ear Biometrics
4- Force Field Transform:
• Hurley et al. have developed an invertible linear transform
which transforms an ear image into a force field by
pretending that pixels have a mutual attraction
proportional to their intensities and inversely to the square
of the distance between them rather like Newton's
Universal Law of Gravitation
• there is an associated energy field which in the case of an
ear takes the form of a smooth surface with a number of
peaks joined by ridges .
• Two distinct methods of extracting these features are
offered. The first method depicted Figure 7.9 (left) is
algorithmic, where test pixels seeded
Figure 7.9
Force and convergence fields for an ear. The force field for an ear (left)
and its corresponding convergence field (centre). The force direction
field (right)
• around the perimeter of the force field are
allowed to follow the force direction
• joining together here and there to form
channels which terminate in potential wells
• The second method depicted in Figure 7.9
(centre) is analytical,and results from an
analysis of the mechanism of the first method
leading to a scalar function based on the
divergence of the force direction.
Approaches to Ear Biometrics
5 -Three Dimensional Ear Biometrics
 Yan and Bowyer ICP Approach
• use a Minolta VIVID 910 range scanner to capture both
depth and colour information. The device uses a laser
to scan the ear, and depth is automatically calculated
using triangulation.
• They have developed a fully automatic ear biometric
system using ICP based 3D shape matching for
recognition, and using both 2D appearance and 3D
depth data for automatic ear extraction which not only
extracts the ear image but also separates it from hair
and earrings.
• Ear extraction uses a multistage process which
uses both 2D and 3D data and curvature
estimation to detect the ear pit which is then
used to initialize an elliptical active contour to
locate the ear outline and crop the 3D ear
data
• Ear pit detection includes:
• (i) geometric prepossessing to locate the nose
tip to act as the hub of a sector which includes
the ear with a high degree of confidence.
• (ii) skin detection to isolate the face and ear
region from the hair and clothes.
• (iii) surface curvature estimation to detect the
pit regions depicted in black in the image.
• (iv) surface segmentation and classification.
 Chen and Bhanu Local Surface Patch Approach
• have also tackled 3D ear biometrics using a Minolta
range scanner as the basis of a complete 3D
recognition system on a dataset of 52 subjects
consisting of two images per subject. The ears are
detected using template matching of edge clusters
against an ear model based on the helix and antihelix,
and then a number of feature points are extracted
based on local surface shape. A signature called a
“Local Surface Patch" based on local curvature is
computed for each feature point and is used in
combination with ICP to achieve a recognition rate of
90.4%
Approaches to Ear Biometrics
6 -Acoustic Ear Recognition:
• Akkermans have exploited the acoustic properties of the ear for
recognition. It turns out that the ear by virtue of its special shape
behaves like a filter so that a sound signal played into the ear is
returned in a modified form.
• This acoustic transfer function forms the basis of the acoustic ear
signature An obvious commercial use is that a small microphone
might be incorporated into the earpiece of a mobile phone to
receive the reflected sound signal and the existing loudspeaker
could be used to generate the test signal.
• Akkermans et al. measure the impulse response of the ear by
sending a noise signal with a spectrum into the pinna and ear canal
and measuring the response
1. Cost :High
2. Easiest to use : Easiest
3.Authentication:High
4.Identification : the ears of any one individual.
5- Physiological and/or behavioral characteristics: ear is
physiological
6- Ability to applied:low
7- Community Acceptance:high
8- Automatic : in real time
9- life cycle: does not need update
10- Maintenance requirement : does not need maintenance
Pattern recognition ear as a biometric

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Pattern recognition ear as a biometric

  • 1. Ear as a biometric By Farah
  • 2. Introduction • The potential of the human ear for personal identification was recognized and advocated as long ago as 1890 by the French criminologist Alphonse Bertillon. • Ear biometrics has received scant attention compared to the more popular techniques of face, eye, or fingerprint recognition. • ears have played a significant role in forensic science for many years, especially in the United States, where an ear classifcation system based on manual measurementswas developed by Iannarelli, and has been in use for more than 40 years.
  • 3. advantages • have a rich and stable structure that changes little with age. • The ear does not suffer from changes in facial expression. • is firmly fixed in the middle of the side of the head so that the immediate background is more predictable than is the case for face recognition which usually requires the face to be captured against a controlled background.
  • 4. advantages • unlikely to cause anxiety as may happen with iris and retina measurements. The ear is large compared with the iris, retina, and fingerprint and therefore is more easily captured at a distance.
  • 5. Anatomy of the ear. • Helix : the outer rim. • inner helix or antihelix:which runs roughly parallel to the outer helix but forks into two branches. • Concha:The inner helix and the lower of these two branches forms the top and left side. • intertragic notch:bottom of the concha merges into the very distinctive which due to its very sharp bend at the bottom • the crus of helix where the helix intersects with the lower branch of the antihelix. • antitragus or the little bump on the left of the intertragic notch. • ear canal or acoustic.
  • 6. • Examples of the human ear shape. Notice that helices, concha, intertragic notch are present in all the examples, but that some ears have so called attached • lobes, where the lobes are poorly formed or are almost non-existent.
  • 7. Approaches to Ear Biometrics 1- Iannarelli and Forensic Ears: • Alfred Iannarelli developed a system of ear classification used by American law enforcement agencies. 1949 He developed the Iannarelli System of Ear Identification his system essentially consists of taking a number measurements around the ear by placing a transparent compass with 8 spokes at equal 45 intervals over an enlarged photograph of the ear.
  • 8. •The first part of registration is achieved by ensuring that a reference line touches the crus of helix at the top and touches the innermost point on the tragus at the bottom. •the second step of registration are accomplished by adjusting the enlargement mechanism until a second reference line exactly spans the concha from top to bottom.
  • 9. Approaches to Ear Biometrics 2-Burge and Burger Proof of Concept: • were the first to investigate the human ear as a biometric in the context of machine vision. • Each subject's ear was modeled as an adjacency graph built from the Voronoi diagram of its Canny extracted curve segments. • They devised a novel graph matching algorithm for authentication which takes into account the erroneous curve segments which can occur in the ear image due to changes such as lighting, shadowing, and occlusion . • They found that the features are robust and could be reliably extracted from a distance. • They identified the problem of occlusion by hair as a major obstacle and proposed the use of thermal imagery to overcome this obstacle.
  • 10.
  • 11. Approaches to Ear Biometrics 3 - Principal Components Analysis (PCA) • Principal Components Analysis, closely related to Singular Value Decomposition, has been one of the most popular approaches to ear recognition. • images can be looked upon as vectors, and any picture can be constructed as a summation of elementary picture-vectors • PCA can process these vectors to achieve image compression, and how this in turn can be used for biometrics
  • 12. Approaches to Ear Biometrics 4- Force Field Transform: • Hurley et al. have developed an invertible linear transform which transforms an ear image into a force field by pretending that pixels have a mutual attraction proportional to their intensities and inversely to the square of the distance between them rather like Newton's Universal Law of Gravitation • there is an associated energy field which in the case of an ear takes the form of a smooth surface with a number of peaks joined by ridges . • Two distinct methods of extracting these features are offered. The first method depicted Figure 7.9 (left) is algorithmic, where test pixels seeded
  • 13. Figure 7.9 Force and convergence fields for an ear. The force field for an ear (left) and its corresponding convergence field (centre). The force direction field (right)
  • 14. • around the perimeter of the force field are allowed to follow the force direction • joining together here and there to form channels which terminate in potential wells
  • 15. • The second method depicted in Figure 7.9 (centre) is analytical,and results from an analysis of the mechanism of the first method leading to a scalar function based on the divergence of the force direction.
  • 16. Approaches to Ear Biometrics 5 -Three Dimensional Ear Biometrics  Yan and Bowyer ICP Approach • use a Minolta VIVID 910 range scanner to capture both depth and colour information. The device uses a laser to scan the ear, and depth is automatically calculated using triangulation. • They have developed a fully automatic ear biometric system using ICP based 3D shape matching for recognition, and using both 2D appearance and 3D depth data for automatic ear extraction which not only extracts the ear image but also separates it from hair and earrings.
  • 17. • Ear extraction uses a multistage process which uses both 2D and 3D data and curvature estimation to detect the ear pit which is then used to initialize an elliptical active contour to locate the ear outline and crop the 3D ear data
  • 18. • Ear pit detection includes: • (i) geometric prepossessing to locate the nose tip to act as the hub of a sector which includes the ear with a high degree of confidence. • (ii) skin detection to isolate the face and ear region from the hair and clothes. • (iii) surface curvature estimation to detect the pit regions depicted in black in the image. • (iv) surface segmentation and classification.
  • 19.
  • 20.  Chen and Bhanu Local Surface Patch Approach • have also tackled 3D ear biometrics using a Minolta range scanner as the basis of a complete 3D recognition system on a dataset of 52 subjects consisting of two images per subject. The ears are detected using template matching of edge clusters against an ear model based on the helix and antihelix, and then a number of feature points are extracted based on local surface shape. A signature called a “Local Surface Patch" based on local curvature is computed for each feature point and is used in combination with ICP to achieve a recognition rate of 90.4%
  • 21. Approaches to Ear Biometrics 6 -Acoustic Ear Recognition: • Akkermans have exploited the acoustic properties of the ear for recognition. It turns out that the ear by virtue of its special shape behaves like a filter so that a sound signal played into the ear is returned in a modified form. • This acoustic transfer function forms the basis of the acoustic ear signature An obvious commercial use is that a small microphone might be incorporated into the earpiece of a mobile phone to receive the reflected sound signal and the existing loudspeaker could be used to generate the test signal. • Akkermans et al. measure the impulse response of the ear by sending a noise signal with a spectrum into the pinna and ear canal and measuring the response
  • 22. 1. Cost :High 2. Easiest to use : Easiest 3.Authentication:High 4.Identification : the ears of any one individual. 5- Physiological and/or behavioral characteristics: ear is physiological 6- Ability to applied:low 7- Community Acceptance:high 8- Automatic : in real time 9- life cycle: does not need update 10- Maintenance requirement : does not need maintenance